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John W. Lewis, a Stanford political scientist who pioneered new ways of thinking about U.S.-China relations and launched some of the first Asian study programs in higher education, died Monday at his home on the Stanford campus. He was 86.

John W. Lewis

 

 

Lewis was a prolific scholar and one of the preeminent China specialists of his generation. His deep commitment to using insights from academic research to inform policy deliberations and solve important problems related to international relations and security led him to establish several centers and institutes at Stanford. These institutions supported collective undertakings involving scholars and officials from all over the globe and inspired dozens of graduate students to follow Lewis’ lead to make a tangible difference toward a more peaceful world.

He founded and directed the Center for East Asian Studies from 1969 to 1970, the Northeast Asia-United States Forum on International Policy (now the Walter H. Shorenstein Asia-Pacific Research Center), from 1983 to 1990, and, along with theoretical physicist Sidney Drell, co-founded Stanford’s Center for International Security and Cooperation (CISAC) in 1983, serving as a co-director until 1991. Stanford’s Center for International Security and Arms Control, CISAC’s precursor, was founded by Lewis and Drell in 1970. Lewis also led CISAC’s Project on Peace and Cooperation in the Asian-Pacific Region.

Expert on Asia

Lewis, the William Haas Professor of Chinese Politics, Emeritus, and a senior fellow at CISAC and the Freeman Spogli Institute for International Studies (FSI), joined the Stanford faculty in 1968 after teaching for seven years at Cornell University, coming to campus as an expert on China at the apex of public unrest regarding the Vietnam War. As a teacher, he helped lead an interdisciplinary course on nuclear arms and disarmament and engaged in simulated arms control talks with students.

In addition to his work on China, Lewis was a pioneer in dealing with North Korea. He visited the North in 1986 and numerous times thereafter, always with the deep conviction that it was vitally important to listen and learn.  He opened doors long closed by inviting North Korean, South Korean and U.S. officials to meet at Stanford in the early 1990s, and afterwards hosted official North Korean delegations.

He was invited to visit the North Korean nuclear center at Yongbyon after the collapse of the U.S.-North Korea Agreed Framework in 2002.  This and subsequent visits with Stanford colleagues provided virtually the only direct information on developments at the site, said Thomas Fingar, a Shorenstein APARC Fellow at FSI.

Sig Hecker, a CISAC senior fellow and the former director of the Los Alamos National Laboratory, recalls traveling to North Korea with Lewis in January 2004, a significant time in the country’s nuclear program.

“I would never have gone to North Korea without John,” Hecker said. “He had developed a relationship that allowed us to establish an effective means of communication during the times our governments were not talking. I had worked closely with John on North Korea ever since. He was incredibly knowledgeable and had an intensity that motivated everyone around him.”

Passion for peace

Lewis was extremely active in his retirement, visiting his CISAC office in Encina Hall daily, writing books, giving lectures and archiving his materials. While recovering from a recent fall, Lewis was constantly on the phone with colleagues and continued to collaborate until he lost his ability to speak, said his daughter, Amy Tich, BA ’85.

Above all, he was an advocate of peace, education and talking with – and learning about – the nature of one’s perceived rivals, such as China and North Korea, instead of allowing misinformation and misunderstandings to spread. The word “cooperation” in the title of CISAC emanates from this belief.

How ironic, said Tich, that her father’s death came at a time when relations between the U.S. and North Korea over the North’s nuclear tests are filled with tension.

“He had amazing relationships all across Asia,” Tich said. “He believed in what he was doing to the core of his being. He wanted world peace, to save the world from nuclear war.”

John’s son, Stephen Lewis, AB ’80, MS ’80, MBA ’84, said, “He lived a remarkable life. He made enormous strides in Korean relations and Chinese relations. And he did it with a sense of humor and humility that earned him the right to push because only from pushing through issues do you get answers.”

A Renaissance scholar

Lewis was the Renaissance scholar who bridged the gap between the academic and policy worlds. In the 1970s, he was a major player in the restoration of academic exchanges with China and established ties between U.S. and Chinese academic and governmental institutions that continue today.

In the 1980s, he built enduring ties with the Institute for Far Eastern Studies in Moscow that enhanced understanding and collaboration among Americans, Russians, and Chinese.  He launched a project to gather medical expertise at Stanford to deal with North Korea’s severe drug-resistant tuberculosis problem, a project that took him twice to Mongolia to explore the possibility of a regional effort against TB.

Lewis was never satisfied with simply having a problem discussed, said Fingar. He ended every meeting with assembled experts on North Korean issues with a prodding, “A useful discussion. Now, what can we do?”

Lewis helped American business executives, academics, government officials and military officers establish contacts and networks in China. He also led two congressional delegations to Asia. In recognition of his impact, Lewis was invited to serve on the Committee on International Security and Arms Control of the National Academy of Sciences; the Joint Committee on Contemporary China of the Social Science Research Council; and the National Committee on U.S.-China Relations.

The Stanford scholar also did consulting work for the Los Alamos National Laboratory, Lawrence Livermore National Laboratory, the U.S. Department of Defense, the Senate Select Committee on Intelligence, and the Office of Technology Assessment of the U.S. Congress.

