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This article originally appeared in the American Ambassadors Review (Spring 2019).

For nearly five decades, Washington and Moscow have engaged in negotiations to manage their nuclear competition. Those negotiations produced a string of acronyms—SALT, INF, START—for arms control agreements that strengthened strategic stability, reduced bloated nuclear arsenals and had a positive impact on the broader bilateral relationship.

That is changing. The Intermediate-range Nuclear Forces (INF) Treaty is headed for demise. The New Strategic Arms Reduction Treaty (New START) has less than two years to run, and the administration of Donald Trump has yet to engage on Russian suggestions to extend it. Bilateral strategic stability talks have not been held in 18 months.

On its current path, the U.S.-Russia nuclear arms control regime likely will come to an end in 2021. That will make for a strategic relationship that is less stable, less secure and less predictable and will further complicate an already troubled bilateral relationship.

Fifty Years of Arms Control

Bilateral nuclear arms control talks between Washington and Moscow began in 1969 with the Strategic Arms Limitation Talks (SALT). They resulted from a growing understanding that negotiated limits on the superpowers’ nuclear arms competition served the interests of both. Over the next five decades, arms control treaties and unilateral force decisions led the sides to reduce their active arsenals to 4,000-4,500 nuclear weapons each—down from a U.S. peak of more than 30,000 in the 1960s and a Soviet/Russian peak that exceeded 40,000 in the 1970s.

Early treaties such as the 1972 Interim Offensive Agreement and the 1979 SALT II Treaty (which never entered into force but whose limits were observed into the mid-1980s) merely slowed the growth of nuclear arsenals. Later treaties had a more dramatic impact. The 1987 INF Treaty banned the entire class of U.S. and Soviet land-based missiles with ranges between 500 and 5,500 kilometers. The 1991 START Treaty required the sides to reduce their accountable strategic nuclear warheads by some 40 percent while cutting strategic missile launchers and bombers by about 30 percent.

Arms control agreements often had a beneficial impact on the broader relationship. SALT helped advance détente in the early 1970s; progress on INF and START spurred an improvement in the overall U.S.-Soviet relationship in the late 1980s; and the relatively quick conclusion of New START gave a positive impulse to the Obama administration’s reset with Russia, even though the reset proved short-lived.

Today, the U.S.-Russian relationship has hit its lowest point since the end of the Cold War. Arms control, or the looming collapse of arms control, rather than helping, may contribute to a further deterioration of relations.

The Demise of the INF Treaty

The INF Treaty is on a death course. Russia violated the treaty by developing and deploying the 9M729, a prohibited intermediate-range cruise missile. Neither the Obama nor the Trump administration employed an effective strategy to persuade Moscow to return to compliance.

On October 20, 2018, President Trump announced that the United States would terminate the treaty, surprising allies and administration officials alike. NATO subsequently backed the U.S. decision, though European officials privately grumbled about a fait accompli. In early February, U.S. officials stated that they had suspended U.S. treaty obligations and given Russia the required six months’ notice of the U.S. intention to withdraw from the agreement. Russia then suspended its treaty obligations.

The United States could not remain forever in a treaty that Russia has violated. However, the way the Trump administration handled its departure amounted to diplomatic malpractice. Washington will get blamed for the treaty’s end.

There was a smarter way. First, U.S. officials should have informed their European counterparts in early 2018 that the United States would have no choice in 12–24 months but to leave the treaty if Russia did not correct its violation and urge them to apply political heat on the Kremlin, including at the highest level. Russia’s intermediate-range missiles cannot reach the United States; they threaten Europe and Asia.

Second, the U.S. military should have deployed conventionally armed air- and sea-launched cruise missiles to the European region to show that the Russian violation would not go unchallenged.

Third, NATO should have begun a study of long-term countermeasures, with one option being deployment in Europe of a conventionally armed U.S. intermediate-range ballistic missile. While the Alliance likely could not have found consensus to adopt that option, discussing it would have reminded military leaders in Moscow how much they disliked the U.S. Pershing II, whose deployment in West Germany in the 1980s proved key to securing the INF Treaty.

Fourth, U.S. officials should have indicated to their Russian counterparts that, if they addressed U.S. concerns about the 9M729 violation, the United States would consider ways to address Russian concerns that the Aegis Ashore missile defense facility in Romania could launch offensive missiles.

Would such steps have brought Russia back into compliance? Perhaps not, but they certainly would have increased the odds. Even if they did not succeed, they would have positioned Washington far better with its allies and put it in a stronger position to lay blame for the treaty’s end where it belonged—on Russia.

In the actual event, the Trump administration hardly tried. In January, Russian officials offered to exhibit the 9M729 to U.S. experts. U.S. officials could have taken that proposal and insisted on procedures for a meaningful exhibition. Instead, they flat out turned it down.

Much of the problem on the American side may lie with National Security Advisor John Bolton. He generally disdains arms control agreements as constraining U.S. capabilities and options (which is true, but they also constrain Russian capabilities and options). He had previously called for U.S. withdrawal from the INF Treaty.

Exhibitions of the 9M729 and Aegis Ashore facility could have opened a path to resolve each side’s compliance concerns, but Moscow and Washington have not shown the needed political will. It looks like the treaty will meet its demise in August.

Questions about the Future of New START

In contrast to the INF Treaty, Russia has complied with the limits of the 2010 New START Treaty, which required reductions by each country to no more than 1,550 deployed strategic warheads and no more than 700 deployed strategic missiles and bombers by February 2018. The United States also met the limits, though Russian officials question the adequacy of measures the U.S. military took to remove some strategic systems from treaty accountability.

