Authors
News Type
News
Date
Paragraphs

Against the backdrop of Ukraine's counteroffensive and the Kremlin's efforts to illegally annex additional territory, a delegation of members from the NATO Parliamentary Assembly arrived at Stanford to meet with experts and weigh considerations about the ongoing conflict. First on their circuit was a panel hosted by the Freeman Spogli Institute for International Studies (FSI) chaired by FSI Director Michael McFaul, with Marshall Burke, Francis Fukuyama, Anna Grzymala-Busse, Scott Sagan, and Kathryn Stoner participating.

The delegates represented thirteen of NATO's thirty member nations, including Belgium, the Czech Republic, France, Greece, Hungary, Italy, Latvia, Luxembourg, Portugal, Romania, Spain, Turkey, and the United Kingdom. Top of mind were questions about the possibility of nuclear escalation from the Kremlin, and appropriate repsonses from the alliance, as well as questions about the longevity of Putin's regime, the nature of international authoritarian alliances, and the future of Ukraine as a European nation.

Drawing from their expertise on state-building, democracy, security issues, nuclear enterprise, and political transitions, the FSI scholars offered a broad analysis of the many factors currently playing out on the geopolitical stage. Abbreviated versions of their responses are given below.

Kathryn Stoner, Francis Fukuyama, Marshall Burke, Scott Sagan, Anna Grzymala-Busse, and Michael McFaul present at a panel given to memebers of the NATO Parlimentary Assembly.
Kathryn Stoner, Francis Fukuyama, Marshall Burke, Scott Sagan, Anna Grzymala-Busse, and Michael McFaul present at a panel given to memebers of the NATO Parliamentary Assembly on September 26, 2022. Melissa Morgan

The following commentary has been edited for clarity and length, and does not represent the full extent of the panel’s discussion.
 


Rethinking Assumptions about Russia and Putin

Kathryn Stoner

Right now, Putin is the most vulnerable he's ever been in 22 years in power. But I don’t believe he's under so much pressure at this point that he is about to leave office anytime soon. Autocracies do not usually die by popular mobilization, unfortunately. More often they end through an elite coup or turnover. And since the end of WWII, the research has shown that about 75% of the time autocracies are typically replaced by another autocracy, or the perpetuation of the same autocracy, just with a different leader. So, if Putin were replaced, you might get a milder form of autocracy in Russia, but I don't think you are suddenly going to create a liberal democracy.

This means that we in the West, and particularly in the U.S., need to think very hard about our strategies and how we are going to manage our relationships with Putin and his allies. This time last year, the U.S. broadcast that we basically wanted Russia to calm down so we could pivot to China. That’s an invitation to not calm down, and I think it was a mistake to transmit that as policy.

We need to pay attention to what Russia has been doing. They are the second biggest purveyor of weapons globally after the United States. They will sell to anyone. They’ve been forgiving loans throughout Sub Saharan Africa from the Soviet period and using that as a way of bargaining for access to natural resources. They’re marketing oil, selling infrastructure, and building railroads. Wherever there is a vacuum, someone will fill it, and that includes Russia every bit as much as China. We need to realize that we are in competition with both Russia and China, and develop our policies and outreach accordingly.

KStoner

Kathryn Stoner

Mosbacher Director of the Center on Democracy, Development, and the Rule of Law
Full Profile


Confronting Autocracy at Home and Abroad

Anna Grzymala-Busse

Why is Putin in Ukraine? Because the fact that there is a democratic country right next door to Russia is an affront to him. Putin doesn’t care that much about NATO. The fact that nothing happened when Sweden joined is some evidence of this. That’s something to keep in mind as people are debating NATO and Ukraine and Ukraine’s possible future as a member.

NATO membership and EU membership are both wonderful things. But more fundamental that that, this war has to be won first. That’s why I think it’s necessary in the next six months to speed up the support for Ukraine by ensuring there’s a steady stream of armaments, training personnel, and providing other military support.

There’s been incredible unity on Ukraine over the last seven months across the EU, NATO, and amongst our allies. But our recent history with President Trump reminds us how fragile these international commitments can be. In foreign policy, it used to be understood that America stands for liberal democracy. But we had a president of the United States who was more than happy to sidle up to some of the worst autocrats in the world. That’s why we can’t afford to leave rising populism around the world unaddressed and fail to engage with voters. When we do that, we allow far right parties to grab those votes and go unopposed. Whatever happens domestically impacts what happens internationally.

Anna Grzymała-Busse

Anna Grzymala-Busse

Director of The Europe Center
Full Profile


The Consequences of Nuclear Sabre-Rattling

Scott Sagan

We have to very clear-eyed when we’re talking about the threat, however improbable, of the use of a nuclear weapon. When it comes to the deployment of a tactical nuclear weapon, its kinetic effects depend on both the size of the weapon, the yield, and the target. Tactical weapons range in yield from very low — 5-10% of what was in the Hiroshima bomb — to as large as what was used against Hiroshima and Nagasaki. If that kind of weapon was used on an urban target, it would produce widescale effects. In a battlefield or rural area, it would have a relatively small impact.