Born in King County, Washington, in 1930, Lewis gained his first exposure to international issues and institutions as a teenage page at the San Francisco meeting that established the United Nations. His interest in China was inspired by the stories and achievements of missionary relatives who built schools for Chinese girls. After graduating from Deep Springs College (California) in 1949, Lewis earned  his bachelor’s degree (1953), master’s degree (1958) and doctorate (1962) at UCLA. His service as a gunnery officer in the U.S. Navy (1954-1957) kindled his interest in security issues and Korea.

Publications, research

Lewis wrote and co-authored numerous influential books on Asia and international security, including Leadership in Communist China (1963); and  The United States in Vietnam (1967) (with George Kahin); and China Builds the Bomb (1988).

“John’s numerous books about Chinese decision-making regarding nuclear weapons and the Korean War were path-breaking,” said Scott Sagan, a professor of political science and senior fellow at CISAC and FSI. “His work permitted us to see behind ‘the bamboo curtain’ and understand Mao [Zedong] and his successors with more clarity than was possible before.”

Lewis received numerous letters from colleagues and former students in his final days and Tich read all of them to him. Among the praise bestowed on Lewis was his “ability to inspire in me and others profound curiosity and dedication to scholarship,” that he provided “a model of how to bring values to bear on scholarship and global citizenship,” and “[He] represented the perfect mix of academic research and real-time involvement with the world.”

CISAC co-director and FSI Senior Fellow Amy Zegart remembers Lewis’ generosity and enthusiasm.

“I can still remember knocking on John’s door as a young grad student 20 years ago and sheepishly asking if he might be willing to conduct a directed reading course with me about China’s foreign policy,” Zegart said. “He said ‘yes’ immediately. His generosity of spirit and commitment to teaching still infuse CISAC today, and will shape Stanford students for generations to come. It is a true honor to co-direct the center that John and Sid Drell created.”

Lewis is survived by Jacquelyn Lewis, his wife of 63 years; his children Stephen Lewis, Amy Tich and Cynthia Westby; and five grandchildren, Brian, BA ’15, Taryn, Kylie, Katie and Rhys.

In keeping with his life-long commitment to teaching students and training successors, the family requests that anyone wishing to honor Professor Lewis do so by contributing to the John and Jackie Lewis Fund at Stanford University, which supports funding for Stanford graduate students and postdoctoral fellows  doing research on matters related to Asia. Donations to the fund should be made out to Stanford University and sent to the John and Jackie Lewis Fund, in care of Scott Nelson, Freeman Spogli Institute for International Studies, 616 Serra Street, Stanford, California, 94305.

In an oral history interview with the Stanford Historical Society, Lewis recounts his earlier days on campus and the impact of his career. Videos of an 80th birthday celebration for Lewis can be found here.

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In a Q&A with Elisabeth Eaves at The Bulletin of the Atomic Scientists, CISAC's Siegfried Hecker explains how the latest North Korean nuclear test is different, what North Korea's capabilities are now and how the U.S. could respond.

With North Korea testing missiles at a steady pace, the Bulletin has been checking in regularly with Siegfried S. Hecker, the former director of the Los Alamos National Laboratory who has visited North Korean nuclear facilities multiple times. We talked to him again after last Sunday, when, as many Americans enjoyed the Labor Day long weekend, Pyongyang conducted a powerful underground nuclear test, its sixth ever and first in a year. The device detonated may or may not have been a hydrogen bomb, but we do know it was significantly more powerful than any nuclear weapon North Korea has tested before. In this interview, Hecker weighs in on what this means, what the North is capable of, and how to get out of the dangerous game of nuclear brinksmanship now embroiling Northeast Asia and the United States.

BAS: To the general public, there has been so much nuclear news out of North Korea lately that this one might sound like “just another test.” So please put it in context for us: What was different about North Korea’s September 3rd nuclear test? How did it differ in magnitude from previous tests, and what does that tell us?

SH: The destructive power of North Korea’s previous five nuclear tests had progressed to about 25 kilotons, roughly the same as the bomb dropped on Nagasaki in 1945. This test was greater than 100 kilotons; that’s a big deal. It indicates they have progressed considerably beyond primitive fission-bomb technologies.

BAS: Was this one really a hydrogen bomb, and how would we know?

SH: The size of the blast was consistent with a hydrogen bomb—that is, a fusion-based bomb. However, it could also have been a large “boosted” fission bomb, in which the hydrogen isotopes deuterium and tritium were used to enhance the fission yield. If any telltale radioactive debris leaked from the underground test site, that could help us differentiate, but so far none has been found. So we can’t be certain.

BAS: What would it mean if it was a hydrogen bomb? Would that be a game changer?

SH: No, I don’t see a hydrogen bomb as a game changer. The North has been steadily enhancing its nuclear weapons in that direction. It was only a matter of time before it got there—although, if this one was a small, modern, two-stage hydrogen bomb, then I am surprised it got there so quickly. For years, I have followed the country’s steady progress on producing plutonium and highly enriched uranium, the fuels for fission bombs. And I concluded some time ago that it also has the ability to produce tritium, which is necessary for a boosted fission bomb or a hydrogen bomb.

BAS: But hydrogen bombs are a thousand times more powerful than fission bombs. Doesn’t that change the military threat?

