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Ukraine is the victim of an unprovoked and unjustified war launched by Vladimir Putin’s Russia more than eight years ago. The latest stage in this war is the ongoing full-scale invasion that began on February 24, 2022. US President Joe Biden has said the United States will support Ukraine “for as long as it takes.”

Some question this commitment in view of other US priorities and argue that Russia, given history and geography, has a greater interest in Ukraine than does the United States. That latter point may be true, but it ignores the Ukrainians, who hold understandably strong views on the future of their country and have shown that they are prepared to fight tenaciously to defend their freedom. With Russia’s full-scale invasion now in its ninth month, it is vital to recognize that continued US support for Ukraine in this war is both the morally correct position and serves key national interests of the United States.

In 1994, Kyiv agreed to give up the world’s third largest nuclear arsenal, comprising some 1900 Soviet-era strategic nuclear warheads designed, built, and deployed to strike cities and other targets in the United States. Eliminating those weapons mattered a great deal to Washington. The Ukrainian government agreed to their elimination in large part because Russia, along with the United States and United Kingdom, committed in the 1994 Budapest Memorandum to respect Ukraine’s sovereignty, territorial integrity, and independence, and further committed not to use force or threaten to use force against Ukraine.

During the negotiations that preceded the signing of the Budapest Memorandum, Ukrainian officials asked what Washington would do if Russia were to violate its commitments. US officials said the United States would take an interest and support Ukraine.

Beginning with its seizure of Crimea in 2014 and continuing with this year’s invasion, Moscow has grossly violated the commitments it made in 1994. The morally correct response from the United States is to support Ukraine, as it has done with political measures and economic sanctions to punish Russia along with providing economic assistance, arms, and ammunition to Ukraine. Supporting Ukraine until its military drives Russian forces out of Ukrainian territory or, at a minimum, reaches a point where a negotiated settlement becomes possible on terms that Kyiv can accept, is not only morally the right thing to do. It is also very much in the US national interest.

First, the United States has had a vital national interest in a stable and secure Europe going back more than 70 years. This reflects the core security, political, and economic interests that provided the rationale for the formation of NATO in 1949. A Russian victory in the current war with Ukraine would have a major negative impact on stability and security in Europe. The countries of Europe, most of whom also support Ukraine, look to Washington for leadership. An insecure Europe would command more US resources, military power, and senior-level attention than would otherwise be the case.

Second, other countries are watching how Washington responds to Russia’s aggression against Ukraine. China poses the largest strategic challenge facing the United States in the coming decades. If Putin succeeds in Ukraine, that could encourage President Xi Jinping to adopt a more hostile stance. Moreover, should Russia prevail, the resulting situation in Europe would mean that Washington has fewer resources, less military power, and less attention to devote to dealing with the China challenge.

Third, the United States has a strong interest in preserving international norms and a rules-based international order. A key norm in Europe, dating back to the UN Charter and the 1975 Helsinki Final Act, is that large states should not use force to take territory from smaller states. That is precisely what Putin is attempting now. If international norms break down, other autocratic states will likewise be emboldened. A “dog-eat-dog” world without such norms will be a much more difficult place in which to pursue a range of US political, security, and economic interests.

Moreover, respect for basic human rights is an important part of international norms. Russia has waged a brutal military campaign, committing wide-scale war crimes and atrocities such as the destruction of Mariupol. Russian occupation of Ukrainian towns and cities has meant torture chambers, mass arrests, summary executions, filtration camps, and deportations, including of children separated from their parents and sent to Russia for adoption by Russian families. The United States has an interest in opposing such grave human rights abuses and in supporting Kyiv’s efforts to hold those responsible to account.

Fourth, it is not clear that Putin’s ambitions end with Ukraine. In a June conversation with young Russian entrepreneurs, the Russian leader asserted that he was not taking Ukrainian territory but “returning” historic Russian lands to Moscow’s control. The Russian Empire once included the Baltic states, Finland, and part of Poland. If Putin were to prevail in Ukraine, would he be tempted to seek the “return” of other “historic Russian lands?”

In the case of Ukraine, the United States is contributing money and weapons. If Putin’s ambitions were to extend to one or more of the Baltic states, which are members of NATO, the United States would have to contribute money, weapons, and the lives of American soldiers. The United States has a strong interest in stopping Putin’s ambitions in Ukraine.

Originally published on Atlantic Council's Ukraine Alert

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Ukraine is the victim of an unprovoked and unjustified war launched by Vladimir Putin’s Russia more than eight years ago.

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Since Russia launched its most recent invasion of Ukraine in February, Moscow has threatened—sometimes subtly, other times explicitly—nuclear escalation should the war not go its way. Ukraine and the West have to take such threats seriously. But the Kremlin also needs to take their probable responses seriously and would have to weigh the substantial risks and costs of using a nuclear weapon.

