Governance

FSI's research on the origins, character and consequences of government institutions spans continents and academic disciplines. The institute’s senior fellows and their colleagues across Stanford examine the principles of public administration and implementation. Their work focuses on how maternal health care is delivered in rural China, how public action can create wealth and eliminate poverty, and why U.S. immigration reform keeps stalling. 

FSI’s work includes comparative studies of how institutions help resolve policy and societal issues. Scholars aim to clearly define and make sense of the rule of law, examining how it is invoked and applied around the world. 

FSI researchers also investigate government services – trying to understand and measure how they work, whom they serve and how good they are. They assess energy services aimed at helping the poorest people around the world and explore public opinion on torture policies. The Children in Crisis project addresses how child health interventions interact with political reform. Specific research on governance, organizations and security capitalizes on FSI's longstanding interests and looks at how governance and organizational issues affect a nation’s ability to address security and international cooperation.

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The Comprehensive Nuclear Test Ban Treaty (CTBT) is a pivotal litmus test to determine a nation's "walking-the-walk dedication" on nonproliferation matters. The September Article XIV conference to obtain Entrance-Into-Force was attended by delegations from Iraq, Iran, Pakistan, China, Russia, and 101 other nations, but not the United States, North Korea, and India (1). The views of key global diplomats on the purpose and direction of the CTBT will be cited, followed by an analysis of funding and regional acceptance.

Official proceedings were adjourned for a two-hour session with three non-diplomats and Ambassador Jaap Ramaker (UN Conference on Disarmament chief CTBT negotiator) (2). The technical presentation on CTBT monitoring progress (2005-6 CISAC study) will be summarized (3). Monitoring has advanced since the 1999 Senate defeat by lowering the monitoring threshold from 1 kt to 0.1 kilotons (1-2 kt in a cavity), and by improvements in regional seismology (results of 2006-DPRK test and other data), correlation-wave seismology, interferometric synthetic aperture radar, cooperative monitoring at test sites without losing secrets, radionuclide monitoring improvement by a factor of 10, and other results. This presentation showed that the CTBT was effectively verifiable, in accordance with the Nitze-Baker definition.

CTBT has not been discharged from the Senate's Executive Calendar, thus the United States cannot legally resume nuclear testing without a Senate vote to discharge it. The NPT regime is in trouble; Article IV will mostly allow sensitive fuel cycle operations. The overlap between NPT and CTBT will be discussed. The statement of concern on CTBT by Senator Kyl (Cong. Record, 10-24-07) will be examined. Lastly, a path to Entrance-Into-Force for the CTBT will be described.

David Hafemeister was a 2005-2006 science fellow at CISAC. He is a professor (emeritus) of physics at California Polytechnic State University. He spent a dozen years in Washington as professional staff member for Senate Committees on Foreign Relations and Governmental Affairs (1990-93 on arms control treaties at the end of the Cold War), science advisor to Senator John Glenn (1975-77), special assistant to Under Secretary of State Benson and Deputy-Under Secretary Nye (1977-78), visiting scientist in the State Department's Office of Nuclear Proliferation Policy (1979), the Office of Strategic Nuclear Policy (1987) and study director at the National Academy of Sciences (2000-02). He also held appointments at Carnegie Mellon, MIT, Stanford, Princeton, and the Lawrence-Berkeley, Argonne and Los Alamos national laboratories. He was chair of the APS Forum on Physics and Society (1985-6) and the APS Panel on Public Affairs (1996-7). He has written or edited ten books and 140 articles and was awarded the APS Szilard award in 1996.

(1) http://www.ctbto.org/reference/article_xiv/2007/article_xiv07_main.htm

(2) http://www.vertic.org/news.asp#ctbtreport

(3) D. Hafemeister, "Progress in CTBT Monitoring Since its 1999 Senate Defeat," Science and Global Security 15(3), 151-183 (2007).

