Security

FSI scholars produce research aimed at creating a safer world and examing the consequences of security policies on institutions and society. They look at longstanding issues including nuclear nonproliferation and the conflicts between countries like North and South Korea. But their research also examines new and emerging areas that transcend traditional borders – the drug war in Mexico and expanding terrorism networks. FSI researchers look at the changing methods of warfare with a focus on biosecurity and nuclear risk. They tackle cybersecurity with an eye toward privacy concerns and explore the implications of new actors like hackers.

Along with the changing face of conflict, terrorism and crime, FSI researchers study food security. They tackle the global problems of hunger, poverty and environmental degradation by generating knowledge and policy-relevant solutions. 

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This essay is part of the report "Project Atom 2023: A Competitive Strategies Approach for U.S. Nuclear Posture through 2035," published by the Project on Nuclear Issues at the Center for Strategic and International Studies (CSIS). The volume addresses the question of how the United States should respond to deterring two peer competitors: Russia and China. 


Cover of the report "Project Atoms 2023"

This paper’s main contention is that the nature of U.S.-China military competition from 2035 to 2050 will exhibit some unique characteristics compared to the U.S.-Russian nuclear relationship that require new thinking on these topics. As such, this paper differs from others in this volume by focusing on what changes in Chinese military posture, doctrine, and modernization mean for U.S. nuclear deterrence strategy, modernization, reassurance of allies, and arms control efforts. The reason for focusing on China is to challenge the premise that the United States should treat Russia and China as similar peers, and because assumptions among nuclear experts about what modernization efforts in China mean for Chinese nuclear policy are limiting thinking on ideal policy responses. The details of force modernization are consistent with the idea that China is maintaining the same nuclear policy it has had since 1964. This is advantageous for the United States, and thus most of this paper’s recommendations revolve around discouraging deviations. Admittedly, this piece raises more questions than it answers, but understanding which components of U.S. thinking will also serve the United States well in the future, and which require additional consideration, is the first step to devising any useful responses. Each section lays out relevant Chinese approaches, U.S. assumptions, and key issues that color best responses. While this paper focuses on Chinese nuclear modernization, what it means for U.S. strategy, and how the United States should respond, it should not be interpreted as dismissing the challenges of responding to Russian nuclear aggression and expansion. Rather, it focuses on challenging the premise that the United States needs to make significant changes in posture or policy to deter China.

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Trends, Developments, and Implications for the United States and Its Allies

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Oriana Skylar Mastro
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This commentary first appeared as part of the Center for Strategic and International Studies (CSIS) Interpret:China series. 



Tensions at the Taiwan Strait are at an all-time high. Speaker of the House Nancy Pelosi’s recent visit marked the highest level of exchange between U.S. and Taiwanese officials since 1997. China used the visit as a pretext to conduct large-scale military exercises encircling the island, coupled with rhetoric about how it could successfully use force to unify if it decided to do so.

The dynamics between China and the United States over Taiwan are eerily like those laid out in Zuo Xiying’s balanced, informative article. Zuo accurately captures the U.S. deterrence strategy toward Russia before its invasion of Ukraine—highlighting key components such as threatening economic sanctions and international isolation, as well as providing training and equipment to Ukraine to enhance its ability to defend itself. But deterrence failed, the reasons (according to Zuo) being that the United States did not do more to reassure Russia of its peaceful intentions and that ultimately costs are difficult to calculate ahead of time. Once war broke out, as Zuo also points out, the United States escalated its involvement by providing military aid to Ukraine, which increased the costs of the war to Russia.

What does all this mean for U.S. deterrence strategy with respect to Taiwan? Zuo recognizes that “for China, the Russia-Ukraine conflict acts as a mirror. . . . China needs to not only study in depth how the United States deters and how it punishes Russia, but also to carefully analyze how Russia perceives the United States’ threats and to derive experience and lessons from therein.” But he leaves the reader wondering what those lessons are. He hints in his discussion on Ukraine that a U.S. strategy to build up Taiwan’s defenses is unlikely to deter China; however, he also indirectly suggests that China may be underestimating the costs of war. Successful deterrence, Zuo notes, “requires not only that the United States itself has powerful forces and strong resolve but that it can make the other side accurately feel the threat and have an accurate calculation of the costs and benefits. But the real world is complicated, and it is difficult to have both conditions present at once.” In other words, he thinks there is an intermediate step needed in a deterrence strategy. The United States has to not only issue a credible threat, but also make the other side accurately assess the costs and benefits of certain actions.

