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The nuclear nonproliferation regime was challenged in 1998 by nuclear-weapon tests in India and Pakistan, by medium-range missile tests in those countries and in Iran and North Korea, by Iraq's defiance of UN Security Council resolutions requiring it to complete its disclosure of efforts to acquire weapons of mass destruction, and by the combination of "loose nukes" and economic collapse in Russia. Additional threats to the regime's vitality came in 1999 from the erosion of American relations with both China and Russia that resulted from NATO's 1999 bombing of Yugoslavia--with additional harm to relations with China resulting from U.S. accusations of Chinese nuclear espionage and Taiwan's announcement that it was a state separate from China despite its earlier acceptance of a U.S.-Chinese "one China" agreement. Major threats to the regime also came from the continued stalemate on arms-control treaties in the Russian Duma and the U.S. Senate, from a change in U.S. policy to favor building a national defense against missile attack, and from a Russian decision to develop a new generation of small tactical nuclear weapons for defense against conventional attack.

This paper will discuss the effect some of these developments had on the 1999 Preparatory Committee (PrepCom) meeting of Non-Proliferation Treaty (NPT) parties to prepare for review of the NPT in 2000, and speculate about their likely future effect on the regime.

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The Soviet Union placed a high priority on science and technology and built a huge assembly of research institutes, educational programs, design bureaus, and production enterprises embodying some measure of science and/or technology. This assembly concentrated overwhelmingly on military applications. Approximately three-quarters of this complex was located in Russia, but essential elements of many programs were located in other republics.

Starting in the Gorbachev regime there was a recognition that the economy was deteriorating and that it was necessary to reduce military expenditures and increase the civilian economy. A major element of this has been the attempt to direct a much greater effort toward the development of commercial products and services based upon technologies and skills developed in the military-industrial complex (MIC). This commercialization of Soviet and Russian military technology has been attempted by the Russians both independently, through conversion programs, and in cooperation with foreign partners. The conversion programs have had very limited success. The success of attempts at cooperative commercialization by U.S. companies and Russian enterprises have also been modest, but they illustrate workable models that could be utilized by other cooperative ventures. These cooperative commercialization ventures are the primary subject of this report.

This research is based primarily on the study of several cases of cooperative attempts by U.S. companies and Russian enterprises to commercialize Russian technology. Additional information has been gathered through participation in workshops and conferences including sessions or presentations on technology commercialization. There is no attempt to determine the total amount of such activity, but foreign investment of all types in Russia has been very small. These cases may not be representative of what is going on at many defense enterprises, especially those that do not have foreign partners. They do, however, show models of what can be achieved, as well as some of the problems encountered in technology commercialization.

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0-935371-53-2
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This report and the conference it is based on are motivated by the sharp debate stemming from NATO's decision at Madrid to invite three new members to join its ranks. This debate is not partisan: it cleaves parties. It is profound because it has kindled the first truly geostrategic inquiry among Americans in the post-Cold War era. This inquiry has led Americans to advance from celebrating the end of the Cold War to confronting the design of Eurasia's future security system and America's role in it.

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The Stanford-Harvard Preventive Defense Project
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Coit D. Blacker
William J. Perry
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Dr. Lapidus summarizes factors, both domestic and international, pushing for and against regional separatism from the Russian Federation. Attention then turns to factors influencing the further devolution of authority from central to regional officials. A typology is offered of types of issues animating conflict in center-periphery relations. The article then discusses the impact of the August 1998 crisis on these trends and on prospects for the future.

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Post-Soviet Affairs (formerly Soviet Economy). Article republished in "Federalism in Russia" by Kazan Inst of Federalism, Tatarstan, 2002
Authors
Gail W. Lapidus
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Can the current global moratorium on nuclear weapon testing survive the May 1998 tests by India and Pakistan and the refusal of US Senate leaders to permit consideration of the Comprehensive Test Ban treaty (CTBT) by the Senate? If nuclear testing resumes by India or Pakistan - or by Britain, China, France, Russia, or the United States - will it be condemned by most of the world as if an international norm against testing was already in effect? What will be the likely consequences for nonproliferation if tests resume? This article seeks to show that there are norms operating against nuclear testing even though the CTBT has not been ratified, and that renewal of testing would have widespread consequences.