Reuben W. Hills Conference Room

David Hafemeister Speaker
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James R. Gosler joined Sandia National Laboratories in 1979. Early contributions included establishing a performance modeling/simulation program in the Data Processing Operating Systems Design area and developing attack methodologies for both cryptographic and nuclear weapon systems in the Adversarial Analysis Group. In 1989, Mr. Gosler was invited by the National Security Agency to serve as Sandia's first Visiting Scientist to Fort Meade, MD. Upon his return to Sandia, he was named Manager of the Software Adversarial Analysis Department. In 1993, he established and directed the Vulnerability Assessments Program (VAP) and was named as an Assistant Director of the Systems Assessment and Research Center.

In April 1996, Mr. Gosler entered the Senior Intelligence Service (SES-5) at CIA as the first Director of the Clandestine Information Technology Office (CITO). In May 2001, Mr. Gosler returned to Sandia as a Senior Scientist supporting National Information Operations, Information Assurance, Critical Infrastructure, and Terrorism initiatives. He continues to provide service to Intelligence Community leaders as a strategist and subject matter expert through participation on numerous boards and panels. In September 2003, he was appointed as Sandia National Laboratories' sixth Fellow. His area of focus is Information Operations Studies. Mr. Gosler earned a BS degree in Physics and Mathematics and a MS degree in Mathematics.

Reuben W. Hills Conference Room

James R. Gosler Speaker Sandia National Laboratory
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This presentation aims at answering questions regarding India's capability to produce weapons-grade plutonium and the impact of the U.S.-India deal, or the lack thereof, on India's nuclear weapons program. The basic answers provided here are that the U.S.-India deal does not significantly affect the military plutonium production program. Any reduction in weapons-grade plutonium production could be compensated for by any of several methods that would, however, require government decision and budget allocation. The uranium constraint is a serious long-term restraint, particularly, on the civilian power program, which is the major national consumer of natural uranium. There are ways of alleviating and ultimately resolving this constraint, relying on India's domestic uranium resources, which would more than suffice for the remaining life of all the currently existing and planned reactors, if mining and milling capacity could be commissioned on time. The U.S.-India deal would alleviate the near-term uranium supply-demand mismatch by allowing uranium imports into the country. In the meantime, India is pursuing several strategies discussed here to ease its impending uranium supply crunch.

Chaim Braun is a vice president of Altos Management Partners, Inc., and a CISAC science fellow and affiliate. He is a member of the Near-Term Deployment and the Economic Cross-Cut Working Groups of the Department of Energy (DOE) Generation IV Roadmap study. He conducted several nuclear economics-related studies for the DOE Nuclear Energy Office, the Energy Information Administration, the Electric Power Research Institute, the Nuclear Energy Institute, Non-Proliferation Trust International, and others. Braun has worked as a member of Bechtel Power Corporation's Nuclear Management Group, and led studies on power plant performance and economics used to support maintenance services. Braun has worked on a study of safeguarding the Agreed Framework in North Korea, was the co-leader of a NATO Study of Terrorist Threats to Nuclear Power Plants, led CISAC's Summer Study on Terrorist Threats to Research Reactors, and most recently co-authored an article with former CISAC Co-Director Chris Chyba on nuclear proliferation rings.

