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This interview by Melissa De Witte originally appeared in Stanford News.


The upcoming summit between President Joe Biden and President Vladimir Putin is not rewarding the Russian leader for his bad behavior: It’s opening negotiations and delivering a warning to him instead, says Stanford scholar Kathryn Stoner.

Here, Stoner is joined by Stanford political scientist and former U.S. Ambassador to Russia Michael McFaul, Payne Distinguished Lecturer at CISAC and former Deputy Secretary General of NATO Rose Gottemoeller and Russia historian Norman Naimark to discuss what to expect at the summit in Geneva on Wednesday.

The meeting, the scholars say, could reset U.S.-Russia relations, signal deterrence on certain issues – including cybersecurity in light of attacks like the SolarWinds breach that the U.S. has blamed on the Russian Foreign Intelligence Service – and launch strategic stability talks related to nuclear weapons.

Interviews have been edited for length and clarity. For more information on what to expect about the Biden-Putin summit from FSI scholars, visit the FSI website.


Where does diplomacy now stand between the U.S. and Russia?

Naimark: Russian-American relations are at their lowest point since the fall of the Soviet Union in 1991, perhaps even since the last years of Gorbachev’s rule. When relations are fraying between the world’s two most powerful nuclear powers, the coming of the summit on June 16 between President Biden and President Putin should be welcomed. It’s worth recalling the heightened military tensions just three months ago between Moscow and Washington, when Moscow moved tens of thousands of troops to the Ukrainian border and mobilized its air and sea power in the region. Both leaders have emphasized that they seek stability, reliability and predictability in their bilateral relations; at the same time, their respective administrations have warned that expectations should be kept at the minimum for any kind of serious breakthrough at the summit.

Stoner: We’ve lost a lot of leverage because of the withdrawal from global politics that started under the latter part of the Obama administration and continued with Trump with his America First platform, which meant America alone. There is some leverage, it’s just how much. We don’t necessarily want to destabilize Russia because it’s a big, complicated country with nuclear weapons, but all signs point to Putin staying in office until 2036. He’s not going away. I think we have to try to signal deterrence on certain issues, like trying to move into another former Soviet republic as he is doing with Ukraine, Georgia and potentially Belarus, but then cooperate in other areas where it is productive to do so.

What do you think about some of the criticisms toward Biden meeting with Putin? For example, that Biden meeting with Putin is only rewarding him for his bad behavior.

Stoner: There is a reasonable question about why Biden and Putin are meeting and if it is somehow rewarding Putin for bad behavior by having a summit with the President of the United States. Rather than rewarding Putin, however, I think this meeting could be Biden’s warning to him that if hacking and other cyberattacks continue, we have a menu of things we could do as well.

Naimark: There is no reason that the American president cannot talk about difficult subjects like cybersecurity, ransomware attacks, human rights, the release of Alexei Navalny, the protection of Ukrainian sovereignty and other important items on the American agenda while focusing on issues of mutual interest: the future of arms control, global warming and the regulation of the Arctic, and outer space. One can always hope that, like the last summit on Lake Geneva between Russian and American leaders [Mikhail Gorbachev and Ronald Reagan] in November 1985, this one can lay the groundwork for serious improvements in relations in the near future.

Is this meeting a reset of diplomatic relations between the two nations?

Stoner: I know in Washington it is popular to say that Biden is not having a reset of relations with Russia when past presidents all have tried that. I think that’s wrong. I do think it is a reset in the relationship in that there should be more clarity and stability, but that doesn’t mean it’s going to be friendly and universally cooperative, given that we still see many differences in perspectives and some antagonism too. Still, Russia and the U.S. need to talk because there are a lot of issues in common where it would be helpful to coordinate with Russia. After all, even in the depths of the Cold War, the leaders of both countries still talked. Russia has reestablished itself as the most formidable power in Europe and it looks like Biden is acknowledging that and the fact that the U.S. can no longer afford to ignore Russia.

Is there anything the two leaders will be able to agree upon?

McFaul: I used to organize these kinds of meetings when I worked in the government and back when President Medvedev was there. We would have these meetings as a way to force our governments to produce what is called in State Department-speak “deliverables.” We didn’t have meetings to have them, we wanted to get things done. In the first Obama-Medvedev meeting we had a long list of deliverables when they met in July of 2009.

But there is no way that will happen with Putin today because he doesn’t really want to cooperate, he doesn’t really want deliverables. That’s challenging for President Biden, I think, because he has said that he wants a stable, predictable relationship with Putin. I think that’s fine to aspire to, but I don’t think Putin is that interested in that kind of relationship, so that creates a challenge of substance for summits like this.

Gottemoeller: With such different threat perceptions, the two presidents are not going to agree in Geneva about what should go into the next nuclear treaty. They can agree, though, to put their experts together to hammer it out. They can also agree to put the two sides together to tackle the different threat perceptions and the question of what stability means. Finally, they can agree to a deadline, so the talks don’t stall. It won’t be a headline-grabbing outcome, but at least Moscow and Washington will get moving again on the nuclear agenda.

Where can Biden make progress?

McFaul: I think the most likely place to make progress is to launch strategic stability talks, which is an abstract phrase for beginning the process of negotiations about nuclear weapons and their delivery vehicles that would be a follow-on to the New START treaty. Biden and Putin rightfully extended the New START treaty early in his term for five years, and I think that was very smart. I personally worked on that treaty, so I think it’s a good treaty and deserves to be extended. But it’s going to run out really fast because the next set of negotiations are going to be much more complicated. I hope they would start some process to begin those negotiations now.

Gottemoeller: Maybe the only place where President Biden can make progress with Vladimir Putin in Geneva is the nuclear agenda with Russia. Since the two men agreed, in February, to extend the New START treaty by five years, they have put out a clear public message that they intend to pursue a deal to replace New START and to launch strategic stability talks. They are not going to have identical ideas, however, about what those two goals mean.

Biden wants a new arms control deal that will control all nuclear warheads, whether launched on intercontinental strategic-range missiles or on shorter-range systems. He also wants to get a handle on some of the new types of nuclear weapons that the Russians have been developing. One new system, for example, uses nuclear propulsion to ensure that it can fly for many hours at great speed over long distances, earning it the moniker “weapon of vengeance.” These exotic weapons did not exist when New START was negotiated; now, they need to be controlled.

Putin, by contrast, focuses on U.S. long-range conventional missiles that he worries are capable of the accuracy and destructive power of nuclear weapons. The United States, in his view, could use these conventional weapons to destroy hard targets such as the Moscow nuclear command center. He also worries that the United States is producing ever more capable ways to intercept his nuclear missiles and destroy them before they reach their targets. In his worst nightmare, the United States undermines his nuclear deterrent forces without ever resorting to nuclear weapons.

What advice do you have for Biden?

McFaul: One, do not have a one-on-one meeting – just have a normal meeting. Two, I would recommend not having a joint press conference that just gives Putin a podium for the world to say his “whataboutism” stuff; it’s better to have separate press conferences because most of the world will be more interested in what Biden says compared to what Putin says.

Third, I think it’s important to cooperate when you can but also be clear about your differences and don’t pull punches on that. In particular, I want Biden to talk about Alexei Navalny, the Americans who are wrongly detained in Russia today, Crimea still being occupied, Russian proxies in eastern Ukraine, and parts of Georgia that are under occupation. They have been attacking us relentlessly with these cyberattacks, these Russian criminals who in my view have to have some association with the Russian government.

That’s a tough list, but I think it’s really important for President Biden to say those things directly to Putin. I have confidence that he can. I was at their last meeting. I traveled with the vice president in 2011 when he met with then Prime Minister Putin. Biden is capable of delivering tough messages and I hope he uses this occasion to do so again.

