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Abstract: Why do states provide nuclear weapons support to other states? This paper analyzes this question by examining China’s nuclear cooperation with Pakistan. Based on an original framework for explaining nuclear weapons support, I argue that two main factors drove China’s decision. First, China did not have to worry about cascade effects because India had already crossed the nuclear threshold. Second, Pakistan had major strategic value to China, and enjoyed a reputation for being a reliable partner. By arming Pakistan, China could maintain a favorable power balance in the region and prevent India from dominating South Asia. 

The paper also criticizes existing supply-side theories of nuclear proliferation. These theories also describe the strategic incentives for helping other states to develop nuclear weapon, but they have largely overlooked the disincentives. I also challenge some of the case-specific literature. This literature claims that China halted its support of Pakistan from the mid-1990s because it finally recognized the dangers of nuclear proliferation. In contrast, I argue that China has continued, albeit more subtly, to support Islamabad’s weapons program.

About the Speaker: Henrik Hiim is a Stanton Nuclear Security Predoctoral Fellow at MIT. His main research interests are Chinese foreign policy, East Asian security, and nonproliferation and arms control. His dissertation examines the evolution of China’s approach to nuclear nonproliferation, with a special emphasis on policies towards North Korea, Iran, and Pakistan. Henrik holds an M.A. in Political Science from the University of Oslo. He has also studied at Renmin University and Huazhong Normal University in China. During spring 2013, he was a visiting scholar at the School of International Studies at Beijing University. Henrik has worked as a journalist for several Norwegian newspapers.

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Henrik Hiim Stanton Nuclear Security Predoctoral Fellow Speaker Massachusetts Institute of Technology
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Abstract: With the development of cyber capabilities by an increasing number of states, policymakers as well as scholars have been calling for the negotiation of a new international treaty to regulate cyber warfare. This paper provides an account and analysis of relevant debates in the United Nations with a focus on the position of four states – Russia, China, the US and the UK. Discussions have been concentrated in the First Committee of the General Assembly which has been seized with the issue since 1998 when the Russian Federation submitted a proposal for an international convention to govern the use of information and communication technologies for military purposes. While these efforts towards a wholesale international treaty have not materialized, Russia and China continue to advocate a change in the legal status through the promulgation of additional norms. In contrast, the US and the UK have been firm supporters of applying current legal regimes, including the UN Charter and the Geneva Conventions, to the use of cyber capabilities by states. In advancing these positions, two powerful narratives have emerged each emphasizing different aspects of the cybersecurity debate.

 

About the Speaker: Elaine Korzak is a postdoctoral cybersecurity fellow at CISAC. She earned her Ph.D from the Department of War Studies at King´s College London in 2014. Her thesis examined the applicability and adequacy of international legal frameworks to the emerging phenomenon of cyber attacks. Her analysis focused on two legal areas in particular: international law on the use of force and international humanitarian law. Elaine holds both an MA in International Peace and Security from King´s College London and an LL.M in Public International Law from the LSE. Her professional experience includes various governmental and non-governmental institutions, including NATO´s Cyber Defence Section as well as the European Commission´s Directorate-General on Information Society and Media.

 


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Elaine Korzak is a research scholar at the Berkeley Risk and Security Lab (BRSL) at UC Berkeley where she focuses on international cybersecurity governance. She is also an affiliate at the Center for Long-Term Cybersecurity (CLTC) at UC Berkeley and the Center for International Security and Cooperation (CISAC) at Stanford University.

Her research covers international legal, policy, and governance aspects in cybersecurity, including norms and international law governing state conduct in cyberspace, cybersecurity negotiations at the United Nations, and the international regulation of commercial spyware. Her work has appeared in the Oxford Handbook of Cyber Security, the Routledge Handbook of International Cybersecurity, the Georgetown Journal of International Affairs, the Bulletin of the Atomic Scientists, and RUSI Journal.

Previously, Elaine was a cybersecurity postdoctoral fellow at the Center for International Security and Cooperation (CISAC) and a national fellow at the Hoover Institution, both at Stanford University, before leading the Cyber Initiative at the Middlebury Institute of International Studies at Monterey (MIIS). She holds a PhD in War Studies and an MA in International Peace and Security from King’s College London, as well as an LL.M. in Public International Law from the London School of Economics and Political Science (LSE).

 

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Perceptions of security risks in Northeast Asia are increasingly being shaped by the rise of China and Japan's more recent efforts to become a more "normal" nation. The momentum behind both developments is being felt acutely in the relationship between the United States and South Korea. While many argue that the stage is being set for an inevitable conflict, Thomas Fingar, the Oksenberg-Rohlen Distinguished Fellow at the Freeman Spogli Institute for International Studies, argues that what is happening in China and Japan provides an opportunity for greater multilateral cooperation.

 


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Intense competition between the United States and China will be one of the significant global issues in the years to come. Stanford international security fellow Karl Eikenberry says there's no reason the two nations should repeat the "Thucydides Trap," which refers to seemingly inevitable and violent conflicts between rising and existing powers.