New START by its terms will expire in February 2021, though the treaty allows extension for up to five years. Russian officials have proposed discussion of extension. In 2017, Trump administration officials said they would first have to complete the new nuclear posture review and see whether Russia met the February 2018 limits. Both of those boxes were checked more than a year ago. U.S. officials now say they are studying the question and see no rush.

New START extension should be a no-brainer. First, it would extend to 2026 the limits on Russian strategic forces and provide a mechanism to address new nuclear systems that the Russian military has under development. Second, extension would not affect U.S. strategic modernization plans, which the Pentagon designed to fit within New START’s limits. Third, extension would continue the flow of information that the U.S. military and intelligence community receive about Russian strategic forces from data exchanges, notifications and on-site inspections. That information lets the U.S. military make smarter decisions about how to equip and operate U.S. strategic forces.

When asked about extension, however, Bolton has raised two alternatives: renegotiation of New START or a treaty modeled on the 2002 Strategic Offensive Reductions Treaty (SORT). Neither holds much promise.

Renegotiation would allow Washington to try to improve New START, perhaps with additional verification measures or expanded limits to capture nuclear weapons not now covered by the treaty. But Moscow would seek changes as well, starting with limits on missile defense and conventional strike systems, both of which are anathema to the Trump administration. Renegotiation would take a long time and have, at best, an uncertain prospect of success.

As for the SORT model, SORT limited just warheads (though with no verification measures); it did not constrain strategic missiles and bombers. While Moscow accepted such an agreement in 2002, Russian officials since 2008 have made clear that a strategic arms control agreement must limit missiles and bombers, as does New START.

Bolton opposed New START when the Senate discussed its ratification back in 2010. Neither Secretary of State Mike Pompeo nor Acting Secretary of Defense Patrick Shanahan seem to be advocates for the treaty. Although extension would be very much in the U.S. interest, the Trump administration appears inclined to let it expire.

No Strategic Stability Talks

U.S. and Russian officials in the past have held strategic stability talks to take a broad look at developments that affect their strategic relationship. Such talks are useful, particularly when new developments, such as those in the cyber and space domains, emerge and when Russian nuclear doctrine has provoked concern in Washington and led to changes in the U.S. nuclear posture. Even if strategic stability talks do not spin off specific negotiations, they provide a venue for the sides to exchange views and better understand the concerns of the other.

During the Trump administration, a one-day session of strategic stability talks took place in September 2017. As of March 2019, it has not agreed to a second meeting.

An Unsettling Future

For most of the five decades of U.S.-Soviet/Russian arms control negotiations, the American side took the lead. Moscow often struck a pose not of disinterest, but of less interest—likely for bargaining purposes. That is no longer the case. The Kremlin now faces a White House that attaches as little priority to reducing arms as it does—perhaps less. The U.S. President evinces no understanding of arms control, while his national security advisor apparently seeks to end it.

With the INF Treaty all but dead, New START’s fate uncertain after 2021 and no sign of new initiatives on either side, arms control as practiced for some 50 years may be coming to an end or, at a minimum, to a pause. That occurs at a time when Russia and the United States have significant nuclear modernization programs underway. While the bulk of those programs aim primarily to replace old weapons with new ones, the sides are also developing nuclear capabilities that neither previously had in its arsenal. Economic constraints may limit an all-out arms race, but the strategic nuclear relationship seems headed for uncharted territory.

The end of the U.S.-Russian nuclear arms control regime would have wider impacts. If the two nuclear superpowers no longer are reducing—and no longer limiting—their nuclear arms, what credibility will they have to insist that other countries, such as North Korea, forgo nuclear weapons or that third countries sanction proliferating states? Will China decide to adjust its nuclear posture and move from its current modest stockpile of under 300 weapons toward a larger and more diverse arsenal?

The current course will lead to a less stable and secure world. The United States and Russia will be less able to predict future developments on the other side and thus will have to make expensive worst-case assumptions. It will make for a more complex and dangerous relationship. Perhaps then they will recall the lessons of the 1960s and 1980s that arms control, however imperfect, can offer a useful tool for managing great power competition.

 

 

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This article originally appeared at Brookings.

April 5 marks the 10th anniversary of the speech in which Barack Obama laid out his vision for a world without nuclear weapons. It did not gain traction. Instead, the United States and Russia are developing new nuclear capabilities, while the nuclear arms control regime is on course to expire in 2021. The result will be a world that is less stable, less secure, and less predictable.

A WORTHWHILE VISION

Just 10 weeks after his inauguration, President Obama’s first trip to Europe took him to Prague. Speaking in Hradcany Square, Obama voiced his deep interest in reducing nuclear arms, including a “commitment to seek the peace and security of a world without nuclear weapons.” He added that reaching that goal would require time, and that, as long as nuclear arms existed, the United States would maintain a “safe, secure and effective” nuclear arsenal.

Obama’s critics mocked him as naïve and idealistic. Achieving a world without nuclear arms would require, at a minimum, that nations conclude that they could protect their vital interests without nuclear arms; that new and very intrusive verification mechanisms were developed and agreed; and that an enforcement mechanism against any cheating state have real teeth—daunting challenges, to be sure. That said, a world in which nuclear arms were reliably and verifiably eliminated would be very much in the U.S. interest.

