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This commentary first appeared in Foreign Affairs.


North Korea has long been a source of instability, but a new development over the past year threatens to make things even worse: the country is teaming up with Russia. At a meeting in Pyongyang last July, North Korea’s defense minister, Kang Sun Nam, and his Russian counterpart, Sergei Shoigu, vowed to expand their countries’ military cooperation to “resolutely stand against” their “common enemy,” the United States. Then, at a September summit with President Vladimir Putin in Russia, the North Korean leader Kim Jong Un toasted the Kremlin’s “sacred struggle” against “a band of evil”—a reference to Western countries—and called Putin the “Korean people’s closest friend.”

The North Korean–Russian convergence goes beyond rhetoric. Russia has been propping up the Kim regime with food aid, along with fighter aircraft, surface-to-air missiles, armored vehicles, and equipment for ballistic missile production. There are signs that Russia is sharing its expertise, too. In July, North Korea conducted a test launch of a technologically sophisticated intercontinental ballistic missile, and in November, it managed to send its first military reconnaissance satellite into orbit after several failed attempts.

The transfer of critical supplies goes both ways. North Korea is sending Russia much-needed artillery shells to use in its war in Ukraine, with U.S. officials confirming in October that more than 1,000 containers of arms had arrived in Russia by ship and by train. Pyongyang’s equipment is hardly world-class—its shells have a 20 percent failure rate, whereas most advanced U.S. munitions have failure rates in the low single digits—but many of North Korea’s missiles are difficult for Ukraine to defend itself against because they are long-range, which allows Russian forces to fire from deep within their own territory, and low-tech, which helps them evade detection. North Korean military assistance could therefore be decisive in Russia’s campaign to halt Ukrainian troops’ progress. For Pyongyang, meanwhile, the arms transfer is an opportunity to test its wares in battle.

In addition to undermining U.S. and allied efforts to defend Ukraine, expanding North Korean–Russian cooperation threatens to destabilize the Korean Peninsula. On January 5, less than a week after reports emerged that Russia had launched its first North Korean–made ballistic missiles into Ukraine, North Korea fired hundreds of artillery rounds into the sea near its disputed border with South Korea. On January 14, North Korea conducted its first intermediate-range ballistic missile test of the year and formally announced that it no longer considered South Korea a “partner of reconciliation and reunification” but an enemy that had to be conquered—through nuclear war, if necessary.

The North Korean–Russian relationship undermines China’s influence.
Oriana Skylar Mastro
Center Fellow, Freeman Spogli Institute

As if this were not enough, China is playing a counterproductive role. Beijing’s security relationship with Russia has deepened: Russia has provided critical weapons and defense-industrial expertise to China, and the two countries are engaging in more frequent and sophisticated joint military exercises. Beijing, in effect, has sanctioned a larger Russian military role in Asia and provided the political cover and economic lifeline Putin needs to continue fighting in Ukraine. China has also shielded North Korea from international sanctions and pressure designed to force Kim to give up his nuclear weapons program. There is historical precedent for the three countries’ working together, too. During the Cold War, China, North Korea, and Russia were all committed to “opposing imperialism”—code for their anti-Western activities. Their cooperation facilitated conflict around the world, including in eastern Europe, on the Korean Peninsula, and across the Taiwan Strait.

The good news, however, is that this trilateral alignment turned out poorly for all three countries during the Cold War—and if the United States plays its cards right, it can fail this time around, too. Chinese and Soviet backing helped North Korea fight South Korea and its allies to a draw, leading to an armistice agreement in 1953, but subsequent decades of poverty and international pariah status can hardly be considered a victory for Pyongyang. As for Beijing and Moscow, cooperation soon gave way to the Sino-Soviet split and the eventual collapse of the Soviet Union. Although today’s circumstances are different, familiar signs of unease are already visible among China, North Korea, and Russia—rifts the United States can exploit.

An Unstable Triangle
 

China, North Korea, and the Soviet Union’s falling out over the course of the 1950s is instructive. The decade began with the two larger powers, China and the Soviet Union, committed to each other’s security and to supporting other communist countries, including North Korea. In 1950, Beijing and Moscow signed an alliance agreement vowing mutual defense in the event of an attack and pledging to coordinate their activities against the West. Both supported Kim Il Sung, the founding father of North Korea and the grandfather of Kim Jong Un, in his bid to attack South Korea the same year. When China sent its own forces into the brutal fighting on the Korean Peninsula, the Soviet Union backed the Chinese effort with military aid and expertise. 

