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The rise of China as a global and regional power has created areas where the interests of China and the United States overlap in competition, the senior U.S. military commander in the Pacific told a Stanford audience. But Admiral Samuel Locklear III, the commander of U.S. Pacific Command (USPACOM), rejected the traditional realpolitik argument, which predicts inevitable confrontation between the United States, a status quo power, and China, a rising power.

“Historians will say this will lead to conflict,” Locklear said, during an address at the Walter H. Shorenstein Asia-Pacific Research Center last Friday. “I don’t believe it has to.”

The United States and China have a “mutual skepticism of each other,” the Pacific Commander acknowledged, but he characterized the relationship as “collaborative, generally.”

He said the dangers of direct military confrontation between the two powers is low, but warned against Chinese tendencies to perceive the United States as engaged in an effort to ‘contain’ the expansion of China’s influence. Instead, Locklear urged China to work with the United States to build new security and economic structures in the region.

Economic interdependence between the countries makes it impossible for the two countries to avoid working together, he told the seminar, co-sponsored by the Center for International Security and Cooperation and the Freeman Spogli Institute for International Studies at Stanford University.

He said that China has also benefited from the security environment that the United States has helped shape and maintain in the region.

Locklear reminded the audience of the central importance of the vast area under his command, which stretches from the Indian subcontinent across the vast Pacific Ocean. More than nine out of 10 of the largest ports in the world are in the Asia-Pacific region, and over 70 percent of global trade passes through its waters. The U.S. rebalance to Asia, a policy pursued by the Obama administration as early as year 2009, largely happened because of the economic and political importance of that area.

The mutual interest in economic prosperity depends, however, on a stable security environment. Washington has an interest in maintaining the structure of security that has ensured peace for the last few decades. Beijing seeks to change the status quo, to build a regional system that reflects its growth as a power.

Locklear called on China to work with the United States and other nations in the region, such as Japan and Australia, as well as the countries of Southeast Asia, to take the current “patchwork quilt” of bilateral and multilateral alliances and build a basis to maintain economic interdependence and security. He pointed to the U.S.-led effort to form a Trans-Pacific Partnership as a 12-nation economic structure, which could eventually include China.

“We want China to be a net security contributor,” he said, “And my sense is that both the United States and the nations on the periphery of China are willing to allow China to do that – but with circumstances.” He said conditions for the United States included open access to shared domains in sea, air, space and cyberspace.

The Pacific Commander cautioned against the danger, however, of unintended conflict, fueled by territorial disputes and Chinese assertiveness that worries its neighbors. Locklear stressed the need for more dialogue, including among the militaries in the region, an effort that the U.S. Pacific Command is currently carrying out.

“There’s a trust deficit in Asia among the nations, as it relates in particular to China,” he said.

Relations have been so icy that the top political leaders of Japan and China didn’t meet for nearly two years, only breaking the divide for a 20-minute meeting at the Asia-Pacific Economic Summit (APEC) in Beijing last month.

Refusing to engage at the highest level has made it difficult for countries to work on solutions to shared problems. The region now sees a confluence of old and new challenges that could threaten global stability if ill-managed, said Locklear, who has led the U.S. military command in the Pacific since 2012.                 

For decades, China and Japan have been at odds about sovereignty claims over islands in the East China Sea. In the past, during the time of Deng Xiaoping’s rule in China, the two countries agreed to, as Deng reportedly put it, ‘kick the issue into the tall grass’ for future generations to deal with it. These disputes have resurfaced in recent years, threatening to trigger armed conflict between the air and naval forces of the two countries.

Locklear said he believed that China and Japan would avoid inadvertent escalation, thanks to improved communications and tight command and control over their forces. But he also warned  that at least seven nations have conflicting claims in the South China Sea, which could easily escalate into direct conflict.

These situations, paired with an upsurge in Chinese military spending and the growing belief that the United States is a declining power, raise doubts about China’s intentions in the region. China’s Asian neighbors increasingly question the intensions of the world’s most populous nation, and second largest economy.

