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As part of on ongoing effort by the Freeman Spogli Institute for International Studies (FSI) to provide research-based programming on the current situation in the Middle East, Scott Sagan and Allen Weiner joined moderator Janine Zacharia at an event co-sponsored with the Stanford Law School to discuss the legal framework of war and how the current conflict in Gaza fits into those precepts.

Scott Sagan is senior fellow at FSI and co-director of the institute’s Center for International Security and Cooperation. Allen Weiner, an FSI affiliate, is a senior lecturer in law and director of the Stanford Program in International Law at Stanford Law School, and a former legal counselor at the U.S. Embassy in The Hague. Janine Zacharia is a lecturer in the Department of Communication.

Their discussion took place  before a Stanford student audience.



Conduct in Conflict


To understand how the principles of just war theory are relevant  today, Dr. Sagan began by outlining what they are and where they came from.

Principles governing honorable and dishonorable conduct in conflict have ancient origins, but the most comprehensive foundations of the law of armed conflict, or international humanitarian law, originate from the four Geneva Conventions concluded in the years following WWII and the bombing of Hiroshima and Nagasaki, Japan, with atomic weapons. Beginning in 1949, these conventions provided an important set of agreements governing the rules of war. In the 1977 Additional Protocols, these agreements were developed and expanded on in greater detail to create the framework recognized internationally today.

However, as Sagan noted, neither Israel nor the United States is party to the Additional Protocols of the 1977 Geneva Convention.  Nevertheless, both countries accept that some of the foundational principles codified on the Protocols constitute customary international law, and are thus legally binding on them.
 

Key Principles of the Laws of War


In their discussion, Sagan and Weiner focused on three principles in particular: the principle of distinction, the principle of proportionality, and the principle of precaution. As defined by Sagan, they state the following:

Principle of Distinction — Only military targets are permissible in conflict; civilians and civilian targets are not permitted. It is left up to warring parties to determine what constitutes each one. 

Principle of Proportionality — Collateral damage will occur in war, even if civilians are not targeted. Therefore, militaries must weigh the advantage of attacking a particular target compared to the harm that it will do to civilians. Attacking a military target of high importance, even if it entails the risk of harming many civilians, might be acceptable, but attacking a target of low-importance with high potential for collateral damage is unacceptable.

Principle of Precaution — Military commanders must take precautions to limit the amount of civilian damage while pursuing targets.

Expanding on that, Weiner also reminded the audience of what the principles of armed conflict are not:

“The laws of war are not the same as human rights law,” he emphasized. “They recognize the existence of war. They recognize that armies are going to engage in killing and destruction. International humanitarian law is designed to minimize the worst suffering that war causes.”
 

The Laws of War in Practice


While these principles provide a general framework, applying them to the specific case of Israel and Hamas is legally complex.

“There is a lot of flexibility and discretion in the application of these laws,” Weiner explained.

The status of Gaza adds another layer of complication. As a sui generis entity, it falls into a gray zone of independent legal classification. Originally part of the Palestinian Mandate, after the Arab-Israeli 1948 war, it was controlled by Egypt until 1967. Israel took control of the territory at the end of the 1967 Six-Day War.  Around the time of 1979 Camp David Accords, Anwar Sadat relinquished any territorial claims Egypt might have to the territory.  Israel withdrew its military forces and citizens from the Gaza Strip in 2005, and since 2007 the territory has been governed by Hamas, which is not the recognized government of Palestine, whose status as a state is likewise contested on the geopolitical stage.

“All of these issues create incredibly complex issues regarding which bodies of law apply to Gaza,” says Weiner.

Beyond the contestation about what legal rules apply to this conflict between Israel and Hamas, and how they should be interpreted, another confounding issue in analyzing the application of laws governing the use of force is the scarcity of reliable, clear facts about what is or is not happening in Gaza. As other Stanford scholars have reported, misinformation about the Israel-Hamas war has been rampant, further fueling animosity and anger both on the ground and online.

Speaking to this, Weiner acknowledged, “I am not able to ascertain with confidence what the facts are around many actions taking place on the ground. And that makes commenting as an outsider about the application of the laws of war in this situation extremely difficult and fraught. We have to be modest and we have to be humble about this.”
 

Questions of Scale


Because many key facts regarding what has and is happening on the ground in Gaza remain unclear, Sagan and Weiner refrained from offering definitive opinions on if or how the rules of war are being violated.

Both scholars agreed that Israel’s goal of eradicating Hamas as the governing entity in Gaza as a response to the attacks on October 7 was a legitimate goal. But each was quick to caution that legitimacy alone is not always the best guiding principle in cases of conflict.

“We need to recognize that there can be acts which are lawful, but awful,” Sagan reminded the audience. “The aims may be legitimate, but if in pursuing those aims you are creating more terrorists than you are killing, the aim you had may have been lawful in terms of its scope, but awful in terms of its consequences.” 

Weiner returned to the principle of jus ad bellum proportionality in thinking about the consequences of scale in responding to an attack such as the one conducted by Hamas on October 7. That principle is different from the jus in bello concept of proportionality, which requires the military advantages of a particular action to be weighed against civilian harms. Under jus ad bellum proportionality, there is also the need to weigh whether the overall scope of a military campaign is proportional to the cause that triggered the response.

But, Weiner cautioned, the jus ad bellum proportionality test “is among the most notoriously fuzzy and ambiguous standards that is used.”  

Looking specifically at Gaza, Weiner continued, “I stipulate that destroying Hamas is a legitimate war aim for Israel under these circumstances. But if you can’t do that without causing excessive damage, I do wonder whether the goal of the state in resorting to war has become greater than the harm it is causing.”
 

Beyond Revenge


While laws and legal precedent may provide a type of formal structure for conduct in conflict, Sagan and Weiner also acknowledged the very impactful role that emotion and human impulses play in how the spirit of those structures are interpreted. 

Speaking to data he and colleagues have collected on the relationship between identity, nationalism, and the ethics of war, Sagan admitted that, “I am concerned that in this conflict and others, the desire for vengeance can easily cloud judgements about what is right and what is wrong.” 

Reflecting on his own experiences, Weiner offered this consideration:

“Having lived through the American response to 9/11, I felt that because there was so much demand for retribution and for vengeance, something about our norms and values and practices changed in the United States. And, clouded by that sense of vengeance, I think after 9/11 the United States made a series of decisions that turned out to be very bad decisions from a national security standpoint and a humanitarian standpoint. And I do worry that the same might be true in Israel, particularly in respect to the scope of the war aims that it is setting.”

As the conflict continues and more information becomes available, Sagan encouraged those in attendance to be judicious and open in their thinking and analysis, even — and particularly — when that may be uncomfortable.

“In cases like the one we are witnessing now, we have to be very strict about what are facts and what are values. We have rights to our own values and our own interpretations. But we don’t have rights to our own facts,” said Sagan.

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Panelists at the event "1973 Yom Kippur War: Lessons Learned"
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The 1973 Yom Kippur War and Lessons for the Israel-Hamas Conflict

Scholars of Israel and the Middle East discussed the strategic takeaways of the 1973 Yom Kippur War and their relevance to the region’s current security crisis.
The 1973 Yom Kippur War and Lessons for the Israel-Hamas Conflict
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Scott Sagan and Allen Weiner explain the principles that govern the laws of armed conflict and the current war between Israel and Hamas.

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Scholars hosted by the Visiting Fellows in Israel Studies program at the Freeman Spogli Institute for International Studies (FSI) on October 27 discussed the lessons of the 1973 Yom Kippur War and its relevance for understanding the current Israel-Hamas war.

The seminar, “1973 Yom Kippur War: Lessons to Remember,” was moderated by Larry Diamond, the Mosbacher Senior Fellow in Global Democracy at FSI who is also leading the Visiting Fellows in Israel Studies program at FSI. 