But this cooperation was not to last. After the death of the Soviet leader Joseph Stalin in 1953, his successor, Nikita Khrushchev, introduced political reforms and pursued “peaceful coexistence” with the United States. The Soviet Union’s pivot threatened to undermine the Chinese leader Mao Zedong’s domestic project, which emulated Stalin’s harsh governance. Meanwhile, Chinese attacks on Taiwanese-controlled islands, China’s 1962 border war with India, and the Great Leap Forward—Beijing’s disastrous economic and social program of that period—elicited contempt in Moscow. Mao’s personal jabs at the Soviet leadership did not help matters, either. By 1960, the Soviet Union had canceled 12 aid agreements and roughly 200 science and technology projects in China.

Back then, as now, Beijing and Moscow were revisionist great powers with limited willingness to advance the other’s ambitions. Both expected more from a partnership than mere protection. Beijing sought financial assistance for its defense-industrial base and political support to lend legitimacy to the regime. Moscow wanted to lead an ever-expanding communist bloc and to secure China’s help in undermining the United States’ position in Asia. Although the two sides shared many of the same interests, their priorities differed. And they would clash over tactics, especially when it came to dealing with third parties. Beijing and Moscow disagreed, for instance, about how to respond to Polish and Hungarian resistance against Soviet control in 1956: Mao even warned that China would support Poland if the Soviet Union dispatched troops to quell the unrest. 

Chinese and Soviet leaders weighed the benefits and risks of teaming up. Great powers can use alliances to strengthen their militaries and enhance their deterrence, but forming a partnership can also provoke a potential adversary or draw one of the great powers, against its wishes, into its ally’s disputes. During the 1950s, for example, Soviet leaders grew concerned that China’s dispute with Taiwan would undermine their plans to discuss détente with the United States. 

Similar stresses could now be opening fissures between China and its partners. Closer cooperation between North Korea and Russia has highlighted a fundamental tension in Russia’s relationship with China: unlike Pyongyang, Beijing has been unwilling to aid Moscow’s war effort directly. Russia’s requests for military equipment and aid from China have gone unanswered. (Russian officials have claimed that China secretly agreed to provide lethal weapons, but U.S. assessments have found no evidence that this is true.) Beijing’s official stance on the war in Ukraine is to remain neutral. It has called for de-escalation, reiterated its opposition to the use of nuclear weapons, and affirmed the sovereignty of all nations. None of China’s statements have contained explicit rebukes of Russia, but they have not expressed full-throated support, either. The fact that Russia had to turn to North Korea for aid shows how little material assistance Moscow is receiving from Beijing. In the immediate term, Russia has no choice but to take what help it can get, but eventually the discovery that its “no limits” partnership with China does, in fact, have limits may force a reckoning with the risks of relying on Beijing. 

For China’s part, the North Korean–Russian relationship undermines Beijing’s influence on the Korean Peninsula. With no indication of having consulted China, Russia opted to ignore United Nations trade sanctions (which both China and Russia had signed on to) and sell North Korea the advanced military technology its leaders have long desired. Now that Russia is willing to provide benefits that China will not, Pyongyang is turning closer to Moscow, and Beijing has lost significant leverage. To be sure, China is still North Korea’s largest trading partner. And even when North Korea was almost wholly dependent on China, Kim sometimes felt free to dismiss Chinese leaders’ preferences. But Russian support gives Pyongyang a stronger hand to take action that could impede Beijing’s regional and global ambitions. For example, Beijing will not want North Korea—or Russia, for that matter—to jeopardize its attempts to unify Taiwan with mainland China. But a crisis on the Korean Peninsula could spoil China’s plans by driving the United States and its allies toward deeper defense integration, just as the North’s 1950 invasion of the South pushed the United States to rethink its security interests in the region and sign a defense pact with Taiwan in 1954.