Zuo does not seem optimistic. He implies the United States needs to increase efforts to paint a more specific picture of what it would do if war broke out—but that, even if it did, the message still might not get through. The reader is left with an acute understanding that if there is war over Taiwan, failures in both Beijing and Washington will be to blame.

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7th fleet cruisers transit Taiwan strait
7th fleet cruisers transit Taiwan strait. | U.S. Navy (navy.mil)
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In the wake of Putin’s invasion of Ukraine, how are Chinese strategists and scholars assessing U.S. deterrence strategy? What are the implications for Taiwan? Leading foreign affairs expert Oriana Skylar Mastro analyzes a newly translated article by a senior Chinese scholar which concludes that while the United States failed to deter Putin’s aggression, its actions in Ukraine are nonetheless impacting Beijing’s foreign policy calculations.

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mastro testimony

Chairman Gallagher, Ranking Member Krishnamoorthi, and members of the Select Committee:

Thank you for the opportunity to present my views on how to enhance near-term deterrence and our our own resilience against the PRC’s attempts to take Taiwan by force. The growth in Chinese military capabilities is well-documented, so I will not take time to summarize it in this testimony. Moreover, this committee has demonstrated an understanding that there is a possibility that China will attempt to take Taiwan by force. My article, “The Taiwan Temptation,” provides more concrete evidence to that fact if it is of interest. Instead, in this testimony, I want to focus on the challenges we face in countering (and thus deterring) China, including some fallacies; my recommendations for how to mitigate US defense challenges in deterring China from attempting a fait accompli; and my four rules for deterrence.

China does not want to fight a protracted war against the United States at this stage of development. The only situation in which it will initiate a war over Taiwan is if the leadership believes it can move quickly and take the island before the United States has time to respond (I’ll address some caveats to this later on).

The main vulnerabilities the United States experiences in its military power in Asia stem from the fact that it is not a resident power in Asia and thus is attempting to project power across vast distances. The emerging U.S. way of war exhibits several dependencies that China’s A2AD strategy targets. First and foremost, the United States relies on other countries for base access, while China can rely on home bases. This is problematic for several reasons. The number of bases the United States has access to in the first island chain has atrophied since the end of the Cold War, while China has infinite possibilities for basing options on its massive soil. In practice, the result is that the United States has one air base, Kadena Air Base in Okinawa, within combat range of Taiwan, while China has thirty-nine. Each air base can only support so many aircraft (Kadena can house about eighty aircraft, only fifty-four of which are fighters. And even here, the U.S. Air Force has also started to pull many of these aging aircraft out of the base, replacing them only with a temporary unit of more modern F-22s), which translates into China being able to generate far more sorties than the United States.

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The Freeman Spogli Institute for International Studies (FSI) is pleased to announce that Colin Kahl has resumed his position at FSI as the Steven C. Házy Senior Fellow at the Center for International Security and Cooperation (CISAC), effective July 17, 2023. 

Professor Kahl was on a two-year leave of absence from Stanford to serve as the Under Secretary of Defense for Policy at the Pentagon, where he was the principal advisor to the Secretary of Defense for defense policy and led the formulation and coordination of national security policy within the Department of Defense. 

Under Kahl’s leadership, the Department rolled out its National Defense Strategy, focusing on the challenge of the People’s Republic of China, and he helped ensure more than $40 billion in security assistance for Ukraine since it was invaded by Russia in February 2022.

In recognition of his work at the Pentagon, Secretary of Defense Lloyd Austin awarded Kahl with the Department of Defense Medal for Distinguished Public Service

“Colin’s work at the Pentagon had a critical impact on our country’s national security,” said Michael McFaul, director at the Freeman Spogli Institute. “Stanford is lucky to have him back. Our students and faculty have much to learn from him.”

Professor Kahl joined FSI in 2017, and became co-director of the Center for International Security and Cooperation, alongside Rodney Ewing, in 2018. He was also a founder and leader of FSI’s Middle East Initiative

Colin’s work at the Pentagon had a critical impact on our country’s national security. Stanford is lucky to have him back, and our students and faculty have much to learn from him.
Michael McFaul
FSI Director

Kahl’s research focuses on the resurgence of geopolitical competition, American grand strategy, and the international security implications of emerging technologies such as artificial intelligence and machine learning.

