Security

FSI scholars produce research aimed at creating a safer world and examing the consequences of security policies on institutions and society. They look at longstanding issues including nuclear nonproliferation and the conflicts between countries like North and South Korea. But their research also examines new and emerging areas that transcend traditional borders – the drug war in Mexico and expanding terrorism networks. FSI researchers look at the changing methods of warfare with a focus on biosecurity and nuclear risk. They tackle cybersecurity with an eye toward privacy concerns and explore the implications of new actors like hackers.

Along with the changing face of conflict, terrorism and crime, FSI researchers study food security. They tackle the global problems of hunger, poverty and environmental degradation by generating knowledge and policy-relevant solutions. 

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Seminar Recording

About the Speaker: Professor Carter Malkasian is the Chair of the Defense Analysis Department at the Naval Postgraduate School.
 
He was the senior civilian advisor to the Chairman of the Joint Chiefs of Staff, General Joseph Dunford from 2015 to 2019. He has extensive experience working in conflict zones, especially Afghanistan and Iraq, and has published several books.
 
The highlight of his work in conflict zones was nearly two years in Garmser district, Helmand province, Afghanistan, as a State Department political officer from from 2009 to 2011. Before that, he was a civilian advisor to the I Marine Expeditionary Force in al-Anbar for one year in 2004–2005 and six months in 2006. He also worked Kunar in 2007 and Honduras in 2012; and was General Dunford’s senior advisor in Afghanistan from March 2013 to August 2014.
 
His newest book is The American War in Afghanistan: A History. The New York Times rated it as one of the top 100 books of 2021.
 
His 2013 book, War Comes to Garmser: Thirty Years of Conflict on the Afghan Frontier (Oxford University Press), won the 2014 silver medal for the Council on Foreign Relations’ Arthur Ross Book Award.
 
Other books include Illusions of Victory: The Anbar Awakening and the Islamic State, A History of Modern Wars of Attrition (2002), and The Korean War, 1950-1953.
 
He received his undergraduate degree from the University of California, Berkeley and completed his doctorate in history at Oxford University. He speaks Pashto.

 All CISAC events are scheduled using the Pacific Time Zone.

William J. Perry Conference Room

Carter Malkasian
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Steven Pifer
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On September 30, 2022, Russian President Vladimir Putin signed agreements illegally incorporating the Ukrainian oblasts of Luhansk, Donetsk, Zaporizhzhia, and Kherson into Russia. He said Moscow would “defend our land with all the forces and resources we have.” He previously hinted this could include nuclear arms. Nuclear threats are no trivial matter, but Ukraine and the world should not be intimidated. The West should respond with political and military signals of its own.

BOGUS REFERENDA

The annexation of the four oblasts came 31 weeks after Putin’s disastrous decision to invade Ukraine and four days after Russian occupiers concluded so-called “referenda” on joining Russia. Those “referenda” were illegal under international law, had no credible independent observers, and, in some cases, required people to vote literally at gunpoint. No account was taken of the views of the millions of Ukrainian citizens who earlier had fled Russian occupation.

On that flimsy basis, Putin declared Luhansk, Donetsk, Zaporizhzhia, and Kherson to be parts of Russia, even though the Russian military does not control all those territories. Indeed, the Russian army finds itself on the defensive and retreating as Ukraine presses counter-attacks. Nevertheless, on October 3 and 4, Russia’s rubber-stamp legislative bodies, the Federal Assembly and Federal Council, each unanimously approved the annexations.

Putin’s territorial grab has two apparent motives. First, he seeks to divert domestic attention from the war’s costs (including tens of thousands of dead and wounded Russian soldiers), recent battlefield reverses and a chaotic mass mobilization. He wants to sell the Russian public on the idea that Russia has gained territory, so it must be winning.

Second, he hopes to dissuade Ukraine from continuing its counteroffensive and the West from supporting Kyiv. On September 30, Putin said the four Ukrainian oblasts would be Russian “forever” and would be defended “by all the means we possess.” Kremlin spokesperson Dmitry Peskov said that attacks on the four oblasts would be considered attacks on Russia itself.

