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Against the backdrop of Ukraine's counteroffensive and the Kremlin's efforts to illegally annex additional territory, a delegation of members from the NATO Parliamentary Assembly arrived at Stanford to meet with experts and weigh considerations about the ongoing conflict. First on their circuit was a panel hosted by the Freeman Spogli Institute for International Studies (FSI) chaired by FSI Director Michael McFaul, with Marshall Burke, Francis Fukuyama, Anna Grzymala-Busse, Scott Sagan, and Kathryn Stoner participating.

The delegates represented thirteen of NATO's thirty member nations, including Belgium, the Czech Republic, France, Greece, Hungary, Italy, Latvia, Luxembourg, Portugal, Romania, Spain, Turkey, and the United Kingdom. Top of mind were questions about the possibility of nuclear escalation from the Kremlin, and appropriate repsonses from the alliance, as well as questions about the longevity of Putin's regime, the nature of international authoritarian alliances, and the future of Ukraine as a European nation.

Drawing from their expertise on state-building, democracy, security issues, nuclear enterprise, and political transitions, the FSI scholars offered a broad analysis of the many factors currently playing out on the geopolitical stage. Abbreviated versions of their responses are given below.

Kathryn Stoner, Francis Fukuyama, Marshall Burke, Scott Sagan, Anna Grzymala-Busse, and Michael McFaul present at a panel given to memebers of the NATO Parlimentary Assembly.
Kathryn Stoner, Francis Fukuyama, Marshall Burke, Scott Sagan, Anna Grzymala-Busse, and Michael McFaul present at a panel given to memebers of the NATO Parliamentary Assembly on September 26, 2022. | Melissa Morgan

The following commentary has been edited for clarity and length, and does not represent the full extent of the panel’s discussion.
 


Rethinking Assumptions about Russia and Putin

Kathryn Stoner

Right now, Putin is the most vulnerable he's ever been in 22 years in power. But I don’t believe he's under so much pressure at this point that he is about to leave office anytime soon. Autocracies do not usually die by popular mobilization, unfortunately. More often they end through an elite coup or turnover. And since the end of WWII, the research has shown that about 75% of the time autocracies are typically replaced by another autocracy, or the perpetuation of the same autocracy, just with a different leader. So, if Putin were replaced, you might get a milder form of autocracy in Russia, but I don't think you are suddenly going to create a liberal democracy.

This means that we in the West, and particularly in the U.S., need to think very hard about our strategies and how we are going to manage our relationships with Putin and his allies. This time last year, the U.S. broadcast that we basically wanted Russia to calm down so we could pivot to China. That’s an invitation to not calm down, and I think it was a mistake to transmit that as policy.

We need to pay attention to what Russia has been doing. They are the second biggest purveyor of weapons globally after the United States. They will sell to anyone. They’ve been forgiving loans throughout Sub Saharan Africa from the Soviet period and using that as a way of bargaining for access to natural resources. They’re marketing oil, selling infrastructure, and building railroads. Wherever there is a vacuum, someone will fill it, and that includes Russia every bit as much as China. We need to realize that we are in competition with both Russia and China, and develop our policies and outreach accordingly.

KStoner

Kathryn Stoner

Mosbacher Director of the Center on Democracy, Development, and the Rule of Law
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Confronting Autocracy at Home and Abroad

Anna Grzymala-Busse

Why is Putin in Ukraine? Because the fact that there is a democratic country right next door to Russia is an affront to him. Putin doesn’t care that much about NATO. The fact that nothing happened when Sweden joined is some evidence of this. That’s something to keep in mind as people are debating NATO and Ukraine and Ukraine’s possible future as a member.

NATO membership and EU membership are both wonderful things. But more fundamental that that, this war has to be won first. That’s why I think it’s necessary in the next six months to speed up the support for Ukraine by ensuring there’s a steady stream of armaments, training personnel, and providing other military support.

There’s been incredible unity on Ukraine over the last seven months across the EU, NATO, and amongst our allies. But our recent history with President Trump reminds us how fragile these international commitments can be. In foreign policy, it used to be understood that America stands for liberal democracy. But we had a president of the United States who was more than happy to sidle up to some of the worst autocrats in the world. That’s why we can’t afford to leave rising populism around the world unaddressed and fail to engage with voters. When we do that, we allow far right parties to grab those votes and go unopposed. Whatever happens domestically impacts what happens internationally.

Anna Grzymała-Busse

Anna Grzymala-Busse

Director of The Europe Center
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The Consequences of Nuclear Sabre-Rattling

Scott Sagan

We have to very clear-eyed when we’re talking about the threat, however improbable, of the use of a nuclear weapon. When it comes to the deployment of a tactical nuclear weapon, its kinetic effects depend on both the size of the weapon, the yield, and the target. Tactical weapons range in yield from very low — 5-10% of what was in the Hiroshima bomb — to as large as what was used against Hiroshima and Nagasaki. If that kind of weapon was used on an urban target, it would produce widescale effects. In a battlefield or rural area, it would have a relatively small impact.

But in the bigger picture, what any use of a weapon like this does is break a 70+ year tradition of non-use. Those seventy years have been dicey and fragile, but they have held so far. A tradition that is broken creates a precedent, and once there’s a precedent, it makes it much easier for someone to transgress the tradition again. So even if a decision was made to use a tactical weapon with little kinetic importance for strategic effect, I think we still need to be worried about it.

Personalistic dictators surround themselves with yes men. They make lonely decisions by themselves, often filled with vengeance and delusion because no one can tell them otherwise. They don't have the checks and balances. But I want to make one point about a potential coup or overthrow. Putin has done a lot to protect himself against that. But improbable events happen all the time, especially when leaders make really, really bad decisions. That’s not something we should be calling for as official U.S. policy, but it should be our hope.

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Scott Sagan

FSI Senior Fellow at the Center for International Security and Cooperation
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Cycles of Conflict, Climate Change, and Food Insecurity

Marshall Burke

The estimates right now project that there are 350 million people around the world facing acute food insecurity. That means 350 million people who literally don’t have enough to eat. That’s roughly double what it was pre-COVID. The factors driving that are things like supply chain disruptions from the pandemic and climate shocks, but also because of ongoing conflict happening around the world, Ukraine included.

There was an early concern that the war in Ukraine would be a huge threat to global food security. That largely has not been the case so far, at least directly. Opening the grain corridors through the Black Sea has been crucial to this, and it’s critical that we keep those open and keep the wheat flowing out. Research shows that unrest increases when food prices spike, so it’s important for security everywhere to keep wheat prices down.

What I’m worried about now is natural gas prices. With high global natural gas prices, that means making fertilizer is also very expensive and prices have increased up to 300% relative to a few years ago. If they stay that high, this is going to be a long-term problem we will have to find a way of reckoning with on top of the other effects from climate change already impacting global crop production and the global economy.

Marshall Burke

Marshall Burke

Deputy Director of the Center on Food Security and the Environment
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Ukraine After the War

Francis Fukuyama

I've been more optimistic about the prospects for Ukraine taking back territory for more of this war, just because of the vast difference in motivation between the two sides and the supply of modern weapons that Ukraine has been getting. But I don’t know what the conditions on the ground will look like when the decision to negotiate comes. Will Russia still be sitting on occupied territory? Are they kicked out entirely? Or are the frontlines close to where they are now?

As I’ve observed, Ukraine's demands have shifted depending on how they perceive the war going on. There was a point earlier this summer where they hinted that a return to the February 23 borderlines would be acceptable. But now with their recent successes, they're saying they want everything back to the 2014 lines. What actually happens will depend on what the military situation looks like next spring, by my guess.

However the war does end, I think Ukraine actually has a big opportunity ahead of them. Putin has unwittingly become the father of a new Ukrainian nation. The stresses of the war have created a very strong sense of national identity in Ukraine that didn’t exist previously. It’s accurate that Ukraine had significant problems with corruption and defective institutions before, but I think there’s going to be a great push to rout that out. Even things like the Azov steel factory being bombed out of existence is probably a good thing in the long run, because Ukraine was far too dependent on 20th-century coal, steel, and heavy industry. Now they have an opportunity to make a break from all of that.

There are going to be challenges, obviously. We’ll have to watch very carefully what Zelenskyy chooses to do with the commanding position he has at the moment, and whether the government will be able to release power back to the people and restore its institutions. But Europe and the West and our allies are going to have a really big role in the reconstruction of Ukraine, and that should be regarded by everyone as a tremendous opportunity.

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Francis Fukuyama

Olivier Nomellini Senior Fellow at FSI
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Victory in Ukraine, Victory for Democracy

Michael McFaul

Nobody likes a loser, and right now, Putin is losing strategically, tactically, and morally. Now, he doesn’t really care about what Biden or NATO or the West think about him. But he does care about what the autocrats think about him, especially Xi Jinping. And with reports coming out of the Shanghai Cooperation Organization that Xi has “concerns” about what’s happening in Ukraine, Putin is feeling that pressure. I think that's why he has decided he needs to double down, not to negotiate, but to try and “win” in some way as defined by him.

In my view, that’s what’s behind the seizure of these four regions. If he feels like he can unequivocally claim them as part of Russia, then maybe he will sue for peace. And that’s exactly what President Zelenskyy fears. Why? Because that’s exactly what happened in 2014. Putin took Crimea, then turned around to the countries of the world and said, “Aren’t we all tired of war? Can’t we just have peace? I’m ready to end the war, as long as you recognize the new borders.” And, let’s be honest, we did.

We keep hearing politicians say we should put pressure for peace negotiations. I challenge any of them to explain their strategy for getting Putin to talk about peace. There is no doubt in my mind that President Zelenskyy would sit down tomorrow to negotiate if there was a real prospect for peace negotiations. But there's also no doubt in my mind right now that Putin has zero interest in peace talks.

Like Dr. Fukuyama, I don’t know how this war will end. But there's nobody inside or outside of Russia that thinks it’s going well. I personally know a lot of people that believe in democracy in Russia. They believe in democracy just as much as you or I. I’ve no doubt of their convictions. But they’re in jail, or in exile today.