What would be a sign that their meeting was productive?

Stoner: One sign the meeting was productive would be if Biden and Putin could agree to establish a joint committee or council on some rules surrounding cybersecurity. Another would be if they make plans to talk again about either replacing or reviving the Minsk-2 agreement [that sought to bring an end to Russia’s war on Ukraine]. And three, a positive sign would be if they plan to do some negotiation on further reducing tactical nuclear weapons or strategic nuclear weapons. An agreement to disagree on some issues, but to continue talking on others would be indicative of at least some small progress.

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Assessing the Biden-Putin Summit

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Scholars at the Freeman Spogli Institute for International Studies hope that President Joe Biden’s meeting with Russian President Vladimir Putin will lay the groundwork for negotiations in the near future, particularly around nuclear weapons.

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Since the beginning of the nuclear age in the 1940s, the United States and Russia have dominated the development of nuclear arms, accounting for 97 percent of the total production of all nuclear weapons between the two nations to date. In 1986, the total number of nuclear warheads in existence globally peaked at an estimated 64,500 total. But currently, nuclear stockpiles have dropped in size to roughly 13,100 warheads as of early-2021. What changed?

The current state of nuclear reduction policy can be traced to Rose Gottemoeller, the Payne Distinguished Lecturer at the Center for International Security and Cooperation (CISAC). Gottemoeller joined FSI Director Michael McFaul to discuss her latest book, Negotiating the New START Treaty, which offers a unique perspective into the process of diplomacy by using Gottemoeller’s own experiences as the chief U.S. negotiator of the New Strategic Arms Reduction Treaty (New START) with the Russian Federation as a case study.

Her full conversation with Michael McFaul is available below and on the CISAC YouTube channel.

The New START Treaty

The New START Treaty, which was formalized in 2010, and builds on prior agreements put in place through the 1970s and 80s to actively reduce and limit the number of strategic nuclear weapons. The first START treaty in 1994 reduced the number of deployed nuclear warheads in the United States and Russia from 12,000 to 6,000 each. In 2002, that number was reduced further to around 2,200 weapons each through agreements in the Moscow Treaty. The New START Treaty Gottemoeller negotiated dropped that number again to 1,550 deployed strategic nuclear warheads.

It’s really a challenge to actually do things in government . . . In Rose’s case, she had to engage with one of the toughest partners in the world: the Russian Federation.
Michael McFaul
FSI Director

This 30 percent overall reduction in nuclear armaments has brought deployed Russian and U.S. warheads to their smallest numbers since the nuclear age began.

“It’s really a challenge to actually do things in government,” emphasizes McFaul. “It’s easy to be something or someone, but to do anything, you have to be able to engage with another partner somewhere in the world. In Rose’s case, she had to engage with one of the toughest partners in the world: the Russian Federation.”

Cover of 'Negociating the New START Treaty' by Rose Gottemoeller

Negotiating the New START Treaty

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Doing vs. Being

How was Gottemoeller able to accomplish what she and her team did? Coming as an outsider to the Obama campaign and government, the initial months of contacting relevant people in the Department of State and working through the confirmation process were grueling, particularly with the added pressure of the looming deadline for the end of the first START treaty.

“That early pressure was absolutely vital for the ultimate success of the New START treaty,” says Gottemoeller. “These kinds of treaties usually take years to negotiate, but we only had from April to December of that year.”

By the time Antonov and I got to the endgame negotiations, we’d developed this motto of ‘spravimsya,’ or, ‘we’ll fix it.’
Rose Gottemoeller
Payne Distinguished Lecturer at CISAC

With such a tight schedule, focus and drive were vital for moving the negotiations forward on time. Based on a clear directive from Presidents Obama and Medvedev, Gottemoeller knew the negotiations were to focus only on reducing strategic offensive armaments. The drive came from the perseverance and professionalism between her team and their Russian counterparts.

“When any negotiation starts, there’s a dance that goes on as the chief negotiators and the heads of the working groups establish their rhythm and get to know each others’ style. There were definitely rough patches, but overall we were able to establish good working relationships with everyone we needed to.”

In establishing this rapport, Gottemoeller’s prior affiliations with the Russian head negotiator, Anatoly Antonov, and her ability to speak directly with him in the Russian language were invaluable, particularly given Gottemoeller’s unique position as the first woman ever to negotiate a nuclear arms deal with the Russian Federation.    

“By the time [Antonov] and I got to the endgame negotiations, we’d developed this motto of ‘мы исправим это,’ or, ‘We’ll fix it.’ By having that mindset, we were able to figure it out, even with our personal differences,” Gottemoeller explains.

Ultimately, she and her team delivered a crucial piece of diplomacy in record time despite the setbacks. “I handed over the final papers on my birthday,” she remembers. “So, it was a personal day of celebration as well as a professional one.”

Advice for Future Negotiators

For upcoming graduates and young people looking to Gottemoeller and her incredible diplomatic career as an inspiration, she gives this encouragement:

“Negotiating about nuclear weapons is not rocket science. You become a good negotiator through your everyday living. It’s part of our natural life and natural living. Don’t let it overwhelm you just because you happen to be dealing with nuclear weapons. It’s still just about meeting interests and crafting compromises in order to achieve your goals.”

It’s a sentiment Director Michael McFaul quickly echoed as he reaffirmed the invaluable work Rose Gottemoeller has contributed both diplomatically and to the future of foreign policy.

“In academia, the literature is thin on the actual practice of diplomacy,” admits McFaul. “But Rose has done a great service to educating future diplomats and future negotiators. We need to be able to learn from case studies like this from the past so we can continue to achieve these kinds of things in the future.”

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Rose Gottemoeller discusses “Negotiating the New START Treaty,” her new book detailing how she negotiated a 30 percent reduction in U.S.-Russia strategic nuclear warheads.

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This interview by Bruce Goldman was originally published by the Stanford School of Medicine.


On May 13, the journal Science published a letter, signed by 18 scientists, stating that it was still unclear whether the virus that causes COVID-19 emerged naturally or was the result of a laboratory accident, but that neither cause could be ruled out. David Relman, MD, the Thomas C. and Joan M. Merigan Professor and professor of microbiology and immunology, spearheaded the effort.

Relman is no stranger to complicated microbial threat scenarios and illness of unclear origin. He has advised the U.S. government on emerging infectious diseases and potential biological threats. He served as vice chair of a National Academy of Sciences committee reviewing the FBI investigation of letters containing anthrax that were sent in 2001. Recently, he chaired another academy committee that assessed a cluster of poorly explained illnesses in U.S. embassy employees. He is a past president of the Infectious Diseases Society of America.

Stanford Medicine science writer Bruce Goldman asked Relman to explain what remains unknown about the coronavirus’s emergence, what we may learn and what’s at stake.

1. How might SARS-CoV-2, which causes COVID-19, have first infected humans?

Relman: We know very little about its origins. The virus’s closest known relatives were discovered in bats in Yunnan Province, China, yet the first known cases of COVID-19 were detected in Wuhan, about 1,000 miles away.

There are two general scenarios by which this virus could have made the jump to humans. First, the jump, or “spillover,” might have happened directly from an animal to a human, by means of an encounter that took place within, say, a bat-inhabited cave or mine, or closer to human dwellings — say, at an animal market. Or it could have happened indirectly, through a human encounter with some other animal to which the primary host, presumably a bat, had transmitted the virus.

Bats and other potential SARS-CoV-2 hosts are known to be shipped across China, including to Wuhan. But if there were any infected animals near or in Wuhan, they haven’t been publicly identified.