Shortly after Russian forces assaulted Ukraine on Feb. 24, Vladimir Putin ordered a “special combat readiness” status for Russian nuclear forces. But it’s unclear what that means since the Pentagon has consistently said it sees no change in Russia’s nuclear posture. The alert may have amounted to little more than additional command post staffing.

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"The hope is that rationality would prevail, and that senior political and military leaders in Moscow, who may not be so obsessed with Ukraine, would come down on the side of caution."

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Vladimir Putin’s nuclear threats have been menacing and apocalyptic. In March 2018, he told an interviewer that he would not start a nuclear war, but if “aggressors” attacked Russia, “vengeance is inevitable.... We will go to heaven as martyrs. They will just drop dead.” When he illegally annexed parts of Ukraine on Sept. 21, Mr. Putin escalated the threat, announcing that if “the territorial integrity of our country is threatened, we will without doubt use all available means to protect Russia and our people. This is not a bluff.” And then he led the crowd in chanting, “Russia, Russia, Russia.”

President Joe Biden suggested last week that the “prospect of Armageddon” hasn’t loomed so close in 60 years. The remark set off a flurry of public speculation. Are Mr. Putin’s threats serious or mere saber rattling? Are they calculated bluffs to frighten NATO and deter intervention, or bellicose rants from an isolated and unhinged bully?

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Putin’s menacing rhetoric has alarmed the West, but lessons learned 60 years ago in the Cuban Missile Crisis provide some reassurance

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Seven and a half months after it began, Russian President Vladimir Putin’s war against Ukraine has not gone as the Kremlin had hoped. The Ukrainian military has resisted with skill and tenacity, in recent weeks clawing back territory in the country’s south and east. As the Russian invasion falters, concern has arisen that Putin might turn to nuclear weapons.

The nuclear threat needs to be taken seriously. Russia’s conventional forces appear stymied, the country has a large nuclear arsenal, and Putin thus far seems unwilling to lose or retreat. He has, if anything, doubled down, for example, ordering a mobilization and a sham annexation of Ukrainian territory. Moreover, Putin has made a string of miscalculations in launching and executing his war on Ukraine, and his comments have observers wondering if nuclear could be next. But there are reasons to believe Moscow would not press the nuclear button. Such use would not end the Ukrainian determination to resist. It would alienate countries such as China and India that have tried to remain on the sidelines of this war. Moreover, senior Russian political and military leaders understand that introducing nuclear weapons into the conflict would constitute a step into a murky and potentially disastrous unknown.

Continue reading at the Bulletin of Atomic Scientists

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Seven and a half months after it began, Russian President Vladimir Putin’s war against Ukraine has not gone as the Kremlin had hoped. The Ukrainian military has resisted with skill and tenacity, in recent weeks clawing back territory in the country’s south and east. As the Russian invasion falters, concern has arisen that Putin might turn to nuclear weapons.

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On September 30, 2022, Russian President Vladimir Putin signed agreements illegally incorporating the Ukrainian oblasts of Luhansk, Donetsk, Zaporizhzhia, and Kherson into Russia. He said Moscow would “defend our land with all the forces and resources we have.” He previously hinted this could include nuclear arms. Nuclear threats are no trivial matter, but Ukraine and the world should not be intimidated. The West should respond with political and military signals of its own.

BOGUS REFERENDA

The annexation of the four oblasts came 31 weeks after Putin’s disastrous decision to invade Ukraine and four days after Russian occupiers concluded so-called “referenda” on joining Russia. Those “referenda” were illegal under international law, had no credible independent observers, and, in some cases, required people to vote literally at gunpoint. No account was taken of the views of the millions of Ukrainian citizens who earlier had fled Russian occupation.

On that flimsy basis, Putin declared Luhansk, Donetsk, Zaporizhzhia, and Kherson to be parts of Russia, even though the Russian military does not control all those territories. Indeed, the Russian army finds itself on the defensive and retreating as Ukraine presses counter-attacks. Nevertheless, on October 3 and 4, Russia’s rubber-stamp legislative bodies, the Federal Assembly and Federal Council, each unanimously approved the annexations.

Putin’s territorial grab has two apparent motives. First, he seeks to divert domestic attention from the war’s costs (including tens of thousands of dead and wounded Russian soldiers), recent battlefield reverses and a chaotic mass mobilization. He wants to sell the Russian public on the idea that Russia has gained territory, so it must be winning.

Second, he hopes to dissuade Ukraine from continuing its counteroffensive and the West from supporting Kyiv. On September 30, Putin said the four Ukrainian oblasts would be Russian “forever” and would be defended “by all the means we possess.” Kremlin spokesperson Dmitry Peskov said that attacks on the four oblasts would be considered attacks on Russia itself.