If we want to help Russia in the post-Putin world, we have to think about democracy. There’s not a lot we can do to directly help democracy in Russia right now. But we should be doing everything to help democracy in Ukraine.  It didn’t happen in 1991. It didn’t happen in 2004. It didn’t happen in 2014. They had those breakthroughs and those revolutionary moments, but we as the democratic world collectively didn’t get it right. This is our moment to get it right, both as a way of helping Ukraine secure its future, and to give inspiration to “small-d” democrats fighting for rights across the world.

Michael McFaul, FSI Director

Michael McFaul

Director of the Freeman Spogli Institute for International Studies
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President of Russia Vladimir Putin
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On Vladimir Putin’s order, the Russian army launched a new invasion of Ukraine in February. That has inflicted tragedy on Ukrainians but, seven months later, has also proved a catastrophe for Russia.
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NATO-Russia: It’s time to suspend the Founding Act

During a period of greater hope for Russia tempered by uncertainties, President Bill Clinton sought both to enlarge NATO and build a strategic partnership between the Alliance and Moscow.
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A delegation representing thirteen countries from the NATO Parliamentary Assembly visits Stanford to hear perspectives on the war in Ukraine and its geopolitical impacts from scholars at the Freeman Spogli Institute for International Studies.
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FSI Director Michael McFaul, Kathryn Stoner, Francis Fukuyama, Scott Sagan, Anna Grzymala-Busse, and Marshall Burke answered questions from the parliamentarians on the conflict and its implications for the future of Ukraine, Russia, and the global community.

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Livestream event on March 1, 2022 at 6:30pm PST: "What's Next for Ukraine and Russia?"

This panel discussion will analyze the most recent developments in the conflict between Ukraine and Russia, and what may lay ahead.

It will be moderated by Francis Fukuyama, director of Stanford’s Ford Dorsey Masters of International Policy Program and Olivier & Nomellini Senior Fellow in International Studies at the Freeman Spogli Institute for International Studies (FSI), with panelists Rose Gottemoeller, the Steven C. Házy Lecturer at FSI’s Center for International Security and Cooperation and deputy secretary general of NATO from 2016 to 2019, and Steve Pifer, the William J Perry Fellow at FSI and former U.S. ambassador to Ukraine.

 

PANELISTS:

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Rose Gottemoeller

Steven C. Házy Lecturer at the Center for International Security and Cooperation
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Steven Pifer

WIlliam J. Perry Fellow at the Center for International Security and Cooperation
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MODERATOR:

Francis Fukuyama

Francis Fukuyama

Olivier Nomellini Senior Fellow at the Freeman Spogli Institute for International Studies
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Join via YouTube livesteam

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616 Jane Stanford Way
Stanford University
Stanford, CA 94305-6165

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Rose Gottemoeller is the William J. Perry Lecturer at Stanford University's Freeman Spogli Institute for International Studies and Research Fellow at the Hoover Institute.

Before joining Stanford Gottemoeller was the Deputy Secretary General of NATO from 2016 to 2019, where she helped to drive forward NATO’s adaptation to new security challenges in Europe and in the fight against terrorism.  Prior to NATO, she served for nearly five years as the Under Secretary for Arms Control and International Security at the U.S. Department of State, advising the Secretary of State on arms control, nonproliferation and political-military affairs. While Assistant Secretary of State for Arms Control, Verification and Compliance in 2009 and 2010, she was the chief U.S. negotiator of the New Strategic Arms Reduction Treaty (New START) with the Russian Federation.

Prior to her government service, she was a senior associate with the Carnegie Endowment for International Peace, with joint appointments to the Nonproliferation and Russia programs. She served as the Director of the Carnegie Moscow Center from 2006 to 2008, and is currently a nonresident fellow in Carnegie's Nuclear Policy Program.  

At Stanford, Gottemoeller teaches and mentors students in the Ford Dorsey Master’s in International Policy program and the CISAC Honors program; contributes to policy research and outreach activities; and convenes workshops, seminars and other events relating to her areas of expertise, including nuclear security, Russian relations, the NATO alliance, EU cooperation and non-proliferation. 

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Steven Pifer is an affiliate of the Center for International Security and Cooperation as well as a non-resident senior fellow with the Brookings Institution.  He was a William J. Perry Fellow at the center from 2018-2022 and a fellow at the Robert Bosch Academy in Berlin from January-May 2021.

Pifer’s research focuses on nuclear arms control, Ukraine, Russia and European security. He has offered commentary on these issues on National Public Radio, PBS NewsHour, CNN and BBC, and his articles have been published in a wide variety of outlets.  He is the author of The Eagle and the Trident: U.S.-Ukraine Relations in Turbulent Times (Brookings Institution Press, 2017), and co-author of The Opportunity: Next Steps in Reducing Nuclear Arms (Brookings Institution Press, 2012).

A retired Foreign Service officer, Pifer’s more than 25 years with the State Department focused on U.S. relations with the former Soviet Union and Europe, as well as arms control and security issues.  He served as deputy assistant secretary of state in the Bureau of European and Eurasian Affairs with responsibilities for Russia and Ukraine, ambassador to Ukraine, and special assistant to the president and senior director for Russia, Ukraine and Eurasia on the National Security Council.  In addition to Ukraine, he served at the U.S. embassies in Warsaw, Moscow and London as well as with the U.S. delegation to the negotiation on intermediate-range nuclear forces in Geneva.  From 2000 to 2001, he was a visiting scholar at Stanford’s Institute for International Studies, and he was a resident scholar at the Brookings Institution from 2008 to 2017.

Pifer is a 1976 graduate of Stanford University with a bachelor’s in economics.

 

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Russian forces invaded Ukraine on February 24, 2022. Why is Ukraine strategically important to Russia and the West? What are the broader global implications of this attack? Join Stanford scholars from the Freeman Spogli Institute for International Studies for a discussion of the military invasion of Ukraine and the policy choices facing the United States, NATO, and their allies.

Panelists include Kathryn Stoner, the Mosbacher Director of the Center for Democracy, Development and the Rule of Law and senior fellow at the Freeman Spogli Institute for International Studies (FSI), Steve Pifer, the William J. Perry Fellow at the Center for International Security and Cooperation (CISAC) and a former U.S. ambassador to Ukraine, Rose Gottemoeller, the Steven C. Házy Lecturer at CISAC and a former deputy secretary-general of NATO, and Andriy Kohut, Director of the Sectoral State Archive of the Security Service of Ukraine and visiting scholar at the Stanford Center for Russian, East European and Eurasian Studies.

Scott Sagan, co-director of CISAC, senior fellow at FSI, and the Caroline S.G. Munro Professor of Political Science will moderate.

This event is co-sponsored by the Center on Democracy, Development and the Rule of Law (CDDRL), the Center for International Security and Cooperation (CISAC), and the Freeman Spogli Institute for International Studies (FSI).

Scott D. Sagan


In-person attendance is limited to Stanford affiliates only.
Attendance by Zoom is open to the public.

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Kathryn Stoner is the Mosbacher Director of the Center on Democracy, Development, and the Rule of Law (CDDRL), and a Senior Fellow at CDDRL and the Center on International Security and Cooperation at FSI. From 2017 to 2021, she served as FSI's Deputy Director. She is Professor of Political Science (by courtesy) at Stanford and she teaches in the Department of Political Science, and in the Program on International Relations, as well as in the Ford Dorsey Master's in International Policy Program. She is also a Senior Fellow (by courtesy) at the Hoover Institution.

Prior to coming to Stanford in 2004, she was on the faculty at Princeton University for nine years, jointly appointed to the Department of Politics and the Princeton School for International and Public Affairs (formerly the Woodrow Wilson School). At Princeton she received the Ralph O. Glendinning Preceptorship awarded to outstanding junior faculty. She also served as a Visiting Associate Professor of Political Science at Columbia University, and an Assistant Professor of Political Science at McGill University. She has held fellowships at Harvard University as well as the Woodrow Wilson Center in Washington, DC. 

In addition to many articles and book chapters on contemporary Russia, she is the author or co-editor of six books: "Transitions to Democracy: A Comparative Perspective," written and edited with Michael A. McFaul (Johns Hopkins 2013);  "Autocracy and Democracy in the Post-Communist World," co-edited with Valerie Bunce and Michael A. McFaul (Cambridge, 2010);  "Resisting the State: Reform and Retrenchment in Post-Soviet Russia" (Cambridge, 2006); "After the Collapse of Communism: Comparative Lessons of Transitions" (Cambridge, 2004), coedited with Michael McFaul; and "Local Heroes: The Political Economy of Russian Regional" Governance (Princeton, 1997); and "Russia Resurrected: Its Power and Purpose in a New Global Order" (Oxford University Press, 2021).

She received a BA (1988) and MA (1989) in Political Science from the University of Toronto, and a PhD in Government from Harvard University (1995). In 2016 she was awarded an honorary doctorate from Iliad State University, Tbilisi, Republic of Georgia.

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Steven Pifer is an affiliate of the Center for International Security and Cooperation as well as a non-resident senior fellow with the Brookings Institution.  He was a William J. Perry Fellow at the center from 2018-2022 and a fellow at the Robert Bosch Academy in Berlin from January-May 2021.

Pifer’s research focuses on nuclear arms control, Ukraine, Russia and European security. He has offered commentary on these issues on National Public Radio, PBS NewsHour, CNN and BBC, and his articles have been published in a wide variety of outlets.  He is the author of The Eagle and the Trident: U.S.-Ukraine Relations in Turbulent Times (Brookings Institution Press, 2017), and co-author of The Opportunity: Next Steps in Reducing Nuclear Arms (Brookings Institution Press, 2012).