Maybe someone became infected after contact with an infected animal in or near Yunnan, and moved on to Wuhan. But then, because of the high transmissibility of this virus, you’d have expected to see other infected people at or near the site of this initial encounter, whether through similar animal exposure or because of transmission from this person.

2. What’s the other scenario?

Relman: SARS-CoV-2 could have spent some time in a laboratory before encountering humans. We know that some of the largest collections of bat coronaviruses in the world — and a vigorous research program involving the creation of “chimeric” bat coronaviruses by integrating unfamiliar coronavirus genomic sequences into other, known coronaviruses — are located in downtown Wuhan. And we know that laboratory accidents happen everywhere there are laboratories.

Humans are fallible, and laboratory accidents happen — far more often than we care to admit.
David Relman
Senior Fellow, CISAC

All scientists need to acknowledge a simple fact: Humans are fallible, and laboratory accidents happen — far more often than we care to admit. Several years ago, an investigative reporter uncovered evidence of hundreds of lab accidents across the United States involving dangerous, disease-causing microbes in academic institutions and government centers of excellence alike — including the Centers for Disease Control and Prevention and the National Institutes of Health.

SARS-CoV-2 might have been lurking in a sample collected from a bat or other infected animal, brought to a laboratory, perhaps stored in a freezer, then propagated in the laboratory as part of an effort to resurrect and study bat-associated viruses. The materials might have been discarded as a failed experiment. Or SARS-CoV-2 could have been created through commonly used laboratory techniques to study novel viruses, starting with closely related coronaviruses that have not yet been revealed to the public. Either way, SARS-CoV-2 could have easily infected an unsuspecting lab worker and then caused a mild or asymptomatic infection that was carried out of the laboratory.

3. Why is it important to understand SARS-CoV-2’s origins?

Relman: Some argue that we would be best served by focusing on countering the dire impacts of the pandemic and not diverting resources to ascertaining its origins. I agree that addressing the pandemic’s calamitous effects deserves high priority. But it’s possible and important for us to pursue both. Greater clarity about the origins will help guide efforts to prevent a next pandemic. Such prevention efforts would look very different depending on which of these scenarios proves to be the most likely.

Evidence favoring a natural spillover should prompt a wide variety of measures to minimize human contact with high-risk animal hosts. Evidence favoring a laboratory spillover should prompt intensified review and oversight of high-risk laboratory work and should strengthen efforts to improve laboratory safety. Both kinds of risk-mitigation efforts will be resource intensive, so it’s worth knowing which scenario is most likely.

4. What attempts at investigating SARS-CoV-2’s origin have been made so far, with what outcomes?

Relman: There’s a glaring paucity of data. The SARS-CoV-2 genome sequence, and those of a handful of not-so-closely-related bat coronaviruses, have been analyzed ad nauseam. But the near ancestors of SARS-CoV-2 remain missing in action. Absent that knowledge, it’s impossible to discern the origins of this virus from its genome sequence alone. SARS-CoV-2 hasn’t been reliably detected anywhere prior to the first reported cases of disease in humans in Wuhan at the end of 2019. The whole enterprise has been made even more difficult by the Chinese national authorities’ efforts to control and limit the release of public health records and data pertaining to laboratory research on coronaviruses.

In mid-2020, the World Health Organization organized an investigation into the origins of COVID-19, resulting in a fact-finding trip to Wuhan in January 2021. But the terms of reference laying out the purposes and structure of the visit made no mention of a possible laboratory-based scenario. Each investigating team member had to be individually approved by the Chinese government. And much of the data the investigators got to see was selected prior to the visit and aggregated and presented to the team by their hosts.

The recently released final report from the WHO concluded — despite the absence of dispositive evidence for either scenario — that a natural origin was “likely to very likely” and a laboratory accident “extremely unlikely.” The report dedicated only 4 of its 313 pages to the possibility of a laboratory scenario, much of it under a header entitled “conspiracy theories.” Multiple statements by one of the investigators lambasted any discussion of a laboratory origin as the work of dark conspiracy theorists. (Notably, that investigator — the only American selected to be on the team — has a pronounced conflict of interest.)

Given all this, it’s tough to give this WHO report much credibility. Its lack of objectivity and its failure to follow basic principles of scientific investigation are troubling. Fortunately, WHO’s director-general recognizes some of the shortcomings of the WHO effort and has called for a more robust investigation, as have the governments of the United States, 13 other countries and the European Union.

5. What’s key to an effective investigation of the virus’s origins?

Relman: A credible investigation should address all plausible scenarios in a deliberate manner, involve a wide variety of expertise and disciplines and follow the evidence. In order to critically evaluate other scientists’ conclusions, we must demand their original primary data and the exact methods they used — regardless of how we feel about the topic or about those whose conclusions we seek to assess. Prior assumptions or beliefs, in the absence of supporting evidence, must be set aside.

Investigators should not have any significant conflicts of interest in the outcome of the investigation, such as standing to gain or lose anything of value should the evidence point to any particular scenario.

There are myriad possible sources of valuable data and information, some of them still preserved and protected, that could make greater clarity about the origins feasible. For all of these forms of data and information, one needs proof of place and time of origin, and proof of provenance.

To understand the place and time of the first human cases, we need original records from clinical care facilities and public health institutions as well as archived clinical laboratory data and leftover clinical samples on which new analyses can be performed. One might expect to find samples of wildlife, records of animal die-offs and supply-chain documents.

Efforts to explore possible laboratory origins will require that all laboratories known to be working on coronaviruses, or collecting relevant animal or clinical samples, provide original records of experimental work, internal communications, all forms of data — especially all genetic-sequence data — and all viruses, both natural and recombinant. One might expect to find archived sequence databases and laboratory records.

Needless to say, the politicized nature of the origins issue will make a proper investigation very difficult to pull off. But this doesn’t mean that we shouldn’t try our best. Scientists are inquisitive, capable, clever, determined when motivated, and inclined to share their insights and findings. This should not be a finger-pointing exercise, nor an indictment of one country or an abdication of the important mission to discover biological threats in nature before they cause harm. Scientists are also committed to the pursuit of truth and knowledge. If we have the will, we can and will learn much more about where and how this pandemic arose.  

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David Relman

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Microbiologist David Relman discusses the importance of understanding how the coronavirus emerged.

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President Joe Biden is the first president since the Cold War to begin his term not seeking closer relations with Russia; there will be no “reset.” He has indicated instead that he will push back against Russian misbehavior while seeking to cooperate where doing so advances U.S. interests. In his first 100 days Mr. Biden has sought to distinguish his policy from that of Donald Trump, who seemed incapable of criticizing Vladimir Putin or Russian transgressions.

The first full day of his administration illustrated Mr. Biden’s approach. The White House said he would extend the New Strategic Arms Reduction Treaty (New START) for five years, essentially accepting an offer Mr. Putin had made more than a year earlier—but something that was very much in the interest of U.S. national security. White House officials also announced that Mr. Biden had asked for assessments of Russian actions such as interference in the 2020 presidential election and the Solar Winds cyber hack, promising that the administration would “hold Russia to account for its reckless and adversarial actions.”

Mr. Biden described his policy directly to Mr. Putin in a January 26 phone call. He discussed New START and strategic stability but also raised issues of concern, including Ukraine, election interference and Kremlin-opponent Alexey Navalny’s poisoning. The White House read-out of the call (there were several important Trump-Putin calls with no read-outs) noted that the president had also said that the United States would “act firmly in defense of its national interests in response to actions by Russia” that caused harm to America or its allies.

