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Panel discussion with Stanford international affairs experts on escalating U.S.-Iran tensions.

 

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About this Event: U.S.-Iran tensions are at a new high following the U.S. drone strike that killed Iranian Major General Qassem Soleimani. Both sides continue to exchange threats of violence, and the implications for Iran’s nuclear ambitions, the fight against ISIS, and the U.S. presence in Iraq are expected to be profound. Join us for a panel discussion with Lisa Blaydes, Colin Kahl, Brett McGurk and Abbas Milani, moderated by Michael McFaul, on how recent developments may reshape the geopolitical landscape in one of the most volatile regions of the world.

 

This event is co-sponsored with Hamid and Christina Moghadam Program in Iranian Studies, Freeman Spogli Institute for International Studies, and the Middle East Initiative at the Center for International Security and Cooperation.

 

Speaker's Biographies:

Lisa Blaydes is a Professor of Political Science at Stanford University and a Senior Fellow at the Freeman Spogli Institute for International Studies. She is the author of Elections and Distributive Politics in Mubarak’s Egypt (Cambridge University Press, 2011). Her articles have appeared in the American Political Science ReviewInternational Studies QuarterlyInternational OrganizationJournal of Theoretical PoliticsMiddle East Journal, and World Politics. She holds degrees in Political Science (PhD) from the University of California, Los Angeles and International Relations (BA, MA) from Johns Hopkins University.

 

Colin Kahl is co-director of the Center for International Security and Cooperation, the inaugural Steven C. Házy Senior Fellow at the Freeman Spogli Institute for International Studies, and a Professor, by courtesy, in the Department of Political Science at Stanford University. He is also a Strategic Consultant to the Penn Biden Center for Diplomacy and Global Engagement.

From October 2014 to January 2017, he was Deputy Assistant to the President and National Security Advisor to the Vice President. In that position, he served as a senior advisor to President Obama and Vice President Biden on all matters related to U.S. foreign policy and national security affairs, and represented the Office of the Vice President as a standing member of the National Security Council Deputies’ Committee. From February 2009 to December 2011, Dr. Kahl was the Deputy Assistant Secretary of Defense for the Middle East at the Pentagon. In this capacity, he served as the senior policy advisor to the Secretary of Defense for Egypt, Iran, Iraq, Israel and the Palestinian territories, Saudi Arabia, Syria, Yemen, and six other countries in the Levant and Persian Gulf region. In June 2011, he was awarded the Secretary of Defense Medal for Outstanding Public Service by Secretary Robert Gates. 

From 2007 to 2017 (when not serving in the U.S. government), Dr. Kahl was an assistant and associate professor in the Security Studies Program at Georgetown University's Edmund A. Walsh School of Foreign Service. From 2007 to 2009 and 2012 to 2014, he was also a Senior Fellow at the Center for a New American Security (CNAS), a nonpartisan Washington, DC-based think tank. From 2000 to 2007, he was an assistant professor of political science at the University of Minnesota. In 2005-2006, Dr. Kahl took leave from the University of Minnesota to serve as a Council on Foreign Relations International Affairs Fellow in the Office of the Secretary of Defense, where he worked on issues related to counterinsurgency, counterterrorism, and responses to failed states. In 1997-1998, he was a National Security Fellow at the John M. Olin Institute for Strategic Studies at Harvard University.

Current research projects include a book analyzing American grand strategy in the Middle East in the post-9/11 era. A second research project focuses on the implications of emerging technologies on strategic stability.

He has published numerous articles on international security and U.S. foreign and defense policy in Foreign Affairs, Foreign Policy, International Security, the Los Angeles Times, Middle East Policy, the National Interest, the New Republic, the New York Times, Politico, the Washington Post, and the Washington Quarterly, as well as several reports for CNAS.

His previous research analyzed the causes and consequences of violent civil and ethnic conflict in developing countries, focusing particular attention on the demographic and natural resource dimensions of these conflicts. His book on the subject, States, Scarcity, and Civil Strife in the Developing World, was published by Princeton University Press in 2006, and related articles and chapters have appeared in International Security, the Journal of International Affairs, and various edited volumes.

Dr. Kahl received his B.A. in political science from the University of Michigan (1993) and his Ph.D. in political science from Columbia University (2000).

 

Brett McGurk is the Frank E. and Arthur W. Payne Distinguished Lecturer at the Freeman Spogli Institute and Center for Security and Cooperation at Stanford University.

McGurk’s research interests center on national security strategy, diplomacy, and decision-making in wartime.  He is particularly interested in the lessons learned over the presidencies of George W. Bush, Barack Obama, and Donald Trump regarding the importance of process in informing presidential decisions and the alignment of ends and means in national security doctrine and strategy.  At Stanford, he will be working on a book project incorporating these themes and teaching a graduate level seminar on presidential decision-making beginning in the fall of 2019.  He is also a frequent commentator on national security events in leading publications and as an NBC News Senior Foreign Affairs Analyst. 

Before coming to Stanford, McGurk served as Special Presidential Envoy for the Global Coalition to Defeat ISIS at the U.S. Department of State, helping to build and then lead the coalition of seventy-five countries and four international organizations in the global campaign against the ISIS terrorist network.  McGurk was also responsible for coordinating all aspects of U.S. policy in the campaign against ISIS in Iraq, Syria, and globally.