A retired Foreign Service officer, Pifer’s more than 25 years with the State Department focused on U.S. relations with the former Soviet Union and Europe, as well as arms control and security issues.  He served as deputy assistant secretary of state in the Bureau of European and Eurasian Affairs with responsibilities for Russia and Ukraine, ambassador to Ukraine, and special assistant to the president and senior director for Russia, Ukraine and Eurasia on the National Security Council.  In addition to Ukraine, he served at the U.S. embassies in Warsaw, Moscow and London as well as with the U.S. delegation to the negotiation on intermediate-range nuclear forces in Geneva.  From 2000 to 2001, he was a visiting scholar at Stanford’s Institute for International Studies, and he was a resident scholar at the Brookings Institution from 2008 to 2017.

Pifer is a 1976 graduate of Stanford University with a bachelor’s in economics.

 

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Center for International Security and Cooperation
Encina Hall
616 Jane Stanford Way
Stanford University
Stanford, CA 94305-6165

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William J. Perry Lecturer, Freeman Spogli Institute
Research Fellow at the Hoover Institution
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Rose Gottemoeller is the William J. Perry Lecturer at Stanford University's Freeman Spogli Institute for International Studies and Research Fellow at the Hoover Institute.

Before joining Stanford Gottemoeller was the Deputy Secretary General of NATO from 2016 to 2019, where she helped to drive forward NATO’s adaptation to new security challenges in Europe and in the fight against terrorism.  Prior to NATO, she served for nearly five years as the Under Secretary for Arms Control and International Security at the U.S. Department of State, advising the Secretary of State on arms control, nonproliferation and political-military affairs. While Assistant Secretary of State for Arms Control, Verification and Compliance in 2009 and 2010, she was the chief U.S. negotiator of the New Strategic Arms Reduction Treaty (New START) with the Russian Federation.

Prior to her government service, she was a senior associate with the Carnegie Endowment for International Peace, with joint appointments to the Nonproliferation and Russia programs. She served as the Director of the Carnegie Moscow Center from 2006 to 2008, and is currently a nonresident fellow in Carnegie's Nuclear Policy Program.  

At Stanford, Gottemoeller teaches and mentors students in the Ford Dorsey Master’s in International Policy program and the CISAC Honors program; contributes to policy research and outreach activities; and convenes workshops, seminars and other events relating to her areas of expertise, including nuclear security, Russian relations, the NATO alliance, EU cooperation and non-proliferation. 

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Taiwan. Hypersonic missiles. The South China Sea. In the last few months, China’s activities have grabbed headlines and fueled speculation about its intentions. But how much of this action is posturing, and how much should U.S. policymakers and strategists take seriously?

To help explain what’s going on with our biggest competitor, FSI Center Fellow Oriana Skylar Mastro, a specialist on China’s military and an active member of the United States Air Force Reserves, joins Michael McFaul on World Class to debunk some of the myths that persist about China’s capabilities and reframe how the U.S. needs to think about strategic competition with Beijing. Listen to their full episode and read highlights from the conversation below.

Click here for a transcript of “We Need To Rethink Our Assumptions about China’s Strategic Goals”

Where China Was in the 1990s


Twenty years ago, the Chinese-Taiwan invasion plan was to take a couple of fishing vessels and paddle their way across the strait. In the 1990s, China had very limited, and often no ability to fly over water, or at night, or in weather, and their ships had no defenses.

For many, many years we knew that China was willing to fight if Taiwan declared independence. Fighting a war in any country that is big and resolved is problematic. But it was never the case that the United States was going to lose that war; it was always a matter of, “How many days?” How many days is it going to take us to win?

Where China Is Now


In the intervening years, China's military has changed both quantitatively and qualitatively. Now they have the largest navy in the world, and those ships are some of the most advanced surface ships that can be comparable to those of the United States. Same with their fighters; they have fifth generation airplanes and the largest airforce in the region. They’ve put all these capabilities online, and at the same time, they [have also] started developing capabilities to reach out and touch the United States with.

They developed the capability to hit moving ships at sea, which is something the United States doesn’t have the capability to do. They have a huge cruise and ballistic missile program that basically can take out a U.S. base like Kadena  in the region in a matter of hours, should they ever be willing to make a direct hit on the U.S.

This doesn't mean that China is more powerful than the United States; China still can’t project power outside the Indo-Pacific region, and even there it’s mostly through space, cyber, and nuclear weapons. But most of the contingencies we're talking about are really close to China, so it doesn’t really matter that they can’t project power. So, on the conventional side, I’m very concerned.

Why Taiwan Matters


The whole goal of the Communist Party, since its founding in 1949, has been to resolve this Taiwan issue.

Now they have the ships, the aircraft, and they’ve reorganized their whole military so that they can do joint operations, so that the navy and the air force can do an invasion of Taiwan. And a lot of those efforts came to a successful conclusion at the end of 2020. And that's why people like myself, not because of  the capabilities, but because when I was in Beijing and talked to the Chinese military and government officials, they said, “We could do this now, and maybe we should think about it.”

We know from behavioral economics that countries and people are much more willing to take risks to not lose something that they think is theirs, versus when they are trying to get something which they don't think is theirs. In the Chinese mindset, Taiwan, the South China Sea, East China Sea, etc. is already theirs, and the United States is trying to take it from them. That makes the situation even more problematic. 

What the United States Should Do


The Biden administration is doing a lot of political maneuvering to show that the United States is willing to defend Taiwan. And I think it’s just upsetting Beijing, because they think we’re changing the political status quo. It also does nothing to enhance our deterrence, because it doesn't signal anything about our capability to defend Taiwan.

The Chinese basically assume the United States will intervene. Their big question is, can they still win? We need to show China that they cannot win, and that’s about showing out capabilities in the region. It’s about aggressively negotiating new host arrangements, more access for the U.S. military, and new international institutions and treaties that constrain the ways China leverages power.

I'm a military person, but I'm totally on board with leading with diplomacy. But I don't see those types of efforts coming out of the Biden administration. They seem to want to double down and do the same things, just with more allies and partners.  I'm supportive of it, but I just don't think it's enough.

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An Island that lies inside Taiwan's territory is seen with the Chinese city of Xiamen in the background.
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The Taiwan Temptation

Why Beijing Might Resort to Force
The Taiwan Temptation
Oriana Skylar Mastro testifies to the U.S.-China Economic and Security Review Commission on Taiwan deterrence.
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Oriana Skylar Mastro Testifies on Deterring PRC Aggression Toward Taiwan to Congressional Review Commission

China may now be able to prevail in cross-strait contingencies even if the United States intervenes in Taiwan’s defense, Chinese security expert Oriana Skylar Mastro tells the U.S.-China Economic and Security Review Commission. Changes must be made to U.S. military capabilities, not U.S. policy, she argues.
Oriana Skylar Mastro Testifies on Deterring PRC Aggression Toward Taiwan to Congressional Review Commission
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On the World Class podcast, Oriana Skylar Mastro argues that in order to set effective policy toward China, the United States needs to better understand how and why China is projecting power.

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Dr. Oriana Skylar Mastro begins her paper by emphasizing that U.S. national defense strategy has characterized the US-China relationship as one of great power competition (GPC). Both the US and China have existing relationships in the Indo-Pacific region and are undergoing efforts to foster new relationships there as well. China’s efforts, however, conflict with US military efforts to promote peace, strategy, and prosperity in the Indo-Pacific, making them much harder to achieve.

Mastro argues that it will be difficult to deter China’s efforts — perhaps even more difficult than it was to deter the Soviet Union’s efforts during the Cold War. She cites the geography of the Asia-Pacific (compared to that of Central Europe), the US’s ongoing struggle to establish a credible deterrent, China’s range of options for nonlethal but effective uses of force, and the lack of US willingness to grant China a parallel sphere of influence to that in which the Soviet Union was allowed to control as evidence to support her claim.

Thus, Mastro recommends that the US must avoid relying on the same Cold War tools and competition strategies in its competition with China, despite their success in the past. Instead, the US needs to combat the threat posed by China through 1) convincing China that the costs of using force outweigh the benefits and 2) forging a counterbalancing coalition of allies and partners that are confident that the US will not only protect them from a military attack but other costly behaviors (e.g., economic coercion, diplomatic isolation) that China may leverage against them as well. 

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This Q&A with Allen S. Weiner was originally published on the Stanford Law School website.

As the Taliban’s forces closed in on Kabul on Sunday, August 15, 2021, the Afghan President Ashraf Ghani left his country, the acting U.S. ambassador was evacuated, the American flag on the embassy in the country’s capital lowered—and the Biden administration’s plans for an orderly withdrawal of troops, diplomats, and Afghan aids and translators by the anniversary of 9/11 dashed as a scramble for the door becomes more chaotic. After twenty years, 2 trillion dollars, and the lives of almost 2,500 American personnel lost, President Biden said it was time to let the Afghan government and military stand on its own. Here, Stanford Law national security law expert Allen Weiner, who is a research affiliate at FSI’s Center for Democracy, Development and the Rule of Law, and the Center for International Security and Cooperation, discusses the U.S. mission to Afghanistan, its withdrawal, and potential consequences.

What was the American/NATO objective when we invaded Afghanistan almost twenty years ago?

The immediate United States objective at the time of the 2001 invasion was to destroy Al Qaeda’s base of operations in Afghanistan and to kill or capture senior Al Qaeda leaders there.  As those of us who are old enough to remember will recall, the invasion (“Operation Enduring Freedom”) was the U.S.-led response to the 9/11 attacks against World Trade Center twin towers and the Pentagon that were carried out by Al Qaeda. Because the Taliban regime in Afghanistan had a symbiotic relationship with—and provided a safe haven to—Al Qaeda on Afghanistan’s territory, the U.S. and its NATO allies also sought to drive the Taliban from power. At the time, the Taliban was fighting a civil war in Afghanistan and by October 2001 had achieved effective control over most of the country. President Bush and others quickly began to emphasize an additional objective for overthrowing the Taliban— to liberate the Afghan people from the regime’s repressive practices. We sought to promote basic human rights and to end the Taliban’s oppression of women.

Were those objectives met?