The United States and China can peacefully co-exist if they avoid history's most dangerous geopolitical pitfalls, according to a Stanford expert.

The key is not to presume an inevitable conflict, said Karl Eikenberry, the William J. Perry Fellow in International Security at Stanford's Center for International Security and Cooperation and a faculty member of the Shorenstein Asia–Pacific Research Center.

"More often than not, the subsequent competition between the rising and status quo powers results in increasingly bitter conflicts and ultimately ends in all-out war," he wrote in a recent journal article.

A retired U.S. Army lieutenant general, Eikenberry was the U.S. ambassador to Afghanistan from 2009 until 2011. He also served as the defense attaché in the American embassy in the People's Republic of China. He earned an interpreter's certificate in Mandarin Chinese from the British Foreign Commonwealth Office and an advanced degree in Chinese history from Nanjing University.

Eikenberry said that colliding powers sometimes fall prey to the "Thucydides Trap," which harkens back to the Peloponnesian War from 431 B.C. to 404 B.C. when the rising Greek city-state of Athens fought the reigning city-state of Sparta. The Greek historian Thucydides famously wrote, "It was the rise of Athens and the fear that this inspired in Sparta that made war inevitable."

Today, Eikenberry wrote, pundits and experts use the term "Thucydides Trap" to describe the phenomenon of a rising power provoking so much fear in a status quo power that it ultimately leads to conflict between the two. 

Economic bond

However, Eikenberry pointed out, more differences abound than similarities to Sparta and Athens in the case of the United States and China. For starters, the two countries are deeply intertwined in a global marketplace, whereas Sparta and Athens were separate economies.

"The type of economic interaction matters," Eikenberry said in an interview.  

For example, on the eve of the First World War, trade among major European powers was at high levels by historical standards, he said. Yet that did not prevent the outbreak of a cataclysmic war. As for the United States and China, they have a different trading relationship than the European powers in the early 20th century.

"China and the U.S. today enjoy a high level of bilateral trade and China holds a significant amount of American debt. More stabilizing, though, would be increased mutual direct investment," he said.

Eikenbery wrote in his essay that the Sino-American relationship offers its partners particular benefits difficult to find in other countries – such as the world-leading quality of U.S. higher education and the "safe harbor" appeal of U.S. treasury notes as a safe Chinese investment.

"Athens did not hold $1 trillion worth of Spartan treasury notes. Also, huge numbers of Athenian students did not live and study in Sparta. In short, Athens and Sparta were distinct and rival city-states with very little integration or sharing of sector-specific resources or services," he said.

On top of this, Washington and Beijing are in discussions on a bilateral investment treaty, he said. "A good treaty would hopefully encourage more economic activity that in the long term would make military conflict even more costly than it already is."

Values and history count

Still, concerns exist. The differences in belief systems between the United States and China cannot be ignored when one contemplates the future, Eikenberry wrote.

"The United States places a heavy emphasis on democracy, freedom and human rights. By contrast, Chinese President Xi Jinping has cautioned party members against advocacy of constitutional democracy, universal values, civil society, neo-liberalism, media freedom, historical nihilism (excessive criticism of the party's past) and questioning reform. In China, democracy is still considered subversive," he wrote.

In the end, values and history do matter, Eikenbery said. They shape how nations perceive the world and pursue their strategic goals.

"The United States has defined itself as an exceptional nation that has championed democracy and freedom. It sees itself on the winning side of mankind. By contrast, China, feeling aggrieved and humiliated, sees a great need to restore itself to its rightful place in the world as a rich and strong nation," he wrote.

If values like freedom and democracy matter, does this bode well for the United States in its competition with China? Perhaps, Eikenberry said. 

"Americans are questioning their government's performance, especially at the federal level. But the debate is over methods and processes, not whether democracy has run its course," he said in an interview. 

The liberal democratic political model has proven itself over the past couple hundred of years, he noted. "States ruled by closed autocracies have had occasional good runs – sometimes for a few decades – but most have ended failures. I bet on the former," he added.

How the future unfolds for America and China depends on a proper reading of history and political context, Eikenberry said.

"Mismanaged by one or both sides, conflict is possible," he said.

But there's no need for leaders in Washington and Beijing to cast themselves as tragic actors condemned to re-enact the Peloponnesian War.

"To do so would make for a bad reading of history, poor political science and a very flimsy basis for statecraft," he said.

He would advise U.S. and Chinese leaders to focus on fixing their respective political systems. A lot is at stake, not only in both countries, but also for others around the world.

"Failure on China's part would, in the long-term, have severe consequences for its internal and global stability. Failure on America's part would erode its material and moral claim to world leadership," he said. 

Media Contact

Karl Eikenberry, Freeman Spogli Institute: (650) 723-0145, kweikenberry@stanford.edu

Clifton B. Parker, Stanford News Service: (650) 725-0224, cbparker@stanford.edu

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Meetings like this one in 2012 between President Obama and Chinese leader Xi Jinping can ease tensions between the two nations if leaders promote healthy interactions, according to Karl Eikenberry of Stanford's Freeman Spogli Institute for International Studies.
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CISAC Co-Director Amy Zegart writes in The American Interest that a strong and rising China, as well as a weak and unstable one, should concern the United States. But perhaps most troubling is the uncertainty about which scenario will eventually play out, and Washington’s strategic orientation toward Europe and the Middle East.