Prior to joining the Freeman Spogli Institute, Kahl was Deputy Assistant to the President and National Security Advisor to the Vice President. In that position, he served as a senior advisor to President Obama and Vice President Biden on all matters related to U.S. foreign policy and national security affairs, and represented the Office of the Vice President as a standing member of the National Security Council Deputies’ Committee. 

Kahl is the co-author of Aftershocks: Pandemic Politics and the End of the Old International Order (New York: St. Martin’s Press, 2021) and States, Scarcity, and Civil Strife in the Developing World (Princeton, NJ: Princeton University Press, 2006), and he has published widely on international security and U.S. foreign and defense policy, including in Foreign Affairs, Foreign Policy, Middle East Policy, the National Interest, the New Republic, the New York Times, Politico, War on the Rocks, and the Washington Post, among others. 

At CISAC, he will return his focus to research and teaching CISAC undergraduate courses and graduate courses in FSI's Master's in International Policy program.

 “The world is more complex and dangerous than at any time since the end of the Cold War, and the scholars and students at FSI have much to contribute to addressing this rapidly evolving security environment,” said Professor Kahl. “I’m thrilled to return to FSI to contribute to this vital work.”

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Rose Gottemoeller speaks at a reception in New York City in 2016.
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Policy Impact Spotlight: Rose Gottemoeller and Negotiations for a Safer World

From a missed phone call in Moscow to becoming the lead U.S. negotiator of the New START Treaty, scholars like Rose Gottemoeller demonstrate the importance of collaboration between scholars in academic institutions and policymakers in government.
Policy Impact Spotlight: Rose Gottemoeller and Negotiations for a Safer World
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Colin Kahl returns to Stanford following two years of service at the Pentagon.
Colin Kahl has resumed his position at FSI as the Steven C. Házy Senior Fellow at the Center for International Security and Cooperation (CISAC) following two years of service as the Under Secretary of Defense for Policy at the Department of Defense.
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Kahl, who previously served as co-director at FSI's Center for International Security and Cooperation, was the Under Secretary of Defense for Policy at the Department of Defense.

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This opinion article first appeared in the Washington Post.


 

Most world leaders, including President Biden and Japanese Prime Minister Fumio Kishida, agree that the defense of Taiwan is crucial for regional security. But most options for improving deterrence will take too long. Building Taiwan’s self-defense, developing more U.S. firepower in the region, creating the economic resilience to make severe sanctions feasible: None of these will come to fruition before 2030.

Japan could change the game now. Allied forces, responding immediately and en masse, have a chance of thwarting a Chinese invasion, according to a recent report from the Center for Strategic & International Studies. But, in meetings with high-level officials in Tokyo last month, I sensed a mismatch between talk and walk. Japan must broaden its vision of self-defense to encompass priorities and declaratory policies that will avert calamity in the region. Tokyo cannot wait until war breaks out to start the tougher conversations.

Here’s why.


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First, without Japan, the United States could be outgunned in a fight to defend Taiwan, notwithstanding Washington’s new basing agreement with the Philippines. A combined U.S.-Japan fleet, on the other hand, would boast more than three times as many aircraft carriers, cruisers and destroyers as the People’s Liberation Army Navy. The quality of many Japanese ships approaches that of its U.S. counterparts. Eight of Japan’s destroyers field a state-of-the-art Aegis weapons system used by some of the more advanced ships in the U.S. Navy.

Tokyo could contribute significantly to a military effort to deny China the ability to take Taiwan by force. To do so [... it] must be willing to go after the amphibious invasion force and targets on mainland China — a very controversial proposition indeed.

Second, Japan’s involvement could mitigate some of the geographic vulnerabilities of the United States. Adding Japanese bases more than doubles the locations from which the two countries together could conduct operations. Japan’s southwestern islands are closer to Taiwan than mainland China. Take Yonaguni Island, just about 70 miles from Taiwan’s east coast. On it are intelligence, surveillance and reconnaissance assets, as well as anti-ship and anti-aircraft capabilities. Operating from these bases in the defense of Taiwan, allied forces would have more opportunities to quickly target an invading force. That would make attacks on U.S. bases in Japan, such as Kadena, at the southernmost tip of the archipelago, less attractive to the Chinese. Such strikes would no longer completely cripple an air effort.