But in the bigger picture, what any use of a weapon like this does is break a 70+ year tradition of non-use. Those seventy years have been dicey and fragile, but they have held so far. A tradition that is broken creates a precedent, and once there’s a precedent, it makes it much easier for someone to transgress the tradition again. So even if a decision was made to use a tactical weapon with little kinetic importance for strategic effect, I think we still need to be worried about it.

Personalistic dictators surround themselves with yes men. They make lonely decisions by themselves, often filled with vengeance and delusion because no one can tell them otherwise. They don't have the checks and balances. But I want to make one point about a potential coup or overthrow. Putin has done a lot to protect himself against that. But improbable events happen all the time, especially when leaders make really, really bad decisions. That’s not something we should be calling for as official U.S. policy, but it should be our hope.

Headshot of Scott Sagan

Scott Sagan

FSI Senior Fellow at the Center for International Security and Cooperation
Full Profile


Cycles of Conflict, Climate Change, and Food Insecurity

Marshall Burke

The estimates right now project that there are 350 million people around the world facing acute food insecurity. That means 350 million people who literally don’t have enough to eat. That’s roughly double what it was pre-COVID. The factors driving that are things like supply chain disruptions from the pandemic and climate shocks, but also because of ongoing conflict happening around the world, Ukraine included.

There was an early concern that the war in Ukraine would be a huge threat to global food security. That largely has not been the case so far, at least directly. Opening the grain corridors through the Black Sea has been crucial to this, and it’s critical that we keep those open and keep the wheat flowing out. Research shows that unrest increases when food prices spike, so it’s important for security everywhere to keep wheat prices down.

What I’m worried about now is natural gas prices. With high global natural gas prices, that means making fertilizer is also very expensive and prices have increased up to 300% relative to a few years ago. If they stay that high, this is going to be a long-term problem we will have to find a way of reckoning with on top of the other effects from climate change already impacting global crop production and the global economy.

Marshall Burke

Marshall Burke

Deputy Director of the Center on Food Security and the Environment
Full Profile


Ukraine After the War

Francis Fukuyama

I've been more optimistic about the prospects for Ukraine taking back territory for more of this war, just because of the vast difference in motivation between the two sides and the supply of modern weapons that Ukraine has been getting. But I don’t know what the conditions on the ground will look like when the decision to negotiate comes. Will Russia still be sitting on occupied territory? Are they kicked out entirely? Or are the frontlines close to where they are now?

As I’ve observed, Ukraine's demands have shifted depending on how they perceive the war going on. There was a point earlier this summer where they hinted that a return to the February 23 borderlines would be acceptable. But now with their recent successes, they're saying they want everything back to the 2014 lines. What actually happens will depend on what the military situation looks like next spring, by my guess.

However the war does end, I think Ukraine actually has a big opportunity ahead of them. Putin has unwittingly become the father of a new Ukrainian nation. The stresses of the war have created a very strong sense of national identity in Ukraine that didn’t exist previously. It’s accurate that Ukraine had significant problems with corruption and defective institutions before, but I think there’s going to be a great push to rout that out. Even things like the Azov steel factory being bombed out of existence is probably a good thing in the long run, because Ukraine was far too dependent on 20th-century coal, steel, and heavy industry. Now they have an opportunity to make a break from all of that.

There are going to be challenges, obviously. We’ll have to watch very carefully what Zelenskyy chooses to do with the commanding position he has at the moment, and whether the government will be able to release power back to the people and restore its institutions. But Europe and the West and our allies are going to have a really big role in the reconstruction of Ukraine, and that should be regarded by everyone as a tremendous opportunity.

frank_fukuyama

Francis Fukuyama

Olivier Nomellini Senior Fellow at FSI
Full Profile


Victory in Ukraine, Victory for Democracy

Michael McFaul

Nobody likes a loser, and right now, Putin is losing strategically, tactically, and morally. Now, he doesn’t really care about what Biden or NATO or the West think about him. But he does care about what the autocrats think about him, especially Xi Jinping. And with reports coming out of the Shanghai Cooperation Organization that Xi has “concerns” about what’s happening in Ukraine, Putin is feeling that pressure. I think that's why he has decided he needs to double down, not to negotiate, but to try and “win” in some way as defined by him.

In my view, that’s what’s behind the seizure of these four regions. If he feels like he can unequivocally claim them as part of Russia, then maybe he will sue for peace. And that’s exactly what President Zelenskyy fears. Why? Because that’s exactly what happened in 2014. Putin took Crimea, then turned around to the countries of the world and said, “Aren’t we all tired of war? Can’t we just have peace? I’m ready to end the war, as long as you recognize the new borders.” And, let’s be honest, we did.

