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Russia's economy and political system have undergone enormous changes since the end of the Soviet era. A burgeoning market system has replaced the Soviet command economy, and open multiparty competition for representation in Russia's political institutions operates in place of the Communist Party that ruled the country exclusively for more than 60 years. In the areas of defense and security, however, radical changes to the organizational and operational system inherited from the Soviet Union have yet to occur. After more than a decade of reform efforts, Russia's armed forces have shrunk to less than two-thirds of their 1992 size of 3.7 million. Russia's military leaders, nevertheless, have been adamant about preserving Soviet-era force structures and strategic plans. Why have Russia's armed forces--nearly alone among the core institutions of the Russian state--resisted efforts to change their structure and character in accordance with institutional arrangements operative in Western liberal democracies?

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International Security
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Tonya Putnam
Tonya Putnam
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Testimony before the U.S. House of Representatives' Select Committee on Homeland Security

There is a serious but reparable vulnerability in the biometric identification system of the US-VISIT Program, which is our last line of defense for keeping terrorists off U.S. soil. A minor software modification that allows the watchlist rule to vary with image quality can increase detection from 53% to 73%. I have provided details to officials who oversee the US-VISIT operations, and this should be implemented as soon as possible. The use of more than 2 fingers for low-quality images can achieve a detection probability of 95%. Although switching from a 2-fingerprint to a 10-fingerprint system may be costly and disruptive, there is no excuse for a 10-billion dollar program to settle for performance below this level. Indeed, our results are not inconsistent with the warning in the November, 2002 NIST report that a 2-finger search was not sufficient for identification from a large watchlist. If slower 2-finger matching algorithms cannot approach 95% detection for poor-quality images, then the US-VISIT Program should be reconfigured with 10-fingerprint scanners as soon as possible.

Our recommendations hinge on the assumption that terrorist organizations as sophisticated as Al Qaeda will eventually attempt to defeat the US-VISIT system by employing terrorists with poor quality fingerprints.

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Lawrence M. Wein
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Mohamed ElBaradei, director-general of the International Atomic Energy Agency (IAEA), will deliver the annual Drell Lecture, presented by the Center for International Security and Cooperation (CISAC), 4 p.m. Thurs., Nov. 4, 2004, in Stanford University's Kresge Auditorium. His lecture, "Nuclear Non-Proliferation and Arms Control: The Road Ahead," is free and open to the public.

As head of the IAEA, ElBaradei oversees international inspections enforcing provisions of the Nuclear Non-Proliferation Treaty (NPT) and related arms control agreements. Prior to the U.S.-led invasion of Iraq in spring 2003, ElBaradei and Hans Blix, former chief of U.N. Monitoring, Verification and Inspection Commission (UNMOVIC), the IAEA group charged with carrying out U.N. Security Council-mandated inspections in Iraq, reported progress with the inspections. As IAEA inspectors evacuated from Iraq on March 19, 2003, ElBaradei continued to urge completion of the U.N. Security Council inspection process.

More recently, IAEA reprimands of Iran have made headlines, with the agency's board of governors scheduled to revisit Iran's compliance with NPT provisions shortly after ElBaradei's visit to Stanford. On Sept. 13, 2004, the IAEA issued a deadline of Nov. 25 for Iran to report fully on its nuclear program. For more than a year, the U.S. has advocated referral of Iran's case to the U.N. Security Council, after inspections revealed evidence of covert Iranian nuclear research.

Before assuming the IAEA's top job on Dec. 1, 1997, ElBaradei held a number of high-level policy positions, including that of IAEA legal adviser. A diplomat and scholar, ElBaradei works closely with international organizations, particularly in the fields of peace, security and law.

CISAC's Drell Lecture traditionally addresses a critical national or international security issue that has important scientific or technical dimensions. The lecture is named for Sidney Drell, CISAC's founding science co-director. Albert and Cicely Wheelon generously endowed the lectureship.

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Report of the South Asia and the Nuclear Future workshop hosted on June 4 and 5, 2004, by the Center for International Security and Cooperation (CISAC) at Stanford University, to address question of nuclear weapons and stability in South Asia. The workshop, which brought together approximately 75 scholars, military officers, civilian policy-makers, scientists, and journalists, was co-sponsored by CISAC and the U.S. Army War College.

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Our DNA contains the most intimate details of who we are -- including secrets even we don't know about ourselves. Should the government have control over our genetic information, when we have not been found guilty of any crime?

Proposition 69 would do just this. Privacy advocates from across the political spectrum have begun to raise red flags about this potential expansion of government power.