Third, Japan has military strengths that would make a fait accompli almost impossible for China. Though Japanese diesel submarines are slower than U.S. counterparts, they could reach the Taiwan Strait in just two days. U.S. submarines departing from Hawaii would take at least a week; from San Diego even longer. This makes Japan the first line of defense for Taiwan. Japanese boats could also monitor key choke points through which Chinese navy submarines would be attempting to exit the First Island Chain in the western Pacific. This would free up the quieter submarines of the U.S. Navy to wreak havoc on amphibious vessels and escort ships.

In short, Tokyo could contribute significantly to a military effort to deny China the ability to take Taiwan by force. To do so, Japan must increase its stockpile of torpedoes and long-range strike weapons, as planned. Tokyo must be willing to go after the amphibious invasion force and targets on mainland China — a very controversial proposition indeed.

On the surface, it looks as if Japan is moving in the right direction. The government took the groundbreaking historic step of increasing defense spending to 2 percent of Japan’s gross domestic product over the next five years. This meant a whopping 26.3 percent increase in 2023 alone. The greatest increase in the past was in 1986, by nearly 50 percent.

Last year, former prime minister Shinzo Abe stated that the security of Japan is connected to Taiwan. He said a Chinese use of force against a U.S. vessel defending Taiwan could legally trigger the deployment of Japan’s military (known as the Self-Defense Force).

Indeed, a 2015 law allows Japan to engage in collective defense when presented with an existential threat. This provides plenty of flexibility for Japan to fight alongside the United States without the need for a constitutional amendment. The officials I spoke with in Tokyo were firm that Japan would respond if China attacked U.S. bases such as Kadena.

Crudely, Japan seems to be prepared to push back against only Chinese assets that are clearly poised to attack its sovereign territory. Those heading toward Taiwan? Not so much.

But all these initiatives concern self-defense. Japan does worry that military activity around Taiwan could extend to the security of its southwestern islands. Or that if China takes Taiwan, it would be emboldened to take the Senkaku/Diaoyu islands, which Tokyo administers but which China also claims. There are even concerns that Okinawa, a group of 160-plus islands that is home to 1.4 million people (and dozens of U.S. bases), could then prove enticing to Beijing.

Crudely, Japan seems to be prepared to push back against only Chinese assets that are clearly poised to attack its sovereign territory. Those heading toward Taiwan? Not so much.

While a degree of strategic ambiguity makes sense, too much could backfire. If Japan is clearly unwilling to defend Taiwan, then improvements in Japanese military capabilities will do little to deter conflict across the strait. Japanese officials don’t need to say they would attack any Chinese invading forces, but they need to let their counterparts know it is a real possibility. The officials I met were unwilling to send such strong messages; some insisted reassuring Beijing was more important.

Tokyo must make clear at home and abroad that defending Taiwan is no longer off the table. The prospect of Japan engaging in offensive operations in the defense of Taiwan would stay Chinese President Xi Jinping’s hand. Only then would recent monumental changes in Japanese politics fulfill their potential in contributing to peace and security in Asia. If Ukraine has taught us anything, it is that deterrence is costly, but war is worse.

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U.S. and Japanese forces conduct a maritime partnership exercise in the South China Sea.
U.K. Royal Navy aircraft carrier HMS Queen Elizabeth (R08), U.S. Navy Nimitz-class aircraft carrier USS Carl Vinson (CVN 70), and Japan Maritime Self-Defense Force Izumo-class helicopter destroyer JS Kaga (DDH 184) sail together as part of Maritime Partnership Exercise, Oct. 17, 2021. | Petty Officer 3rd Class Erin Zor via U.S. Indo-Pacific Command
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Tokyo must make clear at home and abroad that defending Taiwan is no longer off the table.

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A special guest awaited students in the final class of the fall quarter for INTLPOL 340 / MS&E 296 “Technology, Innovation, and Great Power Competition - Keeping America’s Edge in an Era of Great Power Rivalry.'' Eric Schmidt joined the group as a guest speaker and was eager to engage each student team during their group project presentations.

Schmidt knows a thing or two about how new technologies intersect with the geopolitics of today. He was Google chairman and CEO, served as the chairman of the Department of Defense’s Innovation Board from 2016-2020, and is the co-founder of Schmidt Futures.

The students, who came from a diverse set of backgrounds and interests – from undergraduate sophomores to 5th year PhD’s – were eager to share their ideas with Schmidt.

Over the duration of fall quarter 2022, they examined the new operational concepts and strategies that are emerging from acquiring, funding, and fielding a range of emerging technologies critical to US national security and global competitiveness.