“Is it a return to the old days where you had basic tributary states? Is that the model that China is looking for? Or is it a 21st century model?”

Locklear said China and other nations in the Asia-Pacific, as well as the United States, need to work harder to form shared views and consensus, particularly among those who “own the guns.”

Dialogue and interactions among the militaries are crucial, especially those who are called upon to make quick decisions during a possible flashpoint, for instance an accidental clash of boats or planes.

“Trust really does fall in many ways to military leaders to get it right and to lead, to some degree, the politicians and the diplomats,” he said. Locklear spoke of a tangible example of collaboration in the Rim of the Pacific Exercise, also known as RIMPAC, hosted by USPACOM. Twenty-two countries participate in the world’s largest maritime warfare exercise in Hawaii, which this year included naval forces from China.

“Does it fix those friction points? No, it doesn’t.” But, Locklear concluded, “We hope that this kind of thing opens the door for future interaction.”

 

The audio file and transcript from the event can be accessed by clicking here

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Admiral Samuel Locklear III spoke about the future of the Asia-Pacific region at Stanford University.
Debbie Warren
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The recently manifested massive failure of America's intervention in Iraq has led outside observers to speculate that the ongoing rapid drawdown of international military forces in Afghanistan will lead to similar chaos in that country, Karl Eikenberry writes in this Foreign Policy commentary about the new Asia Foundation survey of the Afghan People.

Eikenberry notes that Ahmed Rashid, a commentator on Afghanistan security issues and author of the superb book Talibanwrote in a recentNew York Times op-ed that the U.S. troop withdrawal plan formulated in 2009 "is proving catastrophically wrong now." Senators John McCain and Lindsey Graham warned two months ago: "If the President repeats his mistakes from Iraq and withdraws all U.S. troops from Afghanistan, based on a certain date on a calendar, we fear a similar failure will unfold ... as we have seen Iraq."

Eikenberry, the William J. Perry Fellow in International Security at CISAC and former U.S. Ambassador to Afghanistan, writes that the Asia Foundation's just-released 2014 Survey of the Afghan People indicates that while the Afghans do worry about the future of their country, they by no means share the deep pessimism of the foreign prophets of doom who assert that it is only a matter of time until the disaster on the Euphrates is repeated on the Kabul River. Comparing the attitudes of the Afghan and Iraqi people on key political, security, and economic issues helps explain why this is so.

 

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Afghans celebrate their first international soccer match in a decade, 36 years after rival Pakistan played them in Kabul. Afghanistan thrashed its nuclear neighbor 3-0 on Aug. 20, 2013.
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Research by CISAC's Joseph Felter shows that insurgents try to derail government-delivered aid programs in poor areas because they fear successful programs will boost the government's credibility. Preventive measures include providing greater security around aid projects and limiting advance knowledge about them.

A research paper, published in the American Economic Review, involved an analysis of a large community-driven development program in the Philippines. In 2012, the World Bank supported more than 400 of these projects in 94 countries with about $30 billion in aid.

Conventional wisdom assumes that development aid is a tool to help reduce civil conflict. But some aid projects may actually exacerbate the violence, the research showed.

In an interview, Joseph Felter, a senior research scholar at Stanford's Center for International Security and Cooperation, said, "A 'winning hearts-and-minds' strategy for disbursing development aid may lead to an increase in insurgent attacks in the world's poorest areas. The study's takeaway is not to stop aid delivery, but to appreciate and plan for the possibility of unintended consequences."

Felter co-wrote the article, "Aid Under Fire: Development Projects and Civil Conflict," along with Benjamin Crost of the University of Colorado-Denver and Patrick Johnston of the RAND Corporation. Their research relied on conflict data from the Philippines military from between 2002 and 2006 that allowed them to precisely estimate how the implementation of aid affected violence levels in ongoing insurgencies against the government.

Spotlight on the Philippines

These issues are particularly important in poor and conflict-ridden countries like the Philippines, Felter said. The Philippines is home to some of the most protracted insurgencies in the world. Islamic separatist groups struggle for an independent Muslim state; a communist group continues to wage a classic Maoist revolutionary war; and the extremist Abu Sayyaf Group conducts kidnappings and terrorist attacks.

The aid program Felter and his colleagues studied was the Kapit-Bisig Laban sa Kahirapan Comprehensive Integrated Delivery of Social Service – or KALAHI-CIDSS – the largest of its kind in the Philippines. Through it, poor communities receive projects to address their most pressing needs. According to Felter, this typically involved funding for projects like roads, schools, health clinics and other infrastructure.

"This is government funding for projects that citizens in these areas have expressly asked for," Felter said.

The researchers noted that community-driven development projects, also known as "CDD" projects, are popular because evidence suggests they enhance social cohesion among citizens. But sometimes they draw the wrong kind of attention from anti-government groups, as the research illustrated.

Felter and his colleagues found an increase of 110-185 percent in insurgent attacks in communities where aid projects commenced, the authors wrote. If this effect is extrapolated across all of the Philippines' municipalities, the authors estimate that the program resulted in between 550 and 930 additional casualties during three years.

"Taken together, this detailed evidence sheds new light on the mechanisms that link aid and conflict, which may eventually help design more effective aid interventions that alleviate poverty without exacerbating conflict," they wrote.

When the insurgent groups destroy such a project, it has the effect of weakening the perception that the government can actually deliver on community projects, the scholars wrote. For example, the communist rebels in the Philippines have issued public statements denouncing the KALAHI-CIDSS program as "counterrevolutionary and anti-development." If a successful aid program shifts the balance of power in favor of the government, it reduces insurgents' bargaining power and their political leverage.

As a result, insurgents tended to engage in conflict in the earlier stages of a project in order to keep it from succeeding, according to the research. In fact, conflict increased when municipalities were in the early or "social preparation" stages of publicizing an aid program, Felter and his colleagues wrote.

Sometimes rebel groups divert aid to fund their own operations – aid shipments are often stolen or "taxed" by these groups, according to the paper.

The Next Step

What can be done to prevent attacks?

"Greater security around the aid projects and limiting advance knowledge of the particular projects are good measures to start with," Felter said.

He noted that governments and aid organizations need to be discreet in how they identify aid projects and their locations, and how they disburse the aid itself. More research on this issue needs to be done, Felter said.

"One lesson is not to give insurgents too long a lead time to plan attacks," he said.

Unfortunately, as the researchers noted, poverty and violence are often linked: "The estimated one-and-a-half billion people living in conflict-affected countries are substantially more likely to be undernourished, less likely to have access to clean water and education, and face higher rates of childhood mortality."

Continued progress – in the form of international aid – is urged toward eradicating poverty. "To help achieve this, governments and multilateral donor organizations are increasingly directing development aid to conflict-affected countries worldwide," Felter and his co-authors pointed out.

Felter, also a research fellow at Stanford's Hoover Institution, retired from the U.S. Army as a colonel in 2012 following a career as a Special Forces and foreign area officer. He has conducted foreign internal defense and security assistance missions across East and Southeast Asia and has participated in combat deployments to Panama, Iraq and Afghanistan. In 2010-11, he commanded the International Security and Assistance Force Counter Insurgency Advisory and Assistance Team in Afghanistan.

"I saw this dynamic (insurgent attacks on aid projects) firsthand in Afghanistan and Iraq. This research paper confirms it," Felter said.

He devoted much of his Stanford doctoral dissertation and his work at CISAC and Hoover to build what he hopes will be the largest and most detailed micro-conflict database – the Empirical Studies of Conflict – ever assembled.

Felter said there is only so much that the military can do to win over people in areas ravaged by war and conflict.

"The military can 'lease' hearts and minds by creating a safe environment for aid projects," he said, "but ultimately it's up to the government to win them over."

 

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Fourteen Stanford researchers addressing global poverty through a range of academic disciplines are receiving a total of $4.6 million in awards from the university-wide Global Development and Poverty (GDP) initiative.

Their projects, which are the first to be funded by the GDP, deal with challenges of health, violence, economics, governance and education in the developing world.