We keep hearing politicians say we should put pressure for peace negotiations. I challenge any of them to explain their strategy for getting Putin to talk about peace. There is no doubt in my mind that President Zelenskyy would sit down tomorrow to negotiate if there was a real prospect for peace negotiations. But there's also no doubt in my mind right now that Putin has zero interest in peace talks.

Like Dr. Fukuyama, I don’t know how this war will end. But there's nobody inside or outside of Russia that thinks it’s going well. I personally know a lot of people that believe in democracy in Russia. They believe in democracy just as much as you or I. I’ve no doubt of their convictions. But they’re in jail, or in exile today.

If we want to help Russia in the post-Putin world, we have to think about democracy. There’s not a lot we can do to directly help democracy in Russia right now. But we should be doing everything to help democracy in Ukraine.  It didn’t happen in 1991. It didn’t happen in 2004. It didn’t happen in 2014. They had those breakthroughs and those revolutionary moments, but we as the democratic world collectively didn’t get it right. This is our moment to get it right, both as a way of helping Ukraine secure its future, and to give inspiration to “small-d” democrats fighting for rights across the world.

Michael McFaul, FSI Director

Michael McFaul

Director of the Freeman Spogli Institute for International Studies
Full Profile

Read More

President of Russia Vladimir Putin
Commentary

Putin's Disaster in Ukraine

On Vladimir Putin’s order, the Russian army launched a new invasion of Ukraine in February. That has inflicted tragedy on Ukrainians but, seven months later, has also proved a catastrophe for Russia.
Putin's Disaster in Ukraine
Russian flag and NATO flag
Commentary

NATO-Russia: It’s time to suspend the Founding Act

During a period of greater hope for Russia tempered by uncertainties, President Bill Clinton sought both to enlarge NATO and build a strategic partnership between the Alliance and Moscow.
NATO-Russia: It’s time to suspend the Founding Act
All News button
1
Subtitle

FSI Director Michael McFaul, Kathryn Stoner, Francis Fukuyama, Scott Sagan, Anna Grzymala-Busse, and Marshall Burke answered questions from the parliamentarians on the conflict and its implications for the future of Ukraine, Russia, and the global community.

Authors
Michele Kelemen
News Type
Commentary
Date
Paragraphs

Ukraine's army has recently recaptured a lot of territory from Russia. They also have analysts asking a question, not for the first time, what happens if Russian President Vladimir Putin feels cornered? NPR's Michele Kelemen reports. Listen below for Steven C. Házy Lecturer's, Rose Gottemoeller's comments on the ongoing war between Ukraine and Russia.

Hero Image
All News button
1
Subtitle

Ukraine's battlefield victories are a reason for celebration. But could it could also usher in another dangerous phase — with Russia's President Vladimir Putin lashing out in other ways.

Authors
News Type
News
Date
Paragraphs

Mikhail Gorbachev, the former president of the Soviet Union, passed away on Tuesday, August 30, 2022. The last leader of the Soviet Union, Gorbachev ushered in what many in the West and Russia hoped would be a new era of democracy and development following the dismantling of the Iron Curtain and opening of Russia to Western markets and development.

Gorbachev's death comes in the midst of Vladimir Putin’s war against democratic Ukraine and a strong return to imperialist ideologies within the Kremlin. To help contextualize the impact of Gorbachev’s legacy, scholars from across the Freeman Spogli Institute for International Studies offer their reflections of his life and leadership.


 

A New Kind of Soviet Leader


Writing in the Bulletin of the Atomic Scientists, former Deputy Secretary General of NATO Rose Gottemoeller shared some of her personal memories of working with Gorbachev and his government.

"As Gorbachev’s presidency unfolded, it became clear that he was not going to be like the dour and geriatric Soviet Politburo members Leonid Brezhnev, Yury Andropov, and Konstantin Chernenko, who had followed each other in quick succession to the Kremlin leadership in the early 1980s. Only 54 when he took office, Gorbachev was easily the most dynamic figure seen in Moscow for nearly 30 years, with the confidence to speak openly on the public stage with foreign leaders such as Ronald Reagan and Margaret Thatcher."

She continues, "My only personal encounter with Gorbachev came many years later, when I worked in Moscow as director of the Carnegie Moscow Center. A Russian friend who was an associate of Gorbachev asked me if I would like to attend a lunch to celebrate his birthday. 'Of course!' I said. It was an honor for me.

I was pretty much a fly on the wall during the proceedings, since I could keep up with the fast conversation but did not want to display my less-than-perfect Russian to the former president. Nevertheless, he received me kindly. One exchange has always stuck with me. One of his former staffers from his time in the Kremlin asked him, 'Mikhail Sergeevich, when have the security services—the KGB, FSB, GRU—been more of a threat? Now, or during the Soviet era?'

Gorbachev thought about it for a moment and then said, 'During the Soviet era, at least the Communist Party Central Committee kept them under control. Now, they have no one to answer to but themselves. They are more of a threat now.' He was right."