In his opening remarks, Diamond said, “Our hearts go out to the people of Israel and this struggle they have now in the wake of one of the most horrific terrorist attacks in anyone’s living memory, maybe the most horrific. And to all of the people in Israel and Gaza, who are innocent people who’ve lost their lives.”

Speakers included Or Rabinowitz of the International Relations Department of the Hebrew University of Jerusalem and a visiting associate professor at FSI’s Center for International Security and Cooperation (CISAC); Gil-li Vardi, a former visiting scholar at CISAC and Stanford history lecturer; Professor Emeritus Meron Medzini of the Hebrew University of Jerusalem and former Israeli Prime Minister Golda Meir’s spokesperson during 1973–1974; and Ron Hassner, the Chancellor’s Professor of Political Science and Helen Diller Family Chair in Israel Studies at UC Berkeley. 

Israel’s Nuclear Question

On October 6, 1973, an Arab alliance of Egyptian and Syrian forces launched a surprise attack on Israel on Yom Kippur – the Jewish holy day of atonement. The three-week conflict was one of the deadliest Arab-Israeli wars. It ended with an Israeli victory, shaping inter-state relations in the region for years to come.

Rabinowitz addressed the nuclear dimension of the Yom Kippur War, quoting Richard Nixon, who said in 1972, “The Israelis have nuclear weapons. I’m not going to tell you how I know, but I know that.”

She said a “partial picture” exists of Israel’s nuclear capabilities during the 1973 conflict, and more research needs to be done. Back then, Israel and the U.S. had reached an understanding about Israel’s “ambiguous nuclear posture,” as well as an agreement that any U.S.-made fighter jets would not be used to deploy nuclear weapons. Regarding nuclear-equipped missiles, “we have to take it into account that this was probably a political signaling which wasn’t backed by an actual ability to put in a nuclear warhead on the ballistic missile, but we just don’t know,” Rabinowitz said.

She added, “I am convinced that Golda Meir would have shown nuclear restraint, even if a bilateral understanding had not been in effect with the U.S. – because it made sense, there were moral clouds, and the Israeli objective was to align itself with the U.S. and guarantee further collaboration, and that would have just backfired.”

An Evolving Military Strategy

Vardi said the Yom Kippur War generated a huge incentive for the U.S. military and others to later develop the “AirLand Battle Doctrine,” which emphasizes close coordination between land forces acting as an aggressively maneuvering defense, and air forces attacking rear-echelon forces feeding those front-line enemy forces. 

“It also taught the military leadership in Israel that their instincts are the right ones, that they should always be on the offensive. If war is coming, then they should always be very active about it – active to the point of aggression,” she said.

As for Egypt, Vardi said, they weren’t planning an all-out war against Israel if they didn’t receive help from the Soviet Union or elsewhere, and their tactical goals were therefore limited.

She also noted Israel’s battle doctrine, which rests on three pillars – deterrence, intelligence, and military decision-making, as well as a defensive strategy to be executed offensively, by transferring the battle to enemy territory.

This doctrine failed on October 7 when Hamas attacked Israel, killing more than 1,400 people in Israeli territory. “Israeli security perceptions will need to change,” Vardi said.

If Hamas is removed from Gaza, something else needs to go and fill that gap.
Larry Diamond
Mosbacher Senior Fellow in Global Democracy at FSI

Confronting Hamas

On October 7, Medzini said, Israel was dealt its worst blow since 1948. “Totally unprepared, wrong intelligence, the army in disarray, leadership, very poor response. And, parts of proper Israel were occupied by Palestinians with a huge number of casualties.”

He said, “The entire country was stunned. How could this happen to us?”

The Yom Kippur War was totally different than today’s conflict between Israel and Hamas, Medzini said. In 1973 it was launched by mostly secular governments in Egypt and Syria, whereas Hamas is a religious organization. 

“We thought in terms of Western thinking or Arab thinking. We did not take into account that Hamas is a religious organization. If you read their covenant, if you look at the logo, it’s not only to destroy the Jews of Israel, it’s to destroy the Jews” everywhere, Medzini said. 

Hassner said Israel’s opponents erred during the Yom Kippur War by believing the Israelis would be unable to mobilize quickly. 

“Mobilization turned out to be very easy,” he said, “because everybody was in the same place. Everybody was in the synagogue. And so, unit commanders just went to the nearest synagogues and told all the young men to come out. The roads were empty, which the Egyptians seemed to be unaware of. Mobilization to the front may have happened at twice the speed at which the Israeli military had planned to mobilize, because nobody else was on the road.”

Also, Hassner said, a backlash effect can exist if one is attempting to exploit their opponents’ religious holiday – “you are going to unleash a certain amount of religiously motivated anger.”

Regarding Israel’s security situation today, Rabinowitz said Prime Minister Benjamin Netanyahu’s policies reflect a deep miscalculation of Hamas since the terror group rose to power in 2007 in the Gaza Strip. After Netanyahu took office in 2009, “he went on the record saying that his main mission is to strengthen Hamas” by favoring it over other Palestinian groups.

Medzini said Israel has to conduct a major operation in Gaza to make sure that Hamas loses its military and political capabilities. “You can’t kill an ideology. You can’t kill a religion. But you can certainly destroy a military capability and capacity,” he said. But, Medzini also noted, “Where do we go from here? What’s the end game?”

Diamond spoke of reigniting the peace process and bringing back the two-state solution in a very actual manner. “I’ll note what I think everybody in the room knows that if Hamas is removed from Gaza, something else needs to go and fill that gap.”

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Family and friends of May Naim, 24, who was murdered by Palestinians militants at the "Supernova" festival, near the Israeli border with Gaza strip, react during her funeral on October 11, 2023 in Gan Haim, Israel. (Getty Images)
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FSI Scholars Analyze Implications of Hamas’ Terror Attack on Israel

Larry Diamond moderated a discussion between Ori Rabinowitz, Amichai Magen and Abbas Milani on the effects of Hamas’ attacks on Israel and what the emerging conflict means for Israel and Middle Eastern geopolitics.
FSI Scholars Analyze Implications of Hamas’ Terror Attack on Israel
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Scholars of Israel and the Middle East discussed the strategic takeaways of the 1973 Yom Kippur War and their relevance to the region’s current security crisis.

-
Family and friends of May Naim, 24, who was murdered by Palestinians militants at the "Supernova" festival, near the Israeli border with Gaza strip, react during her funeral on October 11, 2023 in Gan Haim, Israel. (Getty Images) Family and friends of May Naim, 24, who was murdered by Palestinians militants at the "Supernova" festival, near the Israeli border with Gaza strip, react during her funeral on October 11, 2023 in Gan Haim, Israel. (Getty Images)

On Saturday October 7, 2023, two Iranian-backed terrorist organizations based in the Gaza Strip — Hamas and Palestinian Islamic Jihad (PIJ) — inflicted the most lethal attack suffered by the State of Israel since its founding in May 1948. 

Over 1200 Israelis, overwhelmingly civilians, were murdered, 3000 wounded, and approximately 150 kidnapped into Gaza, to be used as human shields and bargaining chips. The attacks also involved unspeakable acts of sexual violence and infanticide. Retaliatory Israeli air strikes have killed over 800 Gazans so far. 

The conflict risks escalating to an all-out regional confrontation, involving several other Iranian proxies (most notably Hezbollah in Lebanon) and even a direct Iran-Israel war. This could have devastating and transformative implications for the Middle East, U.S. foreign policy, and the entire international system. What led to the events of October 7? How was Israel caught so completely off guard? Did Iran order the attack? What are the possible scenarios for the conflict? And what can the Biden Administration do?