Nuclear war today poses the one existential threat to the United States. In a non-nuclear world, America would enjoy the advantages of geography (the protection afforded by two wide oceans and friendly neighbors in Canada and Mexico), the world’s most powerful conventional forces, and an unrivaled network of allies. Deterrence would not end; U.S. conventional forces could threaten enormous costs to any would-be adversary menacing America or its allies.

A big problem arises, however, in trying to persuade other states to accept a non-nuclear world. The balance of advantages and disadvantages that would make such a world so attractive for the United States would seem very different to other countries, such as Russia.

EVENTS TOOK A DIFFERENT COURSE

In any event, matters took a different course than Obama had hoped. Following signature of the New Strategic Arms Reduction Treaty (New START) in April 2010, he called for negotiations with Russia to further reduce strategic nuclear weapons and bring in non-strategic nuclear weapons. That raised the possibility that, for the first time ever, the two countries might negotiate limits on their entire nuclear arsenals.

Moscow chose not to engage in further bilateral negotiations—in part because Washington proved unready to discuss limits on missile defense or conventional strike systems. The Russians also sought a multilateral negotiation, though they have never offered a proposal or explained how one treaty could limit forces as disparate as those of the United States and Russia (4000 to 4500 nuclear weapons each) and China and France (less than 300 each). A Washington Naval Treaty-type agreement assigning unequal limits to its adherents presumably would be unwelcome in Beijing, Paris, and other capitals. 

Today, Russia and the United States have launched major nuclear force modernization programs. These programs focus largely on replacing old systems. Weapons systems age out and need replacement. Both sides, however, also plan to add new capabilities, including exotic strategic weapons and low-yield nuclear arms. One likely and unfortunate result: The threshold for employment of nuclear weapons will be lower.

While U.S. and Russian nuclear modernization proceeds, the regime that limits U.S. and Russian nuclear arms has begun to break down. Russia violated the 1987 Intermediate-range Nuclear Forces (INF) Treaty by deploying a prohibited cruise missile. Neither the Obama nor the Trump administration came up with an effective strategy to bring Moscow back into compliance, and it appears that President Trump barely tried, perhaps reflecting the influence of National Security Advisor John Bolton, who has long expressed skepticism about any agreements that constrain U.S. military forces. The INF Treaty will expire this August when the United States withdraws.

The end of the INF Treaty will leave New START, which caps the sides’ strategic missiles and bombers as well as their deployed strategic warheads, as the sole remaining nuclear arms control agreement. Unlike the INF Treaty, both sides have complied with New START’s limits, but it has less than two years to run before it expires.

New START’s terms allow for an extension of up to five years. Moscow historically has wanted some bounds on U.S. strategic forces. The Russians broached the idea of extension in early 2017 and have raised it several times since then. Extension should be a no-brainer for Washington: It would cap Russian strategic forces until 2026 while forcing no change in U.S. modernization plans, since the Pentagon designed those plans to fit within New START. Extension would also continue the flow of information that the United States receives about Russian strategic forces from New START’s verification measures. Unfortunately, Trump’s grasp of these questions appears weak, and Bolton does not appear a fan of New START.

AN UNCERTAIN FUTURE

The two nuclear superpowers thus will likely find themselves in 2021 in a situation that they have not faced for decades—a world with no constraints on nuclear force numbers. For the United States, that world will prove less stable and less secure as new nuclear capabilities undermine the strategic balance and threaten America. It will prove less predictable, as the data exchanges, notifications, and on-site inspections provided by New START cease. And it will almost certainly prove more costly, as the Pentagon has to make worst-case assumptions.

True, achieving Obama’s vision of a world without nuclear weapons now seems unrealistic. But we could use some presidential commitment to controlling those weapons.

 

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Abstract:  As Russian President Vladimir Putin pursues a more assertive policy toward the West, one of his primary grievances is that NATO enlarged despite 1990 assurances to the contrary.  At the end of the Cold War, did Washington in fact promise Moscow that it would refrain from expanding NATO eastward?  Russia says yes; the US says no; what does the evidence say?  Professor Sarotte, a historian, has conducted archival research and interviews on this topic in the US, Russia, Germany, Britain, and France. In this lecture, she will draw on both her previous publications and on newer declassifications to re-examine this controversy and its legacy for NATO expansion – even as President Donald Trump raises the possibility of a NATO contraction through US withdrawal.

 

Speaker's Biography:  Mary Elise Sarotte is the Marie-Josée and Henry R. Kravis Distinguished Professor of Historical Studies at the Johns Hopkins School of Advanced International Studies in Washington DC.  Her five books include The Collapse: The Accidental Opening of the Berlin Wall and 1989: The Struggle to Create Post-Cold War Europe, both of which were named Financial Times Books of the Year, along with receiving other awards and commendations.  Sarotte earned her AB in History and Science at Harvard University and her PhD in History at Yale University.  After graduate school, she served as a White House Fellow and subsequently joined the faculty of the University of Cambridge.  Sarotte received tenure at Cambridge in 2004 and returned to the United States to teach at University of Southern California as the Dean's Professor of History before moving to Hopkins.  Sarotte is a former Humboldt Scholar, a former member of the Institute for Advanced Study in Princeton, a research associate of Harvard's Center for European Studies, and a member of the Council on Foreign Relations.  She is currently writing a book on NATO expansion; it is based (among other sources) on formerly secret Defense Department, State Department, and White House documents which she has declassified though Freedom of Information appeals.

Mary Sarotte Johns Hopkins School of Advanced International Studies
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Congress’s annual worldwide-threat hearings are usually scary affairs, during which intelligence-agency leaders run down all the dangers confronting the United States. This year’s January assessment was especially worrisome, because the minds of American citizens were listed as key battlegrounds for geopolitical conflict for the first time. “China, Russia, Iran, and North Korea increasingly use cyber operations to threaten both minds and machines in an expanding number of ways,” wrote Director of National Intelligence Dan Coats. Coats went on to suggest that Russia’s 2016 election interference is only the beginning, with new tactics and deep fakes probably coming soon, and the bad guys learning from experience.

Deception, of course, has a long history in statecraft and warfare. The Greeks used it to win at the Battle of Salamis in the fifth century b.c. The Allies won the Second World War in Europe with a surprise landing at Normandy—which hinged on an elaborate plan to convince Hitler that the invasion would be elsewhere. Throughout the Cold War, the Soviets engaged in extensive “active measure” operations, using front organizations, propaganda, and forged American documents to peddle half-truths, distortions, and outright lies in the hope of swaying opinion abroad.

But what makes people susceptible to deception? A colleague and I recently launched the two-year Information Warfare Working Group at Stanford. Our first assignment was to read up on psychology research, which drove home how vulnerable we all are to wishful thinking and manipulation.

Read the rest at The Atlantic

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This piece originally appeared at Brookings.

 

 

The Trump administration has finished off the 1987 Intermediate-range Nuclear Forces (INF) Treaty, a treaty mortally wounded by Russia’s deployment of a banned intermediate-range missile. That leaves the 2010 New Strategic Arms Reduction Treaty (New START) as the sole agreement limiting U.S. and Russian nuclear forces.

New START has less than two years to run. At the February 15-16 Munich Security Conference, a senior Russian official reiterated Moscow’s readiness to extend the treaty. The administration, however, continues its odd reluctance to take up that offer. House Democrats should use their power of the purse on the issue.

WHY EXTENSION MAKES SENSE

Signed in 2010, New START limits the United States and Russia each to no more than 700 strategic ballistic missiles and bombers, and no more than 1,550 deployed strategic warheads. Those limits took full effect in February 2018. Both sides have complied, although technical questions have arisen. Russian officials question the way in which the U.S. military converted some launchers so that they would not count.

By its terms, New START runs until February 5, 2021. It can be extended for up to five years by simple agreement between the U.S. and Russian presidents.

When asked about extension in 2017, administration officials said they would wait to complete the nuclear posture review and to see if the Russians met the New START limits. Both of those boxes were checked more than a year ago. Administration officials now say they are studying extension but see no need to rush.

New START extension is in the U.S. interest.

First, extension would constrain Russian strategic nuclear forces until 2026. It makes little sense to let the treaty lapse in 2021, when Russia has hot production lines churning out new missiles, submarines, and bombers.

Second, New START extension would not impact U.S. strategic modernization plans. They are sized to fit within New START’s limits. Moreover, the United States will not start producing significant numbers of replacement missiles, submarines, and bombers until the second half of the 2020s.

Third, extension would continue the flow of information that the sides share with each other about their strategic forces. That comes from data exchanges, notifications, on-site inspections and other verification measures, all of which end if New START lapses. Making up for that loss of information would require a costly investment in new national technical means such as reconnaissance satellites.

WHY WE SHOULD WORRY

Extension should be a no-brainer. However, in a White House that operates on its own facts and at times with an indecipherable logic, extension is not a given.

President Trump does not seem to understand much about nuclear arms control. During his first telephone conversation with President Putin, Trump reportedly dismissed New START as a bad deal done by his predecessor. He has taken delight in undoing the accomplishments of President Obama (witness the Iran nuclear accord).

National Security Advisor Bolton shows disdain for arms control and has criticized New START. One of its faults, according to Mr. Bolton: It provides for equal limits on the United States and Russia. He felt the treaty should allow the U.S. military to have more. (U.S. diplomats would have had an interesting time trying to negotiate that.) Asked about New START extension, Mr. Bolton notes two alternatives: renegotiation and a new treaty modeled on the 2002 Strategic Offensive Reductions Treaty (SORT).

Renegotiation would allow U.S. officials to try to improve New START, perhaps with more intrusive verification measures, or even broadening the agreement to cover non-strategic nuclear weapons. Moscow, however, would seek changes as well, such as constraints on missile defenses—anathema to Washington.

Renegotiation would prove difficult, take considerable time, and have at best uncertain prospects for success. A wiser course would extend New START and then seek a renegotiation or a new follow-on treaty.

As for SORT, negotiated by Mr. Bolton, it limited deployed warheads only. Mr. Putin accepted that in 2002, but Russian officials have long since made clear that limits should apply to warheads and delivery vehicles, as they do in New START.

SORT, moreover, was “sort of” arms control. Lacking agreed definitions, counting rules or monitoring measures, it was unverifiable. In doing their own counts on the honor system, the U.S. and Russian militaries may not have even counted the same things.

Neither Secretary of State Pompeo nor Acting Secretary of Defense Patrick Shanahan has shown interest in championing New START. The uniformed military leadership argued the treaty’s value in the past, but Chairman of the Joint Chiefs Joseph Dunford recently has hedged.

