This paper examines technical and institutional possibilities for improving the ability of the international safeguards regime to prevent or slow the spread of nuclear weapons. It relies strongly on the experience of the recently uncovered Iraqi nuclear-weapons program and the role of the International Atomic Energy Agency (IAEA) and the United Nations in the discovery of the program's extent and scope.

The Iraqi program and its exposure following the Gulf War surprised and disturbed much of the international community. However, the shock generated by the extent and the size of an effort that had been suspected but remained grossly underestimated and misunderstood has given a strong political impetus to the will of the international community for strengthening the non-proliferation regime.

This paper makes a number of suggestions based on a review of the Iraqi effort and on an assessment of possible future attempts by other nations to acquire nuclear weapons.

The dissolution of the Soviet Union in December 1991 and the emergence of 15 independent states on its territory mark the end not only of the Soviet system itself but also of a centuries-long process of state-building that created the Russian empire. In the process of serving and extending this empire, the Soviet state unwittingly stimulated a process of nation-building among its constituent peoples. which ultimately contributed to its collapse. The papers presented in this volume are an attempt to analyze and comment on the origins, evolution, and demise of protracted experiment.

This book is essentially a series of case histories of U.S.-Soviet nuclear arms control negotiations, as seen from the American side. It describes the processes of governmental decisionmaking for arms control in Washington, D.C., and the techniques for joint U.S.-Soviet decisionmaking at the negotiating table.

As general counsel of the U.S. Arms Control and Disarmament Agency and member of U.S. delegations to disarmament conferences for eight years, the author was in a unique position to assess the difficulties of fashioning an arms control treaty that could pass muster within the executive branch of the U.S. government, be approved by U.S. allies, be successfully negotiated with the Soviets, and then win the approval of the U.S. Senate. This process will be even more complex now that the United States will face at least four nuclear powers from the former U.S.S.R.

The book has three purposes. The first is to add to the recorded history of the following negotiations: the Limited Test Ban Treaty of 1963, the Non-Proliferation Treaty of 1968, the ABM Treaty of 1972 and its companion SALT Interim Agreements, and the 1987 INF Treaty. The author asks in each case, What did the president and his assistants do (or fail to do) to negotiate a successfulu agreement?

The second purpose is to use the case book approach, common in law schools and business schools, as a teaching device for those who wish to learn how the American government made decisions about arms control negotiations, how U.S.-Soviet negotiators reached decisions, and what the results of the decisions have been.

The book's third purpose is to generalize about what works and what does not work in the complex world of arms control negotiations, including information on the impact of negotiating committees and comparisons of the process for negotiating arms control treaties with that for achieving arms limits through action and reaction, without written agreement. The concluding chapter looks to the future: What changes will occur in the arms control process given the end of the Cold War and the disintegration of the Soviet Union?

Stanford University's Center for International Security and Arms Control (CISAC) has undertaken a project to work with elements of the Soviet defense industry to help them convert production from military to civilian uses. In this project we refer to conversion as the use of defense industry facilities, personnel, and/or technology for the production of nondefense products and services. One aspect of this work is to facilitate cooperation between U.S. and Soviet companies. Representative Les Aspin, chairman of the House Armed Services Committee (HASC), asked the Center to initiate this project. The Institute of U.S.A. and Canada Studies (ISKAN) of the Soviet Academy of Sciences is coordinating the Soviet Union's participation.

In recent years issues in international security have been increasingly influenced by economic factors. This is evident in the defense budgets of the major powers as well as in arms transfers to regions such as the Middle East. Furthermore, arms control has taken on a broader meaning, involving unilateral cuts and confidence-building measures to supplement negotiated structural arms-control agreements.

The principal objective of this project is to assist the Soviet defense industry in their defense conversion activities by:

• Analyzing the conversion problem in the Soviet Union and, if appropriate, extracting lessons from the U.S. experience.
• Assisting the Soviets in contacting and exploring cooperative ventures with appropriate U.S. companies.
• Stimulating discussions among Soviet defense experts and U.S. government officials and academics on appropriate changes to trade policy.