Anticipating relations with the Kremlin that will have major adversarial elements, the Biden administration has moved to shore up the trans-Atlantic relationship and repair the damage done during his predecessor’s four years. In a February 19 virtual appearance at the Munich Security Conference, the president reaffirmed the U.S. commitment to NATO and Article 5 (an attack against one shall be considered an attack against all), stressed the importance of collective efforts to meet the “threat from Russia,” and reached out to German Chancellor Angela Merkel, who often found herself the target of Mr. Trump’s ire. (The Biden administration also halted, and then reversed, Mr. Trump’s order to withdraw some 10,000 troops from Germany.)

As the intelligence community completed its assessment of election interference and other Russian actions, and with tensions rising due to the Russian military build-up around Ukraine, the Biden administration calibrated its response. It sanctioned a number of Russian entities and individuals on April 15. As a warning of what could come, the president issued an executive order authorizing sanctions for a broad range of potential Russian misdeeds, and the Treasury Department placed limits on purchasing Russian sovereign debt, though in a restrained manner that could later be ratcheted up and made considerably more painful.

The president foreshadowed the coming sanctions to Mr. Putin in an April 13 call in which he also reiterated the U.S. commitment to support Ukraine, a commitment that the administration has stressed publicly (if Mr. Putin was bothered by Mr. Biden’s “killer” comment in a mid-March press interview, he apparently said nothing during the call). In remarks to the press two days later, Mr. Biden noted that Washington could have imposed harsher penalties, but he had chosen proportionate measures. He added that he did not want an escalatory cycle with Moscow but sought “a stable, predictable relationship.”

Stable and predictable may be as good as it can get in the near term. In both of his calls with his Russian counterpart, Mr. Biden has raised areas—such as arms control and strategic stability—where U.S. and Russian interests should coincide. Secretary of State Tony Blinken and National Security Advisor Jake Sullivan have echoed these points. While virtually all Trump political appointees were let go when Mr. Biden took office, one notable exception was John Sullivan, the ambassador in Moscow. And the president proposed that he and Putin meet this summer.

The Biden administration believes that, even with U.S.-Russian relations at a post-Cold War nadir, the two countries can do business on certain questions where they have mutual interests. In addition to using arms control to manage their nuclear competition, the sides presumably share an interest in blunting the nuclear ambitions of Iran and North Korea. As U.S. and NATO military forces prepare to leave Afghanistan, neither Washington nor Moscow has anything to gain from chaos or a return of the Taliban to power.

The president thus has correctly laid out the possibility of some positive engagement along with measures holding Russia to account for misbehavior. His ability to pursue both of those tracks, however, will depend in part on Kremlin actions.

Arrested immediately on his return to Moscow in January, Mr. Navalny now is in dire health in a Russian prison. His death would spark an uproar in the West. More critically, while the menacing Russian military movements around Ukraine likely aim just to unnerve Kyiv and, at the same time, test Mr. Biden’s reaction (as well as that of the West more broadly), a Russian military incursion remains a distinct possibility.

Such an attack would provoke a deep crisis in relations between the West and Russia. Washington and its European partners almost certainly would respond with new and more punishing sanctions. And should that happen, a summer summit, as well as real effort to work together on selected issues where the countries’ interests converge, could get booted a long way down the road.

Originally for Brookings

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President Joe Biden is the first president since the Cold War to begin his term not seeking closer relations with Russia; there will be no “reset.”

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BERLIN — Over the past week, Russia has reinforced its military presence on the Crimean peninsula, moved military units close to the Russia-Ukraine border and announced military “readiness checks.” Most likely, this is just a ploy to unnerve the government in Kyiv and test the West’s reaction. 

But it could be something worse. If the Kremlin is weighing the costs and benefits of a military assault on Ukraine, Europe and the United States should ensure that Moscow does not miscalculate because it underestimates the costs. 

Read the rest at Politico

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Europe and the United States must ensure that Moscow does not underestimate the costs of a military assault.

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The agenda for nuclear arms control and related issues in the 2020s is a broad one. As the United States, Russia and others figure out how to maintain and enhance strategic stability in a multi-player, multi-domain world, Washington and Moscow will continue to have a central role, writes Steven Pifer, a fellow at the Robert Bosch Academy and a retired US Foreign Service officer.

The Biden administration sees arms control as a tool that can advance security and stability. It will seek to engage Russia on further nuclear arms reductions and other measures. Arms control in the 2020s will reflect continuity with earlier efforts—nuclear arms reductions will remain a bilateral matter between Washington and Moscow—but also contain new elements. That reflects the fact that strategic stability has become a more complex concept.

Start with Strategic Stability

Donald Trump was the first American president in 50 years to reach no agreement in the area of nuclear weapons. President Biden sees arms control as an important policy tool. On his first full day in office, he agreed to extend the 2010 New Strategic Arms Reduction Treaty (New START) for five years. His administration plans to do more. On February 3, Secretary of State Blinken said Washington would “pursue with the Russian Federation, in consultation with Congress and US allies and partners, arms control that addresses all of its nuclear weapons.”

This will not happen immediately. The administration needs to get its team in place. It will conduct a review of US programs and doctrine, which may be broader than the nuclear posture reviews conducted by past administrations.

The first serious US-Russian engagement on nuclear arms issues will likely occur in strategic stability talks. The classic definition of strategic stability is a situation in which neither side has an incentive, in a severe crisis or conventional conflict, to use nuclear weapons first. For five decades beginning in the 1960s, strategic stability was based largely on comparing US and Soviet strategic offensive nuclear forces. If each side had the ability, even after absorbing a massive first strike, to retaliate with devastating consequences, neither had an incentive to use nuclear weapons.

Today’s strategic stability model is more complex. Instead of a two-player model based just on strategic nuclear forces, today’s is multi-player and multi-domain. Third-country nuclear forces such as China need to be factored in. In addition to nuclear weapons, the model should take account of missile defense, precision-guided conventional strike, space and cyber developments.

US-Russian strategic stability talks should address all these factors. They should also address doctrine. Case in point: escalate-to-deescalate. Most Russian experts assert that this never became official Russian doctrine. However, the Pentagon believes it has, and that influenced the 2018 US nuclear posture review. At the least, each side appears to believe that the other has lowered the threshold for using nuclear weapons. That should leave no one comfortable.

Nuclear Arms

Formal nuclear arms negotiations will, for the foreseeable future, remain a bilateral US-Russian matter. That is due to the disparity in numbers. According to the Federation of American Scientists, the United States has about 3,600 nuclear warheads in its active stockpile, while Russia has about 4,300. No third country has more than about 300.

The Trump administration tried to bring China into a US-Russia negotiation, but it never articulated a plan for doing so. That is no surprise. Washington and Moscow would not agree to reduce to China’s level, nor would they agree to legitimize a Chinese build-up to their levels, and China would not accept unequal limits.

New START caps the United States and Russia each at no more than 700 deployed intercontinental ballistic missiles (ICBMs), submarine-launched ballistic missiles (SLBMs) and nuclear-capable bombers and no more that 1,550 deployed strategic warheads. Those limits will remain in force until February 2026.

However, New START’s limits do not cover 60-65 percent of the active nuclear stockpiles of the two countries. Reserve (or non-deployed) strategic nuclear warheads, and non-strategic nuclear warheads—whether deployed or non-deployed—are unconstrained.

After the Cold War, the United States dramatically reduced its non-strategic nuclear weapons, eliminating all sea-based and land-based systems. Today, the only US non-strategic nuclear weapon is the B61 gravity bomb. Russia, on the other hand, maintains a large number and variety of non-strategic nuclear warheads—close to 2,000 for land-, sea- and air-based delivery as well as for defensive systems. This raises concern that Russia might be postured to use such weapons in a conflict.

The US military maintains more reserve strategic warheads. This reflects a desire to hedge against technical surprises or adverse geopolitical developments. The US military has implemented New START reductions in a manner that would allow it, should the treaty collapse, to add or “upload” warheads on ICBMs and SLBMs that now carry fewer than their capacity. As Russia modernizes its strategic ballistic missiles, it also is expanding its upload capacity.

The logical next step for the United States and Russia would entail negotiation of an agreement with an aggregate limit covering all their nuclear warheads. (Retired but not yet dismantled warheads could be dealt with separately.) An aggregate limit could offset reductions in Russia’s numerical advantage in non-strategic nuclear warheads with reductions in the US numerical advantage in non-deployed strategic warheads.

For a notional agreement, assume an aggregate limit of no more than 2,500 total nuclear warheads. Within that aggregate, there could be a sublimit of no more than 1,000 deployed strategic warheads on deployed ICBMs, SLBMs and any new kinds of strategic systems with deployed warheads—the weapons most readily launched. This approach would treat bomber weapons as non-deployed, since they are not maintained on board aircraft. Ideally, all nuclear weapons other than those on deployed strategic delivery systems would be kept in storage. A new agreement could also lower the New START limits on deployed delivery systems and deployed and non-deployed launchers.

This would be ambitious. That said, it would leave each nuclear superpower with eight times as many nuclear weapons as any third country. Even if the agreement did not entail such dramatic reductions, the structure would, for the first time, capture all US and Russian nuclear warheads.

Such an agreement could enable the United States and Russia to begin to deal with third-country nuclear weapons states, and here is where nuclear arms control in the 2020s might get into new territory. Washington and Moscow could ask China, Britain and France to undertake unilateral commitments not to increase their nuclear weapon numbers as long as the United States and Russia were reducing theirs and agree to limited transparency measures to provide confidence that they were abiding by those commitments.

This US-Russian agreement would require new verification measures to monitor numbers of nuclear weapons in storage. That likely will make both sides’ militaries uncomfortable. But both have adjusted to uncomfortable monitoring measures in the past.

Some arms control experts assess that an agreement limiting all nuclear weapons, particularly non-strategic nuclear arms, is too ambitious and have suggested alternative approaches. One would expand New START’s limits to capture systems such as intercontinental ground-launched boost-glide missiles and nuclear-powered torpedoes, ban other new kinds of strategic systems, and reduce the ratio of deployed strategic warheads to deployed strategic delivery systems, but would not attempt to constrain non-strategic nuclear weapons.

Another alternative would require that non-strategic nuclear weapons be relocated away from bases with associated delivery systems to a small number of storage sites, with monitoring activities designed to verify the absence of nuclear weapons at the bases housing delivery systems, not at confirming or monitoring the number of weapons in storage. While originally suggested for Europe only, it could be broadened to apply on a global basis.

A third alternative would simply seek to lower New START’s limits. Hopefully, however, the US and Russian governments will demonstrate greater ambition.

Other Possible Issues on the US-Russia Agenda

Arms control may enter new territory in the 2020s on issues and types of weapons that, while not nuclear arms, still affect strategic stability. They could be discussed in US-Russian strategic stability talks. If a mandate were agreed, they could be spun off into separate negotiations.

One set of issues concerns missile defense. The US ground-based mid-course defense (GMD) system is designed to defend against rogue states, such as North Korea, not against a Russian or Chinese ballistic missile attack. Russian officials in the past have nevertheless indicated an interest in constraining missile defenses. Whether they will insist on negotiating on missile defense in connection with a next round of nuclear arms negotiations remains to be seen.

US missile defenses now and for the foreseeable future pose no serious threat to Russian strategic ballistic missiles, a point Russian officials sometimes appear to acknowledge. (China, with a much smaller strategic force, has greater grounds for concern, though the performance of GMD system has not been particularly good.) On the other hand, it would not seem difficult to craft an agreement covering strategic missile defenses such as the GMD system and Moscow missile defense system that would apply constraints but still leave the United States room for capabilities to defend against a North Korean ICBM attack. What would prove difficult would be the Washington politics, where Republicans oppose any limits on missile defense.

Another issue is precision-guided conventional strike weapons. In some cases, these can fulfill missions that previously required nuclear weapons. Air- and sea-launched cruise missiles have been in the US inventory for decades and now in the Russian inventory. Both sides are developing hypersonic weapons. With the demise of the 1987 Intermediate-range Nuclear Forces Treaty, there is the 9M729 ground-launched cruise missile and likely other future intermediate-range missiles. It would be difficult to devise an arrangement that constrained all such weapons, but US and Russian officials might consider whether a subset poses a particular threat to strategic stability and should be subject to negotiation.

One possibility would seek to ban nuclear-armed intermediate-range missiles. Another possibility, though it has drawbacks, would build on the Russian idea for a moratorium on the deployment of intermediate-range missiles in Europe, provided that it would mean relocation of 9M729 missile systems out of Europe.

Operations in space—used for early warning, command, control and communications and other purposes—also can affect strategic stability. A broad agreement banning the militarization of space is difficult to envisage. However, US and Russian officials might explore more limited measures, such as keep-out zones around certain declared satellites, a ban on anti-satellite tests that generate orbital debris and a ban on emplacing weapons in space designed to strike targets on the Earth.

As for the cyber domain, traditional arms control measures appear ill-suited. Washington and Moscow might pledge not to interfere in the other side’s nuclear command, control and communication systems, but neither could be certain the pledge was being observed.

In contrast to nuclear arms reductions, which will remain a US-Russia issue in the 2020s, some related issues might be considered on a broader basis. For example, China increasingly appears a peer competitor with the United States and Russia in space operations. Moreover, China has many intermediate-range missiles. It remains in the US interest to engage China in strategic stability talks. At some point, trilateral or multilateral discussions might be appropriate.

The agenda for nuclear arms control and related issues in the 2020s is a broad one. As the United States, Russia and others figure out how to maintain and enhance strategic stability in a multi-player, multi-domain world, Washington and Moscow will continue to have a central role. There is much that could be done to enhance stability and strengthen global security. Washington and Moscow will have to overcome the mistrust created by violations of earlier arms control agreements and take an innovative approach, even if certain problems prove insoluble, at least in the near term. But they have an opportunity, and an obligation, to try.

 

Originally for Valdai Discussion Club

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As the United States, Russia and others figure out how to maintain and enhance strategic stability in a multi-player, multi-domain world, Washington and Moscow will continue to have a central role, writes Steven Pifer, a fellow at the Robert Bosch Academy and a retired US Foreign Service officer.

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This op-ed by Oriana Skylar Mastro was originally published in Foreign Affairs.

A new administration in Washington faces a familiar problem: North Korea is once again testing missiles, including ballistic missiles, in contravention of a UN Security Council resolution. Rather than retread dead-end paths, the administration of U.S. President Joe Biden has pledged to think anew on North Korea, and it has already distinguished itself from its predecessor by signaling that it will consult with U.S. allies and partners to formulate a strong response to Pyongyang that does not rule out diplomacy.

Such a reorientation is welcome. But if the new administration really wants to move the needle on North Korea, it will need to rethink the assumptions it has inherited about China’s role there. So far, the Biden team has cleaved to the long-held view that the United States and China share a common interest in the nuclear disarmament of North Korea and that U.S. policy there must make use of Beijing’s tremendous influence over the government in Pyongyang. During his visit to Seoul last week, Secretary of State Antony Blinken asserted that “Beijing has an interest, a clear self-interest, in helping to pursue the denuclearization of [North Korea] because it is a source of instability.” Blinken further paid tribute to China’s “critical role" and “unique relationship" with North Korea.