Putin has hinted at a nuclear threat, seeking to intimidate Ukraine and the West. Russian declaratory policy envisages the possible use of nuclear weapons in the event of a conventional attack on Russia “when the very existence of the state is in jeopardy.” Putin seeks to put a nuclear umbrella over the territories that Russia has seized.

PUTIN’S NUCLEAR GAMBIT

One cannot ignore Putin’s ploy: after all, a nuclear threat is involved. But one should also understand that he has made a serious overreach.

Russia could lose this war — that is, its military could be pushed back to the lines before Russia’s February 24 invasion or even before Russia seized Crimea — and Russia’s existence would not be in jeopardy. Ukraine’s goal is to drive the Russians out of Ukraine. The Ukrainian army will not march on Moscow; indeed, the Ukrainians have been extremely judicious in conducting only a small number of attacks against targets on Russian territory (that is, Russian territory as agreed by the post-Soviet states in 1991 following the Soviet Union’s collapse).

Moscow pundits try to portray the war as a conflict with the West, which they claim aims to destroy Russia. Perhaps it feels better to be losing to the West, not just Ukraine. Still, Western leaders have made clear that, while they will support Kyiv with arms and other assistance, they will not send troops to defend Ukraine. They do not seek Russia’s demise or dismemberment; they want to see Russia out of Ukraine.

Losing the war thus would not be existential for Russia. It could well prove so for Putin, or at least for his political future. The nuclear fear arises because Putin, as he grows more desperate, may see Russia’s fate and his own as one and the same.

However, Putin likely understands that, were Russia to use nuclear weapons, it would open a Pandora’s box full of unpredictable and potentially catastrophic consequences, including for Russia. Moreover, more sober-minded Russian political and military officials understand those risks. Would they allow Putin to put Russia in such peril? The decision to go to war was Putin’s; losing may be existential for him, but it need not be for others in Moscow.

While minimizing nuclear risks is an understandable concern, the West also must weigh the price of acceding to Putin’s gambit. If he can use vague nuclear threats to persuade the West to accept illegal annexations following sham “referenda,” what next? Putin himself has suggested Narva, a city in NATO-member Estonia, is “historically Russian” land. If his ploy succeeds in Ukraine, might he be tempted to seize portions of the Baltic states, annex them, and declare a nuclear threat to try to secure his ill-gotten gains?

WESTERN MESSAGING

Putin seeks to create a new geopolitical reality in Europe, one that few, if any, others will accept. The West should respond with pointed messaging of its own, some of which has begun.

First, Washington has set the right tone. On September 18, U.S. President Joe Biden warned Putin against using nuclear weapons, saying the U.S. response would be “consequential.” U.S. National Security Advisor Jake Sullivan reiterated the point on September 25, noting “that any use of nuclear weapons will be met with catastrophic consequences for Russia, that the U.S. and our allies will respond decisively.” Both correctly left the specific nature of the U.S. and allied response ambiguous. Strategic ambiguity lets Russians worry about what might happen.

Washington has sent private messages to Moscow warning against nuclear use. U.S. Secretary of Defense Lloyd Austin and Chairman of the Joint Chiefs of Staff Mark Milley have periodically talked with their Russian counterparts and should now speak to Russian Defense Minister Sergei Shoigu and to the Chief of the General Staff of the Russian Armed Forces Valery Gerasimov. Shoigu and Gerasimov would be closely involved in any consideration of using nuclear arms. They may well have a more serious understanding of what nuclear use could entail for Russia than does Putin, and what is existential for Putin need not be existential for them.

Second, Washington and Kyiv’s other friends in the West should communicate their position to the Russian people, perhaps in a joint public statement. Such a statement should underscore that the West’s goal is not Russia’s destruction but withdrawal of the Russian army from Ukrainian territory or, at a minimum, a negotiated settlement on terms acceptable to Kyiv.

Third, Western diplomats should engage their counterparts in Beijing, Delhi, and other Global South capitals about Russia’s threat. Moscow needs to understand that any resort to nuclear weapons in a failing war against Ukraine would make Russia an international pariah.

Fourth, the West should increase military assistance so the Ukrainians can press forward and liberate more territory from Russian occupation. In particular, Washington should provide ATACMS — surface-to-surface missiles with a range of 200 miles — with the proviso, as currently applies to shorter-range U.S-supplied rockets, that they not target Russia (in its 1991 borders). But the door should be left ajar for ending that restriction should Russia escalate.