This paper deals with defense conversion (broadly interpreted) in the newly independent states (NIS) of the former Soviet Union (FSU), with emphasis on the situation in Russia. Our premise is that economic progress is a sine qua non for political stability and the growth of democratic institutions, and hence for international security. Therefore it is in the best interests of all countries, and primarily the United States, to assist the economic reforms in the NIS. We further believe that the efficient use of a considerable portion of the assets of the military-industrial complex is necessary if the economic reforms are to succeed.

In this paper we analyze some of the major barriers to conversion, and the incentives and problems involved in providing external assistance for this conversion, as well as steps that can only be accomplished internally. The paper includes a description of a project on conversion in the Soviet Union and later in Russia, undertaken in early 1990, at the Center for International Security and Arms Control (CISAC). The work has included interactions between Soviet and Russian industrialists, government officials, and scholars with their counterparts, as well as with members of the legal and financial communities, in the United States. The report also contains a case study of conversion and privatization at one enterprise, the Saratov Aviation Plant. The report concludes with recommendations (summarized below) to both industry and government in the United States and in the NIS. This work has been supported by the Carnegie Corporation of New York.

Since this paper was drafted many of our recommendations have been adopted through policy statements; however, in many cases, realization of these policies is still subject to final congressional action, administrative implementation, IMF negotiations with the governments of the NIS, and legislation by the NIS.

Stanford University's Center for International Security and Arms Control (CISAC) started a project in early 1990 following a proposal from Marshal Akhromeyev,specialadvisor to President Gorbachev and Les Aspin, chairman of the House Armed Services Committee.  The intent was to bring a delegation of Soviet defense executives, government officials and academicians to the United States. The objectives of the project were to study and assi§t the process of demilitarization through the diversion of military production assets, broadly interpreted (facilities, personnl., technology, etc.), and to building a civilian industry and infrastructure. In spite of changes in the project agenda, the objectives remain the same. These objectives are being addressed by informing the debate in the Russian and American
governments as well as in the international financial institutions, recommending innovative conversion efforts, interacting directly with Russian defense enterprises and American companies interested in cooperative business activities, and participating in scholarly analyses through publications and topical conferences.

Challenging the literatures on war termination, civil war, and revolution--which typically dismiss the possibility of negotiated settlement--Stephen Stedman examines the problem of negotiations during civil wars and demonstrates that third party mediation can help resolve such conflicts.

Stedman analyzes four international attempts to mediate a settlement to the Zimbabwean civil war of the 1970s and compares the three failed negotiations--the 1974-1975 Kenneth Kaunda/John Vorster "detente" exercise, the Henry Kissinger mediation that led to the Geneva conference of 1976, and the Anglo-American initiatives of David Owen and Cyrus Vance in 1977-1978--with the successful 1979 Lancaster House Conference on Rhodesia, chaired by Lord Carrington. Drawing on primary sources not available previously, his discussion of the factors that distinguish the failures from the successful attempt is a major contribution to conflict resolution theory, particularly with reference to the work of William Zartman. A final chapter considers the lessons of the Zimbabwe experience for South Africa today.

The problem of accidental or inadvertent nuclear war has been couched largely in terms of superpower confrontations during a crisis. Whether the focus is on the major powers, or on developing nations with ballistic missiles and probable nuclear weapons capability, stability in those who handle weapons and effective safeguards on use are essential preventive measures. The United States and the USSR have been careful to guard against unauthorized launch. All nuclear nations have been concerned with retaining ultimate control of nuclear weapons in civilian hands; with monitoring the reliability and stability of the forces that handle the weapons; and with preventing weapons from coming into the possession of outsiders. In 1986, an analysis of the sources of human instability in those who handle nuclear weapons concluded that thousands of unstable individuals were involved in "minding our missiles."1 The present paper serves as an update on the problem and links it to potential areas of increasing risk as the world changes.

A conference was held at Stanford in May 1992 on possible cooperation between the United States and Russia on early warning of ballistic missile attack. Included in this volume is a briefing paper that was prepared immediately after that meeting.