Reuben W. Hills Conference Room

Chaim Braun Speaker
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This presentation provides an overview of the history of US satellite-based reconnaissance as has been publicly revealed by the US Government to date. Extrapolating from there, it will transition to the evolutionary and revolutionary role that commercial satellite imagery is now playing on the international stage in proving a heretofore-unimaginable basis for greater global transparency and the way it has helped, and will continue to help, to detect and monitor undeclared unconventional weapons related facilities and activities. In addition, new geospatial tools, which draw heavily upon commercial satellite imagery as well as augmenting it, have also become available over the internet. Among those Geospatial tools, "Digital Virtual Globes" (i.e., Google Earth, Virtual Earth, etc.) not only provide a much improved mapping capability over previously used simple plan-view line drawings used by various international inspection organizations such as the IAEA, but the offer much improved visualization of known and inspected sites. Such digital globes also provide a new, essentially free means to conduct broad area baseline search for possible "clandestine" sites...either allege through open source leads; identified on internet blogs and wiki layers with input from a "free" cadre of global browsers and/or by knowledgeable local citizens that can include ground photos and maps; or by other initiatives based on existing country program knowledge. The digital globes also provide highly accurate terrain mapping for better overall geospatial context and allow detailed 3-D perspectives of all sites or areas of interest. 3-D modeling software, when used in conjunction with these digital globes can significantly enhance individual building characterization and visualization (including interiors), allowing for better international inspector training through pre-inspection walk-arounds or fly-around, and perhaps better IAEA safeguard decision making. In sum, these new geospatial visualization aids are ideal for international inspector training and orientation, as well as site characterization, monitoring and verification. But perhaps just as significantly, these new geospatial tools also now make it possible for anyone to conduct his or her own satellite-based reconnaissance for any application from the comfort of home, at a wi-fi enabled coffee shop, or even on the beach at a tropical island resort.

Frank Pabian is a Senior Nonproliferation Infrastructure Analyst at Los Alamos National Laboratory who has over 35 years experience in the nuclear nonproliferation field including six years with the Office of Imagery Analysis and 18 years with Lawrence Livermore National Laboratory's "Z" Division. Frank also served as a Chief Inspector for the IAEA during UN inspections in Iraq from 1996-1998 focusing on "Capable Sites." In December 2002, Frank served as one of the first US nuclear inspectors back in Iraq with UN/IAEA. While at Los Alamos, Frank has developed and presented commercial satellite imagery based briefings on foreign clandestine nuclear facilities to the International Nuclear Suppliers Group, the IAEA, NATO, and the Foreign Ministries of China and India on behalf of the NNSA and STATE.

Reuben W. Hills Conference Room

Frank Pabian Speaker Los Alamos National Laboratory
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The US military is very dependent on satellites. The existing satellite architecture used has single point failures to existing recognized threats. A concept that could provide a significant part of the solution of how the US as well as other states can overcome such vulnerabilities is discussed. The prescription centers on a new satellite architecture --the 'Multi-tiered Microsatellite Constellation Architecture' (MMCA) -- which reduces risks to space assets by increasing system redundancy, modularity and dispersion through the use of microsatellite constellations in several orbital tiers. An example constellation design is given for each of the five major contemporary military space uses -- early warning, reconnaissance, signals intelligence, military communications and navigation. The scheme is placed in the context of other complimentary elements that are likely to be necessary to enable security of space assets, in particular: protection of space systems; responsive space access; terrestrial alternatives; space surveillance; treaties; and verification means thereof. Since the Chinese anti-satellite (ASAT) test, the response of the US military in part has been to re-double efforts to develop Operationally Responsive Space (ORS). Whilst ORS is a key ingredient, it must be complemented by a more secure satellite architecture. In addition to dealing with satellite vulnerabilities, the talk will discuss issues relating to space-based weapons and their effectiveness.

William Marshall is based in the Small Spacecraft Office at NASA's Ames Research Center in California. He holds a PhD in Physics from the University of Oxford, U.K., where his thesis centred on an experimental proposal to create macroscopic mass quantum superposition states. He conducted two years of his research at the University of California in Santa Barbara. He holds a degree in Physics with Space Science and Technology (MPhys) from the University of Leicester, UK. He has held placements at the European Space Agency, NASA's Jet Propulsion Laboratory, Marshall Space Flight Center and the Parliamentary Office of Science and Technology (POST) in London. Will's work at NASA centers on mission planning, in particular trajectory analysis, and spacecraft testing for a variety of microsatellite missions, focusing on lunar orbiters and landers. He is working on a project on the topic of space traffic management. Will serves on the Governance Group of the Space Security Index research project and also holds positions of non-resident fellow at both the Space Policy Institute (SPI) of the George Washington University and the Belfer Centre for Science and International Affairs, Kennedy School of Government, Harvard University. In these capacities, Will has published on strategic benefits and costs of the deployment of space weapons and more broadly the increasingly important role that space is playing in global security issues. Will is the Global co-Chair of the Space Generation Advisory Council to the United Nations Programme on Space Applications (SGAC), which represents the views of students and young professionals interested in space to the UN and space agencies around the world.