As the Kremlin continues to prosecute a war of aggression and tries to persuade the world that its annexations are legitimate, Putin has chosen to play a risky game. Western messaging should ensure that Russian political and military elites understand that the game poses serious risks as well for Russia and for them personally.

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On September 30, 2022, Russian President Vladimir Putin signed agreements illegally incorporating the Ukrainian oblasts of Luhansk, Donetsk, Zaporizhzhia, and Kherson into Russia. He said Moscow would “defend our land with all the forces and resources we have.” He previously hinted this could include nuclear arms. Nuclear threats are no trivial matter, but Ukraine and the world should not be intimidated. The West should respond with political and military signals of its own.

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PhD

Trond is a futurist, scholar, podcaster, venture partner, nonresident Fellow at the Atlantic Council, co-founder of Yegii, and Lead Ecosystem evangelist at Tulip. He formerly worked with MIT, WPP, Oracle, and the EU. He’s a co-author (with Natan Linder) of Augmented Lean (Wiley 2022), an author of Health Tech (Routledge 2021), Future Tech (Kogan Page 2021), Pandemic Aftermath (Atmosphere Press 2020), Disruption Games (Atmosphere Press 2020), and Leadership From Below (Lulu Press 2008). In addition, he hosts two podcasts, Augmented and Futurized, and is a Forbes columnist. He holds a Ph.D. on the future of work and artificial intelligence.

Research Scholar
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The Hoover Project on China’s Global Sharp Power and the Stanford Center for International Security and Cooperation 
invite you to

Danger Zone: The Coming Conflict with China

Featuring

Hal Brands

Hal Brands

Distinguished Professor of Global Affairs, Johns Hopkins School of Advanced International Studies (SAIS)
Michael Beckley

Michael Beckley

Associate Professor of Political Science, Tufts University
Larry Diamond

Larry Diamond

Senior Fellow, Hoover Institution
Glenn Tiffert

Glenn Tiffert

Research Fellow, Hoover Institution

About the Speakers

Hal Brands is the Henry A. Kissinger Distinguished Professor of Global Affairs at the Johns Hopkins School of Advanced International Studies (SAIS) and a senior fellow at the American Enterprise Institute. He writes a weekly column for Bloomberg Opinion on foreign policy and is the author or editor of several books, including his newest books, The Twilight Struggle: What the Cold War Teaches Us About Great-Power Rivalry Today, and Danger Zone: The Coming Conflict with China, with Michael Beckley. He is a member of the State Department’s Foreign Affairs Policy Board and previously worked as a special assistant to the secretary of defense.

Michael Beckley is an associate professor of political science at Tufts University and a nonresident senior fellow at the American Enterprise Institute. He is a leading expert on the balance of power between the United States and China, and the author of two books and multiple award-winning articles. Previously, Professor Beckley was an International Security Fellow at Harvard's Kennedy School of Government and worked for the U.S. Department of Defense, the RAND Corporation, and the Carnegie Endowment for International Peace. He continues to advise offices within the U.S. intelligence community and U.S. Department of Defense.

Larry Diamond is a senior fellow at the Hoover Institution, ​Mosbacher Senior Fellow in Global Democracy at the Freeman Spogli Institute for International Studies (FSI), and a Bass University Fellow in Undergraduate Education at Stanford University. He co-chairs the Hoover Institution’s programs on China’s Global Sharp Power and on Taiwan in the Indo-Pacific Region.

Glenn Tiffert is a research fellow at the Hoover Institution and a historian of modern China. He co-chairs the Hoover project on China’s Global Sharp Power and works closely with government and civil society partners to document and build resilience against authoritarian interference with democratic institutions. Most recently, he co-authored and edited Global Engagement: Rethinking Risk in the Research Enterprise (2020).