The U.S. and its NATO allies largely met those initial goals. Al Qaeda’s training camps in Afghanistan were destroyed, many of its leaders were killed and captured (although some, including Osama bin Laden, managed to escape at least initially), and its ability to plan, finance, and execute major global terrorist operations was severely diminished. U.S. and NATO forces drove the Taliban from power, and after a transitional period, a new government led by Hamid Karzai was established. Women and girls resumed participation in public life in Afghanistan, including education.

But those successes were fleeting?

As we know, the successes did not last. Although Al Qaeda never resumed significant operations in Afghanistan, the organization metastasized, and lethal variants of the organization arose in Yemen, Iraq and Syria, and the Maghreb, among other places. Other terrorist groups, such as the Islamic State and al Shabaab, either grew out of or have affiliations of varying degrees of intensity with Al Qaeda. We have also seen attacks carried out by homegrown terrorist organizations with only loose affiliations to Al Qaeda, sometimes only ideological affinities. So, while Operation Enduring Freedom significantly disrupted terrorist operations originating from Afghanistan, it cannot be said to have eliminated the threat of transnational terrorism.

And the Taliban continued to be a simmering problem in Afghanistan, didn’t it?

The goal of eradicating the Taliban, obviously, also was unmet. Although then Secretary of Defense Donald Rumsfeld declared an end to major combat operations against Al Qaeda and the Taliban in May 2003, a revitalized Taliban renewed an intense civil war in the summer of  2006. That civil war against the Afghanistan government—which appears now to have been won by the Taliban—continued with varying degrees of intensity until the past few days. And if another of the goals of the invasion was to improve the protection of human rights in Afghanistan, we must recognize that civilians suffered terribly during the civil war.

Are there any (hopefully) enduring successes from the twenty-year investment by the U.S. and NATO?

Afghanistan did make significant progress in terms of economic development and the realization of at least some civil and political rights. Per capita GDP rose dramatically in the decades after the U.S. invasion. The status of women and girls improved along many dimensions, including health, life expectancy, education levels, and participation in government institutions. The Taliban’s victory clearly imperils these gains.

The Trump Administration negotiated an agreement with Taliban in 2020 providing for the withdrawal of U.S. Forces from Afghanistan by May 2021, as part of which the Taliban promised not to deliberatively attack U.S. troops during the withdrawal period.  Since then, the Taliban has been steadily gaining control over provinces in the county, and civilian casualties have been rising. Was it pure fantasy that the US was maintaining the peace?

The Trump Administration’s February 2020 agreement with Taliban, in which the U.S. promised to withdraw its forces from Afghanistan in a little over a year, even though the Taliban did not agree to even a ceasefire, much less reach any political agreements with the government about ending the civil war, was the beginning of the end. It clearly signaled to both the Taliban and the government that the U.S. was now concerned only with the security of its own forces, and that the Afghan government was on its own. Given that the Taliban was making progress in gaining territory, at least in the countryside, even with U.S. troops present, many analysts—including the U.S. intelligence community—forecast the eventual overthrow of the Afghan government. It is only the shocking speed with which that happened that is a real surprise.

The fall of the Afghan government has taken many, including apparently some in the Biden administration, by surprise. Why did the collapse of the Afghan military happen so swiftly?  And what role did the Afghan police force and corruption play?

Many commentators who have been critical of the U.S. effort to build up the Afghan military have long expressed doubts about the effectiveness of the Afghanistan National Defense and Security Forces (ANDSF), and many analysts predicted that the Taliban would ultimately prevail against the government after the U.S. and its NATO allies withdrew from Afghanistan. That said, I don’t think anyone predicted it would happen as swiftly as it did.

Multiple factors have been cited to explain how the Taliban—a force estimated to comprise some 75,000 fighters—defeated the 300,000-member strong ANDSF. First, despite the seeming superiority of the government forces, conditions for ANDSF soldiers were quite abysmal. Many reportedly went months without being paid. They lacked ammunition and even food. There are reports of incompetent leadership within the armed forces, leaving Afghan soldiers exposed in the middle of pitch battles, without reinforcements.

A second factor is the pervasive and corrosive corruption among Afghan government actors.  This helps explain why—despite the U.S. infusion of billions of dollars in military assistance— Afghan soldiers went without pay and lacked adequate ammunition.  It also explains why in some cases, after Afghan forces fighting alongside U.S. forces succeeded in clearing territory of Taliban insurgents, the Afghan government would fail to hold it. The notoriously corrupt and unprofessional Afghanistan police forces—who were in charge of security after territory had been cleared of Taliban fighters by the ANDSF—reportedly engaged in predatory practices targeting the local community or could be bought off by the insurgency to cede ground back.

Third, some critics of the U.S. effort to modernize the Afghan army have long argued that the ANDSF lacked resolve to aggressively engage the Taliban insurgency in the absence of active support from U.S. soldiers. Although there are many stories of Afghan soldiers fighting fiercely, there are anecdotal accounts of Afghan armed forces engaging in “mini non-aggression deals” with Taliban fighters in their area of responsibility in an effort to avoid armed engagement.

Fourth, the lack of motivation of Afghan armed forces was exacerbated in recent years by the unpopularity and perceived fecklessness of the Afghan government led by President Ashraf Ghani. Re-elected in 2019 after an election with sharply disputed results, in which voter turnout was less than 20 percent, the Ghani government was widely seen as ineffective in addressing corruption, effectively managing the country, or confronting the growing security threat posed by the Taliban. It became a common refrain among Afghan soldiers that the Ghani government was not one worth fighting for.

Fifth, it appears that in at least some provinces in Afghanistan, the Taliban, in essence, offered government forces negotiated settlements to cede control of territory. In some cases, this involved offering payments to government soldiers to switch sides—a particularly attractive offer for soldiers who had not been paid in months. It is likely that the Taliban offered broader commitments, e.g., not to engage in retribution against government soldiers who abandoned the fight, although I have not yet seen reports of such deals.

Sixth, there a seasonal calendar to armed conflict in Afghanistan, and the Taliban has typically engaged in its major military operations during the spring and summer.  Delaying the U.S. withdrawal by six months, so that U.S. forces did not leave during the height of what is known in Afghanistan as “fighting season,” might have given the ANDSF more time to prepare to defend Afghanistan’s cities. Although given how swiftly Afghan government forces were swept aside, this now seems doubtful to me.

Finally, from an operational standpoint, the U.S. has invested billions of dollars in Afghanistan to attempt to build up a military that functions in ways that resemble how a NATO army operates, with air power and advanced weaponry. Such a military depends on extremely complex behind-the-scenes logistics arrangements. In Afghanistan, these logistics systems depended heavily on U.S. contractors, who also began withdrawing from the country after President Biden announced the U.S. withdrawal. Many of the aircraft in Afghanistan’s air force, for instance, were grounded because they lacked parts needed for repairs or routine servicing. One of the lessons of the defeat of the ANDSF is that building a foreign country’s military also requires developing indigenous logistics capacity.

Troops had been drawn down to about 3,000 and negotiations that excluded the Afghan gov’t were conducted with the Taliban during the Trump administration. Could Biden, realistically, have rewound the clock–bringing more troops back? Was Biden pushed into a tough corner?

Although the withdrawal agreement the Trump Administration concluded with the Taliban in February 2020 may not have initiated the death spiral for the Afghanistan government and military, it certainly catalyzed it, as I noted above. It did put the Biden Administration in a tough position; the only option would have been to renege on the agreement, leave U.S. troops in Afghanistan, and to seek to renegotiate the agreement. That said, although that may have been a tough position, it was not an impossible one, as evidenced by the fact that the Biden Administration unilaterally changed the agreed upon date by which U.S. forces would withdraw from Afghanistan from May to August.

I’m not a military strategist, so I can’t say whether maintaining a force of 3,000 U.S. troops in Afghanistan would have changed the military situation on the ground. But I think if the U.S. had said that it would not withdraw the U.S. military presence until there was a ceasefire and the Taliban and the Afghan government have negotiated a power sharing agreement/end to the civil war, that might have changed the Taliban’s political assessment about how to proceed. I stress that this only “might” have changed the Taliban’s thinking. The fact that the Taliban has been fighting for twenty years suggests that the group was very determined to regain control of Afghanistan and re-establish its vision of life for the Afghan people.

I understand that Russia and other countries have negotiated agreements to ensure the safety of their embassies and diplomatic staff so that they can continue operations in Kabul. Have the Americans done the same? If not, how significant will that be for the future safety of the U.S and the threat of terrorism? Will we have “eyes on the ground” and intelligence sources?

The United States is currently withdrawing all of its diplomatic personnel from Afghanistan and will presumably once again shutter its embassy in Kabul. The U.S. will face a difficult question about whether to recognize the new Taliban regime that will be installed in Afghanistan, and if so, whether to resume diplomatic relations and re-open its embassy. If the Taliban regime pursues the policies that characterized its period of rule in the late 1990s, particularly the severe repression of women and girls, I doubt the U.S. will re-establish relations. Even if the U.S. did re-establish diplomatic relations, it is inconceivable that the Taliban would permit the United States to maintain the large intelligence and security presence we have had in Afghanistan over the past two decades. So, we will not have the ability gather intelligence on the ground or to conduct military operations against any terrorist threats that emerge in Afghanistan.

The Taliban has pledged that it will not allow Afghanistan’s territory to be used by terrorist groups that seek to conduct hostile operations against foreign countries. Although the Taliban learned in 2001 about the potential costs to it of harboring such groups on Afghanistan’s territory—namely, being overthrown by the U.S. and its NATO allies—there are obviously reasons to question the Taliban’s promise.

Is there anything Biden can do now to minimize the damage?