Read Gottemoeller's full essay in the Bulletin of Atomic Scientists.
 

Woman smiling

Rose Gottemoeller

Steven C. Házy Lecturer at CISAC
Full Profile

Changing and Humanizing the USSR


Steven Pifer, a former U.S. Ambassador to Ukraine, shared on Twitter some of the milestone accomplishments in nuclear arms control that came about during Gorbachev's administration. Having worked extensively in the U.S. Foreign Service and State Department for over 25 years in Ukraine, Warsaw, Moscow, and London, Pifer saw firsthand the impacts of Gorbachev's "glasnost’” policy — or the "opening up" of Russian society, government, and media — on the people of Russia and Eastern Europe.

"He gave Central Europeans freedom to make their own choices," Pifer wrote on Twitter. And while acknowledging that the Soviet collapse was not free of violence, Pifer also believes that it was "far more peaceful than it could have been," because of Gorbachev's leadership through such a monumental inflection point in geopolitical history.

Man smiling

Steven Pifer

Affiliate at CISAC and the Europe Center
Full Profile

Freedom and Honesty for Russia and Eastern Europe


Similarly, eminent political scientist Francis Fukuyama says that a hallmark of Gorbachev's legacy will be his desire for peace and his willingness to set aside the norms of the Soviet Era in order to allow people greater freedom.

"He wasn't willing to use force to hold the old Soviet Union together," Fukuyama told Radio Free Europe in an interview. "That was really critical in allowing the countries of Eastern Europe to become free of Soviet influence and for Soviet republics like Urkaine, Moldova, and Belarus to become independent nations. That is a contribution to freedom that is really unparallelled by any other leader at that time."

While Gorbachev is not a popular figure in Russia today, Fukuyama believes his time in leadership still made an important difference to the long-term development of the country and its former territories.

frank_fukuyama

Francis Fukuyama

Olivier Nomellini Senior Fellow at FSI
Full Profile

'History Will Be Kind to Him'


Today, Russia's trajectory looks very different from the path Gorbachev tried to set the country on in the 1990s. Speaking to Leila Fadel on NPR's Morning Edition, FSI Director Michael McFaul highlighted the difference between Gorbachev's ambitions and Putin's regime.

"It's definitely a reversal. It is a return to confrontation. And again, it did not have to be that way," he said. "Russia was a democracy in the 1990s, and Gorbachev helped to introduce those political reforms. That has been completely reversed by Vladimir Putin."

McFaul agrees that Gorbachev is a complex figure, both in Russia and in the West. While the collapse of the Soviet Union was largely bloodless, Gorbachev sent special forces to the Baltic republics in 1991, a decision which resulted in military and civilian casualites.

In light of the brutality of Russia's invasion of Ukraine, Gorbachev's early confidence in Vladimir Putin feels like a similar miscalculation, as Professor McFaul discussed with Andrea Mitchell on MSNBC. Even still, because of his proactive work to move arms control forward and for choosing not to intervene with force against the collapse of the Soviet Union and break away of Eastern Europe, McFaul considers the former president one of the most important figures of the 21st century. 

"On a personal level, Gorbachev and I didn't always agree. We argued," says McFaul. "But he was a very engaging intellectual, and I always learned from every conversation I had with him. I think history will be kind to him."

Michael McFaul, FSI Director

Michael McFaul

FSI Director
Full Profile

Read More

Russia Tank
Commentary

Russia, Ukraine, and the decision to negotiate

Ending the fighting may well require talks, but the decision to negotiate should lie with Kyiv.
Russia, Ukraine, and the decision to negotiate
All News button
1
Subtitle

Rose Gottemoeller, Steven Pifer, Francis Fukuyama, and Michael McFaul discuss the complex life and legacy of the last leader of the Soviet Union.

Authors
Rose Gottemoeller
News Type
Commentary
Date
Paragraphs

So many wonderful things have been said of Mikhail Sergeevich Gorbachev in recent days that I am loath simply to repeat them. Instead, I have reached back for my own memories, those that brought home to me his unique place in Russian history. Of course, you would expect that I would sing kudos for his role, together with Ronald Reagan, in halting the nuclear arms race in the 1980s. Their 1986 meeting at Reykjavik was a breakthrough that led within a few years to the Intermediate-Range Nuclear Forces Treaty (INF), and within a few years more to the first Strategic Arms Reduction Treaty (START).

What I recollect from Reykjavik, however, was my astonishment at news reports on the first day that Soviet General Secretary Gorbachev and American President Reagan were considering abolishing ballistic missiles and the nuclear weapons that went on them. At the time a young analyst at RAND, I knew the debates that had been raging in our own system about undertaking reductions in nuclear weapons, never mind abolishing them. “Richard Perle,” I thought, “must be furious over this.”

Continue reading at thebulletin.org

All News button
1
Subtitle

So many wonderful things have been said of Mikhail Sergeevich Gorbachev in recent days that I am loath simply to repeat them. Instead, I have reached back for my own memories, those that brought home to me his unique place in Russian history.