Putin has hinted at a nuclear threat, seeking to intimidate Ukraine and the West. Russian declaratory policy envisages the possible use of nuclear weapons in the event of a conventional attack on Russia “when the very existence of the state is in jeopardy.” Putin seeks to put a nuclear umbrella over the territories that Russia has seized.

PUTIN’S NUCLEAR GAMBIT

One cannot ignore Putin’s ploy: after all, a nuclear threat is involved. But one should also understand that he has made a serious overreach.

Russia could lose this war — that is, its military could be pushed back to the lines before Russia’s February 24 invasion or even before Russia seized Crimea — and Russia’s existence would not be in jeopardy. Ukraine’s goal is to drive the Russians out of Ukraine. The Ukrainian army will not march on Moscow; indeed, the Ukrainians have been extremely judicious in conducting only a small number of attacks against targets on Russian territory (that is, Russian territory as agreed by the post-Soviet states in 1991 following the Soviet Union’s collapse).

Moscow pundits try to portray the war as a conflict with the West, which they claim aims to destroy Russia. Perhaps it feels better to be losing to the West, not just Ukraine. Still, Western leaders have made clear that, while they will support Kyiv with arms and other assistance, they will not send troops to defend Ukraine. They do not seek Russia’s demise or dismemberment; they want to see Russia out of Ukraine.

Losing the war thus would not be existential for Russia. It could well prove so for Putin, or at least for his political future. The nuclear fear arises because Putin, as he grows more desperate, may see Russia’s fate and his own as one and the same.

However, Putin likely understands that, were Russia to use nuclear weapons, it would open a Pandora’s box full of unpredictable and potentially catastrophic consequences, including for Russia. Moreover, more sober-minded Russian political and military officials understand those risks. Would they allow Putin to put Russia in such peril? The decision to go to war was Putin’s; losing may be existential for him, but it need not be for others in Moscow.

While minimizing nuclear risks is an understandable concern, the West also must weigh the price of acceding to Putin’s gambit. If he can use vague nuclear threats to persuade the West to accept illegal annexations following sham “referenda,” what next? Putin himself has suggested Narva, a city in NATO-member Estonia, is “historically Russian” land. If his ploy succeeds in Ukraine, might he be tempted to seize portions of the Baltic states, annex them, and declare a nuclear threat to try to secure his ill-gotten gains?

WESTERN MESSAGING

Putin seeks to create a new geopolitical reality in Europe, one that few, if any, others will accept. The West should respond with pointed messaging of its own, some of which has begun.

First, Washington has set the right tone. On September 18, U.S. President Joe Biden warned Putin against using nuclear weapons, saying the U.S. response would be “consequential.” U.S. National Security Advisor Jake Sullivan reiterated the point on September 25, noting “that any use of nuclear weapons will be met with catastrophic consequences for Russia, that the U.S. and our allies will respond decisively.” Both correctly left the specific nature of the U.S. and allied response ambiguous. Strategic ambiguity lets Russians worry about what might happen.

Washington has sent private messages to Moscow warning against nuclear use. U.S. Secretary of Defense Lloyd Austin and Chairman of the Joint Chiefs of Staff Mark Milley have periodically talked with their Russian counterparts and should now speak to Russian Defense Minister Sergei Shoigu and to the Chief of the General Staff of the Russian Armed Forces Valery Gerasimov. Shoigu and Gerasimov would be closely involved in any consideration of using nuclear arms. They may well have a more serious understanding of what nuclear use could entail for Russia than does Putin, and what is existential for Putin need not be existential for them.

Second, Washington and Kyiv’s other friends in the West should communicate their position to the Russian people, perhaps in a joint public statement. Such a statement should underscore that the West’s goal is not Russia’s destruction but withdrawal of the Russian army from Ukrainian territory or, at a minimum, a negotiated settlement on terms acceptable to Kyiv.

Third, Western diplomats should engage their counterparts in Beijing, Delhi, and other Global South capitals about Russia’s threat. Moscow needs to understand that any resort to nuclear weapons in a failing war against Ukraine would make Russia an international pariah.

Fourth, the West should increase military assistance so the Ukrainians can press forward and liberate more territory from Russian occupation. In particular, Washington should provide ATACMS — surface-to-surface missiles with a range of 200 miles — with the proviso, as currently applies to shorter-range U.S-supplied rockets, that they not target Russia (in its 1991 borders). But the door should be left ajar for ending that restriction should Russia escalate.

As the Kremlin continues to prosecute a war of aggression and tries to persuade the world that its annexations are legitimate, Putin has chosen to play a risky game. Western messaging should ensure that Russian political and military elites understand that the game poses serious risks as well for Russia and for them personally.