SH: True, hydrogen bombs can be a thousand times more powerful. In fact, there is no theoretical limit to their destructive power. However, what is much more important is whether any nuclear bomb—fission or a fusion—can be made sufficiently small and light to mount on a missile, as well as robust enough to survive the missile’s launch, flight and atmospheric re-entry. Even a fission bomb of 25 kilotons delivered to Seoul or Los Angeles would cause horrific damage. So sure, a hydrogen bomb with very high destructive power would be worse, and have the advantage of being deliverable on a much-less-accurate missile, but the damage from a fission bomb would already be unacceptable.

BAS: Does the latest test change the political dynamics?

SH: Yes, it does. Washington was already suffering from its preoccupation with keeping North Korea from developing intercontinental ballistic missiles (ICBMs) instead of dealing with the nuclear crisis that already threatened Northeast Asia. President Trump seemed to have made ICBMs his red line, but North Korean leader Kim Jong-un blasted right past that in July and August. If you add the specter of a hydrogen bomb, that creates an enormous dilemma for the Trump administration in terms of how to assure the American public it will be protected. In Pyongyang, meanwhile, they surely must see being able to field hydrogen bombs as leveling the playing field. A hydrogen bomb would put them in the elite company of the so-called P-5 states, the United States, Russia, China, Great Britain, and France. It would increase Pyongyang’s leverage should it ever come back to the negotiating table.

BAS: When we spoke in August, you said that Pyongyang’s ability to reach the continental United States with a nuclear-tipped missile was still some years away. Has last Sunday’s nuclear test changed your view?

SH: Well, they got closer with this test, as they do with each missile and nuclear test. They may still be a few years away, but they are very competent at climbing a learning curve and making rapid progress. Besides, they are determined. Continued progress with either boosted fission bombs or hydrogen bombs—through more nuclear testing—will make it possible to fit the bombs on an ICBM. However, they still need to do a lot of work to get their weapons to survive the extreme launch, flight, and re-entry conditions.

BAS: Have North Korea’s nuclear and missile tests done any actual physical harm to the United States or other countries?

SH: It certainly is confusing for the general public to hear about all these missile tests—flying toward Guam or over Japan. It is important to stress that these are tests of rocket technologies in which the rockets carry surrogates, not explosives or nuclear bombs, so there is no damage.

The nuclear tests, such as the sixth one last weekend, are enormously powerful, but the destruction is contained underground in a mountain. We must keep in mind that the United States conducted 1,054 nuclear tests between 1945 and 1992, when we stopped. Until 1963, more than 200 of them were detonated in the atmosphere, causing radioactive fallout. The Soviets, by the way, conducted 715 tests over roughly the same time frame, and the Chinese 45. All six North Korean nuclear tests have been underground and well-contained. The possibility of radioactive leakage from these tests, however, is one of China’s greatest concerns since the test site is close to the border.

BAS: Several hours before the test, the North Korean official news agency KCNA posted photos of Kim Jong-un inspecting what it called a two-stage thermonuclear bomb. Do you believe that is what was tested?

SH: The images undoubtedly showed a model rather than the real device, but it had features generally consistent with a two-stage thermonuclear device, that is, a modern hydrogen bomb. The photos showed Kim inspecting the model in front of a schematic of the Hwasong-14 ICBM re-entry vehicle, and next to a mockup of its nose cone. The model appeared to have dimensions that would allow it to be mounted inside the ICBM. Clearly, that’s what the North Koreans would like us to believe, that they have mastered the ability to deliver a thermonuclear-tipped missile to the US mainland. However, we have no way of knowing if the device tested was of this design. The model could quite easily be constructed based on drawings of two-stage thermonuclear bombs available on the Internet. Nevertheless, I have learned not to underestimate the North Korean nuclear specialists.

BAS: Does the time interval between this nuclear test and North Korea’s last nuclear test tell us anything about technological progress they may be making?

SH: North Korea has been very methodical and deliberate about nuclear testing. The fact that it conducted six tests over such an extended period, beginning in October 2006, gave its nuclear scientists a chance to learn a lot between tests. I believe North Korea learned much more from its tests than did India or Pakistan, which conducted almost all of their six respective tests over a short time period with little chance to learn from one to the next. However, there was another reason for the slow, deliberate pace: North Korea lacked sufficient fissile materials, either plutonium or highly enriched uranium, until quite recently. The regime must also have weighed the likelihood of adverse actions from China, but as this last test shows, it was determined to proceed regardless of Chinese and international reaction.

BAS: The news coverage sometimes implies that Kim Jong-un, who took power in 2011 after his father and grandfather before him, is especially impatient and determined to develop a threatening nuclear arsenal. Do you see it that way?

SH: Not necessarily. North Korea has been making deliberate, steady progress on nuclear and missile advances since at least 2009, when all serious dialogue with Pyongyang ended. Progress, particularly on the missile front, has accelerated since Kim Jong-un took the reins at the end of 2011, but the foundations for the nuclear and missile programs were already built. It does appear that Kim Jong-un has brought a more effective, hands-on management style to move the programs forward.

BAS: In photos the KCNA released last weekend, one of the men alongside Kim Jong-un appears to be Ri Hong-sop, head of North Korea’s Nuclear Weapons Institute. A Reuters news report, which identifies Ri in an earlier photo, says you met with him during your visits to Yongbyon. Is that so, and what can you tell us about him?