Authors
Steven Pifer
News Type
Commentary
Date
Paragraphs

With an ugly war of attrition in Ukraine threatening to drag on for months, some fear possible escalation and suggest Washington should start talking to Moscow about a cease-fire and ending the war, or offer proposals to foster diplomatic opportunities.

Ending the fighting may well require talks, but the decision to negotiate should lie with Kyiv.

The Russian army launched a large-scale invasion of Ukraine on three fronts on February 24. However, by the end of March, it had to abandon its goal of capturing the Ukrainian capital and withdrew from much of northern Ukraine. The Kremlin said its forces would then focus on Donbas, consisting of Ukraine’s easternmost oblasts of Donetsk and Luhansk.

By mid-July, Russian soldiers had occupied most of Luhansk. That represented a symbolic victory, but in reality three months of grinding fighting gained little new territory. The Russian army, which has seen roughly 15,000 to 25,000 soldiers killed in action and lost much equipment, appears exhausted.

The Ukrainian military has also taken heavy losses but has been bolstered by flows of new arms from the West. Among other things, Russian war crimes have provoked sharp anger among Ukrainians and strengthened their resolve to resist.

Now hardly seems a propitious time for negotiations.

To begin with, Russian President Vladimir Putin and his Kremlin show no sign of readiness to talk seriously. Russian officials articulated their war aims for Ukraine early on: denazification (of a government headed by a Jewish president), demilitarization, neutrality, recognition of occupied Crimea as Russian territory, and recognition of Donetsk and Luhansk as independent so-called “people’s republics.”

In early July, Russian National Security Council Secretary Nikolai Patrushev restated basically the same goals. Foreign Minister Sergey Lavrov on July 20 said that Russia had broadened its military aims and would seek to seize territory beyond Donbas. He later added that Moscow sought to end the “unacceptable regime” in Kyiv.

The Kremlin’s goals remain unchanged — Ukraine’s almost total capitulation — despite the fact that Russia’s performance on the battlefield has fallen well short of expectations and could deteriorate as the Ukrainians take military actions such as systematically destroying Russian ammunition dumps. Do those who urge talks see space for any compromise that would not leave Ukraine in a substantially worse position than before the most recent invasion began in February?

Even a cease-fire presents peril for the Ukrainian side. It would leave Russian troops occupying large parts of eastern and southern Ukraine, with no guarantee they would leave. The Ukrainians have learned from bitter experience. Cease-fires agreed in September 2014 and February 2015, supposedly to end the fighting in Donbas, left Russian and Russian proxy forces in control of territory that they never relinquished and did not fully stop the shooting. Moreover, the Russian military might use a cease-fire to regroup, rearm, and launch new attacks on Ukraine.

This is not to say that a cease-fire or negotiation should be ruled out. But, given the risks inherent in either course for Ukraine, the decision to engage in talks on a cease-fire or broader negotiations should be left to President Volodymyr Zelenskyy and his government.

If Ukraine’s leadership were now to conclude that it should seek a settlement, Moscow’s unyielding negotiating demands would require that Kyiv consider concessions. They would be painful for the Ukrainian side and would almost certainly encounter stiff public opposition: A July poll showed that 84% of Ukrainians opposed any territorial concessions. That included 77% in Ukraine’s east and 82% in the south, the two areas where most fighting now occurs.

Any negotiation thus would be fraught with risk for Zelenskyy and his team. Only they can decide when — or if — it is time to talk. Battlefield developments and future military realities may affect the calculation in Kyiv. If Ukraine’s leaders choose to begin negotiations, the West should not hinder them, but the West also should not press them to negotiate before they see a net benefit in doing so. Western officials should be leery of opening any channel to Moscow that the Russians would seek to turn into a negotiation over the heads of the Ukrainians.

To be clear, this war has an aggressor, and it has a victim. Those who advocate that Washington talk to Moscow fear that, if the war continues, Russia might consider launching attacks on targets in North Atlantic Treaty Organization (NATO) member states. One should not wholly exclude that possibility, but the Russian military has its hands full with Ukraine. It likely does not want to take on NATO directly as well.

The United States and NATO certainly have a major interest in avoiding direct military conflict with Russia. However, in order to minimize that risk, is it right to ask the Ukrainian government to make concessions to the aggressor, concessions that could reduce the size and economic viability of the Ukrainian state, that would provoke a sharp domestic backlash in the country, and that might not end the Russian threat to Ukraine?

One last point to weigh. If the West pressed Kyiv to accept such an outcome, what lesson would Putin draw should his stated desire to “return” Russia’s historic lands extend beyond Ukraine?

Published on Brookings.edu

Hero Image
All News button
1
Subtitle

Ending the fighting may well require talks, but the decision to negotiate should lie with Kyiv.