Beijing is clearly concerned that Moscow and Pyongyang’s actions will do China more harm than good.
Oriana Skylar Mastro
Center Fellow, Freeman Spogli Institute

The most damning consequence of North Korea’s military cooperation with Russia may be that it is damaging China’s broader diplomatic and security environment. An emboldened North Korea and an aggressive Russia do nothing to improve China’s image or help it compete with the United States. Nothing unites U.S. allies more than shared concerns about North Korean or Russian belligerence. And as a partner of both countries, China is expected to use its own political capital to solve the problems they cause. At a December summit with EU leaders in Beijing, for example, Chinese officials wanted to focus on long-term plans for bilateral relations and caution against a European “de-risking” strategy that threatens China’s technological ambitions and economic interests. But the European delegation instead opened the talks by urging China to leverage its economic influence over Russia “to put an end to the Russian aggression against Ukraine.” 

China has long regarded a trilateral alliance among Japan, South Korea, and the United States as a critical threat to its security, even seeking guarantees from Seoul and Tokyo that they would not enter such a pact. Part of the case Beijing is making to reassure both capitals is that China is prepared to serve as the “stabilizer” of Northeast Asia—a message it repeated in a meeting with Japanese and South Korean officials after North Korea launched its spy satellite in November. At the same meeting, South Korean Foreign Minister Park Jin urged Chinese Foreign Minister Wang Yi to encourage North Korea to halt its provocations and pursue denuclearization. But China’s commitment to playing “a constructive role” could amount to little if North Korea, bolstered by Russia, does not respond to Beijing’s overtures. At a certain point, even if other countries in the region do not see China as complicit in North Korea’s bellicose actions, Japan, South Korea, and the United States are bound to make defense decisions that will be unwelcome in Beijing.

China, recognizing the danger of being grouped with North Korea and Russia, has tried to publicly distance itself from the two countries. In late January, Liu Pengyu, the spokesperson for the Chinese embassy in Washington, told Voice of America that he was “unaware” that North Korea and Russia were cooperating on military matters. China has also denied playing any role in the two countries’ recent collaboration. In line with that claim, when Moscow suggested that North Korea join Chinese-Russian naval drills in September, Beijing did not respond. The official Chinese media has also downplayed the idea of a trilateral alliance among China, North Korea, and Russia. In China’s telling, such a partnership is “concocted” by Western media to justify closer military cooperation among Japan, South Korea, and the United States and generate a Cold War mindset by framing regional politics in terms of two opposing blocs. Beijing still sees real, if limited, benefits from its relationships with North Korea and Russia, but it is clearly concerned that Moscow and Pyongyang’s actions will do China more harm than good.

Let the Chips Fall

The United States and its allies can encourage fissures in the emerging autocratic bloc, but they must proceed with caution. Erecting obstacles is the wrong approach. Taking a page from history, Washington should recognize that China, North Korea, and Russia will sabotage their triangular alignment all on their own. During the Korean War, for instance, Soviet air support for Chinese forces was not forthcoming despite promises from Moscow, and in the 1960s, the Soviet Union reneged on commitments to lend its nuclear expertise to China. Moscow’s continued reluctance to support Beijing, let alone extend security assistance, in times of crisis was a major contributor to the Sino-Soviet split.

Recently, the war in Ukraine provided a perfect opportunity for China to disappoint its partner by refusing to fully back Russia’s military campaign. But the Biden administration squandered that opportunity by threatening China with “consequences” should it assist the Russian war effort and by adding Chinese companies that it asserted were supporting the Russian military to a trade blacklist. Even without these warnings, Beijing would have been unlikely to provide significant aid. Now, however, Beijing can contain the damage to its relationship with Moscow by blaming the United States for China’s failure to help a friend. If Washington had left the issue alone or confined its threats to private channels, China and Russia’s disagreement might have snowballed into an even larger rift.

The best way for the United States to counter the Chinese-Russian alignment is by using it to rally U.S. allies and partners. Shared perceptions of a threat create a fertile environment for deepening alliances and breaking ground on new areas of defense cooperation. Such a mindset has already allowed Japan and South Korea to look past their historic animosities and work together more closely than ever before. Each country decided to reinstate the other’s preferred trade partner status last spring, and in December they resumed high-level economic talks after an eight-year hiatus. U.S. allies in Europe that were previously reluctant to push back against Beijing may also change their minds as they come to see China and Russia as a unified threat—perhaps enough to persuade them to help the United States deter Chinese aggression in Asia. China has been reluctant to support Russia’s military and political goals in Europe in part because Beijing values its economic relationships with European countries. If those countries join the United States in taking a harder line on China, Beijing may conclude that an association with Russia and its disruptive tactics comes with too high a cost.