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On September 30, 2022, Russian President Vladimir Putin signed agreements illegally incorporating the Ukrainian oblasts of Luhansk, Donetsk, Zaporizhzhia, and Kherson into Russia. He said Moscow would “defend our land with all the forces and resources we have.” He previously hinted this could include nuclear arms. Nuclear threats are no trivial matter, but Ukraine and the world should not be intimidated. The West should respond with political and military signals of its own.

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Against the backdrop of Ukraine's counteroffensive and the Kremlin's efforts to illegally annex additional territory, a delegation of members from the NATO Parliamentary Assembly arrived at Stanford to meet with experts and weigh considerations about the ongoing conflict. First on their circuit was a panel hosted by the Freeman Spogli Institute for International Studies (FSI) chaired by FSI Director Michael McFaul, with Marshall Burke, Francis Fukuyama, Anna Grzymala-Busse, Scott Sagan, and Kathryn Stoner participating.

The delegates represented thirteen of NATO's thirty member nations, including Belgium, the Czech Republic, France, Greece, Hungary, Italy, Latvia, Luxembourg, Portugal, Romania, Spain, Turkey, and the United Kingdom. Top of mind were questions about the possibility of nuclear escalation from the Kremlin, and appropriate repsonses from the alliance, as well as questions about the longevity of Putin's regime, the nature of international authoritarian alliances, and the future of Ukraine as a European nation.

Drawing from their expertise on state-building, democracy, security issues, nuclear enterprise, and political transitions, the FSI scholars offered a broad analysis of the many factors currently playing out on the geopolitical stage. Abbreviated versions of their responses are given below.

Kathryn Stoner, Francis Fukuyama, Marshall Burke, Scott Sagan, Anna Grzymala-Busse, and Michael McFaul present at a panel given to memebers of the NATO Parlimentary Assembly. Kathryn Stoner, Francis Fukuyama, Marshall Burke, Scott Sagan, Anna Grzymala-Busse, and Michael McFaul present at a panel given to memebers of the NATO Parliamentary Assembly on September 26, 2022. Melissa Morgan

The following commentary has been edited for clarity and length, and does not represent the full extent of the panel’s discussion.
 


Rethinking Assumptions about Russia and Putin

Kathryn Stoner

Right now, Putin is the most vulnerable he's ever been in 22 years in power. But I don’t believe he's under so much pressure at this point that he is about to leave office anytime soon. Autocracies do not usually die by popular mobilization, unfortunately. More often they end through an elite coup or turnover. And since the end of WWII, the research has shown that about 75% of the time autocracies are typically replaced by another autocracy, or the perpetuation of the same autocracy, just with a different leader. So, if Putin were replaced, you might get a milder form of autocracy in Russia, but I don't think you are suddenly going to create a liberal democracy.

This means that we in the West, and particularly in the U.S., need to think very hard about our strategies and how we are going to manage our relationships with Putin and his allies. This time last year, the U.S. broadcast that we basically wanted Russia to calm down so we could pivot to China. That’s an invitation to not calm down, and I think it was a mistake to transmit that as policy.

We need to pay attention to what Russia has been doing. They are the second biggest purveyor of weapons globally after the United States. They will sell to anyone. They’ve been forgiving loans throughout Sub Saharan Africa from the Soviet period and using that as a way of bargaining for access to natural resources. They’re marketing oil, selling infrastructure, and building railroads. Wherever there is a vacuum, someone will fill it, and that includes Russia every bit as much as China. We need to realize that we are in competition with both Russia and China, and develop our policies and outreach accordingly.

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Kathryn Stoner

Mosbacher Director of the Center on Democracy, Development, and the Rule of Law
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Confronting Autocracy at Home and Abroad

Anna Grzymala-Busse

Why is Putin in Ukraine? Because the fact that there is a democratic country right next door to Russia is an affront to him. Putin doesn’t care that much about NATO. The fact that nothing happened when Sweden joined is some evidence of this. That’s something to keep in mind as people are debating NATO and Ukraine and Ukraine’s possible future as a member.

NATO membership and EU membership are both wonderful things. But more fundamental that that, this war has to be won first. That’s why I think it’s necessary in the next six months to speed up the support for Ukraine by ensuring there’s a steady stream of armaments, training personnel, and providing other military support.

There’s been incredible unity on Ukraine over the last seven months across the EU, NATO, and amongst our allies. But our recent history with President Trump reminds us how fragile these international commitments can be. In foreign policy, it used to be understood that America stands for liberal democracy. But we had a president of the United States who was more than happy to sidle up to some of the worst autocrats in the world. That’s why we can’t afford to leave rising populism around the world unaddressed and fail to engage with voters. When we do that, we allow far right parties to grab those votes and go unopposed. Whatever happens domestically impacts what happens internationally.

Anna Grzymała-Busse

Anna Grzymala-Busse

Director of The Europe Center
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The Consequences of Nuclear Sabre-Rattling

Scott Sagan

We have to very clear-eyed when we’re talking about the threat, however improbable, of the use of a nuclear weapon. When it comes to the deployment of a tactical nuclear weapon, its kinetic effects depend on both the size of the weapon, the yield, and the target. Tactical weapons range in yield from very low — 5-10% of what was in the Hiroshima bomb — to as large as what was used against Hiroshima and Nagasaki. If that kind of weapon was used on an urban target, it would produce widescale effects. In a battlefield or rural area, it would have a relatively small impact.

But in the bigger picture, what any use of a weapon like this does is break a 70+ year tradition of non-use. Those seventy years have been dicey and fragile, but they have held so far. A tradition that is broken creates a precedent, and once there’s a precedent, it makes it much easier for someone to transgress the tradition again. So even if a decision was made to use a tactical weapon with little kinetic importance for strategic effect, I think we still need to be worried about it.

Personalistic dictators surround themselves with yes men. They make lonely decisions by themselves, often filled with vengeance and delusion because no one can tell them otherwise. They don't have the checks and balances. But I want to make one point about a potential coup or overthrow. Putin has done a lot to protect himself against that. But improbable events happen all the time, especially when leaders make really, really bad decisions. That’s not something we should be calling for as official U.S. policy, but it should be our hope.

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Scott Sagan

FSI Senior Fellow at the Center for International Security and Cooperation
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Cycles of Conflict, Climate Change, and Food Insecurity

Marshall Burke

The estimates right now project that there are 350 million people around the world facing acute food insecurity. That means 350 million people who literally don’t have enough to eat. That’s roughly double what it was pre-COVID. The factors driving that are things like supply chain disruptions from the pandemic and climate shocks, but also because of ongoing conflict happening around the world, Ukraine included.

There was an early concern that the war in Ukraine would be a huge threat to global food security. That largely has not been the case so far, at least directly. Opening the grain corridors through the Black Sea has been crucial to this, and it’s critical that we keep those open and keep the wheat flowing out. Research shows that unrest increases when food prices spike, so it’s important for security everywhere to keep wheat prices down.

What I’m worried about now is natural gas prices. With high global natural gas prices, that means making fertilizer is also very expensive and prices have increased up to 300% relative to a few years ago. If they stay that high, this is going to be a long-term problem we will have to find a way of reckoning with on top of the other effects from climate change already impacting global crop production and the global economy.

Marshall Burke

Marshall Burke

Deputy Director of the Center on Food Security and the Environment
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Ukraine After the War

Francis Fukuyama

I've been more optimistic about the prospects for Ukraine taking back territory for more of this war, just because of the vast difference in motivation between the two sides and the supply of modern weapons that Ukraine has been getting. But I don’t know what the conditions on the ground will look like when the decision to negotiate comes. Will Russia still be sitting on occupied territory? Are they kicked out entirely? Or are the frontlines close to where they are now?

As I’ve observed, Ukraine's demands have shifted depending on how they perceive the war going on. There was a point earlier this summer where they hinted that a return to the February 23 borderlines would be acceptable. But now with their recent successes, they're saying they want everything back to the 2014 lines. What actually happens will depend on what the military situation looks like next spring, by my guess.

However the war does end, I think Ukraine actually has a big opportunity ahead of them. Putin has unwittingly become the father of a new Ukrainian nation. The stresses of the war have created a very strong sense of national identity in Ukraine that didn’t exist previously. It’s accurate that Ukraine had significant problems with corruption and defective institutions before, but I think there’s going to be a great push to rout that out. Even things like the Azov steel factory being bombed out of existence is probably a good thing in the long run, because Ukraine was far too dependent on 20th-century coal, steel, and heavy industry. Now they have an opportunity to make a break from all of that.

There are going to be challenges, obviously. We’ll have to watch very carefully what Zelenskyy chooses to do with the commanding position he has at the moment, and whether the government will be able to release power back to the people and restore its institutions. But Europe and the West and our allies are going to have a really big role in the reconstruction of Ukraine, and that should be regarded by everyone as a tremendous opportunity.

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Francis Fukuyama

Olivier Nomellini Senior Fellow at FSI
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Victory in Ukraine, Victory for Democracy

Michael McFaul

Nobody likes a loser, and right now, Putin is losing strategically, tactically, and morally. Now, he doesn’t really care about what Biden or NATO or the West think about him. But he does care about what the autocrats think about him, especially Xi Jinping. And with reports coming out of the Shanghai Cooperation Organization that Xi has “concerns” about what’s happening in Ukraine, Putin is feeling that pressure. I think that's why he has decided he needs to double down, not to negotiate, but to try and “win” in some way as defined by him.

