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Everything Counts: Building a Control Regime for Nonstrategic Nuclear Warheads in Europe
Even before the Russian invasion of Ukraine, addressing arms control policies in Europe and securing a follow-on agreement to the New Strategic Arms Reduction Treaty (New START) was a priority for the Biden administration. The United States has been particularly interested in potential limits on nonstrategic nuclear warheads (NSNW), which have never been subject to an arms control agreement.
 

Because Russia possesses an advantage in the number of such weapons, the U.S. Senate has insisted that negotiators include them in a future agreement, making their inclusion necessary if such an accord is to win Senate approval and ultimately be ratified by Washington. In the wake of Russian nuclear threats in the Ukraine conflict, such demands can only be expected to grow if and when U.S. and Russian negotiators return to the negotiating table.

Such an agreement will face major negotiating and implementation challenges—not only between Washington and Moscow, but also between Washington and NATO European allies. To stimulate this process, four NATO allies (Denmark, Germany, the Netherlands, and Norway) and one NATO partner (Sweden) funded a research team led by the James Martin Center for Nonproliferation Studies and former NATO Deputy Secretary General and New START lead negotiator Rose Gottemoeller. The research focused on the negotiating, policy, legal, and technical issues that allies will likely have to address to reach such an accord.
 

Key Takeaways

 

  • NATO allies want to keep existing NSNW, and they want an agreement limiting Russian NSNW, and they expect to be substantively consulted before each round of negotiations. A decade ago, some US allies, such as Germany, appeared close to parting with the weapons because of public pressure despite considerable opposition within the alliance, particularly from newer allies with territory closer to Russian borders. While US Secretary of State Hillary Clinton managed to paper over these differences at the time, Russia’s behavior, including the 2014 annexation of Crimea and the 2022 invasion of Ukraine, has helped reinforce allied views that under the present circumstances, maintaining NATO’s current nuclear-sharing arrangements is the right approach. At the same time, the Ukraine invasion may further reinforce some allies’ doubts about the value of such agreements with Russia. All allies will need to be reassured that arms control and deterrence do not clash, but rather complement each other. US leadership and willingness to engage in substantive consultations will be crucial in maintaining unity. The allies’ experience in negotiating the INF Treaty and the Biden administration’s current close work with NATO on Ukraine provide useful models.
     
  • Most of the Russian NSNW arsenal today is designed to support specific missions (as a backup to its emerging long-range conventional capability) and, from the perspective of the Russian military (particularly the Navy), will be tough to bargain away.
     
  • Addressing NSNW will require overcoming operational and technical verification challenges that are made more difficult by issues of information security, definitions, and stockpile disparities. Nuclear-warhead design, composition, and capabilities are among the most closely held secrets of the nuclear-weapon states, and warhead movements pose the most sensitive nuclear-security concerns. Because parts of a nuclear warhead are replaced on a regular basis and warhead configurations can differ greatly, it could prove challenging to establish a universal definition of a warhead, and their size and mobility present major obstacles to accounting for and tracking individual warheads. US and Russian NSNW stockpiles also differ significantly in types and numbers.
     
  • The experience in implementing the INF Treaty provides a useful starting point for considering how the new treaty might be implemented. Other agreements and inspection regimes to which many NATO allies are party also provide useful practical experience in preparing to host Russian inspectors. In advance of negotiations, allies should carry out a legal assessment to determine how domestic laws might need to be amended to carry out on-site inspections and other measures on their territory and a technical-capability assessment to determine how they might need to improve their staffing of national verification entities to implement an agreement.
     
  • Allies also need to enhance the analytical and legal capabilities of their foreign and defense ministries when it comes to NSNW and arms control. In most countries, such expertis has withered in the decades since the end of the Cold War; newer allies were never involved in INF Treaty negotiations or implementation, even indirectly.
     
  • US and allied research on verification measures for NSNW has largely focused on scientific and technical tools to conduct on-site inspections. The research team has developed an original and unique methodology for a data exchange employing historic stockpile data and taking advantage of past US-Russian cooperation and cryptography. This data exchange would serve as the critical backbone for other verification measures, no matter the type of warhead or the type of agreement (freeze, limitation, or reduction).
     