“This is a unique course,” explained Joe Felter, a course instructor and director of the Gordian Knot Center for National Security Innovation, through which the course is available. “We offer the combination of reading, lectures and guest speakers seen in traditional policy courses. But this is an experiential policy class.”

In small teams, students embark on identifying an urgent national security challenge, validate the problem, and propose a detailed solution. These solutions are then tested against actual stakeholders in the technology and national security sectors.

Over 20 “problem statements,” addressing issues from energy scarcity to AI research collaboration and manufacturing scalability, served as jumping off points for the nine student teams.

Schmidt attested that this approach has a tangible impact.

“The world gets better because you decide on your own to work on a hard problem, and you solve it or with your friends,” Schmidt told students at the final meeting of the class. “Your generation is in such a stronger position to do this than we were ever, and I'm really really jealous that you have that opportunity ahead of you."

Besides Schmidt, past guest speakers have included former Secretary of State Condoleezza Rice, former Secretary of Defense James Mattis, former U.S. Ambassador to Russia and Director of the Freeman Spogli Institute for International Studies Michael McFaul as well as a range of senior policy makers and leaders from across the U.S. government.

The course builds on concepts presented in MS&E 193/293 “Technology and National Security” and provides a strong foundation for students interested in enrolling in MS&E 297 “Hacking for Defense.”

“This class changed the trajectory of many of our students,” wrote course instructor Steve Blank in a blog post. “A number expressed newfound interest in exploring career options in the field of national security. Several will be taking advantage of opportunities provided by the Gordian Knot Center for National Security Innovation to further pursue their contribution to national security.”

Course instructor Steve Blank addresses students
Course instructor Steve Blank speaks to students at the final fall quarter class of "Technology, Innovation, and Great Power Competition - Keeping America’s Edge in an Era of Great Power Rivalry."

Here’s what the students have to say about the course in their own words:

"The TIGPC class was a highlight of my academic experience at Stanford. Over the ten week quarter, I learned a tremendous amount about the importance of technology in global politics from the three professors and from the experts in government, business, and academia who came to speak. The class epitomizes some of the best parts of my time here: the opportunity to learn from incredible, caring faculty and to work with inspiring classmates. Joe, Steve, and Raj instilled in my classmates and me a fresh sense of excitement to work in public service." -Matt Kaplan

"This course doesn’t just discuss U.S. national security issues. It teaches students how to apply an influential and proven methodology to rapidly develop solutions to our most challenging problems." -Jason Kim

"Technology, Innovation and Great Power Competition gave me an opportunity to dive into a real world national security threat to the United States and understand the implications of it within the great power competition. Unlike any other class I have taken at Stanford, this class allowed me to take action on our problem about networks, censorship and the lack of free flow of information in authoritarian regimes, and gave me the chance to meet and learn from a multitude of experts on the topic. I finished this class with a deep understanding of our problem, a proposed actionable solution and a newfound interest in the intersection of technology and innovation as it applies to national defense. I am very grateful to have been part of this course, and it has inspired me to go a step further and pursue a career related to national security." -Etienne Reche-Ley

"Technology, Innovation and Great Power Competition (TIGPC) is that rare combination of the theoretical, tactical, and practical. Over 10 weeks, Blank, Felter, and Shah manage to outline the complexities of modern geopolitical tensions and bring students up the steep learning curves of critical areas of technological competition, from semiconductors to artificial intelligence. Each week of the seminar is a crash course in a new domain, brought to life by rich discussion and an incredible slate of practitioners who live and breathe the content of TIGPC on a daily basis. Beyond the classroom, the course plunges students into the midst of solving the most pressing problems of nation and mission, getting teams "out of the building" to iterate quickly while translating learnings to the real world. Along the way, the course illuminates compelling career paths and acts as a strong call to public service." -Jonah Cader

"TIGPC is an interdisciplinary class like no other. It is a fabulous introduction to some of the most significant tech and geopolitical challenges and questions of the 21st century. The class, like the topics it covers, is incredible and ambitious - it’s a great way to level up your understanding of not just international policy, political theory and technology policy but also deep tech and the role of startups in projecting national power. If you’re curious about the future of the world and the role of the U.S. in it, you won’t find a more unique course, a more dedicated teaching team or better speakers to hear from than this!" -Shreyas Lakhtakia

Students interested in “Hacking for Defense,” which will be offered in Spring 2023, should join the course mailing list. “Technology, Innovation, and Great Power Competition - Keeping America’s Edge in an Era of Great Power Rivalry” will be offered again in Fall 2023.