SH: Dr. Ri Hong-sop was director of the Yongbyon Nuclear Research Center during my first visit in January 2004. I was impressed with his technical competency as well as his honest and direct answers to my technical questions during the tour, in which he gave our Stanford team remarkable access to the Yongbyon plutonium facilities. In a fascinating exchange about the intricacies of plutonium metallurgy, he even allowed me to hold a sample of recently produced plutonium—in a sealed glass jar—to convince me it really was plutonium.

BAS: Was that the only time you met with Ri?

SH: No, we met during several of my seven visits to North Korea, although by the fourth visit in 2007, he was no longer director of the Yongbyon Nuclear Center. I was told he had moved to Pyongyang to advise the General Department of Atomic Energy. When I asked about him during my last visit in November 2010, my host told me somewhat sarcastically that my government wouldn’t let me meet him because the latest UN sanctions had put him on a blacklist. Much of what we know about the North Korean nuclear complex comes from discussions we had with technical professionals in Yongbyon. So much for the benefits of sanctions: They didn’t slow down the North’s progress on its nuclear program, but eliminated one of the few windows we had into it.

BAS: An official KCNA statement quoted Kim Jong-un as saying, “all components of the H-bomb were homemade … thus enabling the country to produce powerful nuclear weapons as many as it wants.” You have previously said that North Korea has only limited inventories of fissile materials, the fuel required for bomb making. Do you still consider that to be the case? How many bombs could it make now?

SH: North Korea cannot produce “as many as it wants,” although it is making progress on both fusion and fission fuels. It appears to have produced lithium deuteride, which can be used to produce the tritium fuel for hydrogen bombs, but likely has only small inventories of tritium for boosted fission devices. And it still has relatively small inventories of fissile materials for the fission bombs that are required to trigger the fusion device.

Although they do involve great uncertainty, I believe my previous estimates still hold: By the end of 2016, North Korea had enough bomb fuel—roughly 20 to 40 kilograms of plutonium and 200 to 450 kilograms of highly enriched uranium—to make 20 to 25 nuclear weapons, with an annual production capacity of six to seven bombs’ worth. If they continue to test and develop more sophisticated hydrogen bombs that could use less fissile material, we’ll have to revise that upwards. However, I don’t concur with the leaked intelligence estimate that they have up to 60 nuclear weapons now.

BAS: The KCNA statement also touted North Korea’s ability to launch a “super-powerful EMP attack” against the United States. EMP is short for electromagnetic pulse. Could you explain what an EMP attack is, and whether this is a credible threat?

SH: The idea of an EMP attack would be to detonate a nuclear weapon tens of miles above Earth’s surface with the goal of knocking out the US power grid and causing other electrical disruptions.

I don’t see this as something the United States needs to worry about now. First, North Korea has a lot of work to do to develop the right nuclear device for an intense EMP weapon. Second, how would an EMP attack help Pyongyang achieve its objective of deterring the United States? If Pyongyang used such a weapon against the United States, Washington would consider that an act of war, which would likely lead to the end of the Kim Jong-un regime.

What the EMP comment does show, however, is how closely the North Koreans follow the American press, which has published reports by some American alarmists wringing their hands about this threat. The North Koreans were even clever enough to have researchers from Pyongyang’s Kim Chaek University of Technology write a short brief about EMP, with the conclusion that it represents an important “strike” method.

BAS: Could the comment by American UN Ambassador Nikki Haley that North Korea is “begging for war” hold any truth—that is, might Kim Jong-un see some benefit in getting to the point of actual military conflict? I know he’s probably a pretty rational actor, but leaders have been known to think they might benefit from war.

SH: I don’t think so. Kim Jong-un’s only hope of survival is to avoid war. He apparently believes that in order to survive, he has to be able to threaten the United States not only with ICBMs, but with ICBMs tipped with hydrogen bombs.

BAS: You’ve previously argued that the Trump administration must talk directly to North Korea as the next step in resolving the nuclear crisis. But both Haley and Trump have said the “time for talking is over.” So now what?

SH: I’m afraid the Trump administration is compounding the mistakes of past US administrations with such comments, along with threats of “fire and fury.” This rhetoric will make it all the more difficult for Washington to take the necessary steps to avoid a nuclear confrontation with North Korea. We need to face reality—the way we got into this situation is that we haven’t talked seriously since 2009.

BAS: “Talks” can mean different things to different people. Should the US negotiate? Or accept a nuclear-armed North Korea? Does talking constitute “appeasement,” as Trump accused South Korean President Moon Jae-in of pursuing?

SH: The US administration should dispatch a small team to talk to Kim Jong-un to establish mechanisms to avoid misunderstandings, miscalculations, or misinterpretations that could quickly send us over the cliff into nuclear war. The talks would not be a reward or a concession to Pyongyang, nor should they be construed as signaling acceptance of a nuclear-armed North Korea. Such talks are not meant to appease Pyongyang as they would not offer any rewards. They could, however, deliver the message that while Washington fully intends to defend itself and its allies from any attack with a devastating retaliatory response, it does not otherwise intend to attack the North or pursue regime change. I realize that talking so soon after North Korea made such a major nuclear weapons advance may make it look like the US administration blinked first. But I consider that much less dangerous than stumbling into a nuclear war, which could happen if we pursue other actions being considered by the administration.