  • Finally, sustained political engagement at the highest level will be essential to the success of any arms control initiative involving allies. If there is a lesson from the past three decades of arms control in the Euro-Atlantic region, it is that a penny-wise and pound-foolish approach has decimated the personnel and the intellectual investment in arms control. When arms control has been pursued in recent years, it often has been done in isolation from security policy, national strategy, and military planning, rendering it at best a curio within foreign ministries. Until this topic is taken seriously as an instrument of hard power, to reinforce deterrence as one of the most important ways nations seek to avoid or limit war, it will not find purchase on the rocky ground of great-power competition.
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A team of experts led by Rose Gottemoeller has produced a new report for the James Martin Center for Nonproliferation Studies on non-strategic nuclear warhead policies in Europe, particularly in light of Russia's changing status in the global nuclear community.

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Rose Gottemoeller
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Norman M. Naimark
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When confronted with the murderous policies of the Third Reich on the eastern front in the late summer of 1941, Winston Churchill stated: “We are in the presence of a crime without a name.” Three years later, the Polish-Jewish jurist Raphael Lemkin gave the crime the name of genocide. The powerful implications of that name descend like a dark cloud over the Russian invasion and occupation of parts of Ukraine today.

Read the rest at the Hoover Institution

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When confronted with the murderous policies of the Third Reich on the eastern front in the late summer of 1941, Winston Churchill stated: “We are in the presence of a crime without a name.”

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In one hand it is completely obvious that war crimes have been and are being committed. Not just war crimes, but other categories of crimes. Crimes against humanity.
Norman Naimark

Watch full interview with The Day on DW

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Norman Naimark discusses the war crimes committed in Ukraine and Putin's comments on the war during the Russia Victory Day parade.

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For spring quarter 2022, CISAC will be hosting hybrid events. Many events will offer limited-capacity in-person attendance for Stanford faculty, staff, fellows, visiting scholars, and students in accordance with Stanford’s health and safety guidelines, and be open to the public online via Zoom. All CISAC events are scheduled using the Pacific Time Zone. 

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About the Event: The war that Russia inflicted on Ukraine is now well into its third month, with little sign the Kremlin has given up on its hope of achieving a victory on the battlefield.  Ukraine has impressed the world with the determination and tenacity of its resistance to the Russian invasion.  Vitaliy Sych, a long-time Kyiv-based journalist, will share his perspective on how the Ukrainian government, military and people are holding up in the face of Russia’s aggression.  

About the Speaker: Vitaliy Sych launched his career as a journalist with the Kyiv Post, Ukraine’s English-language newspaper in 1997, becoming business editor, then nation editor in 2000.  He later moved to the Korrespondent weekly magazine, helping to build it into one of the most respected media outlets in Ukraine.  He and a large part of the editorial team left Korrespondent in 2013 when a new owner imposed a stifling editorial policy, and they founded NV, a new weekly magazine that quickly earned a reputation for reliable and accurate reporting.  In addition to the magazine, NV now manages a news site and talk radio. 

Virtual 

Vitaliy Sych
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J. Luis Rodriguez
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Nearly every Latin American country opposed the U.S. war in Afghanistan in 2001. Most also opposed the U.S. invasion of Iraq in 2003. Why is the region more divided on Russia’s invasion of Ukraine today? Despite the Latin American consensus opposing unilateral uses of force against weaker states, governments across the region have refused to impose sanctions on Russia to respond to its invasion of Ukraine. There are even some countries, like Brazil, whose diplomats in U.N. forums have condemned Russia while the executive ponders whether to help Vladimir Putin’s administration economically. Does Latin America solidly condemn interventions only when the United States is the intervener?

Read the rest at War on the Rocks

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Nearly every Latin American country opposed the U.S. war in Afghanistan in 2001. Most also opposed the U.S. invasion of Iraq in 2003. Why is the region more divided on Russia’s invasion of Ukraine today?

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This commentary first appeared in Foreign Policy.

Russia’s invasion of Ukraine has been a double disaster for President Vladimir Putin, as he faces a poorly performing military combined with an inability to shield his country from economic punishment. Both of these possibilities historically have also been sources of apprehension for the Chinese Communist Party (CCP). But China’s leadership turned its anxiety into action about 10 years ago, deliberately working to fix many of the problems and minimize the risks currently plaguing Russia in Ukraine.

One result is that the Chinese military is more likely to perform well even though it has not fought a war since 1979, when it lost thousands of troops in a punitive but brief invasion of Vietnam. Adding to that, China’s economy is both far larger and deliberately more diversified than Russia’s. A sanctions effort like the one presently aimed at Russia would be much harder to sustain against China. These two observations do not mean deterrence won’t hold, only that the unfolding events in Ukraine will likely do little to make Beijing more cautious.

Nearly everyone overestimated Russia’s military capabilities—including probably Putin himself. During its invasion of Ukraine, Russia’s air-ground coordination has been ineffective, and Russian forces have shown risk-adverse tendencies in the air. Russia has also struggled with logistics and keeping its military supplied. Notably, it appears that Russia acted on bad intelligence and therefore did not believe initial strikes that maxed out its firepower were necessary. Furthermore, many Russian weapons platforms are outdated (for example, its Cold War-era tanks), and modern Su-57 fighter jets and T-14 Armata tanks only exist in comparatively small numbers.

The Chinese military used to clearly exhibit the same deficiencies. But over the past decade, it has embraced significant reforms, creating a much more capable fighting force that should give even the United States pause.


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Chinese President Xi Jinping identified similar training and competency issues [to the human element of Russia’s failures in Ukraine] in the PLA 10 years ago. But under his command, the PLA has been proactively implementing significant reforms to avoid similar pitfalls.

First, while Russia allowed its conventional capabilities to atrophy, Chinese military spending has exploded over the past three decades, increasing by 740 percent (in comparison to Russia’s 69 percent) from 1992 to 2017. According to data from the Stockholm International Peace Research Institute, China spent almost four times on its military in 2020 than Russia ($244.9 billion to $66.8 billion). In 1999, less than 2 percent of its fighter jets were fourth-generation, 4 percent of its attack submarines were modern, and none of its surface ships were. Twenty years later, not only did China have much more of everything, but the majority was the most advanced, modern versions available—with China exhibiting advantages over Russia, even in combat aircraft, a traditional area of weakness for China.

Indeed, People’s Liberation Army (PLA) commentators often refer to China’s economic might as one of the reasons their military would outperform Russia’s—Russia has been “stingy” with its military modernization and production of precision-guided munitions primarily because of a lack of resources. By contrast, China has more than 2,200 conventionally armed ballistic and cruise missiles, making the PLA Rocket Force the world’s largest ground-based missile force. Estimates place the number of missiles positioned against Taiwan alone at around 1,000.

Russia’s poor performance does remind us that it takes more than just a lot of fancy systems to win a war (though having more advanced systems and more of them surely would have helped). The human element of Russia’s failures is front and center. Putin probably did not have an open and honest communication channel with the military, which was fearful of providing unfavorable information to the erratic leader. Russian troops were largely considered incompetent, but Putin thought superior technology could overcome human deficiencies.

Chinese President Xi Jinping identified similar training and competency issues in the PLA 10 years ago. But under his command, the PLA has been proactively implementing significant reforms to avoid similar pitfalls. And unlike Putin, who apparently believed technology could overcome deficiencies in personnel, Xi came to the opposite conclusion. When he came to power, he took one look at the military and recognized that with all its fancy equipment, the PLA probably could not fight and win wars and perform the missions it had been assigned. Of particular importance, according to China’s national military strategy, was to fight local wars under informationalized conditions. This meant that the network between platforms and people—the ease of connectivity—was the main feature of modern warfare. China needed the best equipment; an advanced command, control, computers, communication, intelligence, surveillance, and reconnaissance (C4ISR) network; and tons of precision-guided munitions. But perhaps most importantly, it needed troops that could leverage these systems to conduct seamless operations across services and top-down through the chain of command.

The Chinese military is learning lessons from Ukraine, whether it is to stockpile more precision-guided munitions, ensure solid command and control, or cut off internet access [...], which will only serve to improve its warfighting capability in the future.

What followed was a series of slogans—the two incompatibles, two inabilities, two big gaps, the five incapables—all designed to point out the organizational and personnel issues of the military and focus leadership attention and resources on fixing the issue. A massive military reorganization followed with moves such as reorganizing effective combat units to be smaller so that they can mobilize more quickly and can remain self-sufficient for long periods of time. This means, in contrast with the Russian military, the PLA will likely have less reliance on generals at the front lines. China also established theater commands to facilitate joint operations and prioritized realism in its military exercises to help it prepare for real combat. Part of all of this was Xi’s demand that the military communicate its failures and weaknesses so that they could be addressed. Moreover, to improve command and control, China has moved toward engaging in multidomain joint operations all while standing up a new joint operations center that will ensure that, unlike with the Russian military, orders will be communicated and understood at the lowest levels. Indeed, the main reason that Xi has not yet made a play for Taiwan is likely his desire to hone this command and control structure and practice joint operations in realistic conditions for a few more years—a cautious and pragmatic approach that the situation in Ukraine only encourages further.

The PLA itself acknowledges that it still has some distance to go with training, particularly with regard to joint operations, but it looks as if the hard work is paying off. The complexity and scale of China’s national military exercises are eye-opening. It takes a great deal of planning, synchronization, and coordination to take service-level operations to the joint level. China appears to have made great strides in this area. The United States has observed, for example, China executing deep-attack air operations in its exercises that have combined intelligence, surveillance, and reconnaissance (ISR) with multi-domain strike; lift for rapid mobility and advanced fighter manuevers. Russia has relied heavily on artillery and tanks, now and historically, while the PLA is showing a more balanced approach to combined arms operations.

For all these reasons, we should not expect the Chinese military to perform as poorly in its first real military operation since 1979. The PLA is structurally superior to the Russian military. And the Chinese know it. Granted, it’s hard to know whether some of the outlandish claims in the Chinese media are true—that the PLA Air Force would actually “be able to take out the Ukrainian air force in one hour.” But one thing is for certain—the Chinese military is learning lessons from Ukraine, whether it is to stockpile more precision-guided munitions, ensure solid command and control, or cut off internet access to prevent the leaking of information to the West, which will only serve to improve its warfighting capability in the future.

That does not mean it’s perfect. China is still in the process of building its corps of noncommissioned officers, recruiting more college graduates and technical experts so as to be less reliant on conscripts and shift away from an officer-heavy structure. Also, there is always the possibility that Xi’s anti-corruption campaign, which has impacted even the highest levels of the military, may begin to impinge on these reforms. But to date, it seems that those against necessary reforms have been largely targeted. In other words, Xi has not had to choose yet between his goals of consolidating domestic power and the professionalization of the armed forces.

The economic side is less about what has happened in the past six weeks than what will happen in the next six months or even six years. As tempting as it is in the case of Russia’s invasion, the impact of economic sanctions cannot be properly evaluated over a short time period. The need for a longer time horizon also applies to Russia-China economic comparisons, as it will generally require more extensive and more durable sanctions to deter or compel China than it would Russia.

Russia is thought, at least, to be highly vulnerable to sanctions applied to date. And it is certainly the case that China can be harmed by sanctions. Beijing is more integrated in global trade and finance than Moscow and thus has more to lose. But integration cuts both ways—compared with Russia, more countries would be harmed to a greater extent by equivalent actions taken against China. Further, China has demonstrated greater capacity to weather extended economic blows. This combination of features reduces the willingness of the United States and others to enforce durable sanctions, a fact that Beijing well appreciates.

The CCP survived three decades of worse poverty than experienced by the Soviet Union at the time, a self-inflicted depression in 1989-90 paralleling in some respects the events that ended the Soviet Union, the global financial crisis, and another partly self-inflicted economic wound via China’s determination to maintain its zero-COVID policy in 2021-22.

During more recent events, Beijing has been able to mobilize first greater capital resources than Moscow and then far greater. In 2020, the World Bank put China’s gross fixed capital formation at 20 times Russia’s. Xi attacked some of China’s richest citizens, as well as other elements of the private sector, in part because he believed them too intertwined with foreign capital. These were voluntary steps by China that mirror how the world currently seeks to punish Russia. Whatever their wisdom, Xi knows China can afford them, while Russia’s capability is in doubt.

Some Russian foreign reserves have been effectively frozen and some financials excluded from the Society for Worldwide Interbank Financial Telecommunication (SWIFT), limiting international transactions. In the short term, these steps could have a similar impact on China, but they would be much harder to sustain.

Beijing has conducted currency swaps with dozens of countries that will want their renminbi to be useful. China also holds foreign government bonds in amounts that countries cannot ignore. U.S. Treasurys see the largest holdings, but there are also sizable quantities of Japanese government bonds, for instance. With official Chinese reserves upwards of $3 trillion, perhaps five times Russia’s, a partial freeze would quickly wear on governments and firms looking for bond buyers.

For any SWIFT restrictions that interfere with outbound U.S. portfolio investment, that volume stood at $85 billion in Russia and $1.15 trillion in China in 2020. The stock of U.S. direct investment was 10 times higher in China than Russia—companies willing to exit Russia would face leaving a lot more behind in a China contingency. Most broadly, the yuan can erode the role of the dollar; the ruble certainly cannot. Beijing lacks the will to allow free movement of the yuan and make it a true reserve currency, but heavy, durable sanctions might change that.

On the goods side, existing pressure to spare Russian vital exports would be more intense in China’s case. The loss of Russian oil and gas exports of $230 billion in 2021 threatens energy markets. Chinese exports are at least as important within chemicals, textiles, household appliances, industrial machinery, and consumer electronics. Would they all be exempted?

Certain Russian exports, such as palladium, play supply chain roles beyond their direct financial value. As expected from its manufacturing and export volumes, China’s supply chain participation is far larger than Russia’s, extending from inputs crucial to global pharmaceuticals to processed rare earths crucial to clean-energy applications. Russian ships have been banned from some ports. By tonnage, Russia accounts for a bit over 1 percent of the world’s commercial fleet, while China accounts for more than 11 percent. Banning Chinese ships would cause seaborne trade to noticeably contract, hitting supply chains that would already be strained by the diversion of Chinese goods.

Even an area of clear Russian advantage—lower import dependence—is double-edged. Inhibiting Chinese imports of iron ore or integrated circuits, for example, would hit the country hard. But China is such a huge purchaser that many producers would refuse to join a sustained embargo against it. As elsewhere, the barriers to Russian imports adopted thus far could hurt China only in the unlikely event that they are maintained for many months.

From how to remain in power to how to advance on the international stage, militarily and economically, the CCP has been learning what not to do from the Russian or Soviet experience for decades. Chinese strategists are unquestionably evaluating whether the nature of warfare has changed or if they failed to consider some critical factors necessary for success. Chinese economists are certainly looking to identify missed vulnerabilities based on how the economic dimension of the war in Ukraine plays out—and will work to address them to prevent exploitation by the United States and others.

Not that it will all be easy for Beijing. But China is already better prepared than Russia, economically and militarily. The steps to support Ukraine and punish Russia are immediately less potent in a China contingency. And an unfortunate side effect of the tragedy in Ukraine is that China has a relatively low-cost opportunity to learn—it may become a more formidable challenger than it would’ve been otherwise. The United States and its allies should realize that their effectiveness with regard to Russia is highly unlikely to translate. In a Taiwan contingency, the United States must be able to immediately implement both a stronger package of actions aimed at China and also a second package aimed at minimizing the long-term cost of the first.

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Protesters display placards in front of the Representative Office of the Moscow-Taipei Coordination Commission to protest against Russia’s military invasion of Ukraine on February 25, 2022 in Taipei, Taiwan.
Commentary

Invasions Are Not Contagious

Russia’s War in Ukraine Doesn’t Presage a Chinese Assault on Taiwan
Invasions Are Not Contagious
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The invasion of Ukraine is offering useful lessons for the PLA.

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Gil Baram
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On February 24, the first day of the Russian invasion of Ukraine, large parts of American satellite company Viasat’s KA-SAT network of high speed satellite services experienced disruptions resulting in partial network outages throughout Ukraine and several European countries. Tens of thousands of terminals suffered permanent damage and many were still offline more than two weeks later. Viktor Zhora, deputy chief of Ukraine’s State Service of Special Communication and Information Protection, described the satellite outage as “a really huge loss in communications in the very beginning of war.” Among others relying on KA-SAT are Ukraine’s military, intelligence, and police units.

Read the rest at The National Interest

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Russia's ongoing war in Ukraine demonstrates that hypothetical scenarios of cyberattacks paralyzing satellite communications are already taking place.

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Lauren Sukin
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While Ukrainians fight or flee Russia’s bombardment of their cities, many Europeans feel a palpable, renewed nuclear fear. Russian President Vladimir Putin ordered the country’s nuclear forces on high alert. Russian troops forced Chernobyl Nuclear Power Plant employees to work a 600-hour shift at gun point. They also attacked the Zaporizhzhia Nuclear Power Plant, causing structural damage and starting a fire. Meanwhile, Romanians have spent millions for the emergency production of radiation-blocking iodine pills, Poland has signaled its willingness to host US tactical nuclear weapons, and officials from the Baltics have urged NATO to commit to intervene if Russia uses weapons of mass destruction.

Read the rest at the Bulletin of the Atomic Scientists

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While Ukrainians fight or flee Russia’s bombardment of their cities, many Europeans feel a palpable, renewed nuclear fear.

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Norman M. Naimark
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Dr. Norman Naimark (left) and Sean Patrick Hazlett (right)
Through a Glass Darkly
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What is genocide? Did the Soviet Holodomor (man-made famine) in 1930s Ukraine fit this definition? Do the recent atrocities in Bucha? Has the Russian military conducted itself in a similar manner in prior conflicts? Is there a pattern there? Find out as Sean Patrick Hazlett meets with Stanford Professor Dr. Norman Naimark.

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