While ratification of a treaty requires consent from two-thirds of the Senate, the president alone can decide to leave a treaty. The Trump administration did not consult with either Congress or allies on withdrawal before Trump announced his intention to pull out of the treaty last October.

HOUSE DEMOCRATS TO THE RESCUE?

While the Trump administration shows little interest in arms control, it does want funding to modernize U.S. strategic forces. Democrats should recognize that and force the White House’s hand.

The U.S. strategic triad is aging. Ballistic missile submarines are the leg of the triad most in need of urgent replacement. They should be funded. Replacing intercontinental ballistic missiles (ICBMs) or building the B-21 bomber, however, are less urgent needs. As they work on the appropriations for the 2020 defense budget, House Democrats should make clear to the White House and the Pentagon that money for ICBM modernization or the B-21 would need to be paired with extension of New START. That will get attention.

Retaining a strategic triad makes sense (though the need for 400 deployed ICBMs is debatable). Retaining New START makes sense as well. House Democrats should simply insist on a trade.

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Abstract: This talk will discuss the evolution of Russian hybrid war and how the Russians executed it to perfection to seize Crimea. At the same time, it is important to understand some of the peculiarities of Ukraine to understand why the Russians are unlikely to have the same success elsewhere. The talk will describe internal balancing options that bordering nations can take to deter Russian aggression. Finally, the talk will also discuss the fits and formulation of U.S. policymaking with regards to Ukraine.

 

Speaker Bio: COL Liam Collins is the Director of the Modern War Institute and the Director of the Department Instruction at the United States Military Academy (USMA) at West Point. From 2016-2018, he also served Gen (ret.) Abizaid’s executive officer for his Secretary of Defense appointment as the Senior Defense Advisor to Ukraine, planning and executing meetings with senior Ukrainian and international officials to help reform Ukraine's defense establishment, and meetings with DoS, DoD, NSC, and HASC officials to inform and shape U.S. policy.

Previously, he served as the director of the Combating Terrorism Center (CTC) at West Point where he authored “The Abbottabad Documents: Bin Ladin’s Security Measures” and co-authored Letters from Abbottabad: Bin Ladin Sidelined?  both of which studied documents captured during the Abbottabad raid and released to the CTC. His work has been cited by the Assistant to the President for Homeland Security and Counterterrorism, the White House Press Secretary, The New York Times, the Associated Press, CNN, ABC News, Fox News, NPR, The Wall Street Journal and USA Today.

COL Collins is a career Special Forces officer, who has served in a variety of special operations assignments. He has conducted multiple operational deployments including Operational Nobile Anvil (Kosovo ’99), Operation Joint Forge (Bosnia ’00, ’02), Operation Enduring Freedom (Afghanistan ’01,’02,’11), Operation Iraqi Freedom (’03,’04) as well as operational deployments to South America and the Horn of Africa.

He holds a Bachelor of Science degree in Mechanical Engineering (Aerospace) from the United States Military Academy (1992), and a Master in Public Affairs and a PhD from Princeton University’s Woodrow Wilson School of Public and International Affairs.  He is also a graduate of the Army Command and General Staff College, the Special Forces Qualification Course, the Infantry Officer Advanced Course, and the Engineer Officer Basic Course.

COL Collins’ military awards and decorations include: Bronze Star Medal (with “V” device for valor and two oak leaf clusters), Defense Meritorious Service Medal (with oak leaf cluster), Meritorious Service Medal (with two oak leaf clusters), Joint Service Commendation Medal, Army Commendation Medal (with “V” device for valor and three oak leaf clusters), Army Achievement Medal (with four oak leaf clusters), Combat Infantryman’s Badge, Special Forces Tab, Ranger Tab, Sapper Tab, Military Free Fall Badge with Bronze Star (for combat jump), Master Parachutist Badge, and Air Assault Badge. He won the Army’s Best Ranger Competition in 2007 and was selected as the Army’s Coach of the Year in 2011.

 

Liam Collins Director of the Modern War Institute and the Director of the Department Instruction at the United States Military Academy (USMA) West Point
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The Trump administration’s National Cyber Strategy rests on a pair of convenient fictions.

 

I used to think we didn’t have enough strategic documents guiding U.S. cyber policy. Now I think we have at least one too many. In September, the Trump administration published a National Cyber Strategy—proudly declaring that it was the first fully articulated cyber strategy in 15 years. This week, the annual intelligence threat hearing laid bare the fantasy world of that four-month-old document and the cold hard reality of, well, reality.

The National Cyber Strategy paints an aspirational view of how the U.S. is doing in cyberspace and what we should do in the future. To be fair, aspirational isn’t all bad. Strategy documents need to inspire, not depress. And the strategy’s four pillars seem as unobjectionable as motherhood and apple pie: defending the homeland and America’s way of life; promoting American prosperity; preserving peace through strength; and advancing American interests. Who could argue with that? The best strategies articulate a future world, lay out a pathway to get there, generate new ideas, and align the disparate elements of government on a common path to succeed. Given how hard it is to keep the government lights on these days, getting on the same page about anything is a big deal.

Read the rest at The Atlantic.

 

 

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This piece originally appeared at Brookings.

 

In December, Secretary of State Pompeo said Russia had 60 days to come back into compliance with the Intermediate-range Nuclear Forces (INF) Treaty. Otherwise, the United States would suspend its treaty obligations.

The clock runs out on February 2. Unfortunately, U.S. and Russian officials, already anticipating the treaty’s demise, have turned to finger-pointing…and Washington is losing the blame game.

