Governance

FSI's research on the origins, character and consequences of government institutions spans continents and academic disciplines. The institute’s senior fellows and their colleagues across Stanford examine the principles of public administration and implementation. Their work focuses on how maternal health care is delivered in rural China, how public action can create wealth and eliminate poverty, and why U.S. immigration reform keeps stalling. 

FSI’s work includes comparative studies of how institutions help resolve policy and societal issues. Scholars aim to clearly define and make sense of the rule of law, examining how it is invoked and applied around the world. 

FSI researchers also investigate government services – trying to understand and measure how they work, whom they serve and how good they are. They assess energy services aimed at helping the poorest people around the world and explore public opinion on torture policies. The Children in Crisis project addresses how child health interventions interact with political reform. Specific research on governance, organizations and security capitalizes on FSI's longstanding interests and looks at how governance and organizational issues affect a nation’s ability to address security and international cooperation.

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Does diversity endanger democracy? Ethnic composition is often thought to affect democracy by means of its influence on the probability of violent civil conflict. According to such thinking, more diverse societies are more prone to conflict, which in turn makes them less hospitable to democracy.

How sound is this idea? This article tests it, performing quantitative analysis on data from the post-communist region. The study finds that conflict is negatively associated with democracy, but finds no empirical evidence that social fractionalization influences civil conflict or democratization. In fact, a concluding case study on Bulgaria suggests that diversity may actually "impose" certain opportunities for--not just obstacles to--the emergence of practices and institutions that promote open politics.

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Democratization
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How has the threat of catastrophic terrorism reshaped the strategic environment? This chapter argues that in fact the threat is not dramatically new; what is new is the salience of this threat to the public in some states, particularly the United States. However, the secretive nature of counter-terrorism actions necessarily means that the public is ill-informed about the potential efficacy of government's activities and so cannot assess if their rhetoric matches their actions. Thus public statements can easily be tailored to what decision-makers think the public wants to hear, rather than to what decision-makers genuinely believe. We consequently rely on an examination of how the United States budgets and exercises for the war on terrorism to illuminate what American decision-makers believe to be the links between domestic counter-terror operations and strategy. Along the way we look at the tools states have to prepare for counter-terrorism, and the challenges of doing so.We find strong evidence that the United States remains strategically focused on relationships between states, and argue this is probably an appropriate focus.

The second edition of this successful textbook has been completely revised and updated in light of 9/11. In the aftermath of the attacks, there has been an increased need to address issues of war and peace, particularly terrorism, irregular warfare, the spread of weapons of mass destruction and the revolution in military affairs.

The new edition contains a mature set of reflections on the role of military power in the contemporary world. It analyzes recent conflicts from Afghanistan to the Iraq War and looks at the ongoing debates about the lessons that can be learned from these wars. Particular attention is given to the debates about whether there has been a revolution in military affairs given the phenomenal pace of innovation in electronics and computer systems.

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Oxford University Press in "Strategy in the Contemporary World", 2nd ed., edited by John Baylis, James J. Wirtz, Colin S. Gray, and Eliot Cohen
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William J. Perry
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Reprinted with permission from Washingtonpost.Newsweek Interactive Company and The Washington Post

North Korea's declared nuclear bomb test program will increase the incentives for other nations to go nuclear, will endanger security in the region and could ultimately result in nuclear terrorism. While this test is the culmination of North Korea's long-held aspiration to become a nuclear power, it also demonstrates the total failure of the Bush administration's policy toward that country. For almost six years this policy has been a strange combination of harsh rhetoric and inaction.

President Bush, early in his first term, dubbed North Korea a member of the "axis of evil" and made disparaging remarks about Kim Jong Il. He said he would not tolerate a North Korean nuclear weapons program, but he set no bounds on North Korean actions.

The most important such limit would have been on reprocessing spent fuel from North Korea's reactor to make plutonium. The Clinton administration declared in 1994 that if North Korea reprocessed, it would be crossing a "red line," and it threatened military action if that line was crossed. The North Koreans responded to that pressure and began negotiations that led to the Agreed Framework. The Agreed Framework did not end North Korea's aspirations for nuclear weapons, but it did result in a major delay. For more than eight years, under the Agreed Framework, the spent fuel was kept in a storage pond under international supervision.

Then in 2002, the Bush administration discovered the existence of a covert program in uranium, evidently an attempt to evade the Agreed Framework. This program, while potentially serious, would have led to a bomb at a very slow rate, compared with the more mature plutonium program. Nevertheless, the administration unwisely stopped compliance with the Agreed Framework. In response the North Koreans sent the inspectors home and announced their intention to reprocess. The administration deplored the action but set no "red line." North Korea made the plutonium.

The administration also said early this summer that a North Korean test of long-range missiles was unacceptable. North Korea conducted a multiple-launch test of missiles on July 4. Most recently, the administration said a North Korean test of a nuclear bomb would be unacceptable. A week later North Korea conducted its first test.