These talks would not be negotiations—not yet. Rather, they are a necessary step toward re-establishing critical lines of communication to avoid a nuclear catastrophe. Negotiations on denuclearization might follow, but that would require a much longer time frame and coordination with China, Russia, and US allies

 

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- This event is jointly sponsored by the Center for International Security and Cooperation and the Walter H. Shorenstein Asia-Pacific Research Center -

As tensions rise between the U.S. and North Korea, a panel of Stanford experts will convene in Encina Hall on Tuesday, May 30 to assess the issues involved. Panelists will include:

  • Kathleen Stephens, former U.S. ambassador to the Republic of Korea, William J. Perry Fellow in the Korea Program at the Walter H. Shorenstein Asia-Pacific Research Center (APARC). She will talk about the South Korean leadership’s thinking and position on North Korea in the context of its U.S. relationship.
  • James Person, director of the Hyundai Motor-Korea Foundation, Center for Korean History and Public Policy. He offers a perspective on the North Korean leadership in the current crisis, including a broader historical context, as well as thoughts on the China-North Korea relationship.
  • Katharina Zellweger, visiting scholar at the Center for International Security and Cooperation. She will discuss the impact of the current crisis on the North Korean people., and how sanctions and changes in Chinese trade are affecting them.
  • Gi-Wook Shin, director of the Shorenstein Asia-Pacific Research Center, director of the Korea Program, senior Fellow at the Freeman Spogli Institute for International Studies (FSI) and professor of sociology, will moderate the session.
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About the Event: In conversation with Philip Taubman, General Hayden will discuss intelligence and cybersecurity challenges the United States faces in combatting terrorism, dealing with North Korea, Iran and Russia, and will assess President Trump’s relations with the U.S. intelligence community. 

About the Speaker: General Michael Hayden is a retired four-star general who served as director of the Central Intelligence Agency and the National Security Agency when the course of world events was changing at a rapid rate. As head of the country’s premier intelligence agencies, he was on the frontline of global change, the war on terrorism and the growing cyber challenge. He understands the dangers, risks, and potential rewards of the political, economic, and security situations facing us. General Hayden dissects political situations in hot spots around the world, analyzing the tumultuous global environment and what it all means for Americans and America’s interests. He speaks on the delicate balance between liberty and security in intelligence work, as well the potential benefits and dangers associated with the cyber domain. As the former head of two multi-billion dollar enterprises, he can also address the challenges of managing complex organizations in times of stress and risk, and the need to develop effective internal and external communications.

In addition to leading CIA and NSA, General Hayden was the country’s first principal deputy director of national intelligence and the highest-ranking military intelligence officer in the country.  In all of these jobs, he worked to put a human face on American intelligence, explaining to the American people the role of espionage in protecting both American security and American liberty.  Hayden also served as commander of the Air Intelligence Agency and Director of the Joint Command and Control Warfare Center and served in senior staff positions at the Pentagon, at U.S. European Command, at the National Security Council, and the U.S. Embassy in Bulgaria. He was also the deputy chief of staff for the United Nations Command and U.S. Forces in South Korea.

Hayden has been a frequent expert and commentator on major news outlets and in top publications, valued for his expertise on intelligence matters like cyber security, government surveillance, geopolitics, and more. He was featured in the HBO documentary Manhunt, which looked at espionage through the eyes of the insiders who led the secret war against Osama bin Laden, and in Showtime’s The Spymasters, a detailed look at the directors of the Central Intelligence Agency.

Hayden is currently a principal at the Chertoff Group and a distinguished visiting professor at the George Mason University Schar School of Policy and Government. He is on the board of directors of Motorola Solutions and serves on a variety of other boards and consultancies. In 2013, the Intelligence and National Security Alliance (INSA) awarded Hayden the 29th annual William Oliver Baker Award.  General Hayden is also the first recipient of the Helms Award presented by the CIA Officers’ Memorial Foundation.  In 2014 he was the inaugural Humanitas visiting professor in intelligence studies at Oxford University in the United Kingdom.  His recent memoir, Playing to the Edge: American Intelligence in the Age of Terror, has been a New York Times best-seller and was recently selected as one of the 100 most notable books of 2016.

Philip Taubman is Adjunct Professor at the Center for International Security and Cooperation. He is also the former Moscow and Washington Bureau Chief, and Deputy Editorial Page Editor, of The New York Times. Philip Taubman served as a reporter and editor at The New York Times for thirty years, specializing in national security coverage. He is author of Secret Empire: Eisenhower, the CIA, and the Hidden Story of America’s Space Espionage, and The Partnership: Five Cold Warriors and Their Quest to Ban the Bomb. He is working on a biography of George P. Shultz, the former secretary of state.

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Uneasy Partnerships presents the analysis and insights of practitioners and scholars who have shaped and examined China's interactions with key Northeast Asian partners. Using the same empirical approach employed in the companion volume, The New Great Game (Stanford University Press, 2016), this new text analyzes the perceptions, priorities, and policies of China and its partners to explain why dyadic relationships evolved as they have during China's "rise."