Six years ago, California's DNA and Forensic Identification Data Base and Data Bank Act gave the state the authority to collect the genetic material of felons convicted of violent crimes, such as murder, rape and other sexual offenses. The idea was to establish a database like the fingerprint and criminal record information bank that already exists.

California was not alone in incorporating DNA provisions into its penal code -- every state introduced DNA databases for the most serious crimes. But California's version lacked protections guaranteed elsewhere. Many states retained only the DNA "fingerprint" or profile and destroyed the original sample. California not only kept the full genetic information, but it also has steadily expanded the number of qualifying offenses.

Gov. Arnold Schwarzenegger signed a ballot argument in support of Proposition 69 in July. If approved by voters on Nov. 2, it would unleash the government to gather this information to a degree and among unprecedented numbers of people. Proposition 69 extends collection to every felonious offense and, within five years, requires every adult and juvenile in California arrested for -- but not convicted of -- a felony to provide the government with cells containing his or her complete genetic structure.

Proposition 69 does not stop there. It would apply retroactively, empowering the government to seek out individuals previously arrested for a felony but found not guilty, and require them to turn over their DNA.

The extension to all felony arrests means a radical expansion in the number of citizens deprived of control over their genetic material. Felonies range from computer hacking and shoplifting, to writing bad checks and fraudulently procuring services.

The numbers are significant. In his advance release of Crime in California 2003, state Attorney General Bill Lockyer reported in July that there were just over half a million felony arrests -- not convictions -- in the state. Under Proposition 69, all 507,081 would be required to relinquish their genetic material -- even though statistics show that approximately one third of those arrested would have the charges dismissed or be found not guilty in a court of law.

The idea that you could easily retract your DNA from this felony database is fiction. Once an individual is found to be innocent, he or she could apply to have material removed, but the state would not be required to do so. Following the initial hearing, no appeal would be allowed.

Perhaps of greatest concern is the very real possibility of error. A recent Stanford University study showed that even sophisticated laboratories exhibit up to a 3 percent error rate in the handling and coding of genetic material. Of the half a million citizens from whom DNA would be collected annually, 15,000 might have their name associated with the wrong sample. Even if the error rate was significantly less -- 3/10 of a percent -- there would still be 1,500 people associated with the wrong DNA sample. And it would be extremely difficult for citizens to find out about, much less rectify, such mistakes.

Proposition 69 shrouds the system in secrecy. It prevents citizens or the courts from obtaining information about the structure of the data bank or database, or the software program in operation. Simultaneously, it makes information available to private laboratories, third parties assisting with statistical analysis, auditing boards, attorney general offices, local law enforcement and federal DNA databases.

The safeguards against misuse are inadequate. The initiative limits the ceiling of liability and exempts government employees or third parties from further civil or criminal penalties. It fails to protect against the threat of felony arrests as a tool for interrogation or the use of felony charges as a way to collect DNA from particular populations.

Behind the immediate and obvious privacy concerns lie deeper issues: We don't yet know how genetic information can -- or will -- be used. So we don't know the full extent of the rights we will relinquish.

We know that genes provide information about parentage and familial relationships, propensity for particular diseases, and biological vulnerabilities. We don't yet know the link between genes and personality, how to clone individuals, or how genetic structures can be altered once their content is known. When these and other discoveries are made, and efforts are made to take advantage of them, it will be too late.

Even seemingly innocuous information appears different depending on context: Within two days of the attack on Pearl Harbor, the Census Bureau provided the military with a list of the number of Japanese Americans in specific neighborhoods. In less than 90 days, the Army "evacuated" 110,442 citizens from the West Coast. DNA contains far more information than simple ancestry.

Even as science wrestles with the implications of the Human Genome Project, there will be repeated efforts to create a universal database that catalogs our biological inheritance. But every attempt to expand this awesome power should be met with skepticism and careful discussion about the implications of giving up control over the very essence of our being. We need to think hard about where we draw the line. A system that captures innocent citizens' DNA, lacks transparency, and fails to adequately protect the gathered information against future misuse goes too far.

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Whole World on Fire, by CISAC associate director for research Lynn Eden, received the 2004 Robert K. Merton Professional Award from the Science, Knowledge and Technology section of the American Sociological Association. The award was presented to Eden on Aug. 15 during the association's annual meeting in San Francisco.