The Biden administration does not have much leverage at this point. The administration will presumably signal to the Taliban that it will closely monitor its conduct with respect to preventing its territory from being used by terrorist groups and its performance on human rights issues, including the treatment of women and girls. Should the Taliban perform poorly on these issues, the U.S. could try to secure sanctions against the Taliban regime through the Security Council; after all, the Council had imposed sanctions on the Taliban in the 1990s in response to its providing a safe haven to Osama bin Laden and its violation of human rights, particularly discrimination against women and girls. Today, however, it is unclear whether Russia and China, which are likely to seek stable relations with the Taliban government, would support such sanctions. That means the U.S. would probably be limited to unilateral sanctions as a way of signaling disapproval of, and seeking to change the behavior of, a prospective Taliban government.

Allen S. Weiner

Allen S. Weiner

Affiliate at CDDRL and CISAC
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National security law expert Allen Weiner, a research affiliate at CDDRL and CISAC, discusses the U.S. mission to Afghanistan, its withdrawal and consequences moving forward.

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In her recent Foreign Affairs essay, The Taiwan Temptation: Why Beijing Might Resort to Force, Center Fellow Oriana Skylar Mastro argues that Chinese leaders now consider a military campaign to take Taiwan a real possibility and cautions that the United States cannot by itself alter Beijing’s calculus on Taiwan. The essay sparked a heated debate. In the September/October issue of Foreign Affairs, several scholars — Rachel Esplin Odell and Eric Heginbotham, Bonny Lin and David Sacks, and Kharis Templeman — provide counterarguments to Mastro's analysis and she responds to their criticism. Read her complete rebuttal below.


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Rachel Esplin Odell and Eric Heginbotham, Bonny Lin and David Sacks, and Kharis Templeman all argue that China is unlikely to attempt armed unification with Taiwan. Although I appreciate their perspectives, they do not present any new evidence that would make me reconsider my assessment that the risk of Chinese aggression across the Taiwan Strait is real and growing. To the contrary, they repeat many of the increasingly dangerous misperceptions that I sought to dispel in my original article—namely, that China does not have the military capabilities to pull off an amphibious invasion, that the economic costs of an invasion would be sufficient to deter Chinese President Xi Jinping, and that China can afford to wait indefinitely to achieve its most important national goal of unification. My critics assume that insofar as there are risks, they can be dealt with through relatively limited adjustments in U.S. policy and military posture — a position with which I still strongly disagree. 

Let’s take these arguments in order. My critics say that I have exaggerated China’s military capabilities and understated the difficulties of an invasion. But their assessments rely on outdated or largely irrelevant comparisons. Odell and Heginbotham, for instance, note that the United States needed more naval tonnage to capture Okinawa from Japan in 1945 than China has today. But this example is inapposite. Japan’s military was more than six million strong in 1945 and had been fighting for over a decade; Taiwan’s military consists of 88,000 personnel and two million reservists, of whom only 300,000 are required to complete even a five-week refresher training course. Tonnage, moreover, is not a useful metric. Modern navies have moved to lighter, more flexible fleets. Odell and Heginbotham point out that civilian ships were of only limited use in the Falklands War, but the United Kingdom used just 62 of them in that campaign. The People’s Armed Forces Maritime Militia has many thousands of ships and is closer to a naval force than a civilian one. If China were to mobilize all its naval vessels, including its new large amphibious transport ships and civilian ships, it could hypothetically carry hundreds of thousands of troops across the 80-mile-wide Taiwan Strait in a short period of time. Even if the United States had enough warning to optimally position its submarines, it does not have enough munitions to target such a large force. 

For their part, Lin and Sacks argue that to believe China can take Taiwan by force is to fall for a Chinese misinformation campaign. They warn that “analysts should not accept at face value China’s claim that it could easily win a fight against Taiwan.” But no one, not even the cockiest of People’s Liberation Army analysts, argues that a full-scale attack on Taiwan would be easy, only that the PLA could prevail at an acceptable cost. Moreover, my assessment of Chinese military capabilities is not based on Chinese discourse or the results of war games alone. Reams of unbiased and rigorous analysis—from the U.S. Department of Defense’s annual report to Congress on China’s military modernization to Congressional Research Service reports on Chinese naval modernization to hundreds of studies by think tanks and defense-affiliated organizations, such as the RAND Corporation—suggest that the PLA has made unparalleled advances in the past two decades and could take on the United States in certain scenarios. Indeed, Heginbotham himself argued in 2017 that “the balance of power between the United States and China may be approaching a series of tipping points, first in contingencies close to the Chinese coast (e.g., Taiwan).” 

I do not mean to suggest that a Chinese invasion would be a cakewalk. Taiwan could get some shots in, but it does not have the ability to defend itself. Luckily, the United States would, I believe, come to Taiwan’s aid and could still prevail in many scenarios. Taiwan is far from a lost cause. But ten years ago, the United States would have prevailed in any scenario. Because there are now some scenarios in which U.S. strategists think the United States could lose, it is not unfathomable to think that Chinese strategists have come to a similar conclusion. 

My critics also argue that economic considerations will deter Beijing. Should China attempt to use force to assert control over Taiwan, the international response would be severe enough to imperil Xi’s ambitious development goals. But as I argued in my original article, Chinese analysts have good reason to think the international response would be weak enough to tolerate. China could even reap economic benefits from controlling Taiwan, whose manufacturers accounted for more than 60 percent of global revenue from semiconductors last year. The United States is heavily reliant on Taiwanese semiconductors. Should China take Taiwan, it could conceivably deprive the United States of this technology and gain an economic and military advantage. 

But economic costs or benefits, while part of Beijing’s calculus, are unlikely to be the determining factor. Xi’s top priority is protecting China’s sovereignty and territorial integrity—as Beijing defines it. China’s Belt and Road Initiative, its militarization of the South China Sea, and its sanctions against countries that offend it, such as Australia or South Korea, all demonstrate that Chinese leaders are willing to subordinate economic considerations to considerations of power and prestige. In a speech marking the 100th anniversary of the Chinese Communist Party in July, Xi warned against foreign attempts to bully or oppress China, declaring that “anyone who dares try to do that will have their heads bashed bloody against the great wall of steel forged by over 1.4 billion Chinese people.” Those words should be taken seriously. 

Finally, my critics argue that China has no need to attempt to forcibly unify with Taiwan. Lin and Sacks think peaceful unification is working; Templeman believes China can wait indefinitely to resolve the issue. I disagree because I think unification is a top priority for the Chinese Communist Party and Taiwan will not give up its autonomy without a fight. 

A Chinese invasion is by no means imminent or inevitable, but Beijing is now seriously considering initiating a conflict to gain political control over Taiwan, whereas in the past the only scenario in which it would have used force was to prevent Taipei from declaring independence. I agree with Templeman that China is unlikely to invade in the next four years (although I think this is largely because China could benefit from more time to prepare, not because it fears U.S. President Joe Biden’s resolve), but his argument that China can wait indefinitely is logically and empirically flawed. As I argued in my original article, Xi has made numerous statements that suggest he wants to achieve unification during his reign. It would be unwise to dismiss these as mere rhetoric, since he has repeatedly voiced his intention to assert control over other territorial claims before doing exactly that — in the South China Sea, by building military infrastructure and conducting naval drills, and in Hong Kong, by imposing a harsh national security law last year.

Beijing still needs to put boots on the ground to gain full political control of Taiwan.
Oriana Skylar Mastro

Templeman argues that if China believes the United States is in decline, then it has every reason to wait on Taiwan. But in the eyes of Chinese strategists, American decline actually hastens the need for action. Power transition theory, which holds that war becomes more likely as the gap between a rising power and an established great power diminishes, is also studied in Beijing. And although U.S. strategists fret that a rising China, dissatisfied with the U.S.-led international order, will become aggressive and start a conflagration, Chinese strategists fear a different pathway to war. They worry that the United States, unable to accept its inevitable decline, will make a dangerous last-ditch effort to hold on to its unrivaled great-power status. By this logic, a declining United States is more dangerous than a stable, ascendant one. 

Lin and Sacks make a different argument for why Beijing does not need to attempt armed unification. They believe that Chinese leaders remain committed to their long-standing approach of limited coercion coupled with economic incentives showcasing the benefits of unification because that strategy is working. As evidence of Beijing’s progress, Lin and Sacks point to polling that shows the majority of people in Taiwan support the status quo, not independence. But it is an enormous leap from not supporting independence to desiring or conceding to unification. As Lin and Sacks themselves acknowledge, China has employed this strategy of limited coercion and economic inducements for decades, but Taiwan is no closer to being a part of mainland China. In a September 2020 poll conducted by National Chengchi University, only six percent of Taiwanese citizens preferred eventual or immediate unification. So although Lin and Sacks are correct that Beijing will likely continue with its carrot-and-stick approach, it will still need to put boots on the ground to gain full political control of Taiwan. 

My critics also raise concerns about some of the policy implications of my argument. Odell and Heginbotham warn against focusing too much on the credibility of the U.S. military threat when it comes to deterrence, rightly highlighting the equal importance of reassurance. They warn that changes in U.S. policy toward Taiwan could convince Beijing that the United States now supports Taiwanese independence — a misperception that could lead to war. But my argument is for a change in posture, not in policy: the United States should develop the force posture and operational plans to deny China its objective in Taiwan and then credibly reveal these new capabilities. It should not make dangerous policy changes that would risk provoking a Chinese military response. Indeed, I have argued elsewhere that even if a war breaks out over Taiwan and the United States wins, Washington should not demand Taiwan’s independence as one of the terms of peace. 

Templeman raises a separate concern: that highlighting the potential costs of defending Taiwan could bolster the case of those advocating that Washington abandon Taipei. If this were a serious worry, I would be the first to shift my work to more private channels. But those calling for the United States to reconsider its commitment to defend Taiwan are still in the minority, and the Biden administration has been clear that it would come to Taiwan’s aid in the event of an invasion.

Moreover, the reaction of the U.S. Department of Defense to the threat posed by China’s growing military power has been not to back down but to ramp up efforts to counter it. From new doctrines that enhance joint capabilities between the U.S. Air Force and the U.S. Navy to base-resilience initiatives to efforts to improve U.S. early warning systems in the region, the Pentagon is firing on all cylinders to ensure it can deter and, if necessary, defeat China in a wide range of conflict scenarios. U.S. Cyber Command, the U.S. Space Force, and the Department of Defense’s Joint Artificial Intelligence Center were all established partly to counter Chinese advantages in those organizations’ respective domains. If Lin and Sacks are correct that China exaggerates its capabilities to try to convince the United States to give up, Beijing has achieved the opposite.   

In the end, all my critics highlight an important truth: the situation across the Taiwan Strait has been relatively stable for 70 years because of the United States. Washington has managed to convince Beijing that armed unification would fail and that China would pay a hefty price for trying. But China is not the same country it was 70 years ago. Its rapid military modernization, spectacular economic ascent, and growing global influence have changed Beijing’s calculus on many issues. It has taken a more assertive approach to international institutions; built one of the world’s largest, most capable militaries; and extended its economic influence deep and far throughout the world. It would be wishful thinking to assume that China has not also changed its thinking on Taiwan.

Indeed, although my critics argue that China is unlikely to invade, they still recommend that Taiwan improve its defenses and that the United States enhance its military posture in the region — not exactly a vote of confidence in Beijing’s restraint. I had hoped to convince skeptics that China is now seriously considering armed unification, but at least our debate has yielded a consensus that more must be done in Taipei and Washington to enhance deterrence across the Taiwan Strait.

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Debating Beijing’s Threat to Taiwan

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Cross-strait deterrence is arguably weaker today than at any point since the Korean War. Impressive Chinese military modernization, U.S. failure to build robust coalitions to counter Chinese regional aggression, and Xi Jinping’s personal ambition, all coalesce to create a situation in which Chinese leaders may see some aggregate benefit to using force. Mastro supports this assessment in her response to the Commission’s specific questions. 

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Statement before the U.S.-China Economic and Security Review Commission on “Deterring PRC Aggression Toward Taiwan”
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This essay was originally published in Foreign Affairs magazine.

For more than 70 years, China and Taiwan have avoided coming to blows. The two entities have been separated since 1949, when the Chinese Civil War, which had begun in 1927, ended with the Communists’ victory and the Nationalists’ retreat to Taiwan. Ever since, the strait separating Taiwan from mainland China—81 miles wide at its narrowest—has been the site of habitual crises and everlasting tensions, but never outright war. For the past decade and a half, cross-strait relations have been relatively stable. In the hopes of persuading the Taiwanese people of the benefits to be gained through a long-overdue unification, China largely pursued its long-standing policy of “peaceful reunification,” enhancing its economic, cultural, and social ties with the island.

To help the people of Taiwan see the light, Beijing sought to isolate Taipei internationally, offering economic inducements to the island’s allies if they agreed to abandon Taipei for Beijing. It also used its growing economic leverage to weaken Taipei’s position in international organizations and to ensure that countries, corporations, universities, and individuals—everyone, everywhere, really—adhered to its understanding of the “one China” policy. As sharp as these tactics were, they stopped well short of military action. And although Chinese officials always maintained that they had a right to use force, that option seemed off the table. 

In recent months, however, there have been disturbing signals that Beijing is reconsidering its peaceful approach and contemplating armed unification. Chinese President Xi Jinping has made clear his ambition to resolve the Taiwan issue, grown markedly more aggressive on issues of sovereignty, and ordered the Chinese military to increase its activity near the island. He has also fanned the flames of Chinese nationalism and allowed discussion of a forceful takeover of Taiwan to creep into the mainstream of the Chinese Communist Party (CCP). The palpable shift in Beijing’s thinking has been made possible by a decades-long military modernization effort, accelerated by Xi, aimed at allowing China to force Taiwan back into the fold. Chinese forces plan to prevail even if the United States, which has armed Taiwan but left open the question of whether it would defend it against an attack, intervenes militarily. Whereas Chinese leaders used to view a military campaign to take the island as a fantasy, now they consider it a real possibility.


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U.S. policymakers may hope that Beijing will balk at the potential costs of such aggression, but there are many reasons to think it might not. Support for armed unification among the Chinese public and the military establishment is growing. Concern for international norms is subsiding. Many in Beijing also doubt that the United States has the military power to stop China from taking Taiwan—or the international clout to rally an effective coalition against China in the wake of Donald Trump’s presidency. Although a Chinese invasion of Taiwan may not be imminent, for the first time in three decades, it is time to take seriously the possibility that China could soon use force to end its almost century-long civil war. 

“No Option Is Excluded”

Those who doubt the immediacy of the threat to Taiwan argue that Xi has not publicly declared a timeline for unification—and may not even have a specific one in mind. Since 1979, when the United States stopped recognizing Taiwan, China’s policy has been, in the words of John Culver, a retired U.S. intelligence officer and Asia analyst, “to preserve the possibility of political unification at some undefined point in the future.” Implied in this formulation is that China can live with the status quo—a de facto, but not de jure, independent Taiwan—in perpetuity. 

But although Xi may not have sent out a save-the-date card, he has clearly indicated that he feels differently about the status quo than his predecessors did. He has publicly called for progress toward unification, staking his legitimacy on movement in that direction. In 2017, for instance, he announced that “complete national reunification is an inevitable requirement for realizing the great rejuvenation of the Chinese nation,” thus tying Taiwan’s future to his primary political platform. Two years later, he stated explicitly that unification is a requirement for achieving the so-called Chinese dream. 

Xi has also made clear that he is more willing than his predecessors to use force. In a major speech in January 2019, Xi called the current political arrangement “the root cause of cross-strait instability” and said that it “cannot go on generation to generation.” Chinese scholars and strategists I have spoken to in Beijing say that although there is no explicit timeline, Xi wants unification with Taiwan to be part of his personal legacy. When asked about a possible timeline by an Associated Press journalist in April, Le Yucheng, China’s vice foreign minister, did not attempt to assuage concerns of an imminent invasion or deny the shift in mood in Beijing. Instead, he took the opportunity to reiterate that national unification “will not be stopped by anyone or any force” and that while China will strive for peaceful unification, it does not “pledge to give up other options. No option is excluded.”

Chinese leaders, including Xi, regularly extol the virtues of integration and cooperation with Taiwan, but the prospects for peaceful unification have been dwindling for years. Fewer and fewer Taiwanese see themselves as Chinese or desire to be a part of mainland China. The reelection in January 2020 of Taiwanese President Tsai Ing-wen, who favors pursuing more cautious ties with China, reinforced Beijing’s fears that the people of Taiwan will never willingly come back to the motherland. The death knell for peaceful unification came in June 2020, however, when China exerted sweeping new powers over Hong Kong through a new national security law. Hong Kong’s “one country, two systems” formula was supposed to provide an attractive template for peaceful unification, but Beijing’s crackdown there demonstrated clearly why the Taiwanese have been right to reject such an arrangement. 

Many in Beijing doubt that the United States has the military power to stop China from taking Taiwan.

Chinese leaders will continue to pay lip service to peaceful unification until the day the war breaks out, but their actions increasingly suggest that they have something else in mind. As tensions with the United States have heated up, China has accelerated its military operations in the vicinity of Taiwan, conducting 380 incursions into the island’s air defense identification zone in 2020 alone. In April of this year, China sent its largest-ever fleet, 25 fighters and bombers, into Taiwan’s air defense identification zone. Clearly, Xi is no longer trying to avoid escalation at all costs now that his military is capable of contesting the U.S. military presence in the region. Long gone are the days of the 1996 crisis over Taiwan, when the United States dispatched two aircraft carrier battle groups to sail near the strait and China backed off. Beijing did not like being deterred back then, and it spent the next 25 years modernizing its military so that it would not be so next time.  

Much of that modernization, including updates to hardware, organization, force structure, and training, was designed to enable the People’s Liberation Army to invade and occupy Taiwan. Xi expanded the military’s capabilities further, undertaking the most ambitious restructuring of the PLA since its founding, aimed specifically at enabling Chinese forces to conduct joint operations in which the air force, the navy, the army, and the strategic rocket force fight seamlessly together, whether during an amphibious landing, a blockade, or a missile attack—exactly the kinds of operations needed for armed unification. Xi urgently pushed these risky reforms, many unpopular with the military, to ensure that the PLA could fight and win wars by 2020.

The voices in Beijing arguing that it is time to use these newfound military capabilities against Taiwan have grown louder, a telling development in an era of greater censorship. Several retired military officers have argued publicly that the longer China waits, the harder it will be to take control of Taiwan. Articles in state-run news outlets and on popular websites have likewise urged China to act swiftly. And if public opinion polls are to be believed, the Chinese people agree that the time has come to resolve the Taiwan issue once and for all. According to a survey by the state-run Global Times, 70 percent of mainlanders strongly support using force to unify Taiwan with the mainland, and 37 percent think it would be best if the war occurred in three to five years. 

The Chinese analysts and officials I have spoken to have revealed similar sentiments. Even moderate voices have admitted that not only are calls for armed unification proliferating within the CCP but also they themselves have recommended military action to senior Chinese leadership. Others in Beijing dismiss concerns about a Chinese invasion as overblown, but in the same breath, they acknowledge that Xi is surrounded by military advisers who tell him with confidence that China can now regain Taiwan by force at an acceptable cost. 

Battle Ready

Unless the United States or Taiwan moves first to alter the status quo, Xi will likely consider initiating armed unification only if he is confident that his military can successfully gain control of the island. Can it? 

The answer is a matter of debate, and it depends on what it would take to compel Taiwan’s capitulation. Beijing is preparing for four main campaigns that its military planners believe could be necessary to take control of the island. The first consists of joint PLA missile and airstrikes to disarm Taiwanese targets—initially military and government, then civilian—and thereby force Taipei’s submission to Chinese demands. The second is a blockade operation in which China would attempt to cut the island off from the outside world with everything from naval raids to cyberattacks. The third involves missile and airstrikes against U.S. forces deployed nearby, with the aim of making it difficult for the United States to come to Taiwan’s aid in the initial stages of the conflict. The fourth and final campaign is an island landing effort in which China would launch an amphibious assault on Taiwan—perhaps taking its offshore islands first as part of a phased invasion or carpet bombing them as the navy, the army, and the air force focused on Taiwan proper. 