Synthesizing insights from an array of research, Uneasy Partnerships traces how the relationships that formed between China and its partner states—Japan, the Koreas, and Russia—resulted from the interplay of competing and compatible objectives, as well as from the influence of third-country ties. These findings are used to identify patterns and trends and to develop a framework that can be used to illuminate and explain Beijing's engagement with the rest of the world.

This book is part of the Studies of the Walter H. Shorenstein Asia-Pacific Research Center series at Stanford University Press.

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Abstract: In 1992, North Korea offered to dismantle its plutonium-production reactors in exchange for more “proliferation-resistant” light water reactors (LWRs) from the West, and this offer culminated in the 1994 Agreed Framework with the United States. After the Agreed Framework collapsed in 2002, North Korean negotiators continued to insist that LWRs were a prerequisite for relinquishing its nuclear weapons capabilities. Why has the regime placed such importance on this particular form of energy generation? I examine the history of North Korea’s pursuit of LWR technology, and the shifting role that pursuit played in its diplomacy. A technically informed look at the LWR fuel cycle reveals a network of technical dependence that can draw nations into enduring modes of collective action. At times, and with varying degrees of awareness, actors on all sides of the North Korean nuclear crisis sought to leverage these unique aspects of LWR technology, hoping to lay a path for North Korea to vacate its isolation. This overlooked history offers important lessons for nonproliferation thought and policy.

About the Speaker: Chris Lawrence is a Research Fellow with the Program on Science, Technology and Society in Harvard’s Kennedy School of Government. He is trained in nuclear physics and engineering, and is generally interested in the role of knowledge in arms control and disarmament. He was previously Stanton Nuclear Security Postdoctoral Fellow at the Center for International Security and Cooperation at Stanford University.

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Stanford nuclear scientist and CISAC senior fellow Siegfried S. Hecker explains in this article in 38 North why North Korea's recent nuclear test is "deeply alarming" and what Washington's possible policy options are going forward. An excerpted passage is below:

 

On September 9, 2016, seismic stations around the world picked up the unmistakable signals of another North Korean underground nuclear test in the vicinity of Punggye-ri. The technical details about the test will be sorted out over the next few weeks, but the political message is already loud and clear: North Korea will continue to expand its dangerous nuclear arsenal so long as Washington stays on its current path.

 

Preliminary indications are that the test registered at 5.2 to 5.3 on the Richter scale, which translates to an explosion yield of approximately 15 to 20 kilotons, possibly twice the magnitude of the largest previous test. It appears to have been conducted in the same network of tunnels as the last three tests, just buried deeper into the mountain. This was the fifth known North Korean nuclear explosion; the second this year, and the third since Kim Jong Un took over the country’s leadership in December 2011. Continue reading

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People watch a news report on North Korea's first hydrogen bomb test at a railroad station in Seoul on January 6, 2016.
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In January 2004, a delegation from Stanford University led by Prof. John W. Lewis and joined by one of the authors, Siegfried S. Hecker, at the time senior fellow at the Los Alamos National Laboratory and former director, was invited to visit the Yongbyon Nuclear Center. This visit by Hecker and follow-on visits during each of the next six consecutive years contributed substantially to our knowledge of North Korean nuclear activities. In this report, we utilize information obtained during the Stanford delegation visits, along with other open-source information, to provide a holistic assessment of North Korean nuclear developments from the demise of the Agreed Framework through November 2015. To read the full article, click here.

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A shadowy terror group smuggles a crude nuclear bomb into the United States, then detonates it right in the heart of Washington D.C., setting off a 15 kiloton explosion.

Eighty thousand Americans are killed instantly, including the president, vice president and most of the members of Congress, and more than a hundred thousand more are seriously wounded.

News outlets are soon broadcasting a message they’ve all received from a group claiming responsibility.

It says there are five more bombs hidden in five different cities across the America, and one bomb will be set off each week for the next five weeks unless all American troops based overseas are ordered to immediately return to the U.S. homeland.

The nation is thrown into chaos, as millions scramble to flee the cities, clogging roads and choking telecommunications systems.

The stock market crashes, before trading is halted altogether.

Martial law is declared, amid widespread looting and violence.

That was just one of the nightmare scenarios for a potential nuclear disaster that former U.S. Secretary of Defense William J. Perry vividly described as he delivered the Center for International Security and Cooperation’s annual Drell Lecture on Wednesday.

“My bottom line is that the likelihood of a nuclear catastrophe today is greater than it was during the Cold War,” Perry said.

Most people were “blissfully unaware” of the danger that simmering conflicts in geopolitical flash points around the globe – including Russia, China, North Korea, Iran and Pakistan – could easily turn nuclear, Perry told the Stanford audience.

A new nuclear arms race with Russia

Perry said he had tried to foster closer cooperation between the U.S. and Russia when he headed the Pentagon during the mid ‘90s and helped oversee the joint dismantling of four thousand nuclear weapons.

“When I left the Pentagon, I believed we were well on the way to ending forever that Cold War enmity, but that was not to be,” he said.

 

William J. Perry shares a video depicting the threat of nuclear terrorism with a Stanford audience. William J. Perry shares a video depicting the threat of nuclear terrorism with a Stanford audience.

Since then, relations between the West and Russia have soured badly, prompting Russia to modernize its nuclear arsenal and assume a more aggressive nuclear posture.