“GDP seeks to transform scholarly activity and dialogue at Stanford around the topic of global poverty, so that the university may have a greater impact on poverty alleviation in developing economies,” said GDP faculty co-chair Jesper B. Sørensen. “By focusing on placing a small number of big bets, GDP encourages researchers to think big, and to move beyond the conventional way of doing things. We are thrilled by the inaugural set of awardees, as they demonstrate the creative, inter-disciplinary approaches that will make Stanford a leader in this area.”

The GDP initiative is part of the Stanford Institute for Innovation in Developing Economies (SEED) and is administered in partnership with Stanford's Freeman Spogli Institute for International Studies (FSI). The GDP is co-chaired by Sørensen, the faculty director for SEED and the Robert A. and Elizabeth R. Jeffe Professor of Organizational Behavior at the Graduate School of Business; and Mariano-Florentino Cuéllar, senior fellow and director of FSI and the Stanley Morrison Professor at Stanford Law School.

SEED, which seeks to alleviate poverty by stimulating the creation of economic opportunities through innovation, entrepreneurship and the growth of businesses, was established in 2011 through a generous gift from Robert King, MBA '60, and his wife, Dorothy.

Through complementary areas of focus, GDP funding and other SEED research initiatives will stimulate research, novel interdisciplinary collaborations and solutions to problems of global poverty and development. GDP research aims to pursue answers to crucial questions that are essential to an understanding of how to reduce global poverty and promote economic development. That includes governance and the rule of law, education, health, and food security – all of which are essential for entrepreneurship to thrive. By contrast, other SEED research focuses on innovation, entrepreneurship, and the growth of businesses in developing economies.

Since 2012, SEED’s Entrepreneurship and Innovation in Developing Economies Award program also has doled out 22 awards and seven PhD fellowships to help support and scale businesses in developing economies. Among the $1 million in funded projects were studies of how to improve the livelihoods of small-holder cacao farmers throughout the tropics; how to identify startups with high job- and wealth-creating potential in Chile; how political accountability affects the ability to attract investment in Sierra Leone; and how managerial practices affect trade entrepreneurship in China.

First GDP Awards

The first 14 GDP award recipients are professors of economics, political science, law, medicine, pediatrics, education and biology, and senior fellows from FSI, the Woods Institute, and the Stanford Institute for Economic Policy Research (SIEPR).

“Each of these projects cuts across disciplines, reflects innovative thinking, and has the potential to generate crucial knowledge about how to improve the lives of the poor around the world,” Cuéllar said. “These projects, along with a variety of workshops engaging the university and external stakeholders, will help us strengthen Stanford’s long-term capacity to address issues of global poverty through research, education and outreach.”

Among the award recipients is Pascaline Dupas, an associate professor of economics and senior fellow at SIEPR. Dupas, along with faculty from the Center for Health Policy and Center on Democracy, Development and the Rule of Law, will launch the Stanford Economic Development Research Initiative using GDP funds.  This initiative will focus on collecting high-quality institutional and individual-level data on economic activity in a number of developing countries over the long term, and making these data available to scholars around the world.

Beatriz Magaloni, an associate professor of political science and senior fellow at FSI, is receiving an award to lead a team focused on criminal violence and its effects on the poor in developing economies, and the practical solutions for increasing security in those regions.

Douglas K. Owens, a professor of medicine and FSI senior fellow, was awarded an award to help him lead a team that will develop models to estimate how alternative resource allocations for health interventions among the poor will influence health and economic outcomes.

Stephen Haber, a professor of political science and history and a senior fellow at the Hoover Institution, received an award to bring together Stanford researchers interested in examining the long-term institutional constraints on economic development. Their goal will be to provide policymakers with a framework for determining the conditions under which particular innovations are likely to have positive payoffs, and the conditions under which resources will likely be wasted.

Other projects will address the educational impacts of solar lighting systems in poor communities; identifying interventions to improve the profits and safety among poor, smallholder pig farmers in Bangladesh and China; the role of law and institutions in economic development and poverty reduction; and how to rethink worldwide refugee problems. Awards are also being provided to researchers focused on microfinance, online education and teacher training.

The project proposals were reviewed by an interdisciplinary faculty advisory council chaired by Cuéllar and Sørensen. 

“We were very encouraged by the impressive number of project proposals from a wide range of areas and are looking forward to introducing several new capacity and community-building activities in the fall,” Sørensen said.. “This wide range of research initiatives will form a vibrant nucleus for Stanford’s growing community of scholars of global development and poverty.”

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Karl Eikenberry 
Photo Credit: Rod Searcey

President Barack Obama has announced he will send several hundred troops to help secure the U.S. Embassy in Baghdad as militants aligned with the Islamic State in Iraq and Syria - known as ISIS - take neighborhoods in Baquba, only 44 miles from the Iraqi capital.

Former Ambassador to Afghanistan Karl Eikenberry, the William J. Perry Fellow in International Security, is interviewed by the Australian Broadcast Corporation. He says the advances by Islamic militants in Iraq in the last week "have been absolutely stunning." The retired U.S. Army Lt. Gen., however, thinks the ISIS advancement will end quickly. "The bigger worry that we have though is ISIS crossing over to the Iraqi and the Syrian frontier and the possibility of them establishing a sanctuary for international terrorists," Eikenberry says.

You can watch Eikenberry's interview here. and ready an interview in The Australian here.

 

Martha Crenshaw 
Photo Credit: Rod Searcey

Martha Crenshaw, a senior fellow at CISAC and its parent organization, the Freeman Spogli Institute for International Studies, is one of the world's leading experts on terrorism. She joined a panel on the public radio program KQED Forum to discuss the political situation and what the militants envision for an Islamic state.

"The ISIS is a group that is even more radical than al-Qaida itself," Crenshaw says. 
"Syria provided a launching board for them, which allowed them to become sort of a caliphate linking Syria and Iraq."

Crenshaw estimates there are between 5,000 to 6,000 members of the ISIS fighting in Iraq and that new recruits are coming in all the time. "But the source of their strength is not merely in numbers," she says. They have gained strength through discipline and communicating what an Islamic state would look like.

Listen to KQED panel discussion here.

  

Arash Aramesh, a national security analyst at Stanford Law School, discusses the crisis through the prism of Iran on Al Jazeera English.

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Governments and multi-lateral donor organizations are increasingly targeting development aid to conflict affected areas with the hope that this aid will help government efforts to reduce conflict and stabilize these areas. 

The expectation is that implementing development projects such as roads, schools, and hospitals will increase popular support for the government – effectively  “winning hearts and minds” of the people- and reduce popular support for insurgents making it more difficult for them to recruit rebels and carry out attacks.

Joe Felter, a Senior Research Scholar at CISAC, with Benjamin Crost at the University of Illinois and Patrick Johnston from the RAND Corporation published Aid Under Fire: Development Projects and Civil Conflict in the June edition of the American Economic Review that challenges this conventional wisdom.

In this article, Felter and his coauthors provide evidence that a “winning hearts and minds” strategy can backfire in some cases. When insurgents believe that that the successful implementation of government sponsored development projects will lead to an increase in support for the government and undermine their position they have incentives to attack or otherwise sabotage them thus exacerbating conflict in the near term.  

Ironically, increases in violence associated with government sponsored development efforts can in some cases be interpreted as an indicator that these efforts are targeting insurgent vulnerabilities effectively.

This article adds to Felter’s previously published research on the challenges of stabilizing conflict areas through development aid and economic assistance. See

Modest, Secure and Informed: Successful Development in Conflict Zones with Eli Berman, Jacob Shapiro and Erin Troland in American Economic Review Papers and Proceedings 2013

Can Hearts and Minds be Bought? The Economics of Counterinsurgency in Iraq with Eli Berman and Jacob Shapiro in the Journal of Political Economy 2011

Do Working Men Rebel? Insurgency and Unemployment in Afghanistan, Iraq and the Philippines with Eli Berman, Jacob Shapiro and Michael Callen Journal of Conflict Resolution 2011.