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Deputy Secretary of Defense Kathleen Hicks and her team meet at the Hoover Institution with students and faculty from the Gordian Knot Center.
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Deputy Secretary of Defense Kathleen Hicks Discusses Importance of Strategic Partnerships with Stanford Faculty and Students

A visit from the Department of Defense’s deputy secretary gave the Gordian Knot Center a prime opportunity to showcase how its faculty and students are working to build an innovative workforce that can help solve the nation’s most pressing national security challenges.
Deputy Secretary of Defense Kathleen Hicks Discusses Importance of Strategic Partnerships with Stanford Faculty and Students
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Student team 1 presents on how the U.S. should manage China’s dominance in solar panels in the final class of "“Technology, Innovation, and Great Power Competition.”
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In the class “Technology, Innovation, and Great Power Competition,” students across disciplines work in teams and propose their detailed solutions to active stakeholders in the technology and national security sectors.

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Naomi Egel
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As Russia’s war against Ukraine illustrates, civilians often bear the brunt of suffering in conflict — sometimes directly killed or saddled with lifelong injuries, and sometimes from the destruction of critical infrastructure like hospitals, power plants and sanitation systems needed to survive. International laws of war prohibit targeting civilians — but often fail to protect them in practice.

How can this be stopped? Ireland recently organized the development of a multilateral declaration aimed at better protecting civilians from explosive weapons in populated areas. While it’s not a legally binding treaty, this declaration includes new guidelines developed to improve how international humanitarian law gets put into practice. Eighty countries, including the United States, signed this declaration in Dublin on Nov. 18.

Continue reading at washingtonpost.com.

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If it’s not a binding treaty, how can it influence military action? Here’s what research tells us.

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As Russia’s military faltered and lost ground in its conventional war against Ukraine, concern grew in the West that Vladimir Putin might resort to nuclear weapons.  The Kremlin, however, has real reasons not to cross the nuclear threshold, and its hints of nuclear use have not brought Kyiv’s capitulation or an end to Western support for Ukraine any closer.  In recent weeks, Moscow has seemed to deescalate the nuclear rhetoric.

Russia’s military campaign in Donbas stalled over the summer, and Ukrainian counteroffensives in the Kharkiv and Kherson regions subsequently have liberated substantial tracts of territory.  As the Ukrainian army pressed forward, the Kremlin began to grow desperate, with Putin ordering mobilization of 300,000 men.  Many in the West began to fear that the Russian leader, facing an increasingly difficult situation, might play the nuclear card against Ukraine.

Putin set the stage for this early on. In February, just three days after the Russian army invaded Ukraine from the north, south and east, he ordered a “special combat readiness” for Russian nuclear forces.  In September, the situation deteriorated for Russia, and Putin set in motion his desired annexation of four Ukrainian oblasts (regions), none of which his military fully controlled.  His language, and that of other Russian officials, hinted at nuclear use.

Announcing the mobilization on September 21, Putin stated “In the event of a threat to the territorial integrity to our country and to defend Russia and our people, we will certainly make use of all weapon systems available to us.  This is not a bluff.”  Many observers read “all weapons systems” as including nuclear arms.  Russian Security Council Deputy Chairman Dmitry Medvedev on September 27 said that it certainly “was not a bluff” and went on to “imagine” a Russian nuclear strike on Ukraine.

In a September 30 speech, Putin proclaimed Ukraine’s Luhansk, Donetsk, Zaporizhzhia and Kherson oblasts to be part of Russia and asserted “We will defend our land with all the forces and resources we have.”  In case anyone missed the point, he cited the U.S. nuclear attacks on Hiroshima and Nagasaki in 1945 as having set a “precedent.”

Those remarks got attention.  On October 7, President Joe Biden commented in a private setting that he saw a direct threat of nuclear use for the first time since the Cuban missile crisis in 1962.  Shortly thereafter, Secretary of Defense Lloyd Austin and Chairman of the Joint Chiefs of Staff Mark Milley had conversations with their Russian counterparts.

The Kremlin may want Ukraine and the West to believe that Russia is prepared to escalate to the nuclear level, but it does not want a nuclear war.  Moscow has real reasons not to cross the nuclear threshold.