For now, coordination between North Korea and Russia makes it harder for the United States and its allies to compel either country to leave behind its revisionist, aggressive tendencies and assume a constructive role in the international community. But if their relationship sufficiently threatens China, Beijing may choose to distance itself from both Moscow and Pyongyang. It might even go so far as to try to push North Korea and Russia apart. The United States and its allies were not the primary reason for the Sino-Soviet split during the Cold War, and they will not be the cause of the next Chinese-Russian rift—but they can make the most of the regional dynamics hastening a divide.

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Chinese President Xi Jinping and Russian President Vladimir Putin prepare for a group photo with other leaders at the Third Belt and Road Forum on October 18, 2023 in Beijing, China. Photo by Suo Takekuma/Getty Images
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China, Russia, and North Korea’s New Team Is Not Built to Last

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North Korea remains a puzzle to Americans. How did this country—one of the most isolated in the world and in the policy cross hairs of every U.S. administration during the past 30 years—progress from zero nuclear weapons in 2001 to a threatening arsenal of perhaps 50 such weapons in 2021?

Hinge Points brings readers literally inside the North Korean nuclear program, joining Siegfried Hecker to see what he saw and hear what he heard in his visits to North Korea from 2004 to 2010. Hecker goes beyond the technical details—described in plain English from his on-the-ground experience at the North's nuclear center at Yongbyon—to put the nuclear program exactly where it belongs, in the context of decades of fateful foreign policy decisions in Pyongyang and Washington.

Sig Hecker and John Lewis Yongbyon 2007
Dr. Siegfried S. Hecker and CISAC co-founder, John Lewis, walking the floor of fuel fabrication facility in Yongbyon in 2007.

Describing these decisions as "hinge points," he traces the consequences of opportunities missed by both sides.The result has been that successive U.S. administrations have been unable to prevent the North, with the weakest of hands, from becoming one of only three countries in the world that might target the United States with nuclear weapons. Hecker's unique ability to marry the technical with the diplomatic is well informed by his interactions with North Korean and U.S. officials over many years, while his years of working with Russian, Chinese, Indian, and Pakistani nuclear officials have given him an unmatched breadth of experience from which to view and interpret the thinking and perspective of the North Koreans.

For more information and purchasing please visit sup.org.

Visit the book website for an in-depth look at Dr. Siegfried S. Hecker time spent in North Korea.

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Between 2004 and 2010, Dr. Siegfried Hecker made seven trips to North Korea to explore ways to reduce the danger posed by Pyongyang’s advancing nuclear weapons program.

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North Korean officials, including Kim Jong Un, have made several statements in recent months that begin to bring clarity to the country’s evolving nuclear doctrine. Within those statements, there has been a notable emphasis on the role of tactical nuclear weapons (TNWs) in the Democratic People’s Republic of Korea’s (or, North Korea’s) larger nuclear strategy and the potential for early nuclear use should conflict break out on the Korean Peninsula.

38 North Director Jenny Town recently met with Dr. Siegfried Hecker, Senior Fellow (emeritus) at the Freeman Spogli Institute for International Studies at Stanford University, to discuss these developments and what they could mean for future North Korean nuclear activities, and potential new security challenges.

Read the rest at 38 North

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North Korea's flags Micha Brändli via Unsplash
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North Korean officials, including Kim Jong Un, have made several statements in recent months that begin to bring clarity to the country’s evolving nuclear doctrine. Within those statements, there has been a notable emphasis on the role of tactical nuclear weapons (TNWs) in the Democratic People’s Republic of Korea’s (or, North Korea’s) larger nuclear strategy and the potential for early nuclear use should conflict break out on the Korean Peninsula.

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Oriana Skylar Mastro
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This op-ed by Oriana Skylar Mastro was originally published in Foreign Affairs.

A new administration in Washington faces a familiar problem: North Korea is once again testing missiles, including ballistic missiles, in contravention of a UN Security Council resolution. Rather than retread dead-end paths, the administration of U.S. President Joe Biden has pledged to think anew on North Korea, and it has already distinguished itself from its predecessor by signaling that it will consult with U.S. allies and partners to formulate a strong response to Pyongyang that does not rule out diplomacy.