It appears that the administration is deeply divided on how to deal with North Korea, with some favoring negotiation and others economic and political pressure to force a regime change. As a result, while the administration was willing to send a representative to the six-party talks organized by the Chinese in 2003, it had no apparent strategy for dealing with North Korea there or for providing leadership to the other parties. In the meantime, it increased economic pressure on Pyongyang. Certainly an argument can be made for such pressure, but it would be naive to think it could succeed without the support of the Chinese and South Korean governments, neither of which backs such action. North Korea, sensing the administration's paralysis, has moved ahead with an aggressive and dangerous nuclear program.

So what can be done now that might have a constructive influence on North Korea's behavior? The attractive alternatives are behind us. There should and will be a U.N. resolution condemning the test. The United Nations may respond to calls from the United States and Japan for strong sanctions to isolate North Korea and cut off trade with it. But North Korea is already the most isolated nation in the world, and its government uses this isolation to its advantage. Stronger sanctions on materials that might be of use to the nuclear program are reasonable, but the horse is already out of the barn. Economic sanctions to squeeze North Korea would increase the suffering of its people but would have little effect on the elite. In any event, they would be effective only if China and South Korea fully participated, and they have shown no inclination to do so.

There will be calls to accelerate our national missile defense program. But the greatest danger to the United States from this program is not that North Korea would be willing to commit suicide by firing a missile at the United States, even if it did develop one of sufficient range. Rather, it is the possibility that the North Koreans will sell one of the bombs or some of their plutonium to a terrorist group. The president has warned North Korea not to transfer any materials from its nuclear program. But the warnings we have sent to North Korea these past six years have gone unheeded and its acts unpunished. It is not clear that this latest one will have any greater effect. If a warning is to have a chance of influencing North Korea's behavior it has to be much more specific. It would have to promise retaliation against North Korea if a terrorist detonated a nuclear bomb in one of our cities. It must be backed by a meaningful forensics program that can identify the source of a nuclear bomb.

This test will certainly send an undesirable message to Iran, and that damage has already been done. But it is important to try to keep this action from precipitating a nuclear arms race in the Asia-Pacific region. Both Japan and South Korea have the capability to move quickly to full nuclear-weapon status but have not done so because they have had confidence in our nuclear umbrella. They may now reevaluate their decision. We should consult closely with Japan and South Korea to reassure them that they are still under our umbrella and that we have the will and the capability to regard an attack on them as an attack on the United States. This may be necessary to discourage them from moving forward with nuclear deterrence of their own.

Our government's inattention has allowed North Korea to establish a new and dangerous threat to the Asia-Pacific region. It is probably too late to reverse that damage, but serious attention to this problem can still limit the extent of the damage.

The writer was secretary of defense from 1994 to 1997.

Copyright 2006, Washingtonpost.Newsweek Interactive and The Washington

Post. All rights Reserved.

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A Defense Department proposal to modify Trident D-5 nuclear missiles for delivering conventional warheads is dangerous, Pavel Podvig, CISAC research scientist, warned congressional staff and reporters. Firing a conventional weapon from a Trident nuclear-armed submarine could cause an accidental nuclear launch, Podvig said, because the Russian early warning system cannot distinguish between the two types of warheads once they are fired. Podvig and Ted Postol, a physicist and professor of science, technology and national security policy at the Massachusetts Institute of Technology, spoke Oct. 5 and 6 in Washington on the proposed Trident D-5 missile conversion and the status of the Russian early warning system, in briefings arranged by the American Association for the Advancement of Science's Center for Science, Technology and Security Policy. Several news organizations, including the San Francisco Chronicle, reported on the briefings.
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Paul Stockton joined CISAC this fall as a senior research scholar, bringing academic and political experience in homeland security policy issues. His research and teaching focus on how U.S. institutions respond to changing threats--especially the rise of terrorism.

As the first researcher CISAC has hired who specializes in homeland security, Stockton will help build the center's research in this area, which is gaining scholarly and public interest.

"Stockton's return to CISAC," where he held a postdoctoral fellowship in 1989-1990, "adds both new depth and breadth to the Center's research on terrorism and homeland security," said Scott Sagan, CISAC director. "He has great practical experience with Congress and national security policy making and in-depth knowledge about how government, military, and private industry forces interact in the homeland security arena."

A former advisor on defense, intelligence, counter-narcotics and foreign affairs to Sen. Daniel Patrick Moynihan, Stockton also studies interactions between Congress and the president in creating budgets and institutions to address security threats. He is writing an article that explores the congressional response to hurricane Katrina and examines the unresolved challenges that Katrina-scale catastrophes pose to the U.S. disaster response system. He is editing a graduate textbook, Homeland Security, to be published by Oxford in 2007. Stockton will also write a book manuscript analyzing the domestic political constraints that shape homeland security budget and policy decisions, in a work tentatively titled The Politics of Homeland Security.