SPEAKERS

Amichai Magen

Amichai Magen

Inaugural visiting fellow in Israel Studies at FSI
Lauder School of Government, Diplomacy, and Strategy, Reichman University in Herzliya, Israel
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Abbas Milani photo by Babak Payami

Abbas Milani

Hamid and Christina Moghadam Director of Iranian Studies
Stanford University
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Or Rabinowitz

Or Rabinowitz

Visiting associate professor at FSI's Center for International Security and Cooperation
International Relations Department of Hebrew University, Jerusalem
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MODERATOR

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Larry Diamond

Mosbacher Senior Fellow in Global Democracy at FSI
William L. Clayton Senior Fellow at the Hoover Institution
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Amichai Magen
Abbas Milani
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Visiting Scholar
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Or (Ori) Rabinowitz, (PhD), a Chevening scholar, is an associate professor at the International Relations Department of the Hebrew University of Jerusalem, Israel. During the academic year of 2022-2023 she will hold the post of visiting associate professor at Stanford’s CISAC. Her research interests include nuclear proliferation, intelligence studies, and Israeli American relations. Her book, Bargaining on Nuclear Tests was published in April 2014 by Oxford University Press. Her studies were published leading academic journals, including International Security, Journal of Strategic Studies, and International History Review, as well as op-eds and blog posts in the Washington Post, Foreign Policy and Ha’aretz. She holds a PhD degree awarded by the War Studies Department of King’s College London, an MA degree in Security Studies and an LLB degree in Law, both from Tel-Aviv University. She was awarded numerous awards and grants, including two personal research grants by the Israeli Science Foundation and in 2020 was a member of the Young Academic forum of the Israeli Academy for Sciences and Humanities.  

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Against the backdrop of Ukraine's counteroffensive and the Kremlin's efforts to illegally annex additional territory, a delegation of members from the NATO Parliamentary Assembly arrived at Stanford to meet with experts and weigh considerations about the ongoing conflict. First on their circuit was a panel hosted by the Freeman Spogli Institute for International Studies (FSI) chaired by FSI Director Michael McFaul, with Marshall Burke, Francis Fukuyama, Anna Grzymala-Busse, Scott Sagan, and Kathryn Stoner participating.

The delegates represented thirteen of NATO's thirty member nations, including Belgium, the Czech Republic, France, Greece, Hungary, Italy, Latvia, Luxembourg, Portugal, Romania, Spain, Turkey, and the United Kingdom. Top of mind were questions about the possibility of nuclear escalation from the Kremlin, and appropriate repsonses from the alliance, as well as questions about the longevity of Putin's regime, the nature of international authoritarian alliances, and the future of Ukraine as a European nation.

Drawing from their expertise on state-building, democracy, security issues, nuclear enterprise, and political transitions, the FSI scholars offered a broad analysis of the many factors currently playing out on the geopolitical stage. Abbreviated versions of their responses are given below.

Kathryn Stoner, Francis Fukuyama, Marshall Burke, Scott Sagan, Anna Grzymala-Busse, and Michael McFaul present at a panel given to memebers of the NATO Parlimentary Assembly. Kathryn Stoner, Francis Fukuyama, Marshall Burke, Scott Sagan, Anna Grzymala-Busse, and Michael McFaul present at a panel given to memebers of the NATO Parliamentary Assembly on September 26, 2022. Melissa Morgan

The following commentary has been edited for clarity and length, and does not represent the full extent of the panel’s discussion.
 


Rethinking Assumptions about Russia and Putin

Kathryn Stoner

Right now, Putin is the most vulnerable he's ever been in 22 years in power. But I don’t believe he's under so much pressure at this point that he is about to leave office anytime soon. Autocracies do not usually die by popular mobilization, unfortunately. More often they end through an elite coup or turnover. And since the end of WWII, the research has shown that about 75% of the time autocracies are typically replaced by another autocracy, or the perpetuation of the same autocracy, just with a different leader. So, if Putin were replaced, you might get a milder form of autocracy in Russia, but I don't think you are suddenly going to create a liberal democracy.

This means that we in the West, and particularly in the U.S., need to think very hard about our strategies and how we are going to manage our relationships with Putin and his allies. This time last year, the U.S. broadcast that we basically wanted Russia to calm down so we could pivot to China. That’s an invitation to not calm down, and I think it was a mistake to transmit that as policy.

We need to pay attention to what Russia has been doing. They are the second biggest purveyor of weapons globally after the United States. They will sell to anyone. They’ve been forgiving loans throughout Sub Saharan Africa from the Soviet period and using that as a way of bargaining for access to natural resources. They’re marketing oil, selling infrastructure, and building railroads. Wherever there is a vacuum, someone will fill it, and that includes Russia every bit as much as China. We need to realize that we are in competition with both Russia and China, and develop our policies and outreach accordingly.

KStoner

Kathryn Stoner

Mosbacher Director of the Center on Democracy, Development, and the Rule of Law
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Confronting Autocracy at Home and Abroad

Anna Grzymala-Busse

Why is Putin in Ukraine? Because the fact that there is a democratic country right next door to Russia is an affront to him. Putin doesn’t care that much about NATO. The fact that nothing happened when Sweden joined is some evidence of this. That’s something to keep in mind as people are debating NATO and Ukraine and Ukraine’s possible future as a member.

NATO membership and EU membership are both wonderful things. But more fundamental that that, this war has to be won first. That’s why I think it’s necessary in the next six months to speed up the support for Ukraine by ensuring there’s a steady stream of armaments, training personnel, and providing other military support.

There’s been incredible unity on Ukraine over the last seven months across the EU, NATO, and amongst our allies. But our recent history with President Trump reminds us how fragile these international commitments can be. In foreign policy, it used to be understood that America stands for liberal democracy. But we had a president of the United States who was more than happy to sidle up to some of the worst autocrats in the world. That’s why we can’t afford to leave rising populism around the world unaddressed and fail to engage with voters. When we do that, we allow far right parties to grab those votes and go unopposed. Whatever happens domestically impacts what happens internationally.

Anna Grzymała-Busse

Anna Grzymala-Busse

Director of The Europe Center
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The Consequences of Nuclear Sabre-Rattling

Scott Sagan

We have to very clear-eyed when we’re talking about the threat, however improbable, of the use of a nuclear weapon. When it comes to the deployment of a tactical nuclear weapon, its kinetic effects depend on both the size of the weapon, the yield, and the target. Tactical weapons range in yield from very low — 5-10% of what was in the Hiroshima bomb — to as large as what was used against Hiroshima and Nagasaki. If that kind of weapon was used on an urban target, it would produce widescale effects. In a battlefield or rural area, it would have a relatively small impact.

But in the bigger picture, what any use of a weapon like this does is break a 70+ year tradition of non-use. Those seventy years have been dicey and fragile, but they have held so far. A tradition that is broken creates a precedent, and once there’s a precedent, it makes it much easier for someone to transgress the tradition again. So even if a decision was made to use a tactical weapon with little kinetic importance for strategic effect, I think we still need to be worried about it.

Personalistic dictators surround themselves with yes men. They make lonely decisions by themselves, often filled with vengeance and delusion because no one can tell them otherwise. They don't have the checks and balances. But I want to make one point about a potential coup or overthrow. Putin has done a lot to protect himself against that. But improbable events happen all the time, especially when leaders make really, really bad decisions. That’s not something we should be calling for as official U.S. policy, but it should be our hope.

Headshot of Scott Sagan

Scott Sagan

FSI Senior Fellow at the Center for International Security and Cooperation
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Cycles of Conflict, Climate Change, and Food Insecurity

Marshall Burke

The estimates right now project that there are 350 million people around the world facing acute food insecurity. That means 350 million people who literally don’t have enough to eat. That’s roughly double what it was pre-COVID. The factors driving that are things like supply chain disruptions from the pandemic and climate shocks, but also because of ongoing conflict happening around the world, Ukraine included.

There was an early concern that the war in Ukraine would be a huge threat to global food security. That largely has not been the case so far, at least directly. Opening the grain corridors through the Black Sea has been crucial to this, and it’s critical that we keep those open and keep the wheat flowing out. Research shows that unrest increases when food prices spike, so it’s important for security everywhere to keep wheat prices down.

What I’m worried about now is natural gas prices. With high global natural gas prices, that means making fertilizer is also very expensive and prices have increased up to 300% relative to a few years ago. If they stay that high, this is going to be a long-term problem we will have to find a way of reckoning with on top of the other effects from climate change already impacting global crop production and the global economy.

Marshall Burke

Marshall Burke

Deputy Director of the Center on Food Security and the Environment
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Ukraine After the War

Francis Fukuyama

I've been more optimistic about the prospects for Ukraine taking back territory for more of this war, just because of the vast difference in motivation between the two sides and the supply of modern weapons that Ukraine has been getting. But I don’t know what the conditions on the ground will look like when the decision to negotiate comes. Will Russia still be sitting on occupied territory? Are they kicked out entirely? Or are the frontlines close to where they are now?

As I’ve observed, Ukraine's demands have shifted depending on how they perceive the war going on. There was a point earlier this summer where they hinted that a return to the February 23 borderlines would be acceptable. But now with their recent successes, they're saying they want everything back to the 2014 lines. What actually happens will depend on what the military situation looks like next spring, by my guess.

However the war does end, I think Ukraine actually has a big opportunity ahead of them. Putin has unwittingly become the father of a new Ukrainian nation. The stresses of the war have created a very strong sense of national identity in Ukraine that didn’t exist previously. It’s accurate that Ukraine had significant problems with corruption and defective institutions before, but I think there’s going to be a great push to rout that out. Even things like the Azov steel factory being bombed out of existence is probably a good thing in the long run, because Ukraine was far too dependent on 20th-century coal, steel, and heavy industry. Now they have an opportunity to make a break from all of that.

There are going to be challenges, obviously. We’ll have to watch very carefully what Zelenskyy chooses to do with the commanding position he has at the moment, and whether the government will be able to release power back to the people and restore its institutions. But Europe and the West and our allies are going to have a really big role in the reconstruction of Ukraine, and that should be regarded by everyone as a tremendous opportunity.

frank_fukuyama

Francis Fukuyama

Olivier Nomellini Senior Fellow at FSI
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Victory in Ukraine, Victory for Democracy

Michael McFaul

Nobody likes a loser, and right now, Putin is losing strategically, tactically, and morally. Now, he doesn’t really care about what Biden or NATO or the West think about him. But he does care about what the autocrats think about him, especially Xi Jinping. And with reports coming out of the Shanghai Cooperation Organization that Xi has “concerns” about what’s happening in Ukraine, Putin is feeling that pressure. I think that's why he has decided he needs to double down, not to negotiate, but to try and “win” in some way as defined by him.

In my view, that’s what’s behind the seizure of these four regions. If he feels like he can unequivocally claim them as part of Russia, then maybe he will sue for peace. And that’s exactly what President Zelenskyy fears. Why? Because that’s exactly what happened in 2014. Putin took Crimea, then turned around to the countries of the world and said, “Aren’t we all tired of war? Can’t we just have peace? I’m ready to end the war, as long as you recognize the new borders.” And, let’s be honest, we did.

We keep hearing politicians say we should put pressure for peace negotiations. I challenge any of them to explain their strategy for getting Putin to talk about peace. There is no doubt in my mind that President Zelenskyy would sit down tomorrow to negotiate if there was a real prospect for peace negotiations. But there's also no doubt in my mind right now that Putin has zero interest in peace talks.

Like Dr. Fukuyama, I don’t know how this war will end. But there's nobody inside or outside of Russia that thinks it’s going well. I personally know a lot of people that believe in democracy in Russia. They believe in democracy just as much as you or I. I’ve no doubt of their convictions. But they’re in jail, or in exile today.

If we want to help Russia in the post-Putin world, we have to think about democracy. There’s not a lot we can do to directly help democracy in Russia right now. But we should be doing everything to help democracy in Ukraine.  It didn’t happen in 1991. It didn’t happen in 2004. It didn’t happen in 2014. They had those breakthroughs and those revolutionary moments, but we as the democratic world collectively didn’t get it right. This is our moment to get it right, both as a way of helping Ukraine secure its future, and to give inspiration to “small-d” democrats fighting for rights across the world.

Michael McFaul, FSI Director

Michael McFaul

Director of the Freeman Spogli Institute for International Studies
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On Vladimir Putin’s order, the Russian army launched a new invasion of Ukraine in February. That has inflicted tragedy on Ukrainians but, seven months later, has also proved a catastrophe for Russia.
Putin's Disaster in Ukraine
Russian flag and NATO flag
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NATO-Russia: It’s time to suspend the Founding Act

During a period of greater hope for Russia tempered by uncertainties, President Bill Clinton sought both to enlarge NATO and build a strategic partnership between the Alliance and Moscow.
NATO-Russia: It’s time to suspend the Founding Act
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FSI Director Michael McFaul, Kathryn Stoner, Francis Fukuyama, Scott Sagan, Anna Grzymala-Busse, and Marshall Burke answered questions from the parliamentarians on the conflict and its implications for the future of Ukraine, Russia, and the global community.

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The Freeman Spogli Institute for International Studies (FSI) is pleased to announce that Or Rabinowitz will come to Stanford for the 2022-23 academic year as part of the institute’s new Visiting Fellowship in Israel Studies. Dr. Rabinowitz is currently a Senior Lecturer in International Relations at Hebrew University, Jerusalem.

During her time at Stanford as a Visiting Associate Professor, Dr. Rabinowitz will teach a one quarter long undergraduate course on “Israel: National Security and Nuclear Policy.” She will also organize and run an international workshop on “Deterrence and Weapons of Mass Destruction in the Middle East” in the spring or summer quarters of 2023, and engage with Stanford pre- and postdoctoral fellows and FSI faculty.

Dr. Rabinowitz’s appointment will be based at FSI’s Center for International Security and Cooperation.

“Or Rabinowitz is one of Israel’s finest scholars writing about nuclear proliferation, deterrence, and national security policy,” said Scott Sagan, co-director of CISAC.  “Stanford is really fortunate to be able to bring her to campus for a year under this program.”

Or Rabinowitz is one of Israel’s finest scholars writing about nuclear proliferation, deterrence, and national security policy. Stanford is really fortunate to be able to bring her to campus for a year under this program.
Scott Sagan
Co-director of the Center for International Security and Cooperation

Dr. Rabinowitz’s current research lies at the intersection of nuclear and intelligence studies, with a focus on Israel’s nuclear program and the role of science and technology in its national security doctrine. Her book, “Bargaining on Nuclear Tests: Washington and its Cold War Deals” was published in April 2014 by Oxford University Press, and she has since published articles in International Security, Journal of Strategic Studies, The International History Review and the Bulletin of the Atomic Scientists, among others.

She holds a PhD degree from the War Studies Department of King’s College London, an MA degree in Security Studies and an LLB degree in Law, both from Tel-Aviv University. She is currently conducting a study on intelligence collaboration between allies in the realm of counter-proliferation operations, funded by the Israel Science Foundation.

“I am honored to be joining Stanford this coming academic year, and to share my knowledge about Israel with Stanford’s undergraduates,” said Dr. Rabinowitz. “CISAC is a global leader when it comes to producing new knowledge and insight about the challenges of nuclear proliferation, and being chosen as an Israel Studies Fellow is a true privilege.”

Dr. Rabinowitz’s many awards and honors include being named an Israeli Chevening Scholar by the British Foreign and Commonwealth Office, and receiving The Scouloudi Award from the Institute of Historical Research, University of London. In 2018 she also won the Professor Ya’acov Barsimantov Best Article Award from the Israeli Association for International Studies.

The Visiting Fellowship in Israel Studies was launched in September 2021 with the generous support of Stanford alumni and donors. The search committee included senior fellows from throughout the institute. In addition to bringing to Dr. Rabinowitz to Stanford, the committee selected Dr. Amichai Magen, a scholar of law, government and international relations, as the inaugural Visiting Fellow in Israel Studies. Dr. Magen will also arrive at Stanford in the 2022-2023 academic year.

Media inquiries about the Visiting Fellowship in Israel Studies can be directed to Ari Chasnoff, FSI’s associate director for communications.

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Congratulations to Our CISAC Honors Graduates

On Friday, June 10th, 2022, we celebrated the accomplishments of the students in the Honors Program in International Security Studies.
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Dr. Or Rabinowitz of Hebrew University, Jerusalem, whose research explores how nuclear technology interacts with decision-making, strategy, and diplomacy, will come to Stanford in the 2022-2023 academic year as a Visiting Associate Professor.

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Livestream event on March 1, 2022 at 6:30pm PST: "What's Next for Ukraine and Russia?"

This panel discussion will analyze the most recent developments in the conflict between Ukraine and Russia, and what may lay ahead.

It will be moderated by Francis Fukuyama, director of Stanford’s Ford Dorsey Masters of International Policy Program and Olivier & Nomellini Senior Fellow in International Studies at the Freeman Spogli Institute for International Studies (FSI), with panelists Rose Gottemoeller, the Steven C. Házy Lecturer at FSI’s Center for International Security and Cooperation and deputy secretary general of NATO from 2016 to 2019, and Steve Pifer, the William J Perry Fellow at FSI and former U.S. ambassador to Ukraine.

 

PANELISTS:

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Rose Gottemoeller

Steven C. Házy Lecturer at the Center for International Security and Cooperation
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Steven Pifer

WIlliam J. Perry Fellow at the Center for International Security and Cooperation
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MODERATOR:

Francis Fukuyama

Francis Fukuyama

Olivier Nomellini Senior Fellow at the Freeman Spogli Institute for International Studies
Full Profile
Francis Fukuyama

Join via YouTube livesteam

Center for International Security and Cooperation
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Stanford University
Stanford, CA 94305-6165

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William J. Perry Lecturer, Freeman Spogli Institute
Research Fellow at the Hoover Institution
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Rose Gottemoeller is the William J. Perry Lecturer at Stanford University's Freeman Spogli Institute for International Studies and Research Fellow at the Hoover Institute.

Before joining Stanford Gottemoeller was the Deputy Secretary General of NATO from 2016 to 2019, where she helped to drive forward NATO’s adaptation to new security challenges in Europe and in the fight against terrorism.  Prior to NATO, she served for nearly five years as the Under Secretary for Arms Control and International Security at the U.S. Department of State, advising the Secretary of State on arms control, nonproliferation and political-military affairs. While Assistant Secretary of State for Arms Control, Verification and Compliance in 2009 and 2010, she was the chief U.S. negotiator of the New Strategic Arms Reduction Treaty (New START) with the Russian Federation.

Prior to her government service, she was a senior associate with the Carnegie Endowment for International Peace, with joint appointments to the Nonproliferation and Russia programs. She served as the Director of the Carnegie Moscow Center from 2006 to 2008, and is currently a nonresident fellow in Carnegie's Nuclear Policy Program.  

At Stanford, Gottemoeller teaches and mentors students in the Ford Dorsey Master’s in International Policy program and the CISAC Honors program; contributes to policy research and outreach activities; and convenes workshops, seminars and other events relating to her areas of expertise, including nuclear security, Russian relations, the NATO alliance, EU cooperation and non-proliferation. 

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Steven Pifer is an affiliate of the Center for International Security and Cooperation as well as a non-resident senior fellow with the Brookings Institution.  He was a William J. Perry Fellow at the center from 2018-2022 and a fellow at the Robert Bosch Academy in Berlin from January-May 2021.

Pifer’s research focuses on nuclear arms control, Ukraine, Russia and European security. He has offered commentary on these issues on National Public Radio, PBS NewsHour, CNN and BBC, and his articles have been published in a wide variety of outlets.  He is the author of The Eagle and the Trident: U.S.-Ukraine Relations in Turbulent Times (Brookings Institution Press, 2017), and co-author of The Opportunity: Next Steps in Reducing Nuclear Arms (Brookings Institution Press, 2012).

A retired Foreign Service officer, Pifer’s more than 25 years with the State Department focused on U.S. relations with the former Soviet Union and Europe, as well as arms control and security issues.  He served as deputy assistant secretary of state in the Bureau of European and Eurasian Affairs with responsibilities for Russia and Ukraine, ambassador to Ukraine, and special assistant to the president and senior director for Russia, Ukraine and Eurasia on the National Security Council.  In addition to Ukraine, he served at the U.S. embassies in Warsaw, Moscow and London as well as with the U.S. delegation to the negotiation on intermediate-range nuclear forces in Geneva.  From 2000 to 2001, he was a visiting scholar at Stanford’s Institute for International Studies, and he was a resident scholar at the Brookings Institution from 2008 to 2017.

Pifer is a 1976 graduate of Stanford University with a bachelor’s in economics.

 

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We are happy to share that Oriana Skylar Mastro, an incoming FSI Center Fellow at APARC, has been awarded the 2020 America in the World Consortium Prize for Best Policy Article on U.S. Foreign Policy and Grand Strategy for her article, “The Stealth Superpower: How China Hid Its Global Ambitions” in Foreign Affairs. The award is given annually by the Consortium — which includes the Kissinger Center and Johns Hopkins SAIS, Duke University, and the University of Texas at Austin — for research articles by pre-tenure scholars addressing a major issue of American foreign policy.

Mastro's winning article provides an insightful analysis of the careful, deliberate efforts the PRC has undertaken to obscure its growing global influence. “Although Beijing has pursued an indirect and entrepreneurial strategy of accumulating power,” she writes, “make no mistake: the ultimate goal is to push the United States out of the Indo-Pacific and rival it on the global stage.” Her research as an academic and a United States Air Force Reserve officer focuses on rising global powers and how perceptions of power impact the process and precursors to conflict, particularly in regards to China and East Asian security. As an FSI Center Fellow, she will be based at APARC and also work with CISAC. 

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Mastro describes how the current administration in China epitomizes Deng Xiaoping’s counsel to “Hide your strength, bide your time” by exploiting gaps in international policy and American attention. Rather than compete outright, China leverages ambiguities in existing policies and practices in order to further its agenda and ambitions while still remaining within the rubric of international order. This strategy has allowed it to continue in its assertions in the South China Sea, establish rules on technology like AI that favor Chinese companies while stalling consensus on other issues like cybersecurity and “cyber-sovereignty,” and create a network of economic and political partnerships with nations traditionally outside the United State’s purview.

The result is that China is carefully cultivating a quiet but hugely impactful influence across the globe. To counter this strategy, Mastro urges the United States to lead out on the world stage by increasing its participation in international institutions and agreements, and through deepening and diversifying its relationships with allies and partners. In a time when international tensions are increasing and a pivotal election looms, these perspectives couldn’t be more timely.

Congratulations, Oriana, on the recognition for your excellent research and insight!

Read Oriana’s award-winning article here >>

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FSI’s Incoming Center Fellow Oriana Skylar Mastro Discusses Chinese Ambitions, Deteriorating U.S.-China Relations

Mastro, whose appointment as a Center Fellow at Shorenstein APARC begins on August 1, considers the worsening relations between the world’s two largest economies, analyzes Chinese maritime ambitions, and talks about her military career and new research projects.
FSI’s Incoming Center Fellow Oriana Skylar Mastro Discusses Chinese Ambitions, Deteriorating U.S.-China Relations
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Mastro, who begins her role as FSI Center Fellow on August 1, has won the AWC Best Policy Article on U.S. Foreign Policy and Grand Strategy award for her insights on how China leverages ambiguity to gain global influence and what the United States can do to counter the PRC’s ambitions.

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On Feb. 12, White House National Security Adviser Robert O’Brien announced that the U.S. government has “evidence that Huawei has the capability secretly to access sensitive and personal information in systems it maintains and sells around the world.” This represents the latest attempt by the Trump administration to support an argument that allied governments—and the businesses they oversee—should purge certain telecommunications networks of Huawei equipment. The position reflects the preferred approach in the United States, which is to issue outright bans against select companies (including Huawei) that meet an as-yet-unknown threshold of risk to national security.

 

Read the rest at Lawfare Blog

 

 

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Panel discussion with Stanford international affairs experts on escalating U.S.-Iran tensions.

 

Register: Click here to RSVP

 

Livestream: Please click here to join the livestream.

 

About this Event: U.S.-Iran tensions are at a new high following the U.S. drone strike that killed Iranian Major General Qassem Soleimani. Both sides continue to exchange threats of violence, and the implications for Iran’s nuclear ambitions, the fight against ISIS, and the U.S. presence in Iraq are expected to be profound. Join us for a panel discussion with Lisa Blaydes, Colin Kahl, Brett McGurk and Abbas Milani, moderated by Michael McFaul, on how recent developments may reshape the geopolitical landscape in one of the most volatile regions of the world.

 

This event is co-sponsored with Hamid and Christina Moghadam Program in Iranian Studies, Freeman Spogli Institute for International Studies, and the Middle East Initiative at the Center for International Security and Cooperation.

 

Speaker's Biographies:

Lisa Blaydes is a Professor of Political Science at Stanford University and a Senior Fellow at the Freeman Spogli Institute for International Studies. She is the author of Elections and Distributive Politics in Mubarak’s Egypt (Cambridge University Press, 2011). Her articles have appeared in the American Political Science ReviewInternational Studies QuarterlyInternational OrganizationJournal of Theoretical PoliticsMiddle East Journal, and World Politics. She holds degrees in Political Science (PhD) from the University of California, Los Angeles and International Relations (BA, MA) from Johns Hopkins University.

 

Colin Kahl is co-director of the Center for International Security and Cooperation, the inaugural Steven C. Házy Senior Fellow at the Freeman Spogli Institute for International Studies, and a Professor, by courtesy, in the Department of Political Science at Stanford University. He is also a Strategic Consultant to the Penn Biden Center for Diplomacy and Global Engagement.

From October 2014 to January 2017, he was Deputy Assistant to the President and National Security Advisor to the Vice President. In that position, he served as a senior advisor to President Obama and Vice President Biden on all matters related to U.S. foreign policy and national security affairs, and represented the Office of the Vice President as a standing member of the National Security Council Deputies’ Committee. From February 2009 to December 2011, Dr. Kahl was the Deputy Assistant Secretary of Defense for the Middle East at the Pentagon. In this capacity, he served as the senior policy advisor to the Secretary of Defense for Egypt, Iran, Iraq, Israel and the Palestinian territories, Saudi Arabia, Syria, Yemen, and six other countries in the Levant and Persian Gulf region. In June 2011, he was awarded the Secretary of Defense Medal for Outstanding Public Service by Secretary Robert Gates. 

From 2007 to 2017 (when not serving in the U.S. government), Dr. Kahl was an assistant and associate professor in the Security Studies Program at Georgetown University's Edmund A. Walsh School of Foreign Service. From 2007 to 2009 and 2012 to 2014, he was also a Senior Fellow at the Center for a New American Security (CNAS), a nonpartisan Washington, DC-based think tank. From 2000 to 2007, he was an assistant professor of political science at the University of Minnesota. In 2005-2006, Dr. Kahl took leave from the University of Minnesota to serve as a Council on Foreign Relations International Affairs Fellow in the Office of the Secretary of Defense, where he worked on issues related to counterinsurgency, counterterrorism, and responses to failed states. In 1997-1998, he was a National Security Fellow at the John M. Olin Institute for Strategic Studies at Harvard University.

Current research projects include a book analyzing American grand strategy in the Middle East in the post-9/11 era. A second research project focuses on the implications of emerging technologies on strategic stability.

He has published numerous articles on international security and U.S. foreign and defense policy in Foreign Affairs, Foreign Policy, International Security, the Los Angeles Times, Middle East Policy, the National Interest, the New Republic, the New York Times, Politico, the Washington Post, and the Washington Quarterly, as well as several reports for CNAS.

His previous research analyzed the causes and consequences of violent civil and ethnic conflict in developing countries, focusing particular attention on the demographic and natural resource dimensions of these conflicts. His book on the subject, States, Scarcity, and Civil Strife in the Developing World, was published by Princeton University Press in 2006, and related articles and chapters have appeared in International Security, the Journal of International Affairs, and various edited volumes.

Dr. Kahl received his B.A. in political science from the University of Michigan (1993) and his Ph.D. in political science from Columbia University (2000).

 

Brett McGurk is the Frank E. and Arthur W. Payne Distinguished Lecturer at the Freeman Spogli Institute and Center for Security and Cooperation at Stanford University.

McGurk’s research interests center on national security strategy, diplomacy, and decision-making in wartime.  He is particularly interested in the lessons learned over the presidencies of George W. Bush, Barack Obama, and Donald Trump regarding the importance of process in informing presidential decisions and the alignment of ends and means in national security doctrine and strategy.  At Stanford, he will be working on a book project incorporating these themes and teaching a graduate level seminar on presidential decision-making beginning in the fall of 2019.  He is also a frequent commentator on national security events in leading publications and as an NBC News Senior Foreign Affairs Analyst. 

Before coming to Stanford, McGurk served as Special Presidential Envoy for the Global Coalition to Defeat ISIS at the U.S. Department of State, helping to build and then lead the coalition of seventy-five countries and four international organizations in the global campaign against the ISIS terrorist network.  McGurk was also responsible for coordinating all aspects of U.S. policy in the campaign against ISIS in Iraq, Syria, and globally.

McGurk previously served in senior positions in the George W. Bush and Barack Obama administrations, including as Special Assistant to President Bush and Senior Director for Iraq and Afghanistan, and then as Deputy Assistant Secretary of State for Iraq and Iran and Special Presidential Envoy for the U.S. campaign against the Islamic State under Obama.

McGurk has led some of the most sensitive diplomatic missions in the Middle East over the last decade. His most recent assignment established one of the largest coalitions in history to prosecute the counter-ISIS campaign. He was a frequent visitor to the battlefields in both Iraq and Syria to help integrate military and civilian components of the war plan. He also led talks with Russia over the Syria conflict under both the Trump and Obama administrations, initiated back-channel diplomacy to reopen ties between Iraq and Saudi Arabia, and facilitated the formation of the last two Iraqi governments following contested elections in 2014 and 2018.

In 2015 and 2016, McGurk led fourteen months of secret negotiations with Iran to secure the release of Washington Post reporter Jason Rezain, U.S. Marine Amir Hekmati, and Pastor Saad Abadini, as well as three other American citizens.

During his time at the State Department, McGurk received multiple awards, including the Distinguished Honor Award and the Distinguished Service Award, the highest department awards for exceptional service in Washington and overseas assignments.

McGurk is also a nonresident senior fellow in the Middle East Program at the Carnegie Endowment for International Peace.