Such a reorientation is welcome. But if the new administration really wants to move the needle on North Korea, it will need to rethink the assumptions it has inherited about China’s role there. So far, the Biden team has cleaved to the long-held view that the United States and China share a common interest in the nuclear disarmament of North Korea and that U.S. policy there must make use of Beijing’s tremendous influence over the government in Pyongyang. During his visit to Seoul last week, Secretary of State Antony Blinken asserted that “Beijing has an interest, a clear self-interest, in helping to pursue the denuclearization of [North Korea] because it is a source of instability.” Blinken further paid tribute to China’s “critical role" and “unique relationship" with North Korea.

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But Beijing has demonstrated for almost three decades where its self-interest really lies, and that is in maintaining the status quo. China certainly doesn’t want to see North Korea weakened and the United States strengthened on the Korean Peninsula. But neither does it want the balance to tip so strongly toward North Korea that the United States feels compelled to bulk up its military posture. China is toeing a careful line to keep the prospect of peaceful denuclearization alive without provoking Pyongyang or aggravating tensions with the United States.

If Beijing were to do nothing to assist in denuclearization, the United States could lose confidence in diplomacy and decide instead to increase its military presence on the peninsula or even to take military action. But if Beijing does too much to help the United States, North Korea could collapse, and the whole peninsula could fall within the U.S. orbit. China’s North Korea policy is therefore an elaborate balancing act. Through it, Beijing seeks to maintain influence over the regime of Kim Jong Un without emboldening it; participate in multilateral efforts to pressure North Korea, such as the UN sanctions program, without exposing Pyongyang to pressure that could precipitate regime collapse; and offer the United States just enough hope for a diplomatic solution to forestall military intervention while simultaneously ensuring that any resolution contributes to China’s relative power, not that of the United States.

China’s Balance

For better or worse, the past year has been one of great change in Chinese strategy and policy, especially toward its neighbors. China flew an unprecedented number of sorties into Taiwanese airspace, placed trade sanctions on Australia after the latter supported inquiries into the origins of COVID-19, and came to blows with India over a border dispute that had not seen armed conflict in decades. But in the case of North Korea, China has stuck to its balancing act.

Beijing and Pyongyang have been on tepid terms the past few years. On paper, the Sino-North Korean Mutual Aid and Cooperation Friendship Treaty makes the two countries allies. But in practice, the Chinese government has distanced itself from the alliance, stating that if North Korea provoked a conflict, Beijing had no obligation to defend it. A Chinese Foreign Ministry spokesperson remarked in 2006 that China was not an ally of North Korea, and Chinese Foreign Minister Wang Yi has characterized the relationship as “normal state-to-state relations.”

A flurry of diplomatic activity in 2018 and 2019 gave many the impression that the two countries meant to repair and normalize their relationship. Xi Jinping and Kim Jong Un met for the first time in March 2018, marking Kim’s first meeting with any world leader. Four more meetings between the two followed, in May and June 2018 and January and June 2019, and Chinese official media noted that the relationship “radiated a new vitality.” But despite numerous exchanges of platitudes since—just last week, Xi sent a message to Kim affirming that the countries’ traditional friendship is a “valuable asset” and seeming to suggest an intention to strengthen relations—Xi has maintained his distance from Kim and his regime.

The 70th anniversary of China’s entrance in the Korean War passed without a summit or fanfare about the nations’ closeness. Social-distancing requirements undoubtedly had something to do with the lack of a high-level meeting but could not explain the absence of the customary propaganda about how the two countries are like “teeth to lips.” Moreover, Xi continues to avoid referring to North Korea as an ally. After his state visit to Pyongyang in June 2019, Xi described the relationship as one of  “friendly cooperative relations,” and on a January 2021 phone call with Kim, he characterized the bilateral relationship as one of “friendly socialist neighbors linked by mountains and rivers”—in the language of the Chinese government, hardly an expression of closeness and solidarity.