 

“They’re well advanced in rebuilding their Cold War nuclear arsenal, and it is Putin’s stated first priority,” Perry said.

“And they have dropped their former policy of no first use of nuclear weapons, and replaced it with a policy that says nuclear weapons will be their weapon of choice if they are threatened.”

While Perry said he believed Russian president Vladimir Putin did not want to engage in a military conflict with NATO forces, he said he was concerned about the possibility of Russia making a strategic miscalculation and stumbling into a conflict where they might resort to the use of tactical nuclear weapons.

“If they did that there’s no way of predicting or controlling the escalation that would follow thereafter,” Perry said.

Chinese economic problems increasing tensions

In Asia, a slowing Chinese economy could exacerbate domestic political tensions over issues such as wealth inequality and pollution, and encourage Chinese leaders to divert attention from problems at home by focusing on enemies abroad.

“China has had more than 10 percent growth now for almost three decades, but I think there’s trouble ahead,” Perry said.

“The time-proven safety valve for any government that’s in trouble is ultra-nationalism, which in the case of China translates into anti-Americanism and anti-Japanese.”

China has seen a major growth in military expenditures over the last decade, and it has used that investment to build a blue water navy and develop effective anti-ship missiles designed to drive the U.S. Navy hundreds of miles back from the Chinese coastline.

One potential flash point for a conflict between China and the U.S. are the artificial islands that China has been building in the disputed waters of the South China Sea.

“In a sense, China is regarding the South China Sea as a domestic lake, and we regard it and most other countries regard it as international waters, so their actions have been challenged by the U.S. Navy and will continue to be challenged,” Perry said.

North Korea’s growing nuclear threat

Meanwhile, China’s neighbor North Korea has continued to defy the international community and conducted another nuclear test in January.

“North Korea is today building a nuclear arsenal, and I would say clearly it’s of the highest priority in their government, and they have adopted outrageous rhetoric about how they might use those nuclear weapons,” Perry said.

William J. Perry delivers the Drell Lecture in an address entitled "A National Security Walk Around the World." William J. Perry delivers the Drell Lecture in an address entitled "A National Security Walk Around the World."
North Korea followed up its latest nuclear test with a satellite launch earlier this month – an important step towards developing an intercontinental ballistic missile that could threaten the United States mainland.

“These missiles today have only conventional warheads that are of no significant concern, but they are developing nuclear warheads,” Perry said.

“They already have developed a nuclear bomb, and the latest test, as well as tests to come, will be designed to perfect a bomb small enough and compact enough and durable enough to fit into a warhead. If they succeed in doing that, then the bluster will become a real threat.”

Perry said he hoped China and the United States could combine forces and adopt a “carrot and stick” diplomatic approach to force North Korea to abandon its nuclear weapons program – with the United States offering aid and international recognition, and China threatening to cut off supplies of food and aid.

He said he expected to see “more acting out” from the North Korean regime in the coming months, in the form of further nuclear and rocket tests.

Like it or not, the Iran deal is the only deal we’ll get

The landmark deal reached last year, where Iran agree to curtail its nuclear program in exchange for the lifting of economic sanctions, was a better resolution than Perry had expected to the negotiations, but it has met with significant resistance from groups he described as “strange bedfellows.”

“The opposition in Israel and the United States opposed the deal because they fear it will allow Iran to get a bomb,” Perry said.

“Whereas the opposition in Iran opposed the deal because they fear it will prevent Iran from getting a bomb. Both cannot be right.”

Many Republican presidential hopefuls have publicly stated on the campaign trail that they would withdraw from the deal if they got elected to the White House, but Perry said that would be a strategic mistake.

“The opposition in the United States has a simple formula – we should withdraw from the deal, we should reinstate sanctions, and we should renegotiate a better deal,” Perry said.

“Let me be as blunt as I can, this is a pure fantasy. There is not the remotest possibility that the sanction could be reapplied if the United States withdraws from this deal, because the day we withdraw from the deal, our allies are gone, the sanctions are gone, there will be no renegotiations without sanctions, so this deal, like it or not, is the only deal we will ever get.”

Another “Mumbai” attack could spark regional nuclear war

Nuclear rivals India and Pakistan have more than a hundred nuclear weapons on each side, as well as the missiles to deliver them, and a conventional military conflict between them could quickly escalate into a regional nuclear war, Perry said.

Another large-scale terror attack, like the coordinated assault in Mumbai that killed more than 163 people in 2008, could lead India to retaliate militarily against Pakistan (which India blames for encouraging the terror groups operating in Pakistani territory).

Perry said he was concerned that Pakistan would then use tactical nuclear weapons against invading Indian troops, and that India might then respond with a nuclear attack of its own on Pakistan.

“So this is the nightmare scenario of how a regional nuclear war could start,” Perry said.

“A nightmare that would involve literally tens of millions of deaths, along with the possibility of stimulating a nuclear winter that would cause widespread tragedies all over the planet.”

A ray of hope

Despite all the potential for nuclear disaster in the current geopolitical environment, Perry said he was still hopeful that nuclear catastrophe could be avoided.

"While much of my talk today has a doomsday ring to it, that truly is not who I am,” Perry said.

“I’m basically an optimist. When I see a cloud, I look for a ray to shine through that cloud.”