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President Barack Obama announced this week that the United States would complete its pullout of troops from Afghanistan by the end of 2016, leaving 9,800 troops by the end of this year and cutting that in half by 2015. A small force will remain to protect the U.S. embassy in Kabul and help with local security. The president said this would free up combat troops for emerging terrorism threats in the Middle East and North Africa and effectively put an end to the longest war in U.S. history.

Ret. U.S. Army Lt. Gen. Karl Eikenberry, who was U.S. ambassador to Afghanistan from 2009-2011, answers a few questions about the way forward. Eikenberry is the William J. Perry Fellow in International Security at CISAC.

Critics say the drawdown is too dramatic and rapid and could seriously diminish the progress NATO and its allies have made in the country. What is your view?

I think the drawdown schedule is militarily sound and responsible. First, the commander on the ground has indicated his support for the timelines. Second, by the end of 2016 – the announced target date for completion of the military drawdown – our armed forces will have operated in Afghanistan for over 15 years. It will be time for the Afghan government, with continued U.S. and international material and security assistance support, to take full responsibility for the defense of its country. In fact, the president's announcement represents the culmination of combined U.S., NATO, and Afghanistan planning that began in 2010.

Third, militant extremists in distant lands often effectively exploit the presence of U.S. armed forces serving in their county to rally support for their cause. At some point, large scale U.S. military deployments can become counterproductive, undermining efforts to develop accountable responsible governance and security forces.     


 

Are the Afghans ready to take over the security operations in their country?

U.S. and NATO military forces have been complimentary about the performance of the Afghan National Army and Police since they began in 2012 to assume greater responsibility for securing their country. Certainly, the Afghan security forces did well protecting the recent April 5th presidential election. Their major challenges will be ensuring adequate international monetary support (perhaps $3 billion a year for some years to come) and adapting to a tactical environment in which they will not have access to U.S. and NATO firepower, logistics, communications, and intelligence. Combat against the Taliban will be more equal contests.

There are concerns that the Taliban is sitting in the wings, just waiting for the withdrawal of American troops. Are those concerns valid?  

I have heard this argument since I first served in Afghanistan in 2002. I don't buy it. By 2016 we'll be in the 15th year of a military mission that began in 2001. Will another 15 years be adequate to prove we can "wait them out?" It is time for the Afghans to take charge of their own destiny. Furthermore, the Taliban are not a cohesive movement; there is not a centralized Taliban command "waiting in the wings." Last, the Taliban are not the primary threat to Afghan stability.The greater challenges are Pakistan's policies towards Afghanistan, Afghanistan national political reconciliation, and massive government corruption. 

What is the legacy that the United States leaves behind?

Most Afghans have told me over the years that the greatest U.S. legacy will be democracy and all that has brought. If Afghanistan is able to strengthen its political institutions and stabilize the country in the years after foreign forces return to their homes, I would agree that the introduction of democracy will be what we are remembered for. 

 

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Military interventions have traditionally been a source of controversy in the United States. But America’s appetite for the dispatch of armed forces has been diminished greatly by factors that have primarily emerged in the 21st century. These include, most painfully, the protracted campaigns in Afghanistan and Iraq that have made US political and military leaders more cautious about waging wars to end tyranny or internal disorder in foreign lands.

Debates on military intervention are complicated by the network of political, security and economic interests that must be balanced when contemplating this option. In this IISS commentary, Karl Eikenberry, the William J. Perry Fellow in International Security at CISAC, talks about how four factors have heavily influence the current calculus.

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Military interventions have traditionally been a source of controversy in the United States. But America’s appetite for the dispatch of armed forces has been diminished greatly by factors that have primarily emerged in the 21st century. These include, most painfully, the protracted campaigns in Afghanistan and Iraq that have made US political and military leaders more cautious about waging wars to end tyranny or internal disorder in foreign lands.

Debates on military intervention are complicated by the network of political, security and economic interests that must be balanced when contemplating this option. In this IISS commentary, Karl Eikenberry, the William J. Perry Fellow in International Security at CISAC, talks about how four factors have heavily influence the current calculus.

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