McGurk received his JD from Columbia University and his BA from the University of Connecticut Honors Program.  He served as a law clerk to Chief Justice William H. Rehnquist on the U.S. Supreme Court, Judge Denis Jacobs on the U.S. Court of Appeals for the 2d Circuit, and Judge Gerard E. Lynch on the U.S. District Court for the Southern District of New York.

 

Abbas Milani is the Hamid & Christina Moghadam Director of Iranian Studies at Stanford University and a Professor (by courtesy) in the Stanford Global Studies Division. He is also one of the founding co-directors of the Iran Democracy Project and a research fellow at the Hoover Institution. His expertise include U.S.-Iran relations as well as Iranian cultural, political, and security issues. Until 1986, he taught at Tehran University’s Faculty of Law and Political Science, where he was also a member of the Board of Directors of the university’s Center for International Relations. After moving to the United States, he was for fourteen years the Chair of the Political Science Department at the Notre Dame de Namur University. For eight years, he was a visiting Research Fellow in University of California, Berkeley’s Middle East Center.

Professor Milani came to Stanford ten years ago, when he became the founding director of the Iranian Studies Program. He also worked with two colleagues to launch the Iran Democracy Project at the Hoover Institution. He has published more than twenty books and two hundred articles and book reviews in scholarly magazines, journals, and newspapers. His latest book is a collection he co-edited with Larry Diamond, Politics & Culture in Contemporary Iran: Challenging the Status Quo  (Lynne Rienner Publishers, 2015).

 

Michael McFaul is the Ken Olivier and Angela Nomellini Professor of International Studies in Political Science, Director and Senior Fellow at the Freeman Spogli Institute for International Studies, and the Peter and Helen Bing Senior Fellow at the Hoover Institution, all at Stanford University. He was also the Distinguished Mingde Faculty Fellow at the Stanford Center at Peking University from June to August of 2015. He joined the Stanford faculty in 1995. He is also an analyst for NBC News and a contributing columnist to The Washington Post. McFaul served for five years in the Obama administration, first as Special Assistant to the President and Senior Director for Russian and Eurasian Affairs at the National Security Council at the White House (2009-2012), and then as U.S. Ambassador to the Russian Federation (2012-2014).

He has authored several books, most recently the New York Times bestseller,  “From Cold War to Hot Peace: An American Ambassador in Putin’s Russia.”  Earlier books include Advancing Democracy Abroad: Why We Should, How We Can; Transitions To Democracy: A Comparative Perspective  (eds. with Kathryn Stoner); Power and Purpose: American Policy toward Russia after the Cold War (with James Goldgeier); and Russia’s Unfinished Revolution: Political Change from Gorbachev to Putin. His current research interests include American foreign policy, great power relations between China, Russia, and the United States, and the relationship between democracy and development. 

Prof. McFaul was born and raised in Montana. He received his B.A. in International Relations and Slavic Languages and his M.A. in Soviet and East European Studies from Stanford University in 1986. As a Rhodes Scholar, he completed his D. Phil. in International Relations at Oxford University in 1991.

Encina Hall West, Room 408
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Senior Fellow at the Freeman Spogli Institute for International Studies
Professor of Political Science
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Lisa Blaydes is a Professor of Political Science at Stanford University. She is the author of State of Repression: Iraq under Saddam Hussein (Princeton University Press, 2018) and Elections and Distributive Politics in Mubarak’s Egypt (Cambridge University Press, 2011). Professor Blaydes received the 2009 Gabriel Almond Award for best dissertation in the field of comparative politics from the American Political Science Association for this project.  Her articles have appeared in the American Political Science Review, International Studies Quarterly, International Organization, Journal of Theoretical Politics, Middle East Journal, and World Politics. During the 2008-2009 and 2009-2010 academic years, Professor Blaydes was an Academy Scholar at the Harvard Academy for International and Area Studies. She holds degrees in Political Science (PhD) from the University of California, Los Angeles, and International Relations (BA, MA) from Johns Hopkins University.

 

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Senior Fellow at the Freeman Spogli Institute for International Studies
Steven C. Házy Senior Fellow at the Center for International Security and Cooperation
Professor, by courtesy, of Political Science
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Colin Kahl is the Steven C. Házy Senior Fellow at Stanford University’s Center for International Security and Cooperation (CISAC), an interdisciplinary research hub in the Freeman Spogli Institute for International Studies. He is also the faculty director of CISAC’s Program on Geopolitics, Technology, and Governance, and a professor of political science (by courtesy). 

Current research projects include: an examination of the role of emerging technologies (including cyber, space, and artificial intelligence and autonomy) in “integrated deterrence” vis-à-vis the People’s Republic of China (PRC); an assessment of the role of U.S.-Russia nuclear deterrence and Russian nuclear coercion in the Ukraine war; and an analysis of the utility of the concept of the “Free World” for U.S. foreign policy.

From April 2021-July 2023, Dr. Kahl served as the Under Secretary of Defense for Policy at the U.S. Department of Defense. In that role, he was the principal adviser to the Secretary of Defense for all matters related to national security and defense policy and represented the Department as a standing member of the National Security Council Deputies’ Committee. He oversaw the writing of the 2022 National Defense Strategy, which focused the Pentagon’s efforts on the “pacing challenge” posed by the PRC, and he led the Department’s response to Russia’s invasion of Ukraine and numerous other international crises. He also led several other major defense diplomacy initiatives, including: an unprecedented strengthening of the NATO alliance; the negotiation of the AUKUS agreement with Australia and the United Kingdom; historic defense force posture enhancements in Australia, Japan, and the Philippines; and deepening defense and strategic ties with India. In June 2023, Secretary of Defense Lloyd Austin III awarded Dr. Kahl the Department of Defense Distinguished Public Service Medal, the highest civilian award presented by the Secretary of Defense.

During the Obama Administration, Dr. Kahl served as Deputy Assistant to President Obama and National Security Advisor to the Vice President Biden from October 2014 to January 2017. He also served as Deputy Assistant Secretary of Defense for the Middle East from February 2009 to December 2011, for which he received the Outstanding Public Service Medal in July 2011.

Dr. Kahl is the co-author (along with Thomas Wright) of Aftershocks: Pandemic Politics and the End of the Old International Order (New York: St. Martin’s Press, 2021) and the author States, Scarcity, and Civil Strife in the Developing World (Princeton, NJ: Princeton University Press, 2006). He has also published numerous article on U.S. national security and defense policy in Foreign AffairsForeign PolicyInternational Security, the Los Angeles TimesMiddle East Policy, the National Interest, the New Republic, the New York TimesPolitico, the Washington Post, and the Washington Quarterly, as well as several reports for the Center for a New American Security (CNAS), a non-partisan think tank in Washington, DC.

Dr. Kahl previously taught at Georgetown University and the University of Minnesota, and he has held fellowship positions at Harvard University, the Council on Foreign Relations, CNAS, and the Penn Biden Center for Diplomacy and International Engagement. 

He received his B.A. in political science from the University of Michigan (1993) and his Ph.D. in political science from Columbia University (2000).

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Director, Freeman Spogli Institute for International Studies
Ken Olivier and Angela Nomellini Professor of International Studies, Department of Political Science
Peter and Helen Bing Senior Fellow, Hoover Institution
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Michael McFaul is Director at the Freeman Spogli Institute for International Studies, the Ken Olivier and Angela Nomellini Professor of International Studies in the Department of Political Science, and the Peter and Helen Bing Senior Fellow at the Hoover Institution. He joined the Stanford faculty in 1995. Dr. McFaul also is as an International Affairs Analyst for NBC News and a columnist for The Washington Post. He served for five years in the Obama administration, first as Special Assistant to the President and Senior Director for Russian and Eurasian Affairs at the National Security Council at the White House (2009-2012), and then as U.S. Ambassador to the Russian Federation (2012-2014).