One important step toward reducing the nuclear threat would be improving relations between the U.S. and Russia, he said.

“My ray of sunshine, my hope, is I believe we can still reverse the slide in U.S. Russia relations, he said.

“We must begin that by restoring civil dialog. We must restore cooperation between the United States and Russia in areas where we have mutual interest…If we succeed in doing that, then we can work to stop and reverse the drift to a greater and greater dependence on nuclear weapons.”

Perry ended his speech by urging the audience to keep striving to rid the world of the threat of nuclear weapons.

“We must pursue our ideals in order to keep alive our hope – hope for a safer world for our children and for our grandchildren,” he said.

 

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William J. Perry answers questions from the audience during the annual Drell Lecture at Stanford, as CISAC co-director David Relman (right) looks on.
William J. Perry answers questions from the audience during the annual Drell Lecture at Stanford, as CISAC co-director David Relman (right) looks on.
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Stanford nuclear experts said they were skeptical of North Korea’s claim that it had detonated a hydrogen bomb this week.

However, they said the test was an important step forward for North Korea’s nuclear program and would have a destabilizing effect on the entire region.

“I don’t believe it was a real hydrogen bomb, but my greatest concern is not so much whether or not they actually tested a hydrogen bomb, but rather that they tested at all,” said Siegfried Hecker, former director of Los Alamos National Laboratory and senior fellow at Stanford’s Center for International Security and Cooperation.

North Korean dictator Kim Jong-un has “a track record of exaggerated statements, hyperbole and outright lies,” according to Scott Sagan, Caroline S.G. Munro professor of Political Science.

“The propaganda machine in North Korea has made all sorts of claims about Kim Jong-un’s personal prowess and his history, and it is totally unsurprising that he might make exaggerated claims about North Korea’s military prowess,” Sagan said.

Former U.S. Secretary of Defense William J. Perry said he also doubted that North Korea had detonated a two-stage hydrogen bomb.

“Whether it’s a hydrogen bomb or not, it’s very dangerous, destabilizing development,” said Perry.

“It’s obvious they’re working to increase the capability and size of their nuclear arsenal and that represents a huge danger to the region and creates major instability and major concerns on the part of South Korea and Japan.”

Many North Korea watchers had been anticipating another nuclear test.

“We’ve thought that the North Koreans could test at any time – that the tunnels were ready, that they could do this at any time – so it would be a political decision, not a technical decision,” said Thomas Fingar, senior fellow at the Freeman Spogli Institute for International Studies.

Hecker said North Korea’s latest nuclear test would move the country closer to being able to miniaturize a nuclear warhead and mount it on a missile, extending the reach of their nuclear weapons.

“They will have achieved greater sophistication in their bomb design – that is the most worrisome aspect,” Hecker said.

“At this point, what makes their nuclear arsenal more dangerous is not so much explosive power of the bomb, but its size, weight and the ability to deliver it with missiles.”

On the diplomatic agenda, the U.S. and its allies will likely push for stronger sanctions in the wake of the tests, according to Kathleen Stephens, a former U.S. Ambassador to the Republic of Korea and William J. Perry fellow at Walter H. Shorenstein Asia-Pacific Research Center (APARC).

“In the UN the U.S., Japan and South Korea will likely look for another, and stronger, UN Security Council resolution, presumably with some efforts to attach to it some teeth and strengthen sanctions,” Stephens said.

The U.S. Congress is currently considering financial sanctions that would cut of all access to U.S. banks for any banks dealing with the North Koreans.

But financial sanctions would likely be less effective in dealing with North Korea than they had been with Iran, according to Fingar.

“It’s like hitting a masochist,” said Fingar.

“North Korea is relatively insulated from the external economy, where Iran wasn’t. Iran had a middle class, you could make sanctions hurt, they could have a real effect. You could make it hard for the North Koreans to buy luxury goods, but at the end of the day, is that going to bring down the regime?”

Financial sanctions against North Korea could have the unintended consequence of also hurting China, said David Straub, associate director of the Korea program at APARC.

“This could be problematic for China because many of the transactions that North Korea conducts would be going thorough Chinese banks, and the Chinese, understandably might not be happy about the US financial sanctions on them, in effect,” Straub said.

Perry recommended that the U.S. reinvigorate diplomatic talks with North Korea in collaboration with China, South Korea, Japan and Russia.

“I would not give up on negotiations with North Korea yet,” Perry said.

“What could have been done many years ago was following through on negotiations with North Korea at the turn of the Century, which were proceeding robustly in the last years of Clinton’s second term, but were abandoned by the Bush Administration...That was a geo-strategic error.”

But Hecker said those negotiations would be harder now.

“I have previously argued that we should focus on three “No’s” for three “Yes’s” – that is no more bombs, no better bombs (meaning no testing) and no export – in return for addressing the North’s security concerns, its energy shortage and its economic woes,” said Hecker.

“This could have worked when I first proposed it 2008 after one of my seven visits to North Korea. It will be more difficult now."

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A protester burns banners depicting North Korean leader Kim Jong-un during an anti-North Korea rally in central Seoul, South Korea, January 7, 2016.
A protester burns banners depicting North Korean leader Kim Jong-un during an anti-North Korea rally in central Seoul, South Korea, January 7, 2016.
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