Institutions and Organizations
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In battles, opponents exhibit positive illusions in both believing they can win. With great costs of failure and uncertain success, this represents extreme risk-taking behaviour. Conflict may be expected if one side is cornered, a sacrificial pawn in an overall war strategy, or demanded into action by politicians. However, in many cases even patently weaker forces fight despite nonviolent options. This is "military incompetence", a failure in the assessment of winning probability. Previous explanations (stupidity, psychological deviance and cognitive constraints) have been rejected. Recently, Wrangham [Evol. Hum. Behav. 20 (1999) 3.] proposed that such risk-taking could be adaptive through one of two effects: (1) Performance Enhancement through exaggerated resolve or (2) Opponent Deception by bluffing. Although adaptive if they confer a tendency to win, both processes promote risk-taking behaviour and are therefore potentially responsible for military incompetence. These hypotheses can be distinguished because the Performance Enhancement hypothesis predicts positive illusions in any type of conflict. In contrast, the Opponent Deception hypothesis predicts them in battles but not in surprise attacks, where lack of communication disables any bluff. We conducted a test of these hypotheses using data collected by the US Historical Evaluation Research Organisation, mainly from the Arab-Israeli and Second World Wars. The Opponent Deception hypothesis is supported over the Performance Enhancement hypothesis, but other explanations are not ruled out.

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Evolution and Human Behaviour
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For centuries, dictators ruled Russia. Tsars and Communist Party chiefs were in charge for so long some analysts claimed Russians had a cultural predisposition for authoritarian leaders. Yet, as a result of reforms initiated by Mikhail Gorbachev, new political institutions have emerged that now require election of political leaders and rule by constitutional procedures. Michael McFaul traces Russia's tumultuous political history from Gorbachev's rise to power in 1985 through the 1999 resignation of Boris Yeltsin in favor of Vladimir Putin.

McFaul divides his account of the post-Soviet country into three periods: the Gorbachev era (1985-1991), the First Russian Republic (1991-1993), and the Second Russian Republic (1993-present). The first two were, he believes, failures--failed institutional emergence or failed transitions to democracy. By contrast, new democratic institutions did emerge in the third era, though not the institutions of a liberal democracy. McFaul contends that any explanation for Russia's successes in shifting to democracy must also account for its failures. The Russian/Soviet case, he says, reveals the importance of forging social pacts; the efforts of Russian elites to form alliances failed, leading to two violent confrontations and a protracted transition from communism to democracy.

McFaul spent a great deal of time in Moscow in the 1990s and witnessed firsthand many of the events he describes. This experience, combined with frequent visits since and unparalleled access to senior Russian policymakers and politicians, has resulted in an astonishingly well-informed account. Russia's Unfinished Revolution is a comprehensive history of Russia during this crucial period.

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Cornell University Press
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Michael A. McFaul
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0801488141
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Why do some peace agreements successfully end civil wars, while others fail? What strategies are most effective in ensuring that warring parties comply with their treaty commitments? Of the various tasks involved in implementing peace agreements, which are the most important? These and related questions--life and death issues for millions of people today--are the subject of Ending Civil Wars.

Based on a study of every intrastate war settlement between 1980 and 1998 in which international actors played a key role, Ending Civil Wars is the most comprehensive, systematic study to date of the implementation of peace agreements--of what happens after the treaties are signed. Covering both broad strategies and specific tasks and presenting a wealth of rich case material, the authors find that failure most often is related not only to the inherent difficulty of a particular case, but also to the major powers' perception that they have no vital security interest in ending a civil war.

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Lynne Rienner Publishers
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Stephen J. Stedman
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The celebration in Prague should have been more raucous. The most successful alliance in world history has extended to corners of Europe unimaginable just a few years ago. The military capacity gained for the North Atlantic Treaty Organization from expansion is minimal but the political returns will be fantastic. More than any other institution, NATO has helped make Europe democratic, peaceful and whole. What is particularly striking about the new members -- Slovenia, Lithuania, Estonia, Latvia, Bulgaria, Romania and Slovakia -- is how many of them emerged from Communist rule with no democratic traditions. The pull of NATO, the desire to join this Western club, created real incentives for democratic consolidation.

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New York Times
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Michael A. McFaul
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Western democracies face increasing constraints on the use of their overwhelming military power. The classical logic, legitimacy and effectiveness of employing force to safeguard national interests apply less and less. State and non-state adversaries threaten important and even vital Western values and interests but are seemingly underterred by - or even inspired by - Western military superiority. At the same time, phenomena such as globalisation, the growing transparency of the battlefield and changing Western value systems subject civilian and military leaders to mounting pressure to wield military power selectively and to use increasing discrimination in choosing means as well as ends.