Stockton came to CISAC from the Naval Postgraduate School in Monterey, Calif., where he served as associate provost and directed the school's Center for Homeland Defense and Security. Besides shaping CISAC's research program in homeland security, Stockton, who has PhD in government from Harvard, is co-teaching the center's undergraduate honors program with senior fellow Stephen Stedman.

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On Oct. 31 to Nov. 4, 2006, a delegation led by Prof. John W. Lewis, Stanford University, accompanied by Siegfried S. Hecker and Robert L. Carlin of Stanford University, and Charles L. (Jack) Pritchard of the Korean Economic Institute visited Pyongyang, Democratic People's Republic of Korea (DPRK). This report summarizes the findings regarding the DPRK nuclear program based on our discussions with officials from the Ministry of Foreign Affairs, the Korean People's Army, the Supreme People's Assembly, and the Yongbyon Nuclear Scientific Research Center. Three members of our delegation made similar visits to the DPRK in January 2004 and August 2005. Before and after the current trip to the DPRK, Lewis and Hecker also had extensive discussions about the DPRK nuclear program with Chinese officials from the Ministry of Foreign Affairs, the military, the Central Party School, the China Reform Forum, the China National Nuclear Corporation, and the Institute of Applied Physics and Computational Mathematics.

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Siegfried S. Hecker
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Eric Heginbotham, a political scientist at the RAND Corporation, has joined the Pacific Council on International Policy, as a non-resident fellow focused on East Asian political and security issues. Among the projects he will carry out is a monograph on the triangular relationship among the United States, China and Japan. Heginbotham earlier served as a senior fellow of Asia Studies at the Council on Foreign Relations, and has also been a visiting faculty member of Boston College's political science department. He speaks Japanese and Chinese and lived in Asia for more than 10 years. Heginbotham received a BA from Swarthmore College and a PhD from the Massachusetts Institute of Technology. He recently completed a book manuscript on civil-military relations in East Asia, Crossed Swords: Divided Militaries and Politics in East Asia, and has published articles on Japanese and Chinese foreign policy in Foreign Affairs, International Security, and the National Interest, as well as chapters in several edited books.

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Eric Heginbotham Political Scientist, Center for Asia Pacific Policy at RAND Corporation;Non-Resident Fellow, Pacific Council on International Policy Speaker
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One of the greatest challenges facing the United States today is the translation of its overwhelming might into effective influence. Traditionally, the United States has leveraged its power through bilateral and multilateral alliances. However, the end of the Cold War and the events of September 11, 2001, have led some policymakers and analysts to question the value of alliances in American foreign and defense policy. This monograph advocates that allies are more important than ever to the achievement of U.S. national security goals.

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Strategic Studies Institute of the U.S. Army War College
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Some rebel groups abuse noncombatant populations, while others exhibit restraint. Insurgent leaders in some countries transform local structures of government, while others simply extract resources for their own benefit. In some contexts, groups kill their victims selectively, while in other environments violence appears indiscriminate, even random. This book presents a theory that accounts for the different strategies pursued by rebel groups in civil war, explaining why patterns of insurgent violence vary so much across conflicts. It does so by examining the membership, structure, and behavior of four insurgent movements in Uganda, Mozambique, and Peru. Drawing on interviews with nearly 200 combatants and civilians who experienced violence firsthand, it shows that rebels' strategies depend in important ways on how difficult it is to launch a rebellion. The book thus demonstrates how characteristics of the environment in which rebellions emerge constrain rebel organization and shape the patterns of violence that civilians experience.

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Cambridge University Press (Cambridge Studies in Comparative Politics)
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CISAC
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Carlin_Robert.jpg MA

Bob Carlin is a Visiting Scholar at CISAC. From both in and out of government, he has been following North Korea since 1974 and has made 25 trips there. He recently co-authored a lengthy paper to be published by the London International Institute of Strategic Studies, entitled "Politics, Economics and Security: Implications of North Korean Reform."

Carlin served as senior policy advisor at the Korean Peninsula Energy Development Organization (KEDO) from 2002-2006, leading numerous delegations to the North for talks and observing developments in-country during the long trips that entailed.

From 1989-2002, he was chief of the Northeast Asia Division in the Bureau of Intelligence and Research, U.S. Department of State. During much of that period, he also served as Senior Policy Advisor to the Special Ambassador for talks with North Korea, and took part in all phases of US-DPRK negotiations from 1992-2000. From 1971-1989, Carlin was an analyst at the Central Intelligence Agency, where he received the Exceptional Analyst Award from the Director of Central Intelligence.

Carlin received his AM in East Asian regional studies from Harvard University in 1971 and his BA in political science from Claremont Men's College.

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