First, Ukraine does not mass its forces in a way that would create a tempting target for nuclear attack.  More importantly, a nuclear strike is unlikely to achieve the political objective of intimidating Kyiv into capitulation.  The Ukrainians understand all too well what Russian occupation means.  For them, this is an existential fight, and nothing suggests that the Russian threats have undercut their resolve.

Second, the same is true for the resolve of Ukraine’s Western supporters.  The flow of arms and other support for Ukraine continues, and Western officials have pushed back on the nuclear question.  Meeting on November 4, G7 foreign ministers stated “Russia’s irresponsible nuclear rhetoric is unacceptable.  Any use of chemical, biological or nuclear weapons by Russia would be met with severe consequences.”  That echoed the message following Biden’s October 7 phone conversation with German Chancellor Olaf Scholz that consequences would be “extremely serious” and NATO Secretary General Jens Stoltenberg’s October 13 warning that Moscow not cross the “very important [nuclear] line.”  Russian officials—the senior military leadership, in particular—likely understand that, if they open the nuclear Pandora’s Box, no one can tell what would happen.

Third, Russian officials have to consider the reaction of other countries.  Putin’s close friend President Xi Jinping of China has been very clear in recent meetings.  Xi and Scholz on November 4 “rejected” the threat of nuclear weapons, and Xi and Biden on November 14 condemned Moscow’s nuclear threats.  The G20 leaders’ declaration issued on November 16 said “The use or threat of use of nuclear weapons is inadmissible.”  Given his isolation from the West, Putin can hardly afford to alienate Xi or other countries in the Global South.  Few would like the precedent of Russia, a nuclear state, using nuclear arms against a smaller, non-nuclear neighbor after its conventional aggression had failed.

There are indications the Kremlin understands that it has overplayed its hand and in recent weeks has sought to tone down the nuclear rhetoric.

Speaking to the Valdai Discussion Club on October 27, Putin raised the question “that Russia might theoretically use nuclear weapons,” called “the current fuss” a “very primitive” attempt to turn countries against Moscow, and commented that “we have never said anything proactively about Russia potentially using nuclear weapons.”  While not exactly true, it was very different from the Russian leader’s September pronouncements.  A November 2 Russian Foreign Ministry statement said Russia is guided by the principle that “a nuclear war cannot be won and must never be fought,” reiterated commitment to the January 3, 2022 statement by the U.S., Russian, Chinese, British and French leaders on preventing a nuclear war, and noted that provocations with nuclear weapons could entail “catastrophic consequences.”

Chinese Foreign Minister Wang Yi reported that, in their November 16 meeting, Russian Foreign Minister Sergey Lavrov had stated that nuclear use was “impossible and inadmissible.”  Representing Russia at the G20 summit, Lavrov agreed to the leaders’ declaration that included the language about the inadmissibility of the use or threat of use of nuclear arms.

Russian officials have backed away from the nuclear hints and threats of September and sought to tone down the rhetoric.  This does not mean they might not reemerge, but it does suggest that the Kremlin understands that the use of nuclear weapons would have significant consequences for Russia, and that its nuclear threats failed to achieve their desired political objectives while proving counterproductive for Russia’s image abroad.

* * * * *

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As Russia’s military faltered and lost ground in its conventional war against Ukraine, concern grew in the West that Vladimir Putin might resort to nuclear weapons.

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Co-sponsored with Stanford University Libraries

About the Event: Join us for an engaging conversation with the Ambassador of Estonia to the U.S. Kristjan Prikk, Rose Gottemoeller, and Steven Pifer, who will discuss Russia's war in Ukraine - what's at stake and what we should do about it.
Russia's unprovoked war against Ukraine has brought about the most serious reassessment of the European security realities since the end of the Cold War. The epic clash of political wills, the magnitude of military operations, and the scale of atrocities against the Ukrainian people are beyond anything Europe has seen since World War II. The past nine months have forced many to reassess what is possible and impossible in international security A.D. 2022. What is this war about, after all? What's at stake in this – to paraphrase former British PM Chamberlain – "quarrel in a faraway country, between people of whom most Americans know nothing?" What should be the lessons for U.S. strategists and policymakers? What are the wider implications for U.S. national security interests, particularly those related to the Indo-Pacific? How has the Alliance supported Ukraine since the war started? What should the end of this war look like and how to get there?

All these questions are relevant and should be carefully weighed with current information from the war as well as historic perspective and regional knowledge in mind.