Hybrid

Hal Brands Johns Hopkins School of Advanced International Studies
Michael Beckley Tufts University
Larry Diamond (Host) Hoover Institution
Glenn Tiffert (Discussant) Hoover Institution
Seminars
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Register to Attend

About the Event: How do perceptions of international affairs vary between countries? To what extent do technology companies mediate these perceptions? International relations scholarship has largely neglected the role of internet search engines, yet they are a ubiquitous method by which people seek information about the world. This study conducts a large-scale audit of Google Search Engine Result Pages (SERPs) for various topics related to international affairs. Our preliminary results indicate three patterns. First, variation in localized results strongly correlates with user language, suggesting that language is a primary factor mediating people’s exposure to information about international affairs. Second, we find significant differences in the reach of ideological content, including state propaganda as well as material from transnational advocacy networks. Finally, we trace how SERPs change in response to salient events. Analyzing results related to the 2022 Ukraine crisis generated both before and after the Russian invasion, we find that geographic clustering in the content of SERPs becomes more substantial following the invasion, suggesting an increase in localization. Substantively, this analysis contributes to several literatures, including the role of technology in international politics, surveillance capitalism, and AI governance. Methodologically, this paper is the first in the field (to our knowledge) to use SBERT, a state-of-the-art natural language processing model for sentence embeddings.

About the Speaker: Rochelle Terman is an Assistant Professor of Political Science at the University of Chicago. She received her Ph.D. in Political Science with a designated emphasis in Gender & Women’s Studies from the University of California, Berkeley. Before coming to Chicago, she was a Postdoctoral Fellow at the Center for International Security and Cooperation at Stanford University. Her research interests focus on international norms, human rights, and computational social science.

 All CISAC events are scheduled using the Pacific Time Zone.

William J. Perry Conference Room

Rochelle Terman University of Chicago
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Steven C. Házy Lecturer, Rose Gottemoeller, testified today before the Senate Armed Services Committee (SASC) in Washington D.C., on the United States' nuclear strategy and policy. While testifying, Gottemoeller emphasized the following three points:

  1. New START constraints continue to serve U.S. national interests as we modernize our arsenal. If unchecked, Russia could dramatically expand its missel and warhead arsenal.
  2. We must focus on the race in emerging technologies, considering China's deep investments in that area, but be ready to respond if they rush a nuclear buildup.
  3. Arm's control is in the U.S. interest, and engaging both Russia and China in the sphere will be necessary.

 

Read the full opening statement below.

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Rose Gottemoeller's main takeaways from her opening statement while testifying before the SASC

Authors
Michele Kelemen
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Ukraine's army has recently recaptured a lot of territory from Russia. They also have analysts asking a question, not for the first time, what happens if Russian President Vladimir Putin feels cornered? NPR's Michele Kelemen reports. Listen below for Steven C. Házy Lecturer's, Rose Gottemoeller's comments on the ongoing war between Ukraine and Russia.

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Ukraine's battlefield victories are a reason for celebration. But could it could also usher in another dangerous phase — with Russia's President Vladimir Putin lashing out in other ways.

Authors
Steven Pifer
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On Vladimir Putin’s order, the Russian army launched a new invasion of Ukraine in February.  That has inflicted tragedy on Ukrainians but, seven months later, has also proved a catastrophe for Russia.  By all appearances, Putin remains fixed on his war of choice, now betting the West’s will to support Ukraine will ebb with time.  The West should ensure that that becomes another one of his grievous miscalculations.

A War Gone Awry

On February 24, Russian forces attacked Ukraine from the north, east and south.  The assault vectors suggested they sought to occupy Kyiv and as much as the eastern two-thirds of Ukraine.  Staunch resistance drove the Russians back from the capital.  By early April, Russian forces had withdrawn from Kyiv and the north, though they occupied parts of southern Ukraine.  Moscow then proclaimed the downsized goal of taking Donbas, consisting of the Luhansk and Donetsk oblasts, parts of which Russian and Russian proxy forces had occupied since 2014.

After more than three months of grinding fighting, the Russian army held most of Luhansk oblast.  In July, the Russians turned their military efforts to Donetsk oblast but made scant progress.  Western experts begin speaking of the Russian army’s “culmination”—the point where the combination of casualties (particularly of experienced personnel), loss of equipment, troop exhaustion and low morale make it difficult for a force to sustain a coherent offensive.