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But Beijing has demonstrated for almost three decades where its self-interest really lies, and that is in maintaining the status quo. China certainly doesn’t want to see North Korea weakened and the United States strengthened on the Korean Peninsula. But neither does it want the balance to tip so strongly toward North Korea that the United States feels compelled to bulk up its military posture. China is toeing a careful line to keep the prospect of peaceful denuclearization alive without provoking Pyongyang or aggravating tensions with the United States.

If Beijing were to do nothing to assist in denuclearization, the United States could lose confidence in diplomacy and decide instead to increase its military presence on the peninsula or even to take military action. But if Beijing does too much to help the United States, North Korea could collapse, and the whole peninsula could fall within the U.S. orbit. China’s North Korea policy is therefore an elaborate balancing act. Through it, Beijing seeks to maintain influence over the regime of Kim Jong Un without emboldening it; participate in multilateral efforts to pressure North Korea, such as the UN sanctions program, without exposing Pyongyang to pressure that could precipitate regime collapse; and offer the United States just enough hope for a diplomatic solution to forestall military intervention while simultaneously ensuring that any resolution contributes to China’s relative power, not that of the United States.

China’s Balance

For better or worse, the past year has been one of great change in Chinese strategy and policy, especially toward its neighbors. China flew an unprecedented number of sorties into Taiwanese airspace, placed trade sanctions on Australia after the latter supported inquiries into the origins of COVID-19, and came to blows with India over a border dispute that had not seen armed conflict in decades. But in the case of North Korea, China has stuck to its balancing act.

Beijing and Pyongyang have been on tepid terms the past few years. On paper, the Sino-North Korean Mutual Aid and Cooperation Friendship Treaty makes the two countries allies. But in practice, the Chinese government has distanced itself from the alliance, stating that if North Korea provoked a conflict, Beijing had no obligation to defend it. A Chinese Foreign Ministry spokesperson remarked in 2006 that China was not an ally of North Korea, and Chinese Foreign Minister Wang Yi has characterized the relationship as “normal state-to-state relations.”

A flurry of diplomatic activity in 2018 and 2019 gave many the impression that the two countries meant to repair and normalize their relationship. Xi Jinping and Kim Jong Un met for the first time in March 2018, marking Kim’s first meeting with any world leader. Four more meetings between the two followed, in May and June 2018 and January and June 2019, and Chinese official media noted that the relationship “radiated a new vitality.” But despite numerous exchanges of platitudes since—just last week, Xi sent a message to Kim affirming that the countries’ traditional friendship is a “valuable asset” and seeming to suggest an intention to strengthen relations—Xi has maintained his distance from Kim and his regime.

The 70th anniversary of China’s entrance in the Korean War passed without a summit or fanfare about the nations’ closeness. Social-distancing requirements undoubtedly had something to do with the lack of a high-level meeting but could not explain the absence of the customary propaganda about how the two countries are like “teeth to lips.” Moreover, Xi continues to avoid referring to North Korea as an ally. After his state visit to Pyongyang in June 2019, Xi described the relationship as one of  “friendly cooperative relations,” and on a January 2021 phone call with Kim, he characterized the bilateral relationship as one of “friendly socialist neighbors linked by mountains and rivers”—in the language of the Chinese government, hardly an expression of closeness and solidarity.

Then there is China’s approach to managing international efforts aimed at reining in North Korea. Here too, China has continued the same dance, trying to come off as a team player while restraining the international community from acting too harshly against the Kim regime. China voted in favor of all three of the UN Security Council resolutions on North Korea in 2017. In 2019, Beijing even garnered praise from then-President Donald Trump, who said that China was “a big help” in dealing with North Korea. On March 25, 2021, Pyongyang conducted two ballistic missile tests in violation of the UN Security Council resolutions, and Beijing’s Ministry of Foreign Affairs did not condemn them but predictably “call[ed] on all parties concerned to work together to maintain the situation of detente, and promote political settlement of the Peninsular issue through dialogue and consultation.”

Beijing has always been skeptical of using sanctions to coerce North Korean compliance on the nuclear issue, expressing concern that too much pressure could push Kim to lash out and undermine international efforts. When the United Nations imposed sanctions in 2017, China at first appeared poised to strictly enforce them. But then Beijing quickly reverted to business as usual, teaming up with Moscow to try to ease sanctions. China also allegedly violated the regulations by supplying North Korea with 22,730 tons of refined oil and helping Pyongyang export about $370 million worth of coal. Three months ago, the United States publicly accused China of circumventing the sanctions to aid North Korea, and China denied having done so.

Beijing’s North Korea policy is primarily motivated by a desire to counter U.S. power in the Asia-Pacific region and increase Chinese influence on the Korean Peninsula. The nuclear issue gives Beijing a pretext to call for the United States to reduce its military presence and activity on the peninsula on the grounds that North Korea would halt weapons development if it felt less threatened.

Beijing decidedly does not want a war on the peninsula. Such a conflict could destabilize the region and end with a unified Korea under U.S. influence. Trump’s “fire and fury” approach and his willingness to meet directly with Kim threatened China’s ability to triangulate between Washington and Pyongyang in order to ensure its own maneuverability. The real possibility that the United States would forcibly displace the North Korean regime convinced Beijing to both strengthen its ties with Kim and put real pressure on his government. But the last Trump-Xi summit, in February 2019, was a failure; the Trump administration seemingly abandoned its focus on denuclearizing the Korean Peninsula, and Beijing returned to business as usual.

Biden’s Choice

To set a new course on North Korea, the Biden administration needs to throw Beijing off balance once more. The status quo—in which Beijing enhances its influence over the future of the peninsula and wins international image points while simultaneously undercutting the United States’ North Korea policy—is no longer acceptable. The United States needs to strike its own balance: one in which Washington makes progress on reducing the threat from North Korea while also gaining ground in its competition with Beijing.

Multilateral diplomacy that takes a more incremental approach to denuclearization, such as a freeze on North Korea’s current program, will not accomplish this end. Beijing would welcome such a move, as many in China thought that Trump’s demand for complete denuclearization was counterproductive and that Washington’s alienation of its allies risked spurring South Korea or Japan to develop nuclear capabilities. China sees a multilateral approach as one that affords it more influence on the relevant players and can help ensure a positive outcome for Beijing.

The White House should instead consider pursuing multilateral diplomacy that excludes Beijing or that at the very least does not give China pride of place. Such an approach would be consistent with the predilections of many of Biden’s advisers, who seek a pragmatic tack that does not rely on Beijing’s goodwill. China would likely react by scrambling to redefine its role in managing peninsular affairs in order to make sure that it is not cut out of any deal. China might tighten its relations with North Korea and Russia in order to influence policy through them as proxies. The United States could then join forces with European allies in response, whether to counter Beijing’s overreaching claims in the South China Sea or to buttress democracies against Chinese political interference.

Greater closeness between China and North Korea could prove useful to the United States. North Korea has in effect placed the harshest imaginable sanctions on itself, shutting its borders completely in January 2020 to prevent the spread of the novel coronavirus. The country’s trade with China is down 81 percent as a result. China’s economic leverage over North Korea has thus dissipated—and with it, the effectiveness of sanctions as a coercive tool. China may now work to create new leverage against North Korea, perhaps through positive inducements, which could supply another tool for the Biden administration to use later on. And if Beijing cannot forge closer ties with Pyongyang, it might even seek to ingratiate itself with Seoul—also a favorable development for Washington, as such relations may allow the United States to pursue deeper military cooperation with South Korea’s regional allies without fear of provoking a strong Chinese response.