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The Nonproliferation Review
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Background: In the 1980s, many medical organizations identified the prevention of nuclear war as one of the medical profession's most important goals. An assessment of the current danger is warranted given the radically changed context of the post–Cold War era.

Methods: We reviewed the recent literature on the status of nuclear arsenals and the risk of nuclear war. We then estimated the likely medical effects of a scenario identified by leading experts as posing a serious danger: an accidental launch of nuclear weapons. We assessed possible measures to reduce the risk of such an event.

Results: U.S. and Russian nuclear-weapons systems remain on high alert. This fact, combined with the aging of Russian technical systems, has recently increased the risk of an accidental nuclear attack. As a conservative estimate, an accidental intermediate-sized launch of weapons from a single Russian submarine would result in the deaths of 6,838,000 persons from firestorms in eight U.S. cities. Millions of other people would probably be exposed to potentially lethal radiation from fallout. An agreement to remove all nuclear missiles from high-level alert status and eliminate the capability of a rapid launch would put an end to this threat.

Conclusions: The risk of an accidental nuclear attack has increased in recent years, threatening a public health disaster of unprecedented scale. Physicians and medical organizations should work actively to help build support for the policy changes that would prevent such a disaster.

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New England Journal of Medicine
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In the 1990s, global concern over illicit trafficking in nuclear material to terrorists and nation-states has intensified. Two major changes are responsible: the evident new intent of terrorists to wound or kill thousands of civilians and the availability of inadequately protected "loose" nuclear materials in Russia and the newly independent former Soviet republics. These changes have made more likely attempts to acquire weapons-usable nuclear materials for terrorist use or for sale to state sponsors of terrorism. As a result, many efforts are being made to strengthen national and international standards for protection of nuclear material from theft and sabotage. One problem with current efforts is that national stnadards now vary widely. Although the Treaty on the Non-Proliferation of Nuclear Weapons (NPT) mandates that non-nuclear weapon parties accept the safeguards requirements of the International Atomic Energy Agency (IAEA) for their nuclear activities, the relevant international standards for physical protection are mostly advisory.

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The Nonproliferation Review
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Russia's current strategic nuclear force will become obsolete shortly after the turn of the century. Strategic modernization is therefore essential if Russia is to remain a nuclear power on a par with the US. But modernization will be extremely difficult because of the country's economic and political turmoil. Russia can probably maintain slightly more than 4,000 strategic nuclear warheads under the Strategic Arms Reduction Talks (START) I Treaty - roughly half of what the United States could, in theory, deploy. Under START II, Russia's strategic force will likely contain between 1,800 and 2,500 warheads, compared to 3,500 for the US. Hence, the easiest - perhaps the only - way for Russia to recover rough parity with the United States would be through a START III Treaty that limits both sides to 2,000-2,500 warheads.

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Survival, International Institute for Strategic Studies
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As Russia undergoes transition from a command to a market economy, almost all aspects of the economic landscape are changing. One of the more promising changes is the emergence of entrepreneurship. Entrepreneurship depends heavily in turn on the availability of financing and advice for new businesses. For the past several decades in the United States this help has come largely from venture capitalists, so it is logical to consider the role that venture capital can play in Russia. Some understanding of this role can be gleaned from reviewing the development of venture capital in the United States. This paper reviews this development and suggests ways of building and utilizing venture capital firms in Russia, recognizing that there are many differences between the circumstances in Russia and those surrounding the development of venture capital in the United States.

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Gail Lapidus of Stanford University assesses the factors leading to Moscow's decision in December 1994 to use military force to crush Chechnya's resistance to the authority of the Russian leadership. Exhaustively researched and documented, Lapidus's study traces the evolution of the secessionist struggle through six stages. At the heart of the conflict, she says, was the Chechens' growing desire for sovereignty and territorial integrity sparked by Mikhail Gorbachev's political liberalization initiatives and further fueled by the establishment of a number of new states after the breakup of the Soviet Union. Lapidus also considers the role of Western governments and international institutions first in preventing the outbreak of hostilities and then in mitigating and, finally, terminating the conflict. She concludes that when the behavior of a major power is at issue, the potential for outside intervention is limited, which in turn raises a host of troubling questions about the prospects for future internal conflict resolution.

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International Security
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Gail W. Lapidus
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