In my view, that’s what’s behind the seizure of these four regions. If he feels like he can unequivocally claim them as part of Russia, then maybe he will sue for peace. And that’s exactly what President Zelenskyy fears. Why? Because that’s exactly what happened in 2014. Putin took Crimea, then turned around to the countries of the world and said, “Aren’t we all tired of war? Can’t we just have peace? I’m ready to end the war, as long as you recognize the new borders.” And, let’s be honest, we did.

We keep hearing politicians say we should put pressure for peace negotiations. I challenge any of them to explain their strategy for getting Putin to talk about peace. There is no doubt in my mind that President Zelenskyy would sit down tomorrow to negotiate if there was a real prospect for peace negotiations. But there's also no doubt in my mind right now that Putin has zero interest in peace talks.

Like Dr. Fukuyama, I don’t know how this war will end. But there's nobody inside or outside of Russia that thinks it’s going well. I personally know a lot of people that believe in democracy in Russia. They believe in democracy just as much as you or I. I’ve no doubt of their convictions. But they’re in jail, or in exile today.

If we want to help Russia in the post-Putin world, we have to think about democracy. There’s not a lot we can do to directly help democracy in Russia right now. But we should be doing everything to help democracy in Ukraine.  It didn’t happen in 1991. It didn’t happen in 2004. It didn’t happen in 2014. They had those breakthroughs and those revolutionary moments, but we as the democratic world collectively didn’t get it right. This is our moment to get it right, both as a way of helping Ukraine secure its future, and to give inspiration to “small-d” democrats fighting for rights across the world.

Michael McFaul, FSI Director

Michael McFaul

Director of the Freeman Spogli Institute for International Studies
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FSI Director Michael McFaul, Kathryn Stoner, Francis Fukuyama, Scott Sagan, Anna Grzymala-Busse, and Marshall Burke answered questions from the parliamentarians on the conflict and its implications for the future of Ukraine, Russia, and the global community.

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Michele Kelemen
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Ukraine's army has recently recaptured a lot of territory from Russia. They also have analysts asking a question, not for the first time, what happens if Russian President Vladimir Putin feels cornered? NPR's Michele Kelemen reports. Listen below for Steven C. Házy Lecturer's, Rose Gottemoeller's comments on the ongoing war between Ukraine and Russia.

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Ukraine's battlefield victories are a reason for celebration. But could it could also usher in another dangerous phase — with Russia's President Vladimir Putin lashing out in other ways.

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Mikhail Gorbachev, the former president of the Soviet Union, passed away on Tuesday, August 30, 2022. The last leader of the Soviet Union, Gorbachev ushered in what many in the West and Russia hoped would be a new era of democracy and development following the dismantling of the Iron Curtain and opening of Russia to Western markets and development.

Gorbachev's death comes in the midst of Vladimir Putin’s war against democratic Ukraine and a strong return to imperialist ideologies within the Kremlin. To help contextualize the impact of Gorbachev’s legacy, scholars from across the Freeman Spogli Institute for International Studies offer their reflections of his life and leadership.


 

A New Kind of Soviet Leader


Writing in the Bulletin of the Atomic Scientists, former Deputy Secretary General of NATO Rose Gottemoeller shared some of her personal memories of working with Gorbachev and his government.

"As Gorbachev’s presidency unfolded, it became clear that he was not going to be like the dour and geriatric Soviet Politburo members Leonid Brezhnev, Yury Andropov, and Konstantin Chernenko, who had followed each other in quick succession to the Kremlin leadership in the early 1980s. Only 54 when he took office, Gorbachev was easily the most dynamic figure seen in Moscow for nearly 30 years, with the confidence to speak openly on the public stage with foreign leaders such as Ronald Reagan and Margaret Thatcher."

She continues, "My only personal encounter with Gorbachev came many years later, when I worked in Moscow as director of the Carnegie Moscow Center. A Russian friend who was an associate of Gorbachev asked me if I would like to attend a lunch to celebrate his birthday. 'Of course!' I said. It was an honor for me.

I was pretty much a fly on the wall during the proceedings, since I could keep up with the fast conversation but did not want to display my less-than-perfect Russian to the former president. Nevertheless, he received me kindly. One exchange has always stuck with me. One of his former staffers from his time in the Kremlin asked him, 'Mikhail Sergeevich, when have the security services—the KGB, FSB, GRU—been more of a threat? Now, or during the Soviet era?'

Gorbachev thought about it for a moment and then said, 'During the Soviet era, at least the Communist Party Central Committee kept them under control. Now, they have no one to answer to but themselves. They are more of a threat now.' He was right."

Read Gottemoeller's full essay in the Bulletin of Atomic Scientists.
 

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Rose Gottemoeller

Steven C. Házy Lecturer at CISAC
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Changing and Humanizing the USSR


Steven Pifer, a former U.S. Ambassador to Ukraine, shared on Twitter some of the milestone accomplishments in nuclear arms control that came about during Gorbachev's administration. Having worked extensively in the U.S. Foreign Service and State Department for over 25 years in Ukraine, Warsaw, Moscow, and London, Pifer saw firsthand the impacts of Gorbachev's "glasnost’” policy — or the "opening up" of Russian society, government, and media — on the people of Russia and Eastern Europe.

"He gave Central Europeans freedom to make their own choices," Pifer wrote on Twitter. And while acknowledging that the Soviet collapse was not free of violence, Pifer also believes that it was "far more peaceful than it could have been," because of Gorbachev's leadership through such a monumental inflection point in geopolitical history.

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Steven Pifer

Affiliate at CISAC and the Europe Center
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Freedom and Honesty for Russia and Eastern Europe


Similarly, eminent political scientist Francis Fukuyama says that a hallmark of Gorbachev's legacy will be his desire for peace and his willingness to set aside the norms of the Soviet Era in order to allow people greater freedom.

"He wasn't willing to use force to hold the old Soviet Union together," Fukuyama told Radio Free Europe in an interview. "That was really critical in allowing the countries of Eastern Europe to become free of Soviet influence and for Soviet republics like Urkaine, Moldova, and Belarus to become independent nations. That is a contribution to freedom that is really unparallelled by any other leader at that time."

While Gorbachev is not a popular figure in Russia today, Fukuyama believes his time in leadership still made an important difference to the long-term development of the country and its former territories.

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Francis Fukuyama

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'History Will Be Kind to Him'


Today, Russia's trajectory looks very different from the path Gorbachev tried to set the country on in the 1990s. Speaking to Leila Fadel on NPR's Morning Edition, FSI Director Michael McFaul highlighted the difference between Gorbachev's ambitions and Putin's regime.

"It's definitely a reversal. It is a return to confrontation. And again, it did not have to be that way," he said. "Russia was a democracy in the 1990s, and Gorbachev helped to introduce those political reforms. That has been completely reversed by Vladimir Putin."

McFaul agrees that Gorbachev is a complex figure, both in Russia and in the West. While the collapse of the Soviet Union was largely bloodless, Gorbachev sent special forces to the Baltic republics in 1991, a decision which resulted in military and civilian casualites.

In light of the brutality of Russia's invasion of Ukraine, Gorbachev's early confidence in Vladimir Putin feels like a similar miscalculation, as Professor McFaul discussed with Andrea Mitchell on MSNBC. Even still, because of his proactive work to move arms control forward and for choosing not to intervene with force against the collapse of the Soviet Union and break away of Eastern Europe, McFaul considers the former president one of the most important figures of the 21st century. 

"On a personal level, Gorbachev and I didn't always agree. We argued," says McFaul. "But he was a very engaging intellectual, and I always learned from every conversation I had with him. I think history will be kind to him."

Michael McFaul, FSI Director

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Commentary

Russia, Ukraine, and the decision to negotiate

Ending the fighting may well require talks, but the decision to negotiate should lie with Kyiv.
Russia, Ukraine, and the decision to negotiate
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Rose Gottemoeller, Steven Pifer, Francis Fukuyama, and Michael McFaul discuss the complex life and legacy of the last leader of the Soviet Union.

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Rose Gottemoeller
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So many wonderful things have been said of Mikhail Sergeevich Gorbachev in recent days that I am loath simply to repeat them. Instead, I have reached back for my own memories, those that brought home to me his unique place in Russian history. Of course, you would expect that I would sing kudos for his role, together with Ronald Reagan, in halting the nuclear arms race in the 1980s. Their 1986 meeting at Reykjavik was a breakthrough that led within a few years to the Intermediate-Range Nuclear Forces Treaty (INF), and within a few years more to the first Strategic Arms Reduction Treaty (START).

What I recollect from Reykjavik, however, was my astonishment at news reports on the first day that Soviet General Secretary Gorbachev and American President Reagan were considering abolishing ballistic missiles and the nuclear weapons that went on them. At the time a young analyst at RAND, I knew the debates that had been raging in our own system about undertaking reductions in nuclear weapons, never mind abolishing them. “Richard Perle,” I thought, “must be furious over this.”

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So many wonderful things have been said of Mikhail Sergeevich Gorbachev in recent days that I am loath simply to repeat them. Instead, I have reached back for my own memories, those that brought home to me his unique place in Russian history.