CHARGES OF TREATY VIOLATIONS

In 2014, the United States charged Russia with violating the INF Treaty by testing a ground-launched cruise missile to intermediate range (500-5,500 kilometers). In 2017, Washington said Russia had begun to deploy the offending missile, later identified by the Russian designator 9M729.

U.S. officials for several years provided little public information to substantiate their charge. However, one could still believe that Russia had violated the treaty—or at least that the U.S. government believed that Russia had violated the treaty. When the Obama administration declared Russia in violation in 2014, it handed its Republican critics a large chunk of red meat, and they only too happily mocked President Obama as naïve in his desire to reduce nuclear arms. Had there been any ambiguity in the U.S. evidence, the Obama administration surely would not have exposed itself to that.

Moscow nonetheless has denied violating the treaty and charges Washington with three violations. Two charges don’t bear scrutiny, and Russian officials themselves seem to recite them merely for form’s sake, but the charge regarding the Mk-41 launcher for missile interceptors at the Aegis Ashore facility in Romania has some basis. Mk-41 launchers on U.S. warships can hold a variety of missiles, including cruise missiles.

The U.S. military does not have cruise missiles secreted in Romania, but the Russian concern is understandable. Were the positions reversed, Washington might well raise the point.

U.S. and Russian officials met in Geneva on January 15 to discuss the INF Treaty and compliance issues. The Russians reportedly offered some kind of exhibition of the 9M729 missile, but U.S. officials said it did not satisfy their concerns. It does not appear the American side tried to improve the terms of the Russian offer but instead sought total surrender by the Russian side, which was not going to happen.

Afterwards, American officials told the press that the Russian ideas did not break new ground. Russian officials called the U.S. approach “uncompromising.”

WHO KILLED THE TREATY?

The blame game is now on. Perhaps due to the partial government shutdown in Washington, Moscow is winning.

Russian officials have actively made their case since President Trump in October said the United States would leave the treaty. On January 23, the Russians held a briefing outside of Moscow for journalists and foreign military attachés to rehash their charges of U.S. treaty violations and explain their claim that the 9M729 was treaty-compliant. The briefing compared the dimensions of the 9M729 to the 9M728, a somewhat shorter missile with a range of less than 500 kilometers (thus treaty-compliant), and claimed the former had the same engine and fuel capacity but a larger warhead and thus a shorter range. The briefing revealed some previously undisclosed details about the 9M729, which may or may not be true.

Russian military officers then exhibited the 9M729 and 9M728 missiles. Well, no. They exhibited canisters labeled 9M729 and 9M728. Whether the canisters actually contained missiles is anyone’s guess.

The problem for Washington, however, is that the Russian narrative includes far more detail and specifics than the U.S. presentation. American officials handicapped themselves for years by refusing to reveal the basis for their charge about the 9M729, citing the need to protect sources and methods. Losing the public relations battle could have diplomatic consequences as Washington seeks to rally allies to its case.

It was only in December that Director of National Intelligence Dan Coats explained that the Russian military had tested the 9M729 from a fixed launcher to a range greater than 500 kilometers (that would be okay, if the missile were a sea-launched cruise missile). The Russians then tested the 9M729 from a mobile ground launcher to a range of less than 500 kilometers, apparently hoping the U.S. intelligence community would not make the connection between the two.

Coats’s briefing helped, but Washington continues to play catch up in the blame game. Since it is the United States that has said it will cease observing the treaty’s terms, it needs to do better to fix responsibility for the treaty’s end on Moscow.

SAVE THE TREATY?

In this regard, rejecting the Russian January 15 offer of an exhibition was a mistake. U.S. officials instead should have pocketed the proposal and defined terms for a meaningful exhibition and technical briefing. That would have meant looking not at canisters but at the missile and inside the missile to see things such as the engine and fuel tank. Procedures would have been needed to ensure a real 9M729 was exhibited. This would have taken negotiation, but smart technical experts might have worked out something.

In order to get the Russians to go that far, Washington would have had to be prepared to address Russian concerns about the Mk-41 launcher—perhaps an exhibition and technical briefing? The U.S. side was not ready for that.

That’s unfortunate. Taking up the Russian offer and then pressing to make the exhibit meaningful, combined with a readiness to exhibit the Mk-41, would have positioned Washington to show that it was making every effort to find a solution and that Russia, not the United States, bears responsibility for the end of the INF Treaty. And who knows? It would have created a small chance of finding a way to resolve the sides’ compliance concerns and save the treaty.

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War is changing, and the U.S. military can now use cyber weapons as digital combat power.

When and how that’s done is the subject of a new book, Bytes, Bombs and Spies: The Strategic Dimensions of Offensive Cyber Capabilities, edited by Herb Lin and Amy Zegart at the Center for International Security and Cooperation and the Hoover Institution.

US military doctrine defines offensive cyber operations as operations intended to project power by the application of force in and through cyberspace. This is defined as actions that disrupt or destroy intended targets.

At a time when US cyber policy is taking a new direction, Bytes, Bombs and Spies is one of the first books to examine strategic dimensions of using offensive cyber operations. With chapters by leading scholars, topics include US cyber policy, deterrence and escalation dynamics, among other issues. Many of the experts conclude that research, scholarship, and more open discussion needs to take place on the topics and concerns involved.

Lin and Zegart are senior research scholar and senior fellow, respectively, at Stanford’s Center for International Security and Cooperation. Max Smeets, a CISAC cybersecurity postdoctoral fellow, is also a contributor to the book.