The award committee cited the book's merits:

"Whole World on Fire is an ambitious undertaking that examines a critical problem using theory and methods from two fields of sociology: the sociology of science and technology and the sociology of organizations. It is a study of how organizational processes led nuclear scientists to drastically underestimate the damage of a nuclear attack. At a deeper level, it is a study in the social construction of organizational knowledge.

"The question Eden addresses is: How and why, for more than half a century, did the U.S. government fail to predict nuclear fire damage as it drew up plans to fight strategic nuclear war? Eden's research shows that U.S. efforts focused on the damage that would result from the explosion while systematically ignoring the far more damaging effects of subsequent fires. How and why could this 'ignorance' continue until today? . . .

"This book takes a position on an ongoing scientific controversy about the predictability of fire damage and on scientists' current assessments of risk. There is a debate in science and technology studies about whether we should take positions on scientific controversies--that is, on the science itself. Some scholars prefer to leave arguments about the 'science' to the scientists and instead follow the activities and political logics of the various debating parties. In this case, Eden chooses to take a stand on the truth claims of the science in question. As such, Whole World on Fire is a work of intellectual daring.

"To our knowledge, there have been few sociological studies that have penetrated the inner workings of the military establishment. Few sociologists have studied the highest reaches of the social structure, as does Eden in this study. In fact, those of us who study science and medicine usually do our research in university-based laboratories or teaching hospitals--that is, we study people who are in some senses like ourselves.

"While the book addresses a critical issue--that is, nuclear-weapons policy, it is an exemplar of how sociological concepts can illuminate important public issues. Eden's analysis can be readily applied to explaining how decision makers construct relevant and legitimate science to illuminate disasters such as the collapse of the Twin Towers. But what convinced one committee member of the book's power was a recent New York Times article describing the findings of the committee investigating the Iraq War. The Committee reported that the CIA had systematically denied the credibility of numerous reports that Iraq's weapons of mass destruction did not exist, in part because those reports were outside its organizational frame.

"Finally, we all believe that this book will have a major public impact. In addition to its accessible style and meticulous research, the book is often riveting and sometimes chilling. We had thought that by now everyone believed that survivable nuclear war is an oxymoron; that people had filled in their bomb shelters long before the close of the Cold War. That a significant portion of the military establishment still believes that a limited, winnable and survivable nuclear war is possible gave us nightmares. That Eden's book may give people nightmares is only appropriate, given the frightening scenario she presents."

Serving on the award committee were Renee Anspach, Department of Sociology, University of Michigan; Sydney Halpern, Department of Sociology, University of Illinois at Chicago; Kathryn Henderson, Department of Sociology, Texas A&M University; and Joan Fujimura (Chair), Department of Sociology and Robert F. and Jean E. Holtz Center for Science and Technology Studies, University of Wisconsin-Madison.

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The Department of Homeland Security (DHS) has awarded a 15-month $1.65-million contract to the Center for International Security and Cooperation (CISAC), Stanford Institute for International Studies. CISAC's program will be run as part of a joint project with the Naval Postgraduate School (NPS) in Monterey.

CISAC co-director and professor of political science Scott D. Sagan and former co-director and professor emeritus (research) in the School of Engineering Michael M. May are the Stanford co-principal investigators of the new program.

CISAC's portion of the project entails a homeland security seminar and fellowship program, which will bring eight research fellows to campus in 2004-05. Fellows will join CISAC and other faculty to conduct research on some of the most daunting issues confronting the homeland security mission, such as how national and local agencies can learn to cooperate quickly and effectively and how they can learn from past emergencies, real and simulated. CISAC will undertake in-depth scholarly research that can help inform DHS efforts to improve the design and evaluation of future terrorism exercises of national and local response systems.

Scholars will study diverse approaches to learning--and failing to learn--from emergencies, including those of armed forces, medical emergency rooms, police and fire departments. Researchers will also investigate how government organizations can stay ahead of potential attackers in the "competitive learning" situation that terrorism presents--one in which terrorists and law enforcement officials alike try to learn from vulnerabilities exposed in public emergencies.

The DHS research contract resulted in part from CISAC's observation of the spring 2003 State Department-DHS sponsored full-scale exercise called TOP OFFICIALS-2 (TOPOFF-2), designed to prepare national, state and local officials to respond to potential terrorist attacks within the US. CISAC led 11 Stanford scholars in observing and analyzing the exercise involving officials from 25 federal, state, and local agencies. DHS Secretary Tom Ridge received a briefing of CISAC's findings, prepared under May's direction as principal investigator.

Lynn Eden, CISAC associate director for research, will manage Stanford's participation in the new project and mentor the homeland security fellows. Mariano-Florentino Cuellar, assistant professor of law at Stanford, will contribute research on how judicial review processes affect responses to terrorism. Dean Wilkening, director of CISAC's science program, will model uncertainties in biological weapons use, such as effects caused by different exposure rates and different doses of contaminants like anthrax.

The Organizational Learning and Homeland Security fellows chosen for 2004-2005 are Charles Perrow, professor emeritus of sociology at Yale; Marc Ventresca, university lecturer in strategy and fellow at Wolfson College in Oxford's Said Business School and visiting associate professor of organizations and strategy, Graduate School of Management at the University of California-Irvine; Michael Kenney, assistant professor at the School of Public Affairs at Penn State University-Harrisburg; Laura K. Donohue, Ph.D., history, Cambridge University and student at Stanford School of Law; Tonya L. Putnam, J.D., Harvard Law School and Ph.D. student in political science at Stanford; Manas Baveja, a graduate student in the Scientific Computing and computational Mathematics Program in Stanford's School of Engineering and Dara K. Cohen and Jacob N. Shapiro, graduate students in political science at Stanford.

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Should ethnonationalist wars be resolved by formally partitioning states? The answer can't be decided case by case, because two incentive problems imply that ad hoc partitions have effects that extend across cases.

First, if the implicit criterion for major power intervention in support of partition is some level of violence, this encourages violent movements seeking to mobilize cultural difference in order to claim statehood. The Wilsonian diagnosis is wrong. Perpetual civil peace cannot be had by properly sorting "true" nations into states, because nations are not born but made, partially in response to international incentives and major power policies.

Second, an international order in which major powers go around carving up lesser powers on an ad hoc basis would make all states significantly less secure. Ad hoc use of partition to solve civil wars would undermine a relatively stable implicit bargain among
the major powers in place since the 1950s - "If you don't seek to change interstate borders by force, neither will we." I argue that this norm has been valuable, functioning in some respects like an arms control agreement. It would be irresponsible to undermine it without a thought to what might replace it, as the advocates of ad hoc partition are effectively urging. If the major powers want to start redesigning "sovereign" states, they need a political and legal framework that mitigates these two incentive effects. The best feasible solutions may be:

(1) strengthening and making more precise international legal standards on human
(and perhaps group) rights;

(2) threatening to sanction states that do not observe these standards in regard to minorities, possibly including some forms of support for agents of the
oppressed group;

(3) holding to the norm of partition only by mutual consent, but providing carrots and sticks when the state in question refuses to abide by minimal standards of
nondiscrimination.

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Security Studies
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James D. Fearon
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The size and shape of U.S. nuclear forces must be determined in the context of the highest considerations of United States strategy. And one of the highest strategic considerations for the United States in the coming decades is to prevent the use of nuclear warheads against any city in the U.S. or indeed anywhere in the world, whether by the act of a state or of a terrorist group. Contrary to assumptions made in the current U.S. administration's nuclear policy, research into new types of nuclear weapons could damage our nonproliferation objectives.

Remarks at the June 21-22, 2004 Carnegie Conference on Non-Proliferation in Washington, D.C.

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Alan Isenberg is the anchor producer of CNN's The Situation Room, a daily show hosted by Wolf Blitzer on politics and international affairs. He was a fellow at CISAC from 2004-2005 and an affiliated scholar at CDDRL from 2002-2005. During his fellowship, he examined the sufficiency of the present institutional and legal frameworks dealing with nuclear nonproliferation, and explored ways to modernize these frameworks in accordance with today's security threats. In this context, he focused especially on the future of the U.S.-Iran strategic relationship. He came to Stanford in 2002 from the Center for Strategic and International Studies in Washington, DC, where he was on staff in the International Security Program and focused his research on the transatlantic defense relationship and nuclear nonproliferation. He represented FSI and Stanford Law School on the Stanford International Law steering committee.

Isenberg wrote for Newsweek's domestic and international editions from 2005-2006. He was a contributing editor of the world affairs journal Orbis from July 2002 to January 2005, and has published widely in American and international newspapers, including the Financial Times, Los Angeles Times, the Wall Street Journal Europe, and the International Herald Tribune. He serves as a nonresident senior advisor to the Institute for Strategic Studies in Ljubljana, Slovenia. Isenberg holds a BA in diplomatic history (magna cum laude) from the University of Pennsylvania, and a JD from Stanford Law School, where he served as senior articles editor for the Stanford Journal of International Law.

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