Reuben W. Hills Conference Room

William Marshall Speaker NASA - Ames Research Center
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David Montague, an independent consultant, is retired President of the Missile Systems Division at Lockheed Martin Missiles and Space. A member of the NAE, his background is in military weapon systems, particularly in regard to guidance and control of submarine-launched weaponry. His experience has focused on both tactical and strategic strike systems, as well as on the requirements for, development of, and policy issues related to defense systems to protect against weapons of mass destruction. His recent research interests include the area of electric vehicles powered by battery or fuel cells integrated with induction drive high-speed highway automatic headway and vehicle control. Mr. Montague is a fellow of the American Institute of Aeronautics and Astronautics, and has served on numerous scientific boards and advisory committees, to include task forces for both the U.S. Army and Defense Science Board. He currently serves as a member of the Naval Studies Board.

Reuben W. Hills Conference Room

David Montague CISAC Affiliate Speaker
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Rhodri Jeffreys-Jones is the well-known scholar of U.S. intelligence agencies and the author of numerous books, among them The CIA and American Democracy; Cloak and Dollar: A History of American Secret Intelligence; Changing Differences: Women and the Shaping of American Foreign Policy; and Peace Now! American Society and the Ending of the Vietnam War. His most recent book, The FBI: A History (Yale University Press, September 2007), examines the bureau's history from a European perspective and in the context of American history, including the prism of race.

Jeffreys-Jones, a professor of American History at the University of Edinburgh, received his BA from the University College of Wales, Aberystwyth, and his PhD from the University of Cambridge. Other appointments have included a fellowship at the Charles Warren Center for the Study of American History, Harvard University; stipendiary, JFK Institut für Nordamerikastudien, Berlin; and Canadian Commonwealth Fellow and Visiting Professor, University of Toronto.

Reuben W. Hills Conference Room

Rhodri Jeffreys-Jones Professor of American History Speaker University of Edinburgh
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Scott Sagan (speaker) is a professor of political science and co-director of Stanford's Center for International Security and Cooperation. Before joining the Stanford faculty, Sagan was a lecturer in the Department of Government at Harvard University and served as a special assistant to the director of the Organization of the Joint Chiefs of Staff in the Pentagon. He has also served as a consultant to the office of the Secretary of Defense and at the Sandia National Laboratory and the Los Alamos National Laboratory. Sagan is the author of Moving Targets: Nuclear Strategy and National Security (Princeton University Press, 1989), The Limits of Safety: Organizations, Accidents, and Nuclear Weapons (Princeton University Press, 1993), and with co-author Kenneth N. Waltz, The Spread of Nuclear Weapons: A Debate Renewed (W.W. Norton, 2002). He is the co-editor of Peter R. Lavoy, Scott D. Sagan, and James L. Wirtz, Planning the Unthinkable (Cornell University Press, 2000). Sagan was the recipient of Stanford University's 1996 Hoagland Prize for Undergraduate Teaching and the 1998 Dean's Award for Distinguished Teaching. As part of CISAC's mission of training the next generation of security specialists he and Stephen Stedman founded Stanford's Interschool Honors Program in International Security Studies in 2000. His recent articles include "How to Keep the Bomb From Iran," in Foreign Affairs (September-October 2006); "The Madman Nuclear Alert: Secrecy, Signaling, and Safety in October 1969" co-written by Jeremi Suri and published in International Security in spring 2003; and "The Problem of Redundancy Problem: Will More Nuclear Security Forces Produce More Nuclear Security?" published in Risk Analysis in 2004. In addition to these works, Sagan is also finishing a collection of essays for a book tentatively entitled Inside Nuclear South Asia.

Paul Kapur (discussant) is a visiting professor at CISAC, on leave from the U.S. Naval War College, where he is an associate professor in the Department of Strategic Research. Before joining the War College in 2006, Kapur was visiting professor at CISAC and assistant professor of Government at Claremont McKenna College. He also served as a postdoctoral fellow at the University of Chicago, where he received his PhD in political science. His research interests include the strategic effects of nuclear weapons proliferation, deterrence theory, and the international security environment in South Asia. Kapur is author of Dangerous Deterrent: Nuclear Weapons Proliferation and Conflict in South Asia (Stanford University Press, 2007). His work has also appeared in journals such as International Security, Security Studies, Asian Survey, and Asian Security.

Reuben W. Hills Conference Room

Paul Kapur Commentator

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The Caroline S.G. Munro Professor of Political Science
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Scott D. Sagan is Co-Director and Senior Fellow at the Center for International Security and Cooperation, the Caroline S.G. Munro Professor of Political Science, and the Bass University Fellow in Undergraduate Education at Stanford University. He also serves as Co-Chair of the American Academy of Arts and Sciences’ Committee on International Security Studies. Before joining the Stanford faculty, Sagan was a lecturer in the Department of Government at Harvard University and served as special assistant to the director of the Organization of the Joint Chiefs of Staff in the Pentagon.

Sagan is the author of Moving Targets: Nuclear Strategy and National Security (Princeton University Press, 1989); The Limits of Safety: Organizations, Accidents, and Nuclear Weapons (Princeton University Press, 1993); and, with co-author Kenneth N. Waltz, The Spread of Nuclear Weapons: An Enduring Debate (W.W. Norton, 2012). He is the co-editor of Insider Threats (Cornell University Press, 2017) with Matthew Bunn; and co-editor of The Fragile Balance of Terror (Cornell University Press, 2022) with Vipin Narang. Sagan was also the guest editor of a two-volume special issue of DaedalusEthics, Technology, and War (Fall 2016) and The Changing Rules of War (Winter 2017).

Recent publications include “Creeds and Contestation: How US Nuclear and Legal Doctrine Influence Each Other,” with Janina Dill, in a special issue of Security Studies (December 2025); “Kettles of Hawks: Public Opinion on the Nuclear Taboo and Noncombatant Immunity in the United States, United Kingdom, France, and Israel”, with Janina Dill and Benjamin A. Valentino in Security Studies (February 2022); “The Rule of Law and the Role of Strategy in U.S. Nuclear Doctrine” with Allen S. Weiner in International Security (Spring 2021); “Does the Noncombatant Immunity Norm Have Stopping Power?” with Benjamin A. Valentino in International Security (Fall 2020); and “Just War and Unjust Soldiers: American Public Opinion on the Moral Equality of Combatants” and “On Reciprocity, Revenge, and Replication: A Rejoinder to Walzer, McMahan, and Keohane” with Benjamin A. Valentino in Ethics & International Affairs (Winter 2019).

In 2022, Sagan was awarded Thérèse Delpech Memorial Award from the Carnegie Endowment for International Peace at their International Nuclear Policy Conference. In 2017, he received the International Studies Association’s Susan Strange Award which recognizes the scholar whose “singular intellect, assertiveness, and insight most challenge conventional wisdom and intellectual and organizational complacency" in the international studies community. Sagan was also the recipient of the National Academy of Sciences William and Katherine Estes Award in 2015, for his work addressing the risks of nuclear weapons and the causes of nuclear proliferation. The award, which is granted triennially, recognizes “research in any field of cognitive or behavioral science that advances understanding of issues relating to the risk of nuclear war.” In 2013, Sagan received the International Studies Association's International Security Studies Section Distinguished Scholar Award. He has also won four teaching awards: Stanford’s 1998-99 Dean’s Award for Distinguished Teaching; Stanford's 1996 Hoagland Prize for Undergraduate Teaching; the International Studies Association’s 2008 Innovative Teaching Award; and the Monterey Institute for International Studies’ Nonproliferation Education Award in 2009.     

Co-director of the Center for International Security and Cooperation
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Scott D. Sagan Speaker
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Brent Durbin (speaker) is a PhD candidate at the University of California, Berkeley, and a predoctoral fellow at CISAC. He is also a 2007-2008 dissertation fellow at the Institute for Global Conflict and Cooperation. In his dissertation, Durbin explains the political and policy dynamics of U.S. intelligence adaptation. His broader research interests fall at the intersection of organization theory, decision-making, and national security policy. Durbin has served as a visiting fellow at the University of Cambridge (UK) and The George Washington University, and as a senior staff member for U.S. Senator Patty Murray. He holds degrees from Oberlin College, Harvard University, and the University of California, Berkeley.

Paul Stockton (discussant) is a senior research scholar at CISAC. He was formerly the associate provost at the Naval Postgraduate School in Monterey, California, and was the former director of its Center for Homeland Defense and Security. His teaching and research focuses on how U.S. security institutions respond to changes in the threat (including the rise of terrorism), and the interaction of Congress and the Executive branch in restructuring national security budgets, policies and institutional arrangements. Stockton joined the faculty of the Naval Postgraduate School (NPS) in August 1990. From 1995 until 2000, he served as director of NPS's Center for Civil-Military Relations. From 2000-2001, he founded and served as the acting dean of NPS's School of International Graduate Studies. He was appointed associate provost in 2001.

Reuben W. Hills Conference Room

Paul Stockton Senior Research Scholar Commentator CISAC
Brent Durbin Predoctoral Fellow Speaker CISAC
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From the Pulitzer Prize-winning author of The Making of the Atomic Bomb, here is the story of the entire postwar superpower arms race, climaxing during the Reagan-Gorbachev decade when the United States and the Soviet Union came within scant hours of nuclear war--and then nearly agreed to abolish nuclear weapons.

Rhodes reveals how the Reagan administration's unprecedented arms buildup in the early 1980s led ailing Soviet leader Yuri Andropov to conclude that Reagan must be preparing for a nuclear war. In the fall of 1983, when NATO staged a larger than usual series of field exercises that included, uniquely, a practice run-up to a nuclear attack, the Soviet military came very close to launching a defensive first strike on Europe and North America. With Soviet aircraft loaded with nuclear bombs warming up on East German runways, U.S. intelligence organizations finally realized the danger. Then Reagan, out of deep conviction, launched the arms-reduction campaign of his second presidential term and set the stage for his famous 1986 summit meeting with Gorbachev in Reykjavik, Iceland, and the breakthroughs that followed.

Rhodes reveals the early influence of neoconservatives and right-wing figures such as Richard Perle, Donald Rumsfeld, Dick Cheney, and Paul Wolfowitz. We see how Perle in particular sabotaged the Reykjavik meeting by convincing Reagan that mutual nuclear disarmament meant giving up his cherished dream of strategic defense (the Star Wars system). Rhodes' detailed exploration of these and other events constitutes a prehistory of the neoconservatives, demonstrating that the manipulation of government and public opinion with fake intelligence and threat inflation that the administration of George W. Bush has used to justify the current "war on terror" and the disastrous invasion of Iraq were developed and applied in the Reagan era and even before.

Drawing on personal interviews with both Soviet and U.S. participants, and on a wealth of new documentation, memoir literature, and oral history that has become available only in the past ten years, Rhodes recounts what actually happened in the final years of the Cold War that led to its dramatic end. The story is new, compelling, and continually surprising--a revelatory re-creation of a hugely important era of our recent history.

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