He has authored several books, most recently the New York Times bestseller From Cold War to Hot Peace: An American Ambassador in Putin’s Russia. Earlier books include Advancing Democracy Abroad: Why We Should, How We Can; Transitions To Democracy: A Comparative Perspective (eds. with Kathryn Stoner); Power and Purpose: American Policy toward Russia after the Cold War (with James Goldgeier); and Russia’s Unfinished Revolution: Political Change from Gorbachev to Putin. He is currently writing a book called Autocrats versus Democrats: Lessons from the Cold War for Competing with China and Russia Today.

He teaches courses on great power relations, democratization, comparative foreign policy decision-making, and revolutions.

Dr. McFaul was born and raised in Montana. He received his B.A. in International Relations and Slavic Languages and his M.A. in Soviet and East European Studies from Stanford University in 1986. As a Rhodes Scholar, he completed his D. Phil. In International Relations at Oxford University in 1991. His DPhil thesis was Southern African Liberation and Great Power Intervention: Towards a Theory of Revolution in an International Context.

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This article originally appeared at Brookings.

 

March 18 marks the fifth anniversary of Russia’s illegal annexation of Crimea, which capped the most blatant land grab in Europe since World War II. While the simmering conflict in Donbas now dominates the headlines, it is possible to see a path to resolution there. It is much more difficult with Crimea, which will remain a problem between Kyiv and Moscow, and between the West and Russia, for years—if not decades—to come.

THE TAKING OF CRIMEA

In late February 2014, just days after the end of the Maidan Revolution and Victor Yanukovych’s flight from Kyiv, “little green men”—a term coined by Ukrainians—began seizing key facilities on the Crimean peninsula. The little green men were clearly professional soldiers by their bearing, carried Russian weapons, and wore Russian combat fatigues, but they had no identifying insignia. Vladimir Putin originally denied they were Russian soldiers; that April, he confirmed they were.

By early March, the Russian military had control of Crimea. Crimean authorities then proposed a referendum, which was held on March 16. It proved an illegitimate sham. To begin with, the referendum was illegal under Ukrainian law. Moreover, it offered voters two choices: to join Russia, or to restore Crimea’s 1992 constitution, which would have entailed significantly greater autonomy from Kyiv. Those on the peninsula who favored Crimea remaining a part of Ukraine under the current constitutional arrangements found no box to check.

The referendum unsurprisingly produced a Soviet-style result: 97 percent allegedly voted to join Russia with a turnout of 83 percent. A true referendum, fairly conducted, might have shown a significant number of Crimean voters in favor of joining Russia. Some 60 percent were ethnic Russians, and many might have concluded their economic situation would be better as a part Russia.

It was not, however, a fair referendum. It was conducted in polling places under armed guard, with no credible international observers, and with Russian journalists reporting that they had been allowed to vote. Two months later, a member of Putin’s Human Rights Council let slip that turnout had been more like 30 percent, with only half voting to join Russia.

Regardless, Moscow wasted no time. Crimean and Russian officials signed a “treaty of accession” just two days later, on March 18. Spurred by a fiery Putin speech, ratification by Russia’s rubberstamp Federation Assembly and Federation Council was finished by March 21.

ATTEMPTS TO JUSTIFY

Moscow’s actions violated the agreement among the post-Soviet states in 1991 to accept the then-existing republic borders. Those actions also violated commitments to respect Ukraine’s sovereignty, territorial integrity, and independence that Russia made in the 1994 Budapest Memorandum on Security Assurances for Ukraine and 1997 Ukrainian-Russian Treaty of Friendship, Cooperation and Partnership.

In late March 2014, Russia had to use its veto to block a U.N. Security Council resolution that, among other things, expressed support for Ukraine’s territorial integrity (there were 13 yes votes and one abstention). The Russians could not, however, veto a resolution in the U.N. General Assembly. It passed 100-11, affirming Ukraine’s territorial integrity and terming the Crimean referendum invalid.

Russian officials sought to justify the referendum as an act of self-determination. It was not an easy argument for the Kremlin to make, given the history of the two bloody wars that Russia waged in the 1990s and early 2000s to prevent Chechnya from exercising a right of self-determination.

Russian officials also cited Western recognition of Kosovo as justification. But that did not provide a particularly good model. Serbia subjected hundreds of thousands of Kosovar Albanians to ethnic-cleansing in 1999; by contrast, no ethnic-cleansing occurred in Crimea. Kosovo negotiated with Serbia to reach an amicable separation for years before declaring independence unilaterally. There were no negotiations with Kyiv over Crimea’s fate, and it took less than a month from the appearance of the little green men to Crimea’s annexation.

The military seizure of Crimea provoked a storm of criticism. The United States and European Union applied visa and financial sanctions, as well as prohibited their ships and aircraft from traveling to Crimea without Ukrainian permission. Those sanctions were minor, however, compared to those applied on Russia after it launched a proxy conflict in Donbas in April 2014, and particularly after a Russian-provided surface-to-air missile downed a Malaysian Air airliner carrying some 300 passengers.

Whereas Ukrainian forces on Crimea did not resist the Russian invasion (in part at the urging of the West), Kyiv resisted the appearance of little green men in Donbas. Before long, the Ukrainians found themselves fighting Russian troops as well as “separatist” forces. That conflict is now about to enter its sixth year.

Finding a settlement in Donbas has taken higher priority over resolving the status of Crimea—understandable given that some 13,000 have died and two million been displaced in the fighting in eastern Ukraine. Moscow seems to see the simmering conflict as a useful means to pressure and distract Kyiv, both to make instituting domestic reform more difficult and to hinder the deepening of ties between Ukraine and Europe.

Resolving the Donbas conflict will not prove easy. For example, the Kremlin may not be prepared to settle until it has some idea of where Ukraine fits in the broader European order, that is, its relationship with the European Union and NATO. But Russia has expressed no interest in annexing Donbas. While the seizure of Crimea proved very popular with the broader Russia public, the quagmire in Donbas has not. The most biting Western economic sanctions would come off of Russia if it left Donbas. At some point, the Kremlin may calculate that the costs outweigh the benefits and consent to a settlement that would allow restoration of Ukrainian sovereignty there.

Moscow will not, on the other hand, willingly give up Crimea. Russians assert a historical claim to the peninsula; Catherine the Great annexed the peninsula in 1783 following a war between Russia and the Ottoman Empire. (That said, Crimea was transferred from the Russian Soviet Federative Socialist Republic to the Ukrainian Soviet Socialist Republic in 1954, and, as noted above, the republics that emerged from the wreckage of the Soviet Union in 1991 agreed to accept the borders as then drawn.)

Retaining Crimea is especially important to Putin, who can offer the Russian people no real prospect of anything other than a stagnant economy and thus plays the nationalism and Russia-as-a-great-power cards. He gained a significant boost in public popularity (much of which has now dissipated) from the rapid and relatively bloodless takeover of the peninsula. Moreover, it offers a vehicle for Russia to maintain a festering border dispute with Ukraine, which the Kremlin may see as discouraging NATO members from getting too close to Ukraine.

Kyiv at present lacks the political, economic, and military leverage to force a return. Perhaps the most plausible route would require that Ukraine get its economic act together, dramatically rein in corruption, draw in large amounts of foreign investment, and realize its full economic potential, and then let the people in Crimea—who have seen no dramatic economic boom after becoming part of Russia—conclude that their economic lot would be better off back as a part of Ukraine.

For the West, Russia’s seizure and annexation of Crimea pose a fundamental challenge to the European order and the norms established by the 1975 Helsinki Final Act. The United States and Europe should continue their policy of non-recognition of Crimea’s illegal incorporation. They should also maintain Crimea-related sanctions on Russia, if for no other reason than to signal that such land grabs have no place in 21st-century Europe.

 

 

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