About the Speakers: 

Estonia's Ambassador to the U.S. Mr. Kristjan Prikk started his mission in Washington, D.C. in May 2021. He is a graduate of the USA Army War College and has served as the National Security Coordinator to the Prime Minister. Prior to arriving in D.C., he was the Permanent Secretary of the Estonian Ministry of Defense. Among his previous assignments are two other tours in Washington as an Estonian diplomat and work on NATO-Russia and NATO-Ukraine topics at a time when these relationships were considerably less charged than today.

Rose Gottemoeller is the Steven C. Házy Lecturer at Stanford University's Freeman Spogli Institute for International Studies and its Center for International Security and Cooperation. Before joining Stanford, Gottemoeller was the Deputy Secretary General of NATO from 2016 to 2019, where she helped to drive forward NATO's adaptation to new security challenges in Europe and in the fight against terrorism.  Prior to NATO, she served for nearly five years as the Under Secretary for Arms Control and International Security at the U.S. Department of State, advising the Secretary of State on arms control, nonproliferation and political-military affairs. 

Steven Pifer is an affiliate of the Center for International Security and Cooperation as well as a non-resident senior fellow with the Brookings Institution. He was a William J. Perry Fellow at the center from 2018-2022 and a fellow at the Robert Bosch Academy in Berlin from January-May 2021. Pifer's research focuses on nuclear arms control, Ukraine, Russia, and European security. A retired Foreign Service officer, Pifer's more than 25 years with the State Department focused on U.S. relations with the former Soviet Union and Europe, as well as arms control and security issues, and included service as the third US ambassador to Ukraine.

 All CISAC events are scheduled using the Pacific Time Zone.

Green Library, East Wing 

Kristjan Prikk
Rose Gottemoeller
Steven Pifer
Seminars
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US defense strategy has long been predicated on the view that military activities, maneuvers, and deployments are credible conveyers of information to both adversaries and partners about US willingness to fight in specific circumstances. Brian Blankenship and Erik Lin-Greenberg’s article, “Trivial Tripwires? Military Capabilities and Alliance Reassurance,” makes an important contribution by demonstrating that not all military activities are created equal when it comes to reassuring allies and partners. Blankenship and Lin-Greenberg rightfully capture reassurance as a product of resolve and capability—thus a “reassuring” state can provide differing acts of reassurance depending on the degree of resolve it wishes to demonstrate and the capabilities it possesses. The authors evaluate four types of reassurance, which vary according to their strength of signaling resolve and capability: (1) tripwires; (2) fighting forces; (3) transient demonstrations; and (4) offshore presences. Relying largely on surveys of defense experts in the Baltics and Central Europe, they argue that a commitment of fighting forces—such as a permanent overseas base or a large in-country ground deployment—makes countries feel safest.

The big question that comes to mind is whether these findings are valid in other theaters, such as the Indo-Pacific. The rise of China presents the greatest challenge to the security and interests of the United States and its allies since the Cold War. As China’s military capabilities have grown, so too has its aggressiveness in pushing territorial issues in the South China Sea, East China Sea, along the Sino-Indian border, and regarding Taiwan. In response, the United States has undertaken numerous military efforts designed to enhance deterrence and reassure allies, including freedom-of-navigation operations (FONOPS), a continuous presence of strategic bombers at Andersen Air Force Base in Guam, and an expanded Marine Air Ground Task Force deployed to Darwin, Australia. America’s behavior reflects an ingrained conventional wisdom: increased military presence and activities will signal US resolve, thereby will enhancing deterrence against an adversary and reassuring allies.

Whether these policy decisions in Asia will indeed contribute to a peaceful and stable Asia directly concern the central claims made in Blankenship and Lin-Greenberg’s study. In this response, Mastro argues that although their research is a step in the right direction, their conclusions do not tell us much about how the United States can reassure Asian allies and partners. Indeed, the article is one more example of the broader problematic tendency to overly rely on Europe to build understanding in the security-studies field.

Mastro makes three main points in this response. First, whether a force deployment serves as a tripwire depends on the risk to forces, not the number of forces deployed (as Blankenship and Lin-Greenberg argue). Second, how capable a country’s deployment is cannot be evaluated in isolation; the enemy’s military capabilities greatly determine the relative capabilities of different posture decisions. Third, Blankenship and Lin-Greenberg’s assumption that transient military operations are low risk (and thus signal lower resolve) is not valid in the Asian theater.

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Security Studies
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Oriana Skylar Mastro
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