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With an ugly war of attrition in Ukraine threatening to drag on for months, some fear possible escalation and suggest Washington should start talking to Moscow about a cease-fire and ending the war, or offer proposals to foster diplomatic opportunities.

Ending the fighting may well require talks, but the decision to negotiate should lie with Kyiv.

The Russian army launched a large-scale invasion of Ukraine on three fronts on February 24. However, by the end of March, it had to abandon its goal of capturing the Ukrainian capital and withdrew from much of northern Ukraine. The Kremlin said its forces would then focus on Donbas, consisting of Ukraine’s easternmost oblasts of Donetsk and Luhansk.

By mid-July, Russian soldiers had occupied most of Luhansk. That represented a symbolic victory, but in reality three months of grinding fighting gained little new territory. The Russian army, which has seen roughly 15,000 to 25,000 soldiers killed in action and lost much equipment, appears exhausted.

The Ukrainian military has also taken heavy losses but has been bolstered by flows of new arms from the West. Among other things, Russian war crimes have provoked sharp anger among Ukrainians and strengthened their resolve to resist.

Now hardly seems a propitious time for negotiations.

To begin with, Russian President Vladimir Putin and his Kremlin show no sign of readiness to talk seriously. Russian officials articulated their war aims for Ukraine early on: denazification (of a government headed by a Jewish president), demilitarization, neutrality, recognition of occupied Crimea as Russian territory, and recognition of Donetsk and Luhansk as independent so-called “people’s republics.”

In early July, Russian National Security Council Secretary Nikolai Patrushev restated basically the same goals. Foreign Minister Sergey Lavrov on July 20 said that Russia had broadened its military aims and would seek to seize territory beyond Donbas. He later added that Moscow sought to end the “unacceptable regime” in Kyiv.

The Kremlin’s goals remain unchanged — Ukraine’s almost total capitulation — despite the fact that Russia’s performance on the battlefield has fallen well short of expectations and could deteriorate as the Ukrainians take military actions such as systematically destroying Russian ammunition dumps. Do those who urge talks see space for any compromise that would not leave Ukraine in a substantially worse position than before the most recent invasion began in February?

Even a cease-fire presents peril for the Ukrainian side. It would leave Russian troops occupying large parts of eastern and southern Ukraine, with no guarantee they would leave. The Ukrainians have learned from bitter experience. Cease-fires agreed in September 2014 and February 2015, supposedly to end the fighting in Donbas, left Russian and Russian proxy forces in control of territory that they never relinquished and did not fully stop the shooting. Moreover, the Russian military might use a cease-fire to regroup, rearm, and launch new attacks on Ukraine.

This is not to say that a cease-fire or negotiation should be ruled out. But, given the risks inherent in either course for Ukraine, the decision to engage in talks on a cease-fire or broader negotiations should be left to President Volodymyr Zelenskyy and his government.

If Ukraine’s leadership were now to conclude that it should seek a settlement, Moscow’s unyielding negotiating demands would require that Kyiv consider concessions. They would be painful for the Ukrainian side and would almost certainly encounter stiff public opposition: A July poll showed that 84% of Ukrainians opposed any territorial concessions. That included 77% in Ukraine’s east and 82% in the south, the two areas where most fighting now occurs.

Any negotiation thus would be fraught with risk for Zelenskyy and his team. Only they can decide when — or if — it is time to talk. Battlefield developments and future military realities may affect the calculation in Kyiv. If Ukraine’s leaders choose to begin negotiations, the West should not hinder them, but the West also should not press them to negotiate before they see a net benefit in doing so. Western officials should be leery of opening any channel to Moscow that the Russians would seek to turn into a negotiation over the heads of the Ukrainians.

To be clear, this war has an aggressor, and it has a victim. Those who advocate that Washington talk to Moscow fear that, if the war continues, Russia might consider launching attacks on targets in North Atlantic Treaty Organization (NATO) member states. One should not wholly exclude that possibility, but the Russian military has its hands full with Ukraine. It likely does not want to take on NATO directly as well.

The United States and NATO certainly have a major interest in avoiding direct military conflict with Russia. However, in order to minimize that risk, is it right to ask the Ukrainian government to make concessions to the aggressor, concessions that could reduce the size and economic viability of the Ukrainian state, that would provoke a sharp domestic backlash in the country, and that might not end the Russian threat to Ukraine?

One last point to weigh. If the West pressed Kyiv to accept such an outcome, what lesson would Putin draw should his stated desire to “return” Russia’s historic lands extend beyond Ukraine?

Published on Brookings.edu

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Ending the fighting may well require talks, but the decision to negotiate should lie with Kyiv.

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