Offensive cyber rising

Examples in recent years of offensive cyber usage include the Stuxnet computer virus that destroyed centrifuges in Iran and slowed that country’s attempt to build a nuclear weapon; cyber weapons employed against ISIS and its network-based command and control systems; and reported cyber incursions against North Korea’s ballistic missiles system that caused launch failures.

“If recent history is any guide, the interest in using offensive cyber operations is likely to grow,” wrote Lin and Zegart.

One key issue is how to best respond to cyberattacks from abroad, such as the 2015 theft of millions of records from the Office of Personnel Management, the 2016 U.S. election hacking, and the 2017 WannaCry ransomware attack that affected computers worldwide, to name but a few. Those incidents have “provided strong signals to policymakers that offensive cyber operations are powerful instruments of statecraft for adversaries as well as for the United States,” Zegart and Lin wrote.

In September 2018, the White House reportedly issued a directive taking a more aggressive posture toward cyber deterrence. This measure allows the military to engage, without a lengthy approval process, in actions that fall below the “use of force” or a level that would cause death, destruction or significant economic effects. Also, US Cyber Command was elevated to an independent unified command, giving it more independence in conducting offensive cyber operations.

These new policy directions make it all the more imperative that offensive cyber weapons be researched, analyzed and better understood, wrote Lin and Zegart.

Conceptual thinking lags

The 438-page Bytes, Bombs and Spies includes 16 chapters by different authors. Topics include the role and nature of military intelligence, surveillance, and reconnaissance in cyberspace; how should the United States respond if an adversary employs cyberattacks to damage the U.S. homeland or weaken its military capabilities; a strategic assessment of the U.S. Cyber Command vision; and operational considerations for strategic offensive cyber planning; among others.

“Conceptual thinking,” Lin and Zegart noted, lags behind the technical development of cyber weapons. Some issues examined include:

• How might offensive cyber operations be used in coercion or conflict?

• What strategic considerations should guide their development and use?

 • What intelligence capabilities are required for cyber weapons to be effective?

• How do escalation dynamics and deterrence work in cyberspace?

• What role does the private sector play?

Scholars at universities and think tanks need to conduct research on such topics, Zegart said. “Independent perspectives contribute to the overall body of useful knowledge on which policymakers can draw.”

In the chapter Lin wrote on “hacking a nation’s missile development program,” he noted that cyber sabotage relies on electronic access to various points in the life cycle of a missile, from its construction to ultimate use.

“For some points, access is really hard to obtain; in other points, it is easier.  Access can be technical (what might be obtained by hacking into a network) or human (what might be obtained by bribing or blackmailing a technician into inserting a USB thumb drive),” he said. 

One key, Lin said, is the availability of intelligence on the missile and the required infrastructure needed to fabricate, assemble, and launch the missile. 

“Precisely targeted offensive cyber operations generally require a great deal of detailed technical information, and such information is usually hard to obtain, especially if the missile program is operated by a closed authoritarian government that does not make available much information on anything,” he said.

Origins in cyber workshop

The idea for Bytes, Bombs and Spies originated from a 2016 research workshop led by Lin and Zegart through the Stanford Cyber Policy Program. That event brought together researchers from academia and think tanks as well as current and former policymakers in the Department of Defense (DoD) and U.S. Cyber Command.

“We organized the workshop for two reasons,” wrote Lin and Zegart. “First, it was already evident then—and is even more so now—that offensive cyber operations were becoming increasingly prominent in U.S. policy and international security more broadly. Second, despite the rising importance of offensive cyber operations, academics and analysts were paying much greater attention to cyber defense than to cyber offense.”

Herb Lin is the Hank J. Holland Fellow in Cyber Policy and Security at the Hoover Institution and senior research scholar for cyber policy and security at the Center for International Security and Cooperation, a center of the Freeman Spogli Institute for International Studies.

Amy Zegart is the Davies Family Senior Fellow at the Hoover Institution, where she directs the Robert and Marion Oster National Security Affairs Fellows program. She is founder and co-director of the Stanford Cyber Policy Program, and senior fellow at the Center for International Security and Cooperation, a center of the Freeman Spogli Institute for International Studies.

Media Contacts

Clifton B. Parker, Hoover Institution: 650-498-5205, cbparker@stanford.edu

 

 

 

 

 

 

 

 

 

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Byter, Bombs, and Spies  - new book by Amy Zegart and Herb Lin
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Today, January 14, marks the 25th anniversary of the Trilateral Statement.  Signed in Moscow by President Bill Clinton, Russian President Boris Yeltsin and Ukrainian President Leonid Kravchuk, the statement set out the terms under which Ukraine agreed to eliminate the large arsenal of former Soviet strategic nuclear weapons that remained on its territory following the collapse of the Soviet Union.

Among other things, the Trilateral Statement specified the security assurances that the United States, Russia and Britain would provide to Ukraine eleven months later in the Budapest Memorandum on Security Assurances.  Unfortunately, Russia grossly violated those assurances in 2014 when it used military force against Ukraine.

Soon after regaining independence, Ukraine’s leadership indicated its intention to be a non-nuclear weapons state.  Indeed, the July 16, 1990 declaration of state sovereignty adopted by the Rada (parliament) adopted that goal.  Kyiv had questions, however, about the terms of the elimination of the strategic weapons.