Some Biden advisers, including Kurt Campbell, have called for a bolder approach. One possibility is for Washington to shift its focus from denuclearization to arms control. Under this scenario, the United States would accept North Korea as a de facto nuclear state and take measures to enhance deterrence against it, such as stepping up the U.S. military presence and tightening military cooperation with allies in the region. China would have a harder time than before delegitimizing the U.S. military presence in the region and just might be compelled to do what is necessary to induce North Korea’s denuclearization, even at the cost of destabilizing the regime.

Biden’s new approach to North Korea must force China to tip its carefully constructed balance toward either complete cooperation or obvious obstruction. Depending on which way China goes, the United States can then decide whether to include Beijing or cut it out of its North Korea policy efforts. But one thing is clear: conducting business as usual with Beijing hurts U.S. objectives in both denuclearization and competition with China.

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Biden must force Beijing to cooperate fully with Washington or pivot to obvious obstruction writes FSI Center Fellow Oriana Skylar Mastro in her latest op-ed for Foreign Affairs.

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Two weeks ago, President Joe Biden affirmatively responded to George Stephanopoulos’s question, “Vladimir Putin. You think he’s a killer?” Russian commentators voiced outrage, while some American observers foresee a new or intensified ice age in U.S.-Russia relations.

The Russian president is a big boy though. He surely did not like Biden’s answer, but it is difficult to imagine that he would refuse to engage when he sees doing so in his or Russia’s interest.

Biden could and should have used more diplomatic language in replying to Stephanopoulos: “Look, there is a tightly controlled system over there. Certain things do not happen without the approval of the guy at the top.” Still, was his assessment incorrect? 

Russia has carried out a conflict against Ukraine in eastern Donbas that has taken more than thirteen thousand lives and has no discernible motive other than to destabilize Kyiv. Putin-opponent Alexei Navalny was poisoned last summer, apparently by a special unit of the Russian Federal Security Service. In 2018, a Russian military intelligence hit team traveled to Britain, where it tried to poison Sergei Skripal, a busted double-agent who wound up in London after a spy swap.

Over twenty years, Putin has built a “power vertical” that concentrates authority in the Kremlin. It strains credulity to think the Donbas conflict or failed attacks on Navalny and Skripal would have occurred without his knowledge and consent.

It’s true that a comment like Biden’s is not usual between Washington and Moscow.  Recall, however, that Ronald Reagan called the Soviet Union an “evil empire” whose leaders “reserve unto themselves the right to commit any crime, to lie, to cheat.”  He poured Stinger missiles and other weapons into Afghanistan to drive out the Soviet army.  Mikhail Gorbachev nonetheless chose to deal with Reagan, and the two recorded major successes for relations between Washington and Moscow.

While Biden intends to push back against Russian overreach, his administration has also indicated readiness to cooperate where U.S. and Russian interests coincide.  On his first day in office, Biden agreed to extend the New Strategic Arms Reduction Treaty until 2026, essentially accepting Putin’s offer from 2019.  His officials plan to talk to Russian officials on a range of strategic stability issues. National Security Advisor Jake Sullivan has a channel to his Russian counterpart. U.S. ambassador to Russia John Sullivan (no relation) is the rare Trump political appointee kept in place after Biden took office.  The Russians presumably noticed all this.

Dr. Julie Newton, an associate professor at the American University of Paris, recently expressed concern that Biden’s comment will fuel Russian grievances. Not to say that the deterioration in U.S.-Russia and West-Russia relations is solely the Kremlin’s fault, but Russian officials have a long list of grievances that often seem to boil down to “everyone is mad at us, what’s wrong with everyone?” They show no sign of having asked themselves whether invading neighboring states, cyber hacks against Western governmental and private institutions, and assassination attempts on the streets of European cities contribute to the problem.

Newton seems to believe Biden’s comment could make Putin less prepared to engage on issues that matter to Washington. Perhaps, but Putin calculates costs and benefits. Russia, like the United States, has an interest in keeping the nuclear arms competition bounded. While a nuclear Iran might pose a bigger problem for Washington, Moscow certainly would not welcome it. The Kremlin has an interest in a stable Afghanistan; if things go badly there, it’s much closer to Russia. Climate change poses challenges for Russia. Moscow and Washington can benefit from cooperation on these questions. Would Putin forgo that? Indeed, Kremlin spokesperson Dmitry Peskov on March 29 listed a number of issues for U.S.-Russian engagement.

Additionally, Newton appears to suggest a double standard. She notes that Biden has not sanctioned Saudi Arabia’s Mohammed bin Salman. That is not exactly true. The White House has indicated that Biden will deal with the Saudi king, not Mohammed bin Salman. Putin and the Saudi king, not MbS, have invitations to Biden’s virtual climate summit in April.

Biden’s comment shocked those in Moscow, where they had become used to Donald Trump. Trump rarely, if ever, criticized Putin or Russian misbehavior. He also did not produce a single positive achievement in U.S.-Russia relations. Under Biden, New START extension got done in two weeks. To be sure, that does not mean a reset for U.S.-Russia relations, but in contrast to his predecessor, Biden is a serious interlocutor. Putin may not like being called a killer—who would? However, when he sees engagement with Biden can advance his goals, he will engage.

Steven Pifer, a fellow at the Robert Bosch Academy and also affiliated with the Brookings Institution and Stanford University, is a retired Foreign Service officer. 

Originally for National Interest

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Putin may not like being called a killer—who would? However, when he sees engagement with Biden can advance his goals, he will engage.

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The German government and many Germans breathed a sigh of relief when Joe Biden defeated Donald Trump in November.  Mr. Trump damaged U.S. relations with its trans-Atlantic allies, and he often targeted Germany and Chancellor Angela Merkel for particular ire.  Berlin has welcomed President Biden’s readiness to rebuild U.S.-German and U.S.-European ties.

All to the good, but rebuilding the U.S.-German relationship could well prove more difficult than it first appears.  Trump’s four years have left nagging questions in the German capital about the future of U.S. politics and Trumpism, and several issues will entail difficult exchanges between Washington and Berlin.

The Trump presidency meant a difficult time for Europe and the trans-Atlantic relationship.  He regarded the European Union as an economic adversary and questioned NATO’s value.  He held Germany in particularly low regard, criticizing its trade surpluses—telling his first NATO summit that “the Germans are very, very bad”—and decrying its defense spending levels, even suggesting that Berlin owes “vast sums of money” to the Alliance and America.  Trump had no personal chemistry with Merkel, reportedly referring to her as “stupid.”  In 2020, she publicly referred to “the limits of populism and denial of basic truths” without naming names.

In May 2020, Merkel declined, in the midst of the global COVID19 pandemic, to attend an in-person G7 summit at Camp David.  Shortly thereafter, Trump ordered the withdrawal of some 10,000 U.S. troops from Germany—a decision for which the Pentagon could offer no compelling strategic rationale (the Biden administration has suspended and ordered a review of the decision).

Berlin thus was delighted with Biden’s election, but Trump left much ground to make up.

What is the New “Normal” in America?

One senior German official privately observed that Trump had done real damage to German perceptions of the United States.  While welcoming Biden’s desire to rebuild relations with Germany and Europe and seeing his election as marking a return to “normalcy” in Washington, he wondered whether that “normalcy” was acceptable to the large segment of the American electorate that had voted for Trump.  Moreover, could Trump—or Trumpism—return to power?

In a separate discussion, another senior German official agreed that Trump had done significant damage to trans-Atlantic relations, noting that he had provided a boost to ideas such as strategic autonomy for Europe.  He pointed to the Conservative Political Action Conference held in late February as reminding Germans that Trump and Trumpism were not over.  What would the Republican Party look like in the future?

A third German official reiterated that Trump had caused many in Europe to contemplate how they might have to cope without strong U.S. leadership.  Germans had lost confidence in parts of the American political class.  It would be important that Biden define the level of U.S. leadership that his administration intended—and would be able—to provide.

Opinion surveys show that German citizens share these questions about America.  In a late 2020 poll commissioned by the European Council on Foreign Relations, 53 percent agreed or strongly agreed that “after voting for Trump in 2016, Americans cannot be trusted.”  The poll had 71 percent of Germans agreeing that the U.S. political system was somewhat or completely broken, though 48 percent believed that America could overcome its internal difficulties and contribute to solving global problems.  However, when asked whether they trusted in Europe or the United States, 53 percent opted for Europe compared to 4 percent for America.

Difficult Issues Loom

Early moves by Biden, such as rejoining the Paris Climate Agreement and World Health Organization, both of which Trump had quit, and reaffirming the U.S. commitment to NATO’s Article 5 (an attack on one shall be considered an attack on all) won plaudits in Berlin.  The Germans likewise welcomed Biden’s agreement to extend the New Strategic Arms Reduction Treaty with Russia, as well as his administration’s readiness to return to the Joint Comprehensive Plan of Action on Iran’s nuclear program and reengage with the UN Human Rights Commission.  However, other issues that promise to figure prominently on the U.S.-German agenda could prove contentious between Washington and Berlin.

The Nord Stream 2 gas pipeline running under the Baltic Sea from Russia to Germany tops the list.  The Biden administration, under pressure from Congress, has made clear its opposition to the pipeline, which is now about 95 percent finished.  Secretary of State Blinken issued a statement on March 18 reiterating the administration’s intent to comply with Congressional legislation calling for sanctions and warning that “any entity involved in the Nord Stream 2 pipeline risks U.S. sanctions and should immediately abandon work on the pipeline.”  On March 23, Blinken voiced U.S. opposition to the pipeline directly to German Foreign Minister Maas.

The German government, however, appears committed to finishing the pipeline, which has the support of the bulk of Merkel’s Christian Democratic Union (and the allied Christian Socialist Union) and the Social Democratic Party, the parties that together make up the current governing coalition.  The German business community also supports the pipeline.  The CDU/CSU-SPD coalition, moreover, has an incentive to complete the pipeline prior to the German national election in September.  Polls indicate that, whatever coalition emerges following that election, the Greens Party will be part of it.  The Greens strongly oppose Nord Stream 2, both on ecological grounds and because of their concern about the human rights situation in Russia.  If the pipeline remains unfinished in September, this will be a major issue for the negotiation on forming a new governing coalition.

German officials note that stopping the pipeline now would be potentially costly; the German government could find itself on the hook for part or all of the nearly 10 billion Euros (about 12 billion dollars) already invested in the pipeline.  They note that U.S. sanctions on German or European companies would provoke a backlash in Germany.  Even those opposed to Nord Stream 2 caution against sanctions on German or European companies, which would go down badly with the pro-America CDU and could unite the European Union against the extra-territorial application of U.S. sanctions.  German politicians dismiss American charges that buying gas from Russia feeds the aggressive Moscow machine and point out the United States now imports billions of dollars’ worth of oil from Russia.

Creative thinking by U.S. and German officials might find a way by which Washington could acquiesce in the pipeline’s completion without applying U.S. sanctions against German companies.  That most likely will entail developing some benefits for Ukraine, which stands to lose the most if Nord Stream 2 is completed.  German officials acknowledge that the Biden administration needs something to show if it does not go forward with sanctions, but the mood in Washington appears to be hardening, and time to find a settlement is running short.

China poses a second issue that could prove difficult for U.S.-German relations.  As the Biden administration puts in place a policy to compete more effectively with Beijing, it will look to its European allies for support.  Berlin, however, pushed the European Union to complete an investment deal with Beijing without waiting to consult with the incoming Biden administration and does not share U.S. concern about the security considerations of allowing Huawei, the Chinese IT giant, to take part in providing the German 5G network.

German business interests on this issue matter—a lot, as China has become Germany’s largest trading partner.  While some in Berlin have become more wary of Beijing’s policy objectives and the means used to advance those goals, the German government does not want to have to choose sides between Washington and Beijing.  It may well have been China that Merkel had in mind when she told the (virtual) Munich Security Conference on February 19 that, while Europe and the United States should develop joint approaches, “that doesn’t mean that our interests will always converge.” 

That appears to have the backing of the German public.  Asked what Germany should do if there were a disagreement between Washington and Beijing, the European Council on Foreign Relations-commissioned poll showed 16 percent favoring support for the United States, while 8 percent favored support for China and 66 percent opted for neutrality.  (Worryingly for Washington’s effort to maintain a trans-Atlantic front against Russia, the poll showed identical numbers when substituting Russia for China.)

A third issue is German defense spending and the NATO-agreed goal that allies devote 2 percent of gross domestic product to defense by 2024.  Germany is now spending much more on its military than in 2014 but likely will fall short of the 2 percent target.  The Biden administration almost certainly will be more diplomatic than Trump on this issue.  Still, it will look to NATO allies in Europe to bear a larger share of the burden of deterring and defending against Russia as the United States shifts its military focus to the Asia-Pacific region. 

And a German Election

One complicating factor is that Germany will soon move into the campaign season for the national election in September.  As one German think-tank analyst put it, the issues that would help solidify U.S.-German relations—suspending construction of Nord Stream 2, adopting a tougher policy toward China, dramatically bolstering defense spending, and moving forward to procure a nuclear-capable fighter to replace the aging Tornado and sustain Germany’s nuclear-sharing role in NATO—are not positions that will attract votes.  Quite the opposite, too close an embrace of Washington’s views on these questions could drive ballots to other parties.

The September election, moreover, will mean an end to Merkel’s long run as chancellor.  Most expect her replacement to come from the CDU or CSU, though prognostications are less certain after the lackluster showing by the CDU in March 14 state elections in Baden-Wuerttemberg and Rhineland-Pflaz.  Regardless, a new chancellor will need time to get up to speed, and that could affect how quickly he or she might engage and decide on issues of interest to Washington.

This does not mean that the U.S.-German relationship is headed for trouble.  The good news is that both Washington and Berlin clearly want to restore the comity that was lost during the Trump administration.  However, building that relationship back, and not letting things get derailed by difficult issues that could divide the two allies, will require flexible diplomacy and that each take some account of the other’s interests and domestic pressures.

* * * * *

CISAC affiliate Steven Pifer is spending the first part of 2021 on a fellowship with the Robert Bosch Academy in Berlin.

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The German government and many Germans breathed a sigh of relief when Joe Biden defeated Donald Trump in November. Mr. Trump damaged U.S. relations with its trans-Atlantic allies, and he often targeted Germany and Chancellor Angela Merkel for particular ire. Berlin has welcomed President Biden’s readiness to rebuild U.S.-German and U.S.-European ties.

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Herbert Lin
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On March 3, the Biden administration released its Interim National Security Strategic Guidance. Regarding cybersecurity, the document stated that 

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President Joe Biden walks with Vice President Kamala Harris and Secretary of Defense Lloyd Austin.
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The Biden administration released its Interim National Security Strategic Guidance. One would expect a final guidance document to be roughly consistent with the it while also containing more substantial elaboration. To get a sense of relative priorities, I found it interesting to compare the interim guidance to the Trump National Cyber Strategy published in 2018.

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