Among defense experts, there is little debate about China’s ability to pull off the first three of these campaigns—the joint strike, the blockade, and the counterintervention mission. Neither U.S. efforts to make its regional bases more resilient nor Taiwanese missile defense systems are any match for China’s ballistic and cruise missiles, which are the most advanced in the world. China could quickly destroy Taiwan’s key infrastructure, block its oil imports, and cut off its Internet access—and sustain such a blockade indefinitely. According to Lonnie Henley, a retired U.S. intelligence officer and China specialist, “U.S. forces could probably push through a trickle of relief supplies, but not much more.” And because China has such a sophisticated air defense system, the United States would have little hope of regaining air or naval superiority by attacking Chinese missile transporters, fighters, or ships. 

But China’s fourth and final campaign—an amphibious assault on the island itself—is far from guaranteed to succeed. According to a 2020 U.S. Department of Defense report, “China continues to build capabilities that would contribute to a full-scale invasion,” but “an attempt to invade Taiwan would likely strain China’s armed forces and invite international intervention.” The then commander of U.S. Indo-Pacific Command, Philip Davidson, said in March that China will have the ability to successfully invade Taiwan in six years. Other observers think it will take longer, perhaps until around 2030 or 2035. 

The voices in Beijing arguing that it is time to use newfound military capabilities against Taiwan have grown louder.

What everyone agrees is that China has made significant strides in its ability to conduct joint operations in recent years and that the United States needs adequate warning to mount a successful defense. As Beijing hones its spoofing and jamming technologies, it may be able to scramble U.S. early warning systems and thereby keep U.S. forces in the dark in the early hours of an attack. Xi’s military reforms have improved China’s cyberwarfare and electronic warfare capabilities, which could be trained on civilian, as well as military, targets. As Dan Coats, then the U.S. director of national intelligence, testified in 2019, Beijing is capable of offensive cyberattacks against the United States that would cause “localized, temporary disruptive effects on critical infrastructure.” China’s offensive weaponry, including ballistic and cruise missiles, could also destroy U.S. bases in the western Pacific in a matter of days.

In light of these enhanced capabilities, many U.S. experts worry that China could take control of Taiwan before the United States even had a chance to react. Recent war games conducted by the Pentagon and the RAND Corporation have shown that a military clash between the United States and China over Taiwan would likely result in a U.S. defeat, with China completing an all-out invasion in just days or weeks.

Ultimately, on the question of whether China will use force, Chinese leaders’ perceptions of their chances of victory will matter more than their actual chances of victory. For that reason, it is bad news that Chinese analysts and officials increasingly express confidence that the PLA is well prepared for a military confrontation with the United States over Taiwan. Although Chinese strategists acknowledge the United States’ general military superiority, many have come to believe that because China is closer to Taiwan and cares about it more, the local balance of power tips in Beijing’s favor. 

As U.S.-Chinese tensions have risen, China’s state-sponsored media outlets have grown more vocal in their praise for the country’s military capabilities. In April, the Global Times described an unnamed military expert saying that “the PLA exercises are not only warnings, but also show real capabilities and pragmatically practicing reunifying the island if it comes to that.” If China chooses to invade, the analyst added, the Taiwanese military “won’t stand a chance.”

Go Fast, Go Slow

Once China has the military capabilities to finally solve its Taiwan problem, Xi could find it politically untenable not to do so, given the heightened nationalism of both the CCP and the public. At this point, Beijing will likely work its way up to a large-scale military campaign, beginning with “gray zone” tactics, such as increased air and naval patrols, and continuing on to coercive diplomacy aimed at forcing Taipei to negotiate a political resolution. 

Psychological warfare will also be part of Beijing’s playbook. Chinese exercises around Taiwan not only help train the PLA but also wear down Taiwan’s military and demonstrate to the world that the United States cannot protect the island. The PLA wants to make its presence in the Taiwan Strait routine. The more common its activities there become, the harder it will be for the United States to determine when a Chinese attack is imminent, making it easier for the PLA to present the world with a fait accompli.

At the same time that it ramps up its military activities in the strait, China will continue its broader diplomatic campaign to eliminate international constraints on its ability to use force, privileging economic rights over political ones in its relations with other countries and within international bodies, downplaying human rights, and, above all, promoting the norms of sovereignty and noninterference in internal affairs. Its goal is to create the narrative that any use of force against Taiwan would be defensive and justified given Taipei’s and Washington’s provocations. All these coercive and diplomatic efforts will move China closer to unification, but they won’t get it all the way there. Taiwan is not some unoccupied atoll in the South China Sea that China can successfully claim so long as other countries do not respond militarily. China needs Taiwan’s complete capitulation, and that will likely require a significant show of force. 

If Beijing decides to initiate a campaign to forcibly bring Taiwan under Chinese sovereignty, it will try to calibrate its actions to discourage U.S. intervention. It might, for example, begin with low-cost military options, such as joint missile and airstrikes, and only escalate to a blockade, a seizure of offshore islands, and, finally, a full-blown invasion if its earlier actions fail to compel Taiwan to capitulate. Conducted slowly over the course of many months, such a gradual approach to armed unification would make it difficult for the United States to mount a strong response, especially if U.S. allies and partners in the region wish to avoid a war at all costs. A gradual, coercive approach would also force Washington to initiate direct hostilities between the two powers. And if China has not fired a shot at U.S. forces, the United States would find it harder to make the case at home and in Asian capitals for a U.S. military intervention to turn back a slow-motion Chinese invasion. An incremental approach would have domestic political benefits for Beijing, as well. If China received more international pushback than expected or became embroiled in a campaign against the United States that started to go badly, it would have more opportunities to pull back and claim “mission accomplished.”  

But China could decide to escalate much more rapidly if it concluded that the United States was likely to intervene militarily regardless of whether Beijing moved swiftly or gradually. Chinese military strategists believe that if they give the United States time to mobilize and amass firepower in the vicinity of the Taiwan Strait, China’s chances of victory will decrease substantially. As a result, they could decide to preemptively hit U.S. bases in the region, crippling Washington’s ability to respond.

In other words, U.S. deterrence—to the extent that it is based on a credible threat to intervene militarily to protect Taiwan—could actually incentivize an attack on U.S. forces once Beijing has decided to act. The more credible the American threat to intervene, the more likely China would be to hit U.S. forces in the region in its opening salvo. But if China thought the United States might stay out of the conflict, it would decline to attack U.S. forces in the region, since doing so would inevitably bring the United States into the war. 

Wishful Thinking

What might dissuade Xi from pursuing armed unification, if not U.S. military might? Most Western analysts believe that Xi’s devotion to his signature plan to achieve the “Chinese dream” of “national rejuvenation,” which requires him to maintain economic growth and improve China’s international standing, will deter him from using military force and risking derailing his agenda. They argue that the economic costs of a military campaign against Taiwan would be too high, that China would be left completely isolated internationally, and that Chinese occupation of the island would tie up Beijing for decades to come. 

But these arguments about the cost of armed unification are based more on American projections and wishful thinking than on fact. A protracted, high-intensity conflict would indeed be costly for China, but Chinese war planners have set out to avoid this scenario; China is unlikely to attack Taiwan unless it is confident that it can achieve a quick victory, ideally before the United States can even respond. 

Even if China found itself in a protracted war with the United States, however, Chinese leaders may believe they have social and economic advantages that would enable them to outlast the Americans. They see the Chinese people as more willing to make sacrifices for the cause of Taiwan than the American people. Some argue, too, that China’s large domestic market makes it less reliant on international trade than many other countries. (The more China economically decouples from the United States and the closer it gets to technological self-sufficiency, the greater this advantage will be.) Chinese leaders could also take comfort in their ability to quickly transition to an industrial wartime footing. The United States has no such ability to rapidly produce military equipment.

International isolation and coordinated punishment of Beijing might seem like a greater threat to Xi’s great Chinese experiment. Eight of China’s top ten trading partners are democracies, and nearly 60 percent of China’s exports go to the United States and its allies. If these countries responded to a Chinese assault on Taiwan by severing trade ties with China, the economic costs could threaten the developmental components of Xi’s rejuvenation plan.

Once China has the military capabilities to solve its Taiwan problem, Xi could find it politically untenable not to do so.

But Chinese leaders have good reason to suspect that international isolation and opprobrium would be relatively mild. When China began to cultivate strategic partnerships in the mid-1990s, it required other countries and organizations, including the European Union, to sign long-term agreements to prioritize these relationships and proactively manage any tensions or disruptions. All these agreements mention trade, investment, economic cooperation, and working together in the United Nations. Most include provisions in support of Beijing’s position on Taiwan. (Since 1996, China has convinced more than a dozen countries to switch their diplomatic recognition to Beijing, leaving Taiwan with only 15 remaining allies.) In other words, many of China’s most important trading partners have already sent a strong signal that they will not let Taiwan derail their relationships with Beijing. 

Whether compelling airlines to take Taiwan off their maps or pressuring Paramount Pictures to remove the Taiwanese flag from the Top Gun hero Maverick’s jacket, China has largely succeeded in convincing many countries that Taiwan is an internal matter that they should stay out of. Australia has been cautious about expanding its military cooperation with the United States and reluctant even to consider joint contingency planning over Taiwan (although the tide seems to be shifting in Canberra). Opinion polls show that most Europeans value their economic ties with China and the United States roughly the same and don’t want to be caught in the middle. Southeast Asia feels similarly, with polls showing that the majority of policymakers and thought leaders from member states of the Association of Southeast Asian Nations believe the best approach to U.S.-Chinese sparring is for the association to “enhance its own resilience and unity to fend off their pressures.” One South Korean official put it more memorably in an interview with The Atlantic, comparing the need to pick sides in the U.S.-Chinese dispute to “asking a child whether you like your dad or your mom.” Such attitudes suggest that the United States would struggle to convince its allies to isolate China. And if the international reaction to Beijing’s crackdowns in Hong Kong and Xinjiang is any indication, the most China can expect after an invasion of Taiwan are some symbolic sanctions and words of criticism. 