McGurk previously served in senior positions in the George W. Bush and Barack Obama administrations, including as Special Assistant to President Bush and Senior Director for Iraq and Afghanistan, and then as Deputy Assistant Secretary of State for Iraq and Iran and Special Presidential Envoy for the U.S. campaign against the Islamic State under Obama.

McGurk has led some of the most sensitive diplomatic missions in the Middle East over the last decade. His most recent assignment established one of the largest coalitions in history to prosecute the counter-ISIS campaign. He was a frequent visitor to the battlefields in both Iraq and Syria to help integrate military and civilian components of the war plan. He also led talks with Russia over the Syria conflict under both the Trump and Obama administrations, initiated back-channel diplomacy to reopen ties between Iraq and Saudi Arabia, and facilitated the formation of the last two Iraqi governments following contested elections in 2014 and 2018.

In 2015 and 2016, McGurk led fourteen months of secret negotiations with Iran to secure the release of Washington Post reporter Jason Rezain, U.S. Marine Amir Hekmati, and Pastor Saad Abadini, as well as three other American citizens.

During his time at the State Department, McGurk received multiple awards, including the Distinguished Honor Award and the Distinguished Service Award, the highest department awards for exceptional service in Washington and overseas assignments.

McGurk is also a nonresident senior fellow in the Middle East Program at the Carnegie Endowment for International Peace.

McGurk received his JD from Columbia University and his BA from the University of Connecticut Honors Program.  He served as a law clerk to Chief Justice William H. Rehnquist on the U.S. Supreme Court, Judge Denis Jacobs on the U.S. Court of Appeals for the 2d Circuit, and Judge Gerard E. Lynch on the U.S. District Court for the Southern District of New York.

 

Abbas Milani is the Hamid & Christina Moghadam Director of Iranian Studies at Stanford University and a Professor (by courtesy) in the Stanford Global Studies Division. He is also one of the founding co-directors of the Iran Democracy Project and a research fellow at the Hoover Institution. His expertise include U.S.-Iran relations as well as Iranian cultural, political, and security issues. Until 1986, he taught at Tehran University’s Faculty of Law and Political Science, where he was also a member of the Board of Directors of the university’s Center for International Relations. After moving to the United States, he was for fourteen years the Chair of the Political Science Department at the Notre Dame de Namur University. For eight years, he was a visiting Research Fellow in University of California, Berkeley’s Middle East Center.

Professor Milani came to Stanford ten years ago, when he became the founding director of the Iranian Studies Program. He also worked with two colleagues to launch the Iran Democracy Project at the Hoover Institution. He has published more than twenty books and two hundred articles and book reviews in scholarly magazines, journals, and newspapers. His latest book is a collection he co-edited with Larry Diamond, Politics & Culture in Contemporary Iran: Challenging the Status Quo  (Lynne Rienner Publishers, 2015).

 

Michael McFaul is the Ken Olivier and Angela Nomellini Professor of International Studies in Political Science, Director and Senior Fellow at the Freeman Spogli Institute for International Studies, and the Peter and Helen Bing Senior Fellow at the Hoover Institution, all at Stanford University. He was also the Distinguished Mingde Faculty Fellow at the Stanford Center at Peking University from June to August of 2015. He joined the Stanford faculty in 1995. He is also an analyst for NBC News and a contributing columnist to The Washington Post. McFaul served for five years in the Obama administration, first as Special Assistant to the President and Senior Director for Russian and Eurasian Affairs at the National Security Council at the White House (2009-2012), and then as U.S. Ambassador to the Russian Federation (2012-2014).

He has authored several books, most recently the New York Times bestseller,  “From Cold War to Hot Peace: An American Ambassador in Putin’s Russia.”  Earlier books include Advancing Democracy Abroad: Why We Should, How We Can; Transitions To Democracy: A Comparative Perspective  (eds. with Kathryn Stoner); Power and Purpose: American Policy toward Russia after the Cold War (with James Goldgeier); and Russia’s Unfinished Revolution: Political Change from Gorbachev to Putin. His current research interests include American foreign policy, great power relations between China, Russia, and the United States, and the relationship between democracy and development. 

Prof. McFaul was born and raised in Montana. He received his B.A. in International Relations and Slavic Languages and his M.A. in Soviet and East European Studies from Stanford University in 1986. As a Rhodes Scholar, he completed his D. Phil. in International Relations at Oxford University in 1991.

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Lisa Blaydes is a Professor of Political Science at Stanford University. She is the author of State of Repression: Iraq under Saddam Hussein (Princeton University Press, 2018) and Elections and Distributive Politics in Mubarak’s Egypt (Cambridge University Press, 2011). Professor Blaydes received the 2009 Gabriel Almond Award for best dissertation in the field of comparative politics from the American Political Science Association for this project.  Her articles have appeared in the American Political Science Review, International Studies Quarterly, International Organization, Journal of Theoretical Politics, Middle East Journal, and World Politics. During the 2008-2009 and 2009-2010 academic years, Professor Blaydes was an Academy Scholar at the Harvard Academy for International and Area Studies. She holds degrees in Political Science (PhD) from the University of California, Los Angeles, and International Relations (BA, MA) from Johns Hopkins University.