First, eliminating the intercontinental ballistic missiles (ICBMs), bombers, ICBM silos and nuclear infrastructure would cost money.  Ukraine’s economic future in the early 1990s was uncertain (the economy ended up declining for most of the decade).  Who would pay for the expensive elimination process?

Second, the strategic nuclear warheads had economic value as they contained highly enriched uranium.  That could be blended down into low enriched uranium to fabricate fuel rods to power nuclear reactors.  If Ukraine shipped warheads to Russia for dismantlement, how would it be compensated for the value of the highly enriched uranium they contained?

Third, nuclear weapons were seen to confer security benefits.  What security guarantees or assurances would Kyiv receive as it gave up the nuclear arms on its territory?

These questions were reasonable, and Kyiv deserved good answers.  In 1992 and the first half of 1993, Ukrainian and Russian officials met in bilateral channels to discuss them, along with other issues such as a schedule for moving warheads to Russia.  In parallel, U.S. officials discussed similar issues with their Ukrainian and Russian counterparts.

However, in September 1993, a Ukrainian-Russian agreement dealing with the nuclear issues fell apart.  Washington decided to become more directly involved out of fear that a resolution might otherwise not prove possible, giving birth to the “trilateral process.”  Discussions over the course of the autumn led U.S. negotiators in mid-December to believe that the pieces of a solution were ready.

In a negotiation in Washington in early January 1994, U.S. Ambassador-at-large Strobe Talbott, Ukrainian Deputy Prime Minister Valeriy Shmarov and Deputy Foreign Minister Borys Tarasyuk, and Russian Deputy Foreign Minister Georgiy Mamedov and their teams finalized answers to Kyiv’s three questions, and wrote them into what became the Trilateral Statement and an accompanying annex.

The United States agreed to provide Nunn-Lugar Cooperative Threat Reduction funds to finance the elimination of the strategic delivery systems and infrastructure in Ukraine.  Specifically, $175 million would be made available as a start.

The three sides agreed that Russia would compensate Ukraine for the value of the highly enriched uranium in the nuclear warheads transferred to Russia for elimination by providing Ukraine fuel rods containing an equivalent amount of low enriched uranium for its nuclear reactors.  In the first ten months, Ukraine would transfer at least 200 warheads, and Russia would provide fuel rods containing 100 tons of low enriched uranium.

The sides laid out in the Trilateral Statement the specific language of the security assurances that Ukraine would receive once it had acceded to the Non-Proliferation Treaty as a non-nuclear weapons state.  Although Kyiv had sought security guarantees, Washington was not prepared to extend what would have been a military commitment similar to what NATO allies have; the assurances were the best that was on offer.

Two issues—the date for transfer of the last nuclear warheads out of Ukraine and compensation for the highly enriched uranium that had been in tactical nuclear warheads removed from Ukraine to Russia by May 1992—nearly derailed the Trilateral Statement.  The sides, however, agreed to address those in private letters.

Presidents Clinton, Yeltsin and Kravchuk met briefly in Moscow on January 14, 1994 and signed the Trilateral Statement.  That set in motion the transfer of nuclear warheads to Russia, accompanied by parallel shipments of fuel rods to Ukraine.  The deactivation and dismantlement of missiles, bombers and missile silos in Ukraine began in earnest with Cooperative Threat Reduction funding.

In December 1994, Ukraine acceded to the Non-Proliferation Treaty and received security assurances from the United States, Russia and Britain in the Budapest Memorandum.  France and China subsequently provided Kyiv similar assurances.

Ukraine fully met its commitments under the Trilateral Statement.  The last nuclear warheads were transferred out of Ukraine in May 1996.

The other signatories met their commitments—with one glaring exception.  In 2014, Russia used military force to illegally seize Crimea, in violation of its Budapest Memorandum commitments “to respect the independence and sovereignty and the existing borders of Ukraine,” and “to refrain from the threat or use of force” against Ukraine.  Russian security and military forces then instigated a conflict in the Donbas region in eastern Ukraine, a conflict that has claimed more than 10,000 lives and continues to simmer.

At the time, the Trilateral Statement was seen as a major achievement in Washington, as it eliminated hundreds of ICBMs and bombers and nearly 2,000 strategic nuclear warheads that had been designed and built to strike the United States.  Not surprisingly, in light of Russia’s aggression, many in Ukraine now question the value of the Trilateral Statement and Budapest Memorandum.  They argue that, had Ukraine held on to at least some nuclear weapons, Russia would never have dared move on Crimea and Donbas.

That argument is understandable and perhaps correct (although alternative histories are not always easy to envisage).  However, had Ukraine tried to keep nuclear weapons, it would have faced political and economic costs, including:

·      Kyiv would have had limited relations, at best, with the United States and European countries (witness the virtual pariah status that a nuclear North Korea suffers).  In particular, there would have been no strategic relationship with the United States.

·      NATO would not have concluded a distinctive partnership relationship with Ukraine, and the European Union would not have signed a partnership and cooperation agreement, to say nothing of an association agreement.

·      Kyiv would have received little in the way of reform, technical or financial assistance from the United States and European Union.

·      Western executive directors would have blocked low interest credits to Ukraine from the IMF, World Bank and European Bank of Reconstruction and Development.

To be sure, one can debate the value of these benefits.  But those who now assert that Ukraine should have kept nuclear arms should recognize that keeping them would have come at a steep price.  Moreover, in any confrontation or crisis with Russia, Ukraine would have found itself alone.

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