The risk that a bloody insurgency in Taiwan will drag on for years and drain Beijing of resources is no more of a deterrent—and the idea that it would be says more about the United States’ scars from Afghanistan and Iraq than about likely scenarios for Taiwan. The PLA’s military textbooks assume the need for a significant campaign to consolidate power after its troops have landed and broken through Taiwan’s coastal defenses, but they do not express much concern about it. This may be because although the PLA has not fought a war since 1979, China has ample experience with internal repression and dedicates more resources to that mission than to its military. The People’s Armed Police boasts at least 1.5 million members, whose primary mission is suppressing opposition. Compared with the military task of invading and seizing Taiwan in the first place, occupying it probably looks like a piece of cake.

For all these reasons, Xi may believe he can regain control of Taiwan without jeopardizing his Chinese dream. It is telling that in the flood of commentary on Taiwan that has come out of China in recent months, few articles have mentioned the costs of war or the potential reaction from the international community. As one retired high-level military officer explained to me recently, China’s main concern isn’t the costs; it’s sovereignty. Chinese leaders will always fight for what is theirs. And if China defeats the United States along the way, it will become the new dominant power in the Asia-Pacific. The prospects are tantalizing. The worst-case scenario, moreover, is that the United States reacts more quickly and effectively than expected, forcing China to declare victory after limited gains and go home. Beijing would live to capture Taiwan another day. 

No Exit

These realities make it very difficult for the United States to alter China’s calculus on Taiwan. Richard Haass and David Sacks of the Council on Foreign Relations have argued in Foreign Affairs that the United States could improve cross-strait deterrence by ending its long-standing policy of “strategic ambiguity”—that is, declining to state specifically whether and how it would come to Taiwan’s defense. But the main problem is not U.S. resolve, since Chinese leaders already assume the United States will intervene. What matters to Xi and other top Chinese leaders is whether they think the PLA can prevail even in the face of U.S. intervention. For that reason, successful deterrence requires convincing China that the United States can prevent it from achieving its military objectives in Taiwan, a difficult undertaking that would come with its own downsides and potential risks. 

One way to convince Beijing would be to develop the capabilities to physically stop it from taking Taiwan—deterrence by denial. This would involve positioning missile launchers and armed drones near Taiwan and more long-range munitions, especially antiship weapons, in places such as Guam, Japan, and the Philippines. These weapons would help repel a Chinese amphibious and air assault in the initial stages of an attack. If Chinese leaders knew their forces could not physically make it across the strait, they would not consider trying unless Taiwan took the truly unacceptable step of declaring independence. 

The United States would also need to invest heavily in intelligence, surveillance, and reconnaissance in the region. The attractiveness of a full-on invasion from China’s perspective lies in the possibility of surprise: the United States may not be able to respond militarily until after Beijing has taken control of the island and the war is over. Leaving aside the operational challenges of such a response, it would be politically difficult for any U.S. president to authorize an attack on China when no shots were being fired at the time. 

Xi may believe he can regain control of Taiwan without jeopardizing his Chinese dream.

An enhanced U.S. military and intelligence presence in the Indo-Pacific would be sufficient to deter most forms of armed unification, but it wouldn’t prevent China from using force altogether. Beijing could still try to use missile strikes to convince Taiwan to bend to its will. To deter all Chinese military aggression, the United States would therefore need to be prepared to destroy China’s missile batteries—which would involve U.S. strikes on the Chinese mainland. Even if U.S. intelligence capabilities improve, the United States would risk mistaking Chinese military exercises for preparations for an invasion—and igniting a war by mistake. China knows this and may conclude the United States would not take the chance. 

The most effective way to deter Chinese leaders from attacking Taiwan is also the most difficult: to convince them that armed unification would cost China its rejuvenation. And the United States cannot do this alone. Washington would need to persuade a large coalition of allies to commit to a coordinated economic, political, and military response to any Chinese aggression. And that, unfortunately, remains a remote possibility, since many countries are unwilling to risk their economic prospects, let alone a major-power war, in order to defend a small democratic island. 

Ultimately, then, there is no quick and easy fix to the escalating tensions across the strait. The only way the United States can ensure Taiwan’s security is to make an invasion impossible for Beijing or to convince Chinese leaders that using force will cause them to be pariahs. For the last 25 years, however, Beijing has sought to prevent Washington from doing either. Unfortunately for Taiwan, only now is the United States waking up to the new reality.

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An Island that lies inside Taiwan's territory is seen with the Chinese city of Xiamen in the background.
An Island that lies inside Taiwan's territory is seen with the Chinese city of Xiamen in the background on February 04, 2021, off the coast of Lieyu, an outlying island of Kinmen that is the closest point between Taiwan and China. Wartime anti-tank barricades litter the beach and the island also features the Zhaishan tunnel, which Taiwanese forces still reserve the right to use in wartime and for military exercises.
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Why Beijing Might Resort to Force

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There are strong indications that the Biden administration intends to continue strengthening U.S.-Taiwan ties. The Biden team invited Taiwan's representative Bi-khim Hsiao to the presidential inauguration, supporters of Taiwan now hold senior roles in the administration, and officials have pledged "rock-solid" U.S. commitment to Taiwan, warning that PRC military pressure against Taiwan threatens regional peace and stability. But Cross-strait deterrence is arguably weaker today than at any point since the Korean War, according to Chinese military and security expert Oriana Skylar Mastro, FSI Center Fellow at APARC.

On February 18, 2021, Mastro testified to the U.S.-China Economic and Security Review Commission at a hearing on Deterring PRC Aggression Toward Taiwan. Her testimony on the political and strategic dynamics underpinning deterrence across the Taiwan Strait is available to watch below.

[Subscribe to APARC's newsletters for the latest analysis from our experts.]

Beijing has turned to increasingly hostile and combative rhetoric and actions since the democratic election of Taiwan’s president, Tsai Ing-wen. PLA air and water operations around Taiwan, particularly in the Taiwan Strait, have increased significantly in the past year, and concern is growing that the Chinese Communist Party is imminently planning to use force to compel Taiwan to accept unification with mainland China.

Drawing on her expertise in both policy and military security, Mastro explains why deterrence in Taiwan must be based on military capabilities rather than signaling through policy.

Catalysts to Conflict

Foremost, Mastro argues that the basic circumstances of aggression towards Taiwan have changed. In years past, it was accepted that China would launch military operations against Taiwan in response to actions or policy positions taken there or in the United States. However, Mastro believes that China is now primed to force a campaign of reunification regardless of either Taiwan’s or the U.S.’s policies moving forward.

By Mastro’s assessment, China is now in a position where it could prevail in cross-strait military contingencies even if the U.S. intervenes in Taiwan’s defense. The reform overhaul and modernization of China’s military have vastly improved the quality it equipment and confidence in its capability. China now possesses offensive weaponry, including ballistic and cruise missiles, which if deployed, could destroy U.S. bases in the Western Pacific. Sophisticated cyber attacks on domestic infrastructure both in Taiwan and the United States are also a credible threat and viable form of retaliation.

As long as President Xi is confident that the PLA can successfully back a forced unification in Taiwan, Mastro argues that action of some kind against Taiwan is not a matter of if, but of when, and what severity.

Types of Escalation

Failure to reunify Taiwan is too high a political and military cost for the PRC to risk, but there is also growing agitation amongst the mainland Chinese population for a resolution on the half-baked status of the island and its governance. Mastro believes that this pressure will ensure that action will be taken on Taiwan in the next 3 to 5 years.

Since Taiwan cannot withstand a sustained, active assault from China on its own, the deciding factor in when and how China moves against Taiwan is largely dependent on the signals the U.S. sends. And since China is increasingly confident in its own military, the signals the U.S. sends must likewise be ground in military capability, not policy, says Mastro.  

As long as the U.S. does not make significant changes to improve its force posture in the region, China can afford to wait. Until Beijing is ready to take Taiwan by force, its leadership will carefully calibrate responses to U.S. or Taiwan actions so as not to escalate to war.
Oriana Skylar Mastro
FSI Center Fellow

If China believes there will be little or no intervention or support from the U.S., it is likely to follow a graduated plan of attack, using economic blockages and targeted military action to bring about capitulation. If, however, it appears the U.S. will intervene, China is much more likely to move quickly and escalate violence and force rapidly to maximize damage before a full U.S. defense response can be coordinated.

Policy Recommendations

To effectively counter China on Taiwan, Mastro recommends crafting policy that creates doubt over China’s ability to successfully absorb Taiwan through military means. To do this, the United States needs to focus forces and develop operational plans that credibly off-set China’s goals while not triggering a panicked response from Beijing that could escalate into rapid conflict.

Mastro also urges the allocation of more resources toward intelligence, surveillance, and reconnaissance (ISR), base development, and firepower in the Asia-Pacific region. Investing in these signals U.S. commitment to determent and the capacity to follow through if need be.

Finally, Mastro urges additional research into U.S. war termination behavior. Any involvement in Taiwan must be as limited and without the possibility for escalating levels of violence and long term unsustainable, unwinnable commitments. In preparing to potentially fight a war, she reminds policymakers that they need to know how to end one as well.

A recording of the full hearing is available courtesy of the U.S.-China Economic and Security Review Commission.

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Oriana Skylar Mastro testifies to the U.S.-China Economic and Security Review Commission on Taiwan deterrence.
Oriana Skylar Mastro testifies to the U.S.-China Economic and Security Review Commission on Taiwan deterrence.
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China may now be able to prevail in cross-strait contingencies even if the United States intervenes in Taiwan’s defense, Chinese security expert Oriana Skylar Mastro tells the U.S.-China Economic and Security Review Commission. Changes must be made to U.S. military capabilities, not U.S. policy, she argues.

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