Authors
Rose Gottemoeller
News Type
Commentary
Date
Paragraphs

Just days into Russia’s invasion of Ukraine, Dmitri Medvedev, the former president and prime minister of Russia, took to social media to post a chilling message. He raged against Western sanctions on his country and suggested darkly that Russia could rip up some of its most important agreements with the West. He mentioned the New START treaty, the nuclear arms reduction agreement signed with the United States over a decade ago, but the threat was broader still: the sundering of all diplomatic ties with Western countries. “It’s time to hang huge padlocks on the embassies,” he wrote.

Read the rest at Foreign Affairs

Hero Image
All News button
1
Subtitle

With Russia Going Rogue, America Must Cooperate With China

Authors
Rose Gottemoeller
News Type
Commentary
Date
Paragraphs

This war between Russia and Ukraine shows why the North Atlantic Treaty Organization (nato) is the most successful of the international bodies created in the wake of the second world war. As Russian forces built up along Ukraine’s borders in the final months of 2021, the nato alliance was watchful and active, continuing its exercises and policing the sea and airspace near Russia and Belarus. This was despite the insurrectionist riot at the US Capitol in January, the shambolic withdrawal of alliance forces from Afghanistan in August, and the ravages of the Delta and Omicron variants across Europe and North America. Somehow, nato kept going quietly about its business.

Read the rest at The Economist

All News button
1
Subtitle

A former deputy secretary-general at NATO argues that the alliance is far more flexible, adaptable and purposeful than its critics have claimed.

-

SEMINAR RECORDING

For spring quarter 2022, CISAC will be hosting hybrid events. Many events will offer limited-capacity in-person attendance for Stanford faculty, staff, fellows, visiting scholars, and students in accordance with Stanford’s health and safety guidelines, and be open to the public online via Zoom. All CISAC events are scheduled using the Pacific Time Zone.

Virtual to Public. Only those with an active Stanford ID with access to William J. Perry Conference Room in Encina Hall may attend in person.

Fiona Hill Brookings Institution
Seminars
Authors
Steven Pifer
News Type
Commentary
Date
Paragraphs

Three months after Russia’s large-scale invasion of Ukraine began, the Russians have failed to achieve their objectives. U.S. officials now expect a war of attrition, with neither side capable of a decisive military breakthrough. How the war will conclude remains unclear.

A FAILING INVASION

On February 24, Russian forces invaded Ukraine from the north, including from Belarus, from the south out of Crimea, and from the east. The multiple axes of attack suggested that the Russian military aimed to quickly capture the capital of Kyiv, depose the democratically-elected government, and occupy perhaps as much as the eastern two-thirds of Ukraine.

The Russians failed. Their forces reached the outskirts of Kyiv but retreated at the end of March. The Russian army’s thrust toward Odesa bogged down around Mykolaiv after three weeks. In May, Russian forces attacking Kharkiv, Ukraine’s second largest city and located just 25 miles from the Russian border, were pushed back, having entered only the city’s outskirts.

The Russian military finally secured control over Mariupol in mid-May, when the last Ukrainian forces surrendered after a valiant resistance. Weeks of indiscriminate Russian shelling and bombing have left Mariupol, a predominately Russian-speaking city where almost half of population was ethnic Russian, absolutely devastated.

Following their retreat from Kyiv and northern Ukraine, Russian forces have concentrated on the Donbas region in eastern Ukraine. After six weeks, they have made some progress but at considerable cost against determined Ukrainian defenses.

Military analysts ponder whether the Russian army will soon become a spent force — exhausted by heavy casualties, high equipment losses, poor morale, and weak logistics, and incapable of mounting another major offensive operation. The Kremlin’s decision not to declare a full mobilization makes it difficult for the Russian military to replace combat losses. U.S. officials see Russian President Vladimir Putin stubbornly digging in, discern no negotiating path in the near term, and expect a war of attrition, with the sides slugging it out but neither able to score a convincing victory.

LOOKING FORWARD

Ukraine appears to have already won in one sense: virtually no one believes the Russian military capable of taking Kyiv and occupying one-half to two-thirds of the country. Ukrainians are returning to the capital, and life there has begun to take on an air of normalcy. However the war concludes, an independent and sovereign Ukrainian state will remain on the map of Europe.

Beyond that, things become more difficult to predict. The Kremlin has now focused on taking full control of the Donbas, a substantially downsized goal from its original invasion aims. Moscow may have to further reduce its Donbas objective to full control of Luhansk oblast but not all of Donetsk oblast. Russian forces in southern Ukraine have begun preparing defensive positions.

Ukrainian forces, bolstered by a growing flow of weapons from the West, have carried out successful counterattacks as well as conducting a stout mobile defense. However, transition from defense to a full-scale counteroffensive aimed at driving the Russians out of the territory they have occupied since February 24 would pose a tough challenge. In that case, some of the advantages that favor the defense would accrue to the Russian military.

A military stalemate that could perhaps drag on for many months more thus appears the most likely scenario.