After six months of fighting, the conflict seemed to have become a war of attrition.  However, the Ukrainians launched a counteroffensive in Kherson, aimed at driving Russian forces from the only area west of the Dnipro River that they occupied.  They then struck in the Kharkiv region, routing Russian forces and liberating more than 2000 square miles in the first two weeks of September.  While the Russian military continues to occupy large swathes of Ukraine, the tide of war has shifted in Kyiv’s favor, as poor leadership, tactics and logistics hamper Russian forces.

Growing Losses for Russia

The war has meant heavy losses for Russia, first and foremost in its military ranks.  In mid-August, Western intelligence estimated that 15,000-25,000 Russian soldiers had been killed in action and another 45,000-60,000 wounded (the Russians have not reported casualty numbers since March).  These totals have certainly grown over the past month.  The Russian military has also lost substantial amounts of equipment, including confirmed losses of 1100 tanks, 1200 infantry fighting vehicles and thousands of other items.  The Russian defense budget will require many years to replace that equipment, and the Russian army increasingly must make do with older weapons, such as T-62 tanks first produced five decades ago.  Russian arms exporters will likely find that the Russian brand has lost much of its luster with overseas customers.

Western sanctions are exacting a growing economic price.  While the Central Bank of Russia has managed the crisis well, inflation still ran at a hefty 14 percent in September.  In August, the Central Bank reported that the Russian economy had contracted by 4 percent since 2021.  A confidential study purportedly done for the Kremlin provided a grim outlook, projecting an “inertial” scenario of the economy’s contraction bottoming out in 2023 at 8.3 percent below its 2021 level.  The European Union’s coming embargo on most imports of Russian oil and the G7’s planned price cap could significantly cut the revenues that Moscow earns from oil exports.

The West’s ban on export of semiconductors and other high tech products affects both Russia’s defense and civilian manufacturing sectors, and the impact will grow with time.  Since the beginning of the war, more than 1000 multinational companies have exited Russia altogether or substantially curtailed operations there.  There is also brain drain, with tens of thousands of IT specialists reported to have left the country.

Russia has also incurred steep geopolitical costs.  NATO is reenergized, and almost all members are increasing their defense spending.  Putin and the Kremlin did not like the small multinational battlegroups that NATO deployed as trip-wire forces in the Baltic states in 2015; they will like even less the scaled-up contingents being deployed there now.  And the entry of Finland and Sweden into the Alliance will make the Baltic Sea, in effect, a NATO lake.

In sum, Putin’s war has cost Russia much.

Disaster and Dilemma

A series of miscalculations led Putin to this disaster.  The Kremlin apparently did not believe the Ukrainians would resist and expected a quick victory.  Some invading Russian units crossed the border with only two-three days of food rations.  The Kremlin overestimated the might of its military.  Anecdotal reports, such as one that T-80 tank reactive armor was filled with rubber instead of an explosive charge, suggest that corruption, endemic in Russia, has not left the defense sector untouched.  The Kremlin also apparently did not expect NATO’s sharp response, the decisions by Finland and Sweden to seek to join the Alliance, the Western flow of arms to Kyiv, or the scale of economic sanctions.

Russia itself is not yet in crisis.  The economy, while grappling with growing problems, has not broken down, and the Russian military retains formidable capabilities.  But the Kremlin faces a far more difficult situation than it imagined in January, and it will get worse.

Whether Putin fully grasps this is an open question.  On September 7, he said that “we [Russia] have not lost anything and will not lose anything,” a bizarre assessment that the many thousands of Russian families who have lost loved ones in Ukraine surely do not share.  Russian officials have indicated that Kremlin conditions for ending the war remain unchanged from the total capitulation they demanded at the start.  Following a September 13 phone call with Putin, German Chancellor Olaf Scholz noted “there was no indication that new attitudes are emerging.”

Putin faces limits in continuing the war, some self-imposed.  He termed the invasion a “special military operation” (calling it a “war” in Russia can lead to jail time), and he has sought to minimize the scale of the conflict in the eyes of the Russian public.  Despite heavy casualties, the Kremlin officials say they are “not discussing” mobilization.  Russia instead has scrapped the age limit for contract soldiers while scouring prisons for volunteers.  Calls outside the Kremlin have increased for a major mobilization.  However, that could alarm the broader Russian public, who will fear their sons will be drafted and sent to fight.  In any case, it would take considerable time to train new units and equip them with modern arms.