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Survival
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The end of the Cold War and the emergence of terrorism conducted by non-state actors have radically changed the manner in which science and technology can support national security. We no longer have a primary geographically focused enemy and may be confronted by improvised weapons that, as we have learned, are very effective. Additionally, dealing with terrorism within the boundaries of the country raises organizational and political questions that do not occur in military operations abroad. This talk explores these difficulties and suggests some technical and operational priorities for dealing with the new set of threats that have emerged.

Reuben W. Hills Conference Room

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President George W. Bush has demonstrated impressive flexibility in reshaping his approach to foreign policy to deal with the new international challenges brought to the fore by the terrorist attacks.

Before Sept. 11, President Bush embraced a humble mission for the United States in the world. This country, he believed, had to "preserve the peace" by seeking to maintain the basic balance of power between nations. Now, Bush has abandoned the preservation of the old system. Instead, he seeks to change it by promoting liberty, freedom and eventual democracy in countries ruled by autocrats.

In doing so, Bush lines up next to "idealists" or "liberals" such as Ronald Reagan, Woodrow Wilson and Immanuel Kant, and implicitly distances himself from realists focused solely on the balance of power such as Richard Nixon, Thucydides and his own father, the 41st president.

In a second remarkable change, Bush has become a supporter, at least rhetorically, of nation building. Before Sept. 11, the Bush administration derided nation building as a Clinton-era distraction from the more important issues in international politics. Now, Bush has clearly identified the connection between rebuilding the failed state of Afghanistan and American national security interests. If Congress approves his proposals, Bush will be the author of the greatest increase in the American foreign aid budget since John F. Kennedy's presidency.

Third, the Bush administration before Sept. 11 expressed disdain for multilateral institutions. But in his speech this month before the United Nations, Bush outlined an ambitious proposal for revitalizing the United Nations and American cooperation with this most important multilateral institution.

To be credible, President Bush needs to do more to demonstrate his commitment to the promotion of democracy, nation building and multilateralism. Bush must show that he wants to see political reform in Saudi Arabia as well as in Iraq. Words about promoting liberty ring hollow if they apply only to some people.

To show seriousness on nation building, Bush should press for increases in the peacekeeping forces in Afghanistan. Those working to rebuild Afghanistan unanimously complain that the lack of security throughout the country is the No. 1 impediment to their work.

To make credible his pledge to reinvigorate the United Nations and other multilateral institutions, the president should complement his pledge to enforce U.N. resolutions on Iraq with a rededication of American participation in other international regimes. Bush could start with the ratification of the United Nations Convention on the Elimination of All Forms of Discrimination Against Women, an agreement that American officials helped craft.

Because many are suspicious of the president's recent embrace of democracy promotion, nation building and multilateralism, he must demonstrate a sustained commitment to his new foreign policy strategy.

If Bush has shown a willingness to consider new ideas about foreign policy, his critics -- both at home and abroad -- have demonstrated amazing conservatism. In a reversal of positions, those most opposed to Bush's new approach to foreign policy now seek to "preserve the peace" by defending the status quo. The core flaw in this is the assumption that the old international system was working. It was not.

Before Sept. 11, the United Nations had failed to enforce its own resolutions on Iraq. If the "international community" cannot act to execute its will when dealing with such grave issues as the proliferation of weapons of mass destruction, then it has no credibility on anything.

The international community is ineffective in dealing with despotism, poverty and human rights violations because it seeks to preserve state sovereignty above all else. Fifty years ago, this was a progressive idea, which brought about the end of colonialism. Today, it is a regressive idea, which preserves the sovereignty of dictators who defy international law, denying the sovereignty of their people.

It is odd to hear the international community invoked so often as the defender of high ideals and then see representatives from Iraq in the U.N. General Assembly. Should the United States really be a member of the same organization that includes Saddam Hussein? Eventually, autocracy should go the way of slavery and colonialism as simply unacceptable.

To be effective, the international community and the United States need each other. U.N. Security Council resolutions can only be enforced if the United States helps to enforce them. The United Nations can only assist in the building of new states or prevent the destruction of vulnerable regimes if the United States participates, and vice-versa. The international community has no army and no economy, but even the mighty and rich United States can't afford to remake the world alone. For an effective partnership, change has to come from both sides.

Michael McFaul is an associate professor of political science and Hoover Fellow at Stanford University and a senior associate at the Carnegie Endowment for International Peace.

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San Francisco Chronicle
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Michael A. McFaul
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