A REAL NEGOTIATION?

A negotiated settlement offers one path to end a war. Ukrainian President Volodymyr Zelenskyy appeared ready for compromise on key questions in March, for example, offering to set aside Kyiv’s ambitions of joining the North Atlantic Treaty Organization (NATO) and accept neutrality. But his Russian counterpart did not take up the possibility to secure a neutral Ukraine and perhaps other gains.

In retrospect, that may turn out to be a missed opportunity for Moscow. Ukrainian attitudes toward negotiation have hardened since March. That reflects growing confidence in the abilities of the Ukrainian military and outrage at Russian war crimes, such as the wanton destruction of Mariupol, and atrocities in places such as Bucha and Borodianka. Public anger almost certainly limits the freedom of maneuver that Zelenskyy might have in considering possible concessions.

While Kyiv in March offered a proposal that suggested a readiness to compromise on Crimea, illegally seized and annexed by Russia in March 2014, Ukrainian officials now insist on full restoration of Ukraine’s borders as of 1991. The West should support that position and reject the Kremlin’s attempt to redraw international borders by force of arms.

Whether Kyiv would sustain that position if the war drags on is unknown. Barring a total collapse of the Russian military (not to be excluded, but unlikely), it is difficult to see how Ukraine can muster the necessary leverage to regain Crimea. A senior Ukrainian official privately said in September 2014 that perhaps Kyiv should let the then-occupied part of Donbas go — “they don’t think like we do” — but he quickly added that no serious Ukrainian official could say that publicly and expect to survive. In a recent private discussion, a Ukrainian politician did not argue for giving up Crimea and Donbas but noted that regaining those territories would bring a liability: the return of three or four million pro-Russian voters, which would prove disruptive for Ukraine’s politics.

How Ukraine resolves this dilemma is a question for the Ukrainian government to decide. Zelenskyy has left the door open for diplomacy. If Moscow changes its approach and moves to a serious negotiation, Zelenskyy will have to weigh the balance of his desire to end the killing of Ukrainians, the imperative of protecting Kyiv’s positions of principle vs. the possible need for compromise, and the potential political blowback if Ukrainians believe a compromise concedes too much to Russia.

Only Zelenskyy and his government can weigh the trade-offs and make that delicate decision. The West should follow Kyiv’s lead in any negotiation, not pressing Ukraine to accept a settlement it does not want and not objecting to a settlement that Kyiv favors and believes meets Ukraine’s interests. Western countries will have to decide what to do about sanctions on Russia; some may wish to maintain sanctions even after a settlement, though the West should be sensitive to sanctions-easing if Kyiv says that is necessary to secure an otherwise acceptable deal.

Of course, this is an academic discussion as long as the Kremlin remains uninterested in serious negotiation.

A TRAGEDY AND A DISASTER

Ukraine did nothing to provoke or justify this war of choice, a choice made by Putin. It is a tragedy for the country, one that has resulted in the death of thousands of Ukrainian soldiers and civilians and enormous material damage to infrastructure, homes and apartments, and commercial and industrial facilities. (This could also become a tragedy for countries around the world that depend on Ukrainian food exports that are now blockaded.)

The war has also proven a disaster for Russia: tens of thousands of soldiers killed and wounded, major equipment losses, international isolation, sanctions that are inflicting real economic pain, and a galvanized, reinvigorated, rearming NATO that will soon welcome Finland and Sweden into its ranks. Moreover, NATO could well decide to make the presence of alliance forces on its eastern flank (e.g., in the Baltic states and Poland) permanent rather than rotating. Putin’s war will not succeed in bringing Ukraine closer to Moscow’s orbit; it is instead imbuing a hatred towards Russia in Ukraine that will take decades to overcome.

The war has a clear victim and a clear aggressor. It is in the West’s interest that the Kremlin fail in its attempt to subjugate Ukraine and deny Ukrainians the right to determine their own course. That means continuing to provide the Ukrainians the means to defend their country and drive back the invading Russian army. That also means ratcheting up sanctions to accelerate the havoc coming to the Russian economy due to Putin’s disastrous decisions.

In the end, the desired outcome to this war would see the Ukrainians forcing a Russian withdrawal or, at a minimum, getting Moscow to agree to a negotiated settlement on terms acceptable to Kyiv. Ensuring that Russia’s aggression fails and that Ukraine achieves one of these outcomes should be primary goals for the West.

Originally for Brookings Order from Chaos blog

All News button
1
Subtitle

Three months after Russia’s large-scale invasion of Ukraine began, the Russians have failed to achieve their objectives. U.S. officials now expect a war of attrition, with neither side capable of a decisive military breakthrough. How the war will conclude remains unclear.

Paragraphs

Image
Everything Counts: Building a Control Regime for Nonstrategic Nuclear Warheads in Europe
Even before the Russian invasion of Ukraine, addressing arms control policies in Europe and securing a follow-on agreement to the New Strategic Arms Reduction Treaty (New START) was a priority for the Biden administration. The United States has been particularly interested in potential limits on nonstrategic nuclear warheads (NSNW), which have never been subject to an arms control agreement.
 