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Abstract: This dissertation chapter examines signaling credibility in Chinese foreign policy over 1949-2010.  The analysis is based on two new datasets: all 2,000 diplomatic interactions between the United States and China over 1949-2010 and sentiment trends in all 50,000 People's Daily articles on the United States over 1949-2010.  I find that China's bellicosity toward the United States is a reliable predictor of conflict initiation the following month.  I also find that Chinese foreign policy is responsive to urban unemployment.  I find no evidence that China's signaling credibility is affected by its military capabilities.

About the Speaker: Erin Baggott is a Zukerman predoctoral fellow at CISAC for 2014-2015.  She is completing her PhD in international relations at the Harvard University Department of Government.  She studies Chinese foreign policy with techniques from computational social science and machine learning.  Her dissertation examines the sources of trust, distrust, cooperation, and conflict in US-China relations over 1949-2012, using day-level datasets of actions and perceptions on both sides.

Previously, she completed a MSc in Modern Chinese Studies at the University of Oxford and a BA in Government and Economics at Harvard College.  She speaks fluent Mandarin Chinese and has conducted several summers of field research in Beijing.

 


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Erin Baggott Zukerman Predoctoral Fellow CISAC
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Erin Baggott Carter (赵雅芬) is an Associate Professor at the Department of Political Science and International Relations at the University of Southern California and a Hoover Fellow at Stanford University's Hoover Institution. She is also a non-resident scholar at the UCSD 21st Century China Center. She has previously held fellowships at Stanford's Center on Democracy, Development and the Rule of Law and the Center for International Security and Cooperation. She received a Ph.D. in Political Science from Harvard University.

Dr. Carter's research focuses on Chinese politics and propaganda. Her first book, Propaganda in Autocracies (Cambridge University Press), explores how political institutions determine propaganda strategies with an original dataset of eight million articles in six languages drawn from state-run newspapers in nearly 70 countries. She is currently working on a book on how domestic politics influence US-China relations. Her other work has appeared in the British Journal of Political ScienceJournal of Conflict ResolutionSecurity Studies, and International Interactions. Her work has been featured by a number of media platforms, including the New York Times and the Little Red Podcast.

Her research has been supported by the Chiang Ching-kuo Foundation, the Smith Richardson Foundation, the Center for International Studies at the University of Southern California, the Weatherhead Center for International Affairs at Harvard University, the Fairbank Center for Chinese Studies at Harvard University, and the Institute for Quantitative Social Science at Harvard University.

Dr. Carter regularly tweets about Chinese politics and propaganda at @baggottcarter. She can be reached via email at baggott [at] usc.edu or ebaggott [at] stanford.edu.

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Karl Eikenberry, a William J. Perry Fellow in International Security at CISAC and Shorenstein APARC Distinguished Fellow in the Freeman Spogli Institute, says we mustn’t assume that tensions between China, a rising power, and the United States, a status quo power, will lead to conflict, in American Review.

He says the Thucydides Trap, a term derived from the Athens-Sparta dynamic which eventually lead to conflict more than 2,400 years ago, would be largely misapplied if used to describe the current context of U.S.-China relations.

“While it is generally true that struggles between rising and status quo powers historically have led to war, the various cases of the past – and Athens-Sparta in particular – are quite different from each other and certainly from today’s rivalry between the United States and China,” Eikenberry writes.

While the future of U.S.-China relations is uncertain, and if mismanaged, could lead to conflict, analysts in both countries would be unwise to assume a re-enactment of the Peloponnesian War.

His essay can be found on American Review online. A Stanford Report news release on 20 August covered his essay.

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CISAC Co-Director Amy Zegart writes in The American Interest that a strong and rising China, as well as a weak an unstable one, should concern the United States. But perhaps most troubling is the uncertainty about which scenario will eventually play out, and Washington’s strategic orientation toward Europe and the Middle East.

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CISAC Co-Director Amy Zegart writes in The American Interest that the United States should be concerned about both a strong and rising China, as well as a weak and unstable one. But perhaps most troubling of all, she writes, is the uncertainty about which scenario will eventually play out – and Washington’s strategic orientation toward Europe and the Middle East.

“Today opinions range between nervous hope that everything will turn out all right to outright fear that things will be worse than we can possibly imagine,” she says. “Part of the fear stems from the fact that that the U.S. and China are both literally and figuratively worlds apart, with vastly different political and cultural histories.”

Regardless of these vast differences and uncertainties in China, Zegart argues, Asia will be the most important strategic region for American national security in the 21st century.

 

 

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Richard Liu, CEO and founder of China's e-commerce company JD.com, poses next to a Wall Street bull after ringing the opening bell at the NASDAQ Market Site building at Times Square in Ny Yrok on May 22, 2014.
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