Putin’s Big Bet

The Ukrainian military may well rack up further gains before winter, when the pace of fighting should slow, but the war will continue for some time.  The question:  will the growing economic pain and agonizing flow of dead and injured soldiers home erode the Russian will to fight, or will a weak economy and lack of weapons and ammunition erode Ukraine’s ability to defend itself?

The West has a say in this.  If it continues to provide the arms and financial support the Ukrainians need, their military has the resolve to prevail and defeat the Russian invasion.  Putin is betting, however, that Western support will falter.  He hopes the rising price of energy and costs of assisting Ukraine will undermine European and U.S. support for Kyiv.

The West must stay the course and show Putin his bet is a loser.

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On Vladimir Putin’s order, the Russian army launched a new invasion of Ukraine in February. That has inflicted tragedy on Ukrainians but, seven months later, has also proved a catastrophe for Russia.

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Visiting Scholar
Jean Langlois-Berthelot

Jean Langlois-Berthelot holds a PhD in applied mathematics. A former ethical hacker and executive advisor on security & defense and strategic innovation, he has worked as a consultant to several R&D programs in applied mathematics, informatics and economics and finance.

Dr. Langlois-Berthelot will be pursuing research on strategic anticipation at CISAC. He has been appointed Strategic Anticipation Envoy by the French Defense Innovation Agency and Ecole Polytechnique from 2022 to 2023 to FSI.

 His research focuses on strategic analysis along three main axes : 

  • Transcultural strategic analysis 
  • Systemic and dynamic strategic analysis 
  • Financing and sustaining innovation in the NBIC revolution

Dr. Langlois-Berthelot has taught subjects in data science, quantitative and qualitative methods for decision science and economics and finance of innovation in major French Universities ( including SciencesPo, Military College for Advanced Studies in Science and Technics, ENA, ESSEC etc.) and institutions ( including Ministry of Economics and Finance, IHEDN, European Commission's CESD etc. )

On his free time he is an electronic music composer.

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Air Force Fellow
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Jason Bradley Curtis, 41, is an active-duty Lieutenant Colonel in the United States Air Force.  He is a combat experienced fighter pilot with over 2,500 hours in fighter aircraft.  Jason most recently served as Commander of the 63rd Fighter Squadron flying the F-35A Lightning II aircraft where he was accountable to 45 officers, 9 enlisted, 11 civilian personnel, and $4.4B of US Government assets. 

Prior to command, Jason served as Thunderbird #5—the Lead Solo for the U.S. Air Force Aerial Demonstration Squadron—flying the F-16 Fighting Falcon.  In this role, Jason represented the pride, precision, and professionalism of 680,000 Active Duty, Guard, and Reserve Airmen to the American public.  Before the Thunderbirds, Lt Col Curtis was qualified as a nuclear readiness mission command pilot where he trained to selective contingency nuclear assurance operations abroad.  Lt Col Curtis served overseas in the Pacific and European theaters, earning three Air Medals from actions in combat during operations Enduring Freedom, Odyssey Dawn, and Unified Protector. 

At Stanford, Jason is a visiting scholar at the Center for International Security and Cooperation at the Freeman Spogli Institute.  His research focuses on small-scale startups, venture capitalism, and emerging technologies for defense applications.

Jason is a distinguished military graduate from the United States Air Force Academy with a B.S. in Aeronautical Engineering and a distinguished graduate from Embry-Riddle Aeronautical University with an M.S. in Aeronautical Sciences.  At Georgetown University, Jason was Fellow at the Institute for the Study of Diplomacy under Ambassador Barbara K. Bodine and became a 2017 White House Fellow National Finalist.  After Georgetown, Lt Col Curtis was a cohort member at the School of Advanced Air and Space Studies in Montgomery, Alabama earning a Master of Philosophy in Military Strategy.  Presently, he volunteers with the Make-A-Wish Foundation, Wounded Warrior Project, and American Field Service nationwide. Jason is a public speaker and mentor for young adults in his hometown of Kalispell, Montana.

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