 

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Colin Kahl is director of the Freeman Spogli Institute for International Studies and the Steven C. Házy Senior Fellow. He is also the faculty director of CISAC’s Program on Geopolitics, Technology, and Governance, and a professor of political science (by courtesy).

From April 2021-July 2023, Dr. Kahl served as the under secretary of defense for policy at the U.S. Department of Defense. In that role, he was the principal adviser to the secretary of defense for all matters related to national security and defense policy and represented the department as a standing member of the National Security Council Deputies’ Committee. He oversaw the writing of the 2022 National Defense Strategy, which focused the Pentagon’s efforts on the “pacing challenge” posed by the PRC, and he led the department’s response to Russia’s invasion of Ukraine and numerous other international crises. He also led several other major defense diplomacy initiatives, including an unprecedented strengthening of the NATO alliance; the negotiation of the AUKUS agreement with Australia and the United Kingdom; historic defense force posture enhancements in Australia, Japan, and the Philippines; and deepening defense and strategic ties with India. In June 2023, Secretary of Defense Lloyd Austin III awarded Dr. Kahl the Department of Defense Distinguished Public Service Medal, the highest civilian award presented by the secretary of defense.

During the Obama Administration, Dr. Kahl served as deputy assistant to President Obama and national security advisor to Vice President Biden from October 2014 to January 2017. He also served as deputy assistant secretary of defense for the Middle East from February 2009 to December 2011, for which he received the Outstanding Public Service Medal in July 2011.

Dr. Kahl is the co-author (along with Thomas Wright) of Aftershocks: Pandemic Politics and the End of the Old International Order (New York: St. Martin’s Press, 2021) and the author of States, Scarcity, and Civil Strife in the Developing World (Princeton, NJ: Princeton University Press, 2006). He has also published numerous article on U.S. national security and defense policy in Foreign Affairs, Foreign Policy, International Security, the Los Angeles Times, Middle East Policy, the National Interest, the New Republic, the New York Times, Politico, the Washington Post, and the Washington Quarterly, as well as several reports for the Center for a New American Security (CNAS), a non-partisan think tank in Washington, DC.

Dr. Kahl previously taught at Georgetown University and the University of Minnesota, and he has held fellowship positions at Harvard University, the Council on Foreign Relations, CNAS, and the Penn Biden Center for Diplomacy and International Engagement.

He received his B.A. in political science from the University of Michigan (1993) and his Ph.D. in political science from Columbia University (2000).

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Michael McFaul is the Ken Olivier and Angela Nomellini Professor of International Studies in Political Science, Senior Fellow at the Freeman Spogli Institute for International Studies, and the Peter and Helen Bing Senior Fellow at the Hoover Institution, all at Stanford University. He joined the Stanford faculty in 1995 and served as FSI Director from 2015 to 2025. He is also an international affairs analyst for MSNOW.

McFaul served for five years in the Obama administration, first as Special Assistant to the President and Senior Director for Russian and Eurasian Affairs at the National Security Council at the White House (2009-2012), and then as U.S. Ambassador to the Russian Federation (2012-2014).

McFaul has authored ten books and edited several others, including, most recently, Autocrats vs. Democrats: China, Russia, America, and the New Global Disorder, as well as From Cold War to Hot Peace: An American Ambassador in Putin’s Russia, (a New York Times bestseller) Advancing Democracy Abroad: Why We Should, How We Can; and Russia’s Unfinished Revolution: Political Change from Gorbachev to Putin.

He is a recipient of numerous awards, including an honorary PhD from Montana State University; the Order for Merits to Lithuania from President Gitanas Nausea of Lithuania; Order of Merit of Third Degree from President Volodymyr Zelenskyy of Ukraine, and the Dean’s Award for Distinguished Teaching at Stanford University. In 2015, he was the Distinguished Mingde Faculty Fellow at the Stanford Center at Peking University.

McFaul was born and raised in Montana. He received his B.A. in International Relations and Slavic Languages and his M.A. in Soviet and East European Studies from Stanford University in 1986. As a Rhodes Scholar, he completed his D. Phil. in International Relations at Oxford University in 1991. 

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This article originally appeared at Brookings.

 

March 18 marks the fifth anniversary of Russia’s illegal annexation of Crimea, which capped the most blatant land grab in Europe since World War II. While the simmering conflict in Donbas now dominates the headlines, it is possible to see a path to resolution there. It is much more difficult with Crimea, which will remain a problem between Kyiv and Moscow, and between the West and Russia, for years—if not decades—to come.

THE TAKING OF CRIMEA

In late February 2014, just days after the end of the Maidan Revolution and Victor Yanukovych’s flight from Kyiv, “little green men”—a term coined by Ukrainians—began seizing key facilities on the Crimean peninsula. The little green men were clearly professional soldiers by their bearing, carried Russian weapons, and wore Russian combat fatigues, but they had no identifying insignia. Vladimir Putin originally denied they were Russian soldiers; that April, he confirmed they were.

By early March, the Russian military had control of Crimea. Crimean authorities then proposed a referendum, which was held on March 16. It proved an illegitimate sham. To begin with, the referendum was illegal under Ukrainian law. Moreover, it offered voters two choices: to join Russia, or to restore Crimea’s 1992 constitution, which would have entailed significantly greater autonomy from Kyiv. Those on the peninsula who favored Crimea remaining a part of Ukraine under the current constitutional arrangements found no box to check.

The referendum unsurprisingly produced a Soviet-style result: 97 percent allegedly voted to join Russia with a turnout of 83 percent. A true referendum, fairly conducted, might have shown a significant number of Crimean voters in favor of joining Russia. Some 60 percent were ethnic Russians, and many might have concluded their economic situation would be better as a part Russia.

It was not, however, a fair referendum. It was conducted in polling places under armed guard, with no credible international observers, and with Russian journalists reporting that they had been allowed to vote. Two months later, a member of Putin’s Human Rights Council let slip that turnout had been more like 30 percent, with only half voting to join Russia.

Regardless, Moscow wasted no time. Crimean and Russian officials signed a “treaty of accession” just two days later, on March 18. Spurred by a fiery Putin speech, ratification by Russia’s rubberstamp Federation Assembly and Federation Council was finished by March 21.

ATTEMPTS TO JUSTIFY

Moscow’s actions violated the agreement among the post-Soviet states in 1991 to accept the then-existing republic borders. Those actions also violated commitments to respect Ukraine’s sovereignty, territorial integrity, and independence that Russia made in the 1994 Budapest Memorandum on Security Assurances for Ukraine and 1997 Ukrainian-Russian Treaty of Friendship, Cooperation and Partnership.

In late March 2014, Russia had to use its veto to block a U.N. Security Council resolution that, among other things, expressed support for Ukraine’s territorial integrity (there were 13 yes votes and one abstention). The Russians could not, however, veto a resolution in the U.N. General Assembly. It passed 100-11, affirming Ukraine’s territorial integrity and terming the Crimean referendum invalid.

Russian officials sought to justify the referendum as an act of self-determination. It was not an easy argument for the Kremlin to make, given the history of the two bloody wars that Russia waged in the 1990s and early 2000s to prevent Chechnya from exercising a right of self-determination.

Russian officials also cited Western recognition of Kosovo as justification. But that did not provide a particularly good model. Serbia subjected hundreds of thousands of Kosovar Albanians to ethnic-cleansing in 1999; by contrast, no ethnic-cleansing occurred in Crimea. Kosovo negotiated with Serbia to reach an amicable separation for years before declaring independence unilaterally. There were no negotiations with Kyiv over Crimea’s fate, and it took less than a month from the appearance of the little green men to Crimea’s annexation.

The military seizure of Crimea provoked a storm of criticism. The United States and European Union applied visa and financial sanctions, as well as prohibited their ships and aircraft from traveling to Crimea without Ukrainian permission. Those sanctions were minor, however, compared to those applied on Russia after it launched a proxy conflict in Donbas in April 2014, and particularly after a Russian-provided surface-to-air missile downed a Malaysian Air airliner carrying some 300 passengers.

Whereas Ukrainian forces on Crimea did not resist the Russian invasion (in part at the urging of the West), Kyiv resisted the appearance of little green men in Donbas. Before long, the Ukrainians found themselves fighting Russian troops as well as “separatist” forces. That conflict is now about to enter its sixth year.

Finding a settlement in Donbas has taken higher priority over resolving the status of Crimea—understandable given that some 13,000 have died and two million been displaced in the fighting in eastern Ukraine. Moscow seems to see the simmering conflict as a useful means to pressure and distract Kyiv, both to make instituting domestic reform more difficult and to hinder the deepening of ties between Ukraine and Europe.

Resolving the Donbas conflict will not prove easy. For example, the Kremlin may not be prepared to settle until it has some idea of where Ukraine fits in the broader European order, that is, its relationship with the European Union and NATO. But Russia has expressed no interest in annexing Donbas. While the seizure of Crimea proved very popular with the broader Russia public, the quagmire in Donbas has not. The most biting Western economic sanctions would come off of Russia if it left Donbas. At some point, the Kremlin may calculate that the costs outweigh the benefits and consent to a settlement that would allow restoration of Ukrainian sovereignty there.

Moscow will not, on the other hand, willingly give up Crimea. Russians assert a historical claim to the peninsula; Catherine the Great annexed the peninsula in 1783 following a war between Russia and the Ottoman Empire. (That said, Crimea was transferred from the Russian Soviet Federative Socialist Republic to the Ukrainian Soviet Socialist Republic in 1954, and, as noted above, the republics that emerged from the wreckage of the Soviet Union in 1991 agreed to accept the borders as then drawn.)

Retaining Crimea is especially important to Putin, who can offer the Russian people no real prospect of anything other than a stagnant economy and thus plays the nationalism and Russia-as-a-great-power cards. He gained a significant boost in public popularity (much of which has now dissipated) from the rapid and relatively bloodless takeover of the peninsula. Moreover, it offers a vehicle for Russia to maintain a festering border dispute with Ukraine, which the Kremlin may see as discouraging NATO members from getting too close to Ukraine.

Kyiv at present lacks the political, economic, and military leverage to force a return. Perhaps the most plausible route would require that Ukraine get its economic act together, dramatically rein in corruption, draw in large amounts of foreign investment, and realize its full economic potential, and then let the people in Crimea—who have seen no dramatic economic boom after becoming part of Russia—conclude that their economic lot would be better off back as a part of Ukraine.

For the West, Russia’s seizure and annexation of Crimea pose a fundamental challenge to the European order and the norms established by the 1975 Helsinki Final Act. The United States and Europe should continue their policy of non-recognition of Crimea’s illegal incorporation. They should also maintain Crimea-related sanctions on Russia, if for no other reason than to signal that such land grabs have no place in 21st-century Europe.

 

 

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This piece originally appeared at Brookings.

On November 25, Russian border patrol ships attacked and seized three Ukrainian naval vessels attempting to transit from the Black Sea to the Sea of Azov via the Kerch Strait. That violated both maritime law and a 2003 Ukraine-Russia agreement that governs passage through the strait.

The attack foreshadows a Russian bid to establish unilateral control over the Kerch Strait and perhaps blockade Ukrainian ports on the Sea of Azov. Unfortunately, the United States and Europe have reacted weakly, largely limiting their responses to expressions of concern. The West should make clear that Russia will face concrete consequences if it does not release the Ukrainian naval vessels and crews and allow Ukraine free passage through the strait.

WHAT HAPPENED?

On the morning of November 25, three Ukrainian naval vessels—a tug and two small gunboats—approached the southern entrance to the Kerch Strait. After transiting the Black Sea from Odesa, they sought to pass through the strait to a Ukrainian port on the Sea of Azov, following a course taken by two other Ukrainian gunboats in September. Although they were military vessels, the Ukrainian ships had a right of innocent passage. Moreover, a 2003 agreement between Ukraine and Russia states that Ukrainian- and Russian-flagged ships, both merchant ships and state non-commercial vessels, have a right to free navigation in the Strait of Kerch and Sea of Azov, which the sides consider the internal waters of Ukraine and Russia.

While Ukrainian and Russian accounts differ as to some details of what happened, their stories coincide on key points. Russian border patrol vessels intercepted the three Ukrainian ships in the southern approach to the strait, and the Russian vessel Don rammed the Ukrainian tug Yani Kapu. Video and audio from the Don make clear the Don’s intention to ram.

The Ukrainians say the Russian vessels sought to ram the Berdyansk and Nikipol gunboats as well, but the smaller, more agile Ukrainian ships successfully maneuvered out of the way (Russian aerial photos show the sides’ ships circling and maneuvering). In the process, it appears that the Russian vessel Izumrud rammed, or was rammed by, another Russian ship, possibly the Don.

The three Ukrainian ships then maintained station for much of the day in Russian-controlled waters at the south entrance to the Kerch Strait. In the meantime, the Russians physically blocked the main passage through the strait, positioning a tanker under the central span of the Kerch bridge.

That evening, apparently having concluded that they would not be allowed passage into the Sea of Azov, the Ukrainian vessels turned south toward the Black Sea, exiting the approach to the strait. Russian border patrol vessels intercepted the Ukrainian ships, ordered them to halt and then opened fire, wounding several Ukrainian crewmen. The Russians boarded and seized the Ukrainian vessels. Crucially, as Bellingcat has showed, Ukrainian and Russian data agree that the attack took place in the Black Sea more than 12 nautical miles off the coast of Russian-occupied Crimea—that is, in international waters. The Russian action is indefensible, particularly as the Ukrainian ships clearly were heading away from the Kerch Strait when attacked.

WHAT’S AT ISSUE?

Since seizing Crimea in 2014, the Russians have moved to tighten control over the Sea of Azov. The bridge they built to link the city of Kerch in Crimea to the Taman peninsula on the Russian mainland prevents the passage of larger ships that used to call at the Ukrainian port of Mariupol on the Sea of Azov. Mariupol is Ukraine’s third busiest port, exporting steel, iron and grain. Over the past nine months, the Ukrainians have complained that Russian patrol boats have stopped, boarded and/or harassed commercial vessels bound for Ukrainian ports on the Sea of Azov as well as Ukrainian fishing boats.

Russia seems to be trying to establish unilateral control over passage through the Kerch Strait and the Sea of Azov. The Ukrainians fear that Russia will impose an economic blockade on Ukrainian ports in a bid to up the economic pressure on Kyiv. During the week of November 26, the Ukrainians reported that ships bound for Ukrainian ports on the Sea of Azov were not being permitted passage through the Kerch Strait.

THE WEST IS CONCERNED

Late on November 25, the European Union and NATO called on Russia to ensure unhindered passage for Ukrainian ships into the Sea of Azov. Officials of various Western countries began speaking up the next day, indicating various degrees of concern. With thanks to @sovietsergey, we learned that:

  • The Slovenian, Romanian, and Finnish foreign ministries and Swedish foreign minister were “deeply concerned.”
  • The Austrian foreign minister was “seriously concerned.”
  • The Dutch foreign minister was “severely concerned.”
  • The Czech foreign ministry was “highly concerned.”
  • The French foreign ministry was “profoundly concerned.”
  • The G-7 foreign ministers expressed “utmost concern.”

Some went further. The Lithuanian foreign ministry, Canadian foreign minister, and EU president “condemned” the Russian action, while the British foreign secretary “utterly condemned” it.

Washington had nothing to say on the 25th. The next day, Ambassador to the U.N. Nikki Haley and Secretary of State Mike Pompeo made strong statements, but President Donald Trump almost immediately undercut them when he seemed to take a neutral position. National Security Advisor John Bolton did not help on November 27 when spelling out topics for the planned Trump meeting with Russian President Vladimir Putin on the margins of the G-20 summit; he had to be prompted to put Ukraine on the list.

In an interview that same day, Trump suggested he might cancel the meeting with Putin. On November 28, however, U.S. and Russian officials indicated that the meeting was on, which the president reaffirmed the morning of November 29 before heading to Andrews Air Force Base. Then, from Air Force One en route to Argentina, he tweeted that the meeting was off, citing Russia’s seizure of the Ukrainian ships and sailors (most thought the more likely reason was that morning’s news of the guilty plea by his former lawyer and reports about his company’s efforts to build a Trump Tower in Moscow).

Nothing suggests that these expressions of concern and condemnation, or Trump’s on again/off again handling of his meeting with Putin, caused anxiety in the Kremlin. Putin in Argentina brushed off the complaints of his Western counterparts. One week after the attack, the Yani Kapu, Berdyansk, and Nikipol remain impounded at a Russian facility in Kerch, the ships’ crews sit in Lefortovo Prison in Moscow, and Russia continues to harass ships traveling to Ukrainian

THE WEST SHOULD GET SERIOUS

Russia’s November 25 attack on the Ukrainian ships was a test of Kyiv’s reaction. It was also a test of how the West would respond. Unfortunately, the West is failing miserably. If the United States and Europe do not wish to see Russia solidify its control over the Sea of Azov and blockade Ukraine’s ports, they have to make clear to Moscow that there will be consequences.

The West could consider military steps such as increasing the tempo of visits by NATO warships to the Black Sea (that tempo has already increased since Russia’s seizure of Crimea). The presence of NATO warships, particularly U.S. Navy vessels capable of carrying sea-launched cruise missiles, clearly irks the Kremlin.

Some have suggested that NATO send warships into the Sea of Azov. That would not prove wise. First, it could well provoke a shooting conflict in a region where Russia has geographic advantages. Second, it would violate the 2003 agreement, which requires the approval of both Ukraine and Russia for third-country naval vessels to enter the Sea of Azov. The West should not take actions that would delegitimize that agreement, as it is critical to Ukraine’s claim for open access through the Kerch Strait.

The United States and other NATO countries, on a national basis, might weigh what additional military assistance would be appropriate for Ukraine in view of Russia’s latest military escalation.

The United States and European Union should consider additional economic sanctions on Russia. They could draw on the following list of examples:

  • Prohibit U.S. and EU member state-flagged ships from calling on Russian ports on the Sea of Azov and Black Sea.
  • Prohibit ships with cargos from Russian ports in the Sea of Azov and Black Sea from entering American and European ports. (Annegret Kramp-Karrenbauer, a close political ally of German Chancellor Angela Merkel and candidate to succeed her as head of Germany’s Christian Democratic Union, has already suggested closing European ports to ships from Russian ports on the Sea of Azov.)
  • Target Russian state-owned banks or parastatal companies for specific sanctions. (In April, when the U.S. government announced sanctions on United Company Rusal, a large Russian-based aluminum producer, the company’s stock plunged by 50 percent, while the Moscow stock exchange’s index lost 8 percent. The Treasury Department subsequently eased the sanctions, but the case demonstrates that the West can inflict significant economic impacts on Russian entities.)
  • Suspend work on the Nord Stream II pipeline. The pipeline project is dubious as a commercial project. Refurbishing the existing pipeline network that transits gas through Ukraine would be less expensive, but Moscow wishes to end the transit fees it pays Kyiv and have the ability to totally shut off gas into that pipeline network.

The Kremlin tries to put on a brave face about sanctions, but they do cause economic pain, particularly for a stagnant Russian economy that is growing at less than 2 percent per year. Making Moscow understand that unacceptable actions will have growing costs is key to changing calculations in the Kremlin.

This situation cries out for leadership from Washington, and it would behoove the Trump administration to act. First, it could coordinate with European allies on sanctions that would have broad impact and signal trans-Atlantic unity in the face of Russia’s unacceptable actions. Second, administration action would forestall new congressional sanctions, which likely would be less finely targeted and more difficult to remove if/when Russia corrected its misbehavior.

If the West takes no action, it should get used to Moscow treating the Sea of Azov as a virtual Russian lake. And it should think what next steps an emboldened Moscow will attempt in its conflict with Ukraine and hybrid campaign against the West.

 

 

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This article assesses American public attitudes toward the just war principles of proportionality, due care and distinction. Consistent with the logic of proportionality, the authors find that Americans are less willing to inflict collateral deaths on foreign civilians when the military advantage of destroying a target is lower. Most Americans also are willing to risk the deaths of American soldiers to avert a larger number of collateral foreign civilian deaths, which accords with the due care principle. Nevertheless, they find that the public's commitments to proportionality and due care are heavily biased in favor of protecting American soldiers and promoting US national security interests. Moreover, they find little evidence that the majority of the public supports the principle of noncombatant immunity, and, contrary to just war doctrine, Americans are more likely to accept collateral deaths of foreign civilians when those civilians are described as politically sympathetic with the adversary.

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Volume 62, Issue 3
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This is a chapter in the second edition of The National Security Enterprise, a book edited by Roger Z. George and Harvey Rishikof that provides practitioners' insights into the operation, missions, and organizational cultures of the principal national security agencies and other institutions that shape the U.S. national security decision-making process. Unlike some textbooks on American foreign policy, it offers analysis from insiders who have worked at the National Security Council, the State and Defense Departments, the intelligence community, and the other critical government entities. The book explains how organizational missions and cultures create the labyrinth in which a coherent national security policy must be fashioned. Understanding and appreciating these organizations and their cultures is essential for formulating and implementing it. Taking into account the changes introduced by the Obama administration, the second edition includes four new or entirely revised chapters (Congress, Department of Homeland Security, Treasury, and USAID) and updates to the text throughout. It covers changes instituted since the first edition was published in 2011, implications of the government campaign to prosecute leaks, and lessons learned from more than a decade of war in Afghanistan and Iraq. This up-to-date book will appeal to students of U.S. national security and foreign policy as well as career policymakers.

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Thomas Fingar

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Eileen Donahoe is the co-founder and an affiliated scholar at the Global Digital Policy Incubator (GDPI) at Stanford University's Center on Democracy, Development and the Rule of Law. (Previously, she served as GDPI’s executive director.) GDPI is a global multi-stakeholder collaboration hub for the development of policies that reinforce human rights and democratic values in a digitized society. Current research priorities include: international trends in AI governance, technical methods for aligning AI with democratic norms and standards, evolution of digital authoritarian policies and practices, and emerging blockchain and AI-enabled tools to support democracy.

Eileen served in the Biden administration as US Special Envoy for Digital Freedom at the Department of State. She also served in the Obama administration as the first US Ambassador to the UN Human Rights Council in Geneva during a period of significant institutional reform and innovation. After the Obama administration, she joined Human Rights Watch as Director of Global Affairs, where she represented the organization worldwide on human rights foreign policy, with special emphasis on digital rights, cybersecurity, and internet governance. Earlier in her career, she was a technology litigator at Fenwick & West in Silicon Valley.

Eileen serves as Vice Chair of the National Endowment for Democracy Board of Directors; on the Carnegie Endowment for International Peace Board of Directors; and on the Dartmouth College Board of Trustees. She is a member of the Global Network Initiative (GNI), the World Economic Forum AI Governance Alliance, and the Resilient Governance and Regulation working group. Previously, she served on the Transatlantic Commission on Election Integrity, the University of Essex Advisory Board on Human Rights, Big Data and Technology, the NDI Designing for Democracy Advisory Board, and the Freedom Online Coalition Advisory Network. Degrees: BA, Dartmouth; J.D., Stanford Law School; MA East Asian Studies, Stanford; M.T.S., Harvard; and Ph.D., Ethics & Social Theory, GTU Cooperative Program with UC Berkeley. She is a member of the Council on Foreign Relations.

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International fact-finding reports on issues like war crimes suffer from too much legal jargon and a counterproductive culture of blame, a Stanford legal scholar says.

Rather than let “legal discourse” dominate such reports, international fact-finding agencies should use clearer language in such documents, allowing these institutions to tell a more complex, multifaceted and socially accessible story, wrote Shiri Krebs of Stanford Law School in a new working paper.

In recent years, Krebs points out, international fact-finding has become a popular response to armed conflicts and political violence around the world. For her research, she conducted two survey experiments in 2013 and 2014 of nationally representative samples of 1,000 to 2,000 Americans while also compiling and analyzing a dataset of U.N. fact-finding missions.

Krebs said, “Legal discourse is ineffective in resolving factual disputes, disseminating controversial information and creating a shared narrative of ‘what happened,’ as well as in mobilizing public opinion and influencing attitudes on sanctioning in-group offenders and on reparations for out-group victims.”

Krebs is a Law and International Security Fellow at the Stanford Center for International Security and Cooperation, as well as the Christiana Shi Stanford Interdisciplinary Graduate Fellow in International Studies at Stanford Law School. Her study is also supported by the Stanford Laboratory for the Study of American Values.

Krebs said her research shows that the writing techniques in legal discourse – “binary legal judgment, ‘hot’ legal terminology and legal framing” – harms the perceived credibility and persuasive value of fact-finding reports.

Framing refers to the process by which people develop a particular conceptualization of an issue or reorient their thinking about an issue.

The most surprising findings of the study for Krebs were witnessing the intense polarizing effect of legal judgments on people’s beliefs about military actions, depending on their political and ideological views, as well as realizing just how much “legal framing” doesn’t matter in shaping attitudes on accountability.

Instead, a “moral framing” of the incident would have been a better way to get the public involved in holding those responsible for alleged war crimes accountable, Krebs said.

“Using a moral frame is more effective than a legal frame in influencing attitudes on accountability and mobilizing public support to prosecute U.S. war criminals and to compensate Afghan victims,” she said in an interview.

One of the incidents Krebs studied involved the U.S. gunship attack on a Doctors Without Borders hospital in Kunduz, Afghanistan, on Oct. 3, 2015, where 42 people, mostly patients and hospital staff members, were killed.

She said that in the days and months following the attack, several investigations were carried out by the U.S. military, NATO, the U.N. Assistance Mission in Afghanistan and Doctors Without Borders.

“However, the multiple fact-finding efforts failed to resolve the controversies concerning what happened. The decision to describe the events using a legal language – such as ‘war crimes’ and ‘criminal responsibility’ – shifted the focus of attention from the impact of the attack on medical services in conflict zones, the suffering of the victims of the attack or the organizational structures that enabled the attack to occur, to intense legal debate between legal scholars and practitioners concerning the applicable law,” Krebs said.

 

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Shiri Krebs

‘Legalization of truth’

Krebs’ research built on studies from three disciplines – law, psychology and political science. She is concerned about what she describes as “an increasing ‘legalization of truth’ phenomenon,” defined as when agencies adopt legal terminology and jargon to “construct and interpret facts outside the courthouse.” It is not necessary and sometimes not productive to do so, she believes.

Such an approach lacks the emotional appeal and ability to focus public attention on problems that moral expressions or other types of social truth-telling entail, she said. Using a legal frame only conveys to the audience the legal context of what happened – not the human element that people can relate to and rally behind.

While some may view the law as objective and uniform, Krebs said, many people have negative attitudes toward lawyers and perceive their language to be overly technical and manipulative. Simply, most people become less engaged in a public debate once it is framed in legal wording, partly because they don’t understand the legal nuances, and partly because they think lawyers can manipulate the truth to fit their clients’ needs.

In contrast, she said, people tend to better understand and engage in conversations about morality – “it allows for a more complex variation and a more versatile spectrum between right and wrong, true and false.”

Improving fact-finding

International agencies can make the fact-finding report process more efficient by considering other types of discourse, Krebs said.

“A broader, non-legalistic interpretation of truth, such as a narrative, social or restorative truth, may be better suited to contribute to a collective narrative of contested events, create a ‘shared history’ and disseminate otherwise threatening facts,” she said.

Krebs points out that scientific and medical literature concludes that the threat of judicial involvement is enough to prevent people from coming forward with information about an incident that they were involved in.

“Judicial involvement can, therefore, engender a climate of fear and silence, in which it can be difficult, if not impossible, to get access to information that may be critical to finding out what happened and to prevent similar errors in the future,” she said.

And so, in situations where people are reluctant to report and disclose information, agencies should promote “blame-free alternatives to legal fact-finding,” which could, potentially, motivate individuals to share information and experiences openly, Krebs said.

She said the attack on the Kunduz hospital is only one recent example of the impact of legalization of truth on public debates; “legal discourse influences our public domain and our conversations concerning many other controversial social issues.”

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The U.S. gunship attack on a hospital in Kunduz, Afghanistan, in 2015 was one of the incidents legal scholar Shiri Krebs studied in her research on legal language in war crimes reports.
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CISAC senior fellow Scott Sagan decodes the enduring lessons and secret messages hidden in the hauting battlefield drawings of the Lakota Chief known as Red Horse, who fought against Lt. Col George Custer and his Seventh Cavalry forces during their infamous defeat in 1876, in this story for the New York Times' Sunday Review section.

 

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An eyewitness drawing from the Battle of Little Bighorn by the Lakota Chief known as Red Horse.
An eyewitness drawing from the Battle of Little Bighorn by the Lakota Chief known as Red Horse.
National Anthropological Archives/Smithsonian Institution
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The United States is exceptionally secure. No country today presents a clear and imminent security threat in the way that Germany, Japan, or the Soviet Union did in the 20th century. In the short and medium term, there is also no alternative value system that could displace America’s conception of individual liberty and a market-oriented economy—principles that have been embraced by all of the world’s wealthy industrialized countries in Western Europe, North America, and East Asia.

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American Interest
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Amy Zegart
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Abstract: This project looks at the politics of accountability for mass atrocities. In it, I ask why post-atrocity governments often put in place institutions (for instance, kangaroo courts, or powerless investigative commissions) that superficially resemble accountability mechanisms but lack the capacity to deliver justice. I theorize the creation of these institutions as an example of a broader pattern in human rights behavior, which I call “quasi-compliance”. I argue that because international enforcement of human rights norms is uneven, there’s an incentive to gamble on doing just enough to escape penalty. I test this theory on an original cross-national dataset of mass atrocities committed between 1970 and 2014. I find that the characteristics of post-atrocity governments that deliver justice and those that create quasi-compliant accountability institutions are very different. While robust trials and truth commissions are only pursued when domestic politics favors it, quasi-compliant institutions are put in place to deflect international censure for failure to abide by the global accountability norm requiring criminal prosecutions for mass atrocities. I trace the mechanisms underlying quasicompliance in two qualitative case studies, drawing on several months of fieldwork in Sri Lanka and Democratic Republic of the Congo.

About the Speaker: Kate Cronin-Furman is a human rights lawyer (J.D. Columbia, 2006) and political scientist (Ph.D. Columbia, 2015). Her research focuses on the interaction between international norms and politics. Her work has appeared in the International Journal of Transitional Justice, The Washington Post's "Monkey Cage" blog, The AtlanticThe National Interest, and The New York Times.

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