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The official U.S. government policy is to maintain "calculated ambiguity" about whether the United States would retaliate with nuclear weapons in response to an adversary's use of chemical weapons (CW) or biological weapons (BW) against U.S. allies, U.S. armed forces overseas, or the U.S. homeland. Since the 1991 Gulf War, numerous civilian and military leaders have stated that the United States might use nuclear weapons in response to CW and BW threats or attacks, and some have even stated that the United States will use nuclear weapons in such circumstances. The central argument in my spring 2000 International Security article was that this policy has created a dangerous "commitment trap" problem.

The benefit of making such nuclear threats, whether stated ambiguously or clearly, is that they can increase an adversary's estimate of the probability that the U.S. president would order nuclear retaliation, which should therefore decrease the likelihood of chemical or biological weapons attacks. But there is a serious cost attached to this obvious benefit: If deterrence fails despite nuclear threats, the statements will also increase the likelihood that the United States will actually use nuclear weapons, because the president's personal and the U.S. government's institutional reputations for following through on threats would be perceived to be at stake.

I argued that current U.S. nuclear doctrine has therefore created a subtle dilemma that has not been recognized, much less debated, in both policy and academic circles: Is the improvement in the U.S. ability to deter CW and BW threats worth the increased likelihood of a U.S. nuclear response if deterrence fails?

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International Security
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Scott D. Sagan
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A joint Stanford University-Lawrence Livermore National Laboratory team of scientists, nuclear engineers and arms control experts has concluded in a new study that North Korea's compliance with the 1994 Agreed Framework can be verified to a satisfactory degree of accuracy. Special effort, however, will be needed from the International Atomic Energy Agency (IAEA), as well as support from the US, the Republic of Korea (ROK), Japan and perhaps other countries. Most importantly, cooperation and openness from North Korea are essential.

The 1994 Agreed Framework (AF) between the United States and the Democratic People's Republic of Korea (DPRK) has become the centerpiece of recent US efforts to reduce the threat of conflict on the Korean peninsula. Under the AF, the US and its allies (mainly South Korea) will provide the DPRK with two large nuclear-power reactors and other benefits such as annual shipments of fuel oil for the generation of electricity until the nuclear-power reactors being built for that purpose are able to do so. In exchange the DPRK will declare how much nuclear weapon-usable material it has produced; identify, freeze, and eventually dismantle specified facilities for producing this material; and remain a party to the nuclear Non-Proliferation Treaty (NPT) and allow the implementation of its safeguards agreement.

The AF is now being carried out according to a complex and currently delayed schedule. Fuel oil shipments have been provided to the DPRK, the site for the two nuclear-power reactors has largely been prepared, and construction has begun on some components. The DPRK, for its part, has declared some nuclear weapon-usable material and has identified and frozen some facilities for producing this material.

As emphasized in President Bush's statement at the White House on March 7, 2001, verification is an essential part of any agreement with North Korea. How well can it be verified that the DPRK has no access to nuclear weapon-usable material? What is the potential impact of delays, disagreements, and lack of cooperation on verification? The United States and the international community must answer these questions if the nuclear-power reactor project is to proceed as planned.

The report analyzes in detail both the task of safeguarding the nuclear-power reactors to be provided and also that of dealing with known or suspected nuclear-materials production facilities in the DPRK. Scenarios governing both DPRK cooperation and possible non-cooperation, up to and including abrogation of the agreement are considered.

The challenges of verification examined in this report must be met if a necessary minimum of trust is to be established between the parties and the rewards of the agreement are to be realized. The authors believe that the challenges can be met under the conditions outlined in this report, but that special effort on all sides will be needed to meet them.

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Center for Global Security Research; CISAC
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Michael M. May
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Lieutenant General Paul J. Kern is the senior military adviser to the Army Acquisition Executive and the Army Chief of Starr on all research, development and acquisition programs and related issues. He supervises the Program Executive Officer system, and serves as the Director, Army Acquistion Corps.

Reuben W. Hills Conference Room

Lt. Gen. Paul Kern Military Deputy to the Assistant Secretary of the Army for Acquisitions, Logistics, and Technology Speaker US Army
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This paper develops a probabilistic model that can be used to determine the technical performance required for a defense to meet specific political/military objectives. The defense objective is stated as a certain probability that no warheads leak through the defense. The technical performance is captured by the interceptor single-shot probability of kill and the warhead detection, tracking, and classification probability. Attacks are characterized by the number of warheads and undiscriminated decoys. Barrage and shoot-look-shoot firing modes are examined, with the optimal interceptor allocation derived for the shoot-look-shoot mode. Applications of this model for sizing national and theater missile ballistic missile defenses are discussed.

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Science and Global Security
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The military campaign unleashed in Chechnya in September 1999 was portrayed by the Russian leadership as a limited and carefully targeted counter-terrorist operation aimed at eliminating the threat to Russia posed by "international terrorism." In a 14 November article in the New York Times, then Prime Minister Putin sought to deflect American criticism of Russian actions and to win acquiescence, if not sympathy, by likening Russias effort in Chechnya to U.S. anti-terrorist actions. The Russian military, he insisted, had chosen "accurately targeted strikes on specifically identified terrorist bases" to avoid direct attacks on Chechen communities.

But the radical discrepancy between the initial rationale and the actual conduct of the campaign makes it clear that what we are seeing is in fact a deliberate resumption of the 1994-96 war by the Russian Government--and a unilateral abrogation of the agreements that terminated it--now pursued with even greater determination and brutality, with even less regard for civilian casualties, and with a more sophisticated military and public relations strategy.

Not only is there a massive chasm between the professed aims of the campaign and its actual conduct; there appears to be a major disconnect between the real problems of the region and the Russian Government's response. Indeed, the attempt at military subjugation and occupation of Chechnya by Russian forces is likely to exacerbate rather than solve the deeper problems of the Northern Caucasus.

This analysis focuses on three broad issues: (a) the challenge facing Moscow in Chechnya more broadly, and in particular why the opportunity for a political solution of the conflict afforded by the Khasaviurt and other peace agreements was squandered; (b) the assumptions that appear to underlie the actions of the Russian Government and why some of these assumptions appear to be questionable; and (c) the prospects for a political resolution of the conflict and for establishing longer-term peace and stability in the region.

Reprinted in Central Asia and the Caucasus, no. 4, August 2000.

Chapter in Chechnya: The International Community and Strategies for Peace and Stability, edited by Lena Jonson and Murad Esenov.

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The Swedish Institute of International Affairs (Stockholm)
Authors
Gail W. Lapidus
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The proliferation of chemical, biological, and nuclear weapons is now the single most serious security concern for governments around the world. Peter R. Lavoy, Scott D. Sagan, and James J. Wirtz compare how military threats, strategic cultures, and organizations shape the way leaders intend to employ these armaments. They reveal the many frightening ways that emerging military powers and terrorist groups are planning the unthinkable by preparing to use chemical, biological, or nuclear weapons in future conflicts.

Distinguished specialists consider several states and organizations that have this weaponry: Iraq, Iran, India, Pakistan, North Korea, and Israel, as well as the Aum Shinrikyo cult. The contributors expose plans for using unconventional weapons, highlighting the revolutionary effects these arsenals might have on international politics and regional disputes.

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Cornell University Press in "Planning the Unthinkable: How New Powers Will Use Nuclear, Biological, and Chemical Weapons"
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Scott D. Sagan
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0801487048
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The war in the Democratic Republic of the Congo (DRC), which began in August 1998, is unprecedented-at times involving armies from eight African states. Soldiers from Chad are fighting alongside regiments from Namibia, Angola, and Zimbabwe in defense of President Laurent Kabila. And on offense, the two main rebel groups, the Congolese Assembly for Democracy (which is known by the acronym RCD) and the Movement for the Liberation of Congo (MLC), are backed by troops from Uganda and Rwanda. As Susan E. Rice, assistant secretary of state for African affairs, warned the House International Relations Committee in September 1998, "The fighting threatens regional stability, hampers economic progress, endangers the lives of millions of people, perpetuates human rights abuses, and impedes the democratic transformation of Africa's third-largest country." This war, Rice said, is potentially "among the most dangerous conflicts on the globe."

Yet, the war in Congo goes on almost unnoticed outside of Africa. While African heads of state spent much of the last year shuttling across the continent, wrestling with the crisis and searching for a peaceful solution, Congo has been largely missing from the agendas of the Western powers and multilateral organizations. Only in January, when the U.S. representative to the United Nations, Richard Holbrooke, taking advantage of his tenure as Security Council president to draw attention to Africa, did the war enter Western consciousness.

The conflict in the DRC is the first interstate war in sub-Saharan Africa since Uganda invaded Tanzania in 1978, and only the third since 1960. Although Africa is seen as a hotbed of violence and warfare, most conflicts have been intrastate in nature. Norms of sovereignty reinforced by clauses in the charter of the Organization of African Unity (OAU) and the constitutions of the various subregional organizations have effectively prevented cross-border conflict from the time of independence until now. The Ugandan and Rwandan-led invasion of Congo, as well as the presence there of the Southern African Development Community (SADC) intervention force, therefore represents a watershed in the recent history of African conflict. It appears that the forces preventing cross-border conflict since 1960 have become seriously weakened.

What are the implications of the rise of interstate war in Africa for peace and security on the continent? Why have Western powers been so reluctant to take an active role in resolving Africa's first "world war"? And what impact will the changing nature of warfare in Africa have on U.S. policy and the role of the United Nations there?

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World Policy Journal
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