Because Russia possesses an advantage in the number of such weapons, the U.S. Senate has insisted that negotiators include them in a future agreement, making their inclusion necessary if such an accord is to win Senate approval and ultimately be ratified by Washington. In the wake of Russian nuclear threats in the Ukraine conflict, such demands can only be expected to grow if and when U.S. and Russian negotiators return to the negotiating table.

Such an agreement will face major negotiating and implementation challenges—not only between Washington and Moscow, but also between Washington and NATO European allies. To stimulate this process, four NATO allies (Denmark, Germany, the Netherlands, and Norway) and one NATO partner (Sweden) funded a research team led by the James Martin Center for Nonproliferation Studies and former NATO Deputy Secretary General and New START lead negotiator Rose Gottemoeller. The research focused on the negotiating, policy, legal, and technical issues that allies will likely have to address to reach such an accord.
 

Key Takeaways

 

  • NATO allies want to keep existing NSNW, and they want an agreement limiting Russian NSNW, and they expect to be substantively consulted before each round of negotiations. A decade ago, some US allies, such as Germany, appeared close to parting with the weapons because of public pressure despite considerable opposition within the alliance, particularly from newer allies with territory closer to Russian borders. While US Secretary of State Hillary Clinton managed to paper over these differences at the time, Russia’s behavior, including the 2014 annexation of Crimea and the 2022 invasion of Ukraine, has helped reinforce allied views that under the present circumstances, maintaining NATO’s current nuclear-sharing arrangements is the right approach. At the same time, the Ukraine invasion may further reinforce some allies’ doubts about the value of such agreements with Russia. All allies will need to be reassured that arms control and deterrence do not clash, but rather complement each other. US leadership and willingness to engage in substantive consultations will be crucial in maintaining unity. The allies’ experience in negotiating the INF Treaty and the Biden administration’s current close work with NATO on Ukraine provide useful models.
     
  • Most of the Russian NSNW arsenal today is designed to support specific missions (as a backup to its emerging long-range conventional capability) and, from the perspective of the Russian military (particularly the Navy), will be tough to bargain away.
     
  • Addressing NSNW will require overcoming operational and technical verification challenges that are made more difficult by issues of information security, definitions, and stockpile disparities. Nuclear-warhead design, composition, and capabilities are among the most closely held secrets of the nuclear-weapon states, and warhead movements pose the most sensitive nuclear-security concerns. Because parts of a nuclear warhead are replaced on a regular basis and warhead configurations can differ greatly, it could prove challenging to establish a universal definition of a warhead, and their size and mobility present major obstacles to accounting for and tracking individual warheads. US and Russian NSNW stockpiles also differ significantly in types and numbers.
     
  • The experience in implementing the INF Treaty provides a useful starting point for considering how the new treaty might be implemented. Other agreements and inspection regimes to which many NATO allies are party also provide useful practical experience in preparing to host Russian inspectors. In advance of negotiations, allies should carry out a legal assessment to determine how domestic laws might need to be amended to carry out on-site inspections and other measures on their territory and a technical-capability assessment to determine how they might need to improve their staffing of national verification entities to implement an agreement.
     
  • Allies also need to enhance the analytical and legal capabilities of their foreign and defense ministries when it comes to NSNW and arms control. In most countries, such expertis has withered in the decades since the end of the Cold War; newer allies were never involved in INF Treaty negotiations or implementation, even indirectly.
     
  • US and allied research on verification measures for NSNW has largely focused on scientific and technical tools to conduct on-site inspections. The research team has developed an original and unique methodology for a data exchange employing historic stockpile data and taking advantage of past US-Russian cooperation and cryptography. This data exchange would serve as the critical backbone for other verification measures, no matter the type of warhead or the type of agreement (freeze, limitation, or reduction).
     
  • Finally, sustained political engagement at the highest level will be essential to the success of any arms control initiative involving allies. If there is a lesson from the past three decades of arms control in the Euro-Atlantic region, it is that a penny-wise and pound-foolish approach has decimated the personnel and the intellectual investment in arms control. When arms control has been pursued in recent years, it often has been done in isolation from security policy, national strategy, and military planning, rendering it at best a curio within foreign ministries. Until this topic is taken seriously as an instrument of hard power, to reinforce deterrence as one of the most important ways nations seek to avoid or limit war, it will not find purchase on the rocky ground of great-power competition.
All Publications button
1
Publication Type
Reports
Publication Date
Subtitle

A team of experts led by Rose Gottemoeller has produced a new report for the James Martin Center for Nonproliferation Studies on non-strategic nuclear warhead policies in Europe, particulary in light of Russia's changing status in the global nuclear community.

Authors
Rose Gottemoeller
Subscribe to Russia
Top