Then there is China’s approach to managing international efforts aimed at reining in North Korea. Here too, China has continued the same dance, trying to come off as a team player while restraining the international community from acting too harshly against the Kim regime. China voted in favor of all three of the UN Security Council resolutions on North Korea in 2017. In 2019, Beijing even garnered praise from then-President Donald Trump, who said that China was “a big help” in dealing with North Korea. On March 25, 2021, Pyongyang conducted two ballistic missile tests in violation of the UN Security Council resolutions, and Beijing’s Ministry of Foreign Affairs did not condemn them but predictably “call[ed] on all parties concerned to work together to maintain the situation of detente, and promote political settlement of the Peninsular issue through dialogue and consultation.”

Beijing has always been skeptical of using sanctions to coerce North Korean compliance on the nuclear issue, expressing concern that too much pressure could push Kim to lash out and undermine international efforts. When the United Nations imposed sanctions in 2017, China at first appeared poised to strictly enforce them. But then Beijing quickly reverted to business as usual, teaming up with Moscow to try to ease sanctions. China also allegedly violated the regulations by supplying North Korea with 22,730 tons of refined oil and helping Pyongyang export about $370 million worth of coal. Three months ago, the United States publicly accused China of circumventing the sanctions to aid North Korea, and China denied having done so.

Beijing’s North Korea policy is primarily motivated by a desire to counter U.S. power in the Asia-Pacific region and increase Chinese influence on the Korean Peninsula. The nuclear issue gives Beijing a pretext to call for the United States to reduce its military presence and activity on the peninsula on the grounds that North Korea would halt weapons development if it felt less threatened.

Beijing decidedly does not want a war on the peninsula. Such a conflict could destabilize the region and end with a unified Korea under U.S. influence. Trump’s “fire and fury” approach and his willingness to meet directly with Kim threatened China’s ability to triangulate between Washington and Pyongyang in order to ensure its own maneuverability. The real possibility that the United States would forcibly displace the North Korean regime convinced Beijing to both strengthen its ties with Kim and put real pressure on his government. But the last Trump-Xi summit, in February 2019, was a failure; the Trump administration seemingly abandoned its focus on denuclearizing the Korean Peninsula, and Beijing returned to business as usual.

Biden’s Choice

To set a new course on North Korea, the Biden administration needs to throw Beijing off balance once more. The status quo—in which Beijing enhances its influence over the future of the peninsula and wins international image points while simultaneously undercutting the United States’ North Korea policy—is no longer acceptable. The United States needs to strike its own balance: one in which Washington makes progress on reducing the threat from North Korea while also gaining ground in its competition with Beijing.

Multilateral diplomacy that takes a more incremental approach to denuclearization, such as a freeze on North Korea’s current program, will not accomplish this end. Beijing would welcome such a move, as many in China thought that Trump’s demand for complete denuclearization was counterproductive and that Washington’s alienation of its allies risked spurring South Korea or Japan to develop nuclear capabilities. China sees a multilateral approach as one that affords it more influence on the relevant players and can help ensure a positive outcome for Beijing.

The White House should instead consider pursuing multilateral diplomacy that excludes Beijing or that at the very least does not give China pride of place. Such an approach would be consistent with the predilections of many of Biden’s advisers, who seek a pragmatic tack that does not rely on Beijing’s goodwill. China would likely react by scrambling to redefine its role in managing peninsular affairs in order to make sure that it is not cut out of any deal. China might tighten its relations with North Korea and Russia in order to influence policy through them as proxies. The United States could then join forces with European allies in response, whether to counter Beijing’s overreaching claims in the South China Sea or to buttress democracies against Chinese political interference.

Greater closeness between China and North Korea could prove useful to the United States. North Korea has in effect placed the harshest imaginable sanctions on itself, shutting its borders completely in January 2020 to prevent the spread of the novel coronavirus. The country’s trade with China is down 81 percent as a result. China’s economic leverage over North Korea has thus dissipated—and with it, the effectiveness of sanctions as a coercive tool. China may now work to create new leverage against North Korea, perhaps through positive inducements, which could supply another tool for the Biden administration to use later on. And if Beijing cannot forge closer ties with Pyongyang, it might even seek to ingratiate itself with Seoul—also a favorable development for Washington, as such relations may allow the United States to pursue deeper military cooperation with South Korea’s regional allies without fear of provoking a strong Chinese response.

Some Biden advisers, including Kurt Campbell, have called for a bolder approach. One possibility is for Washington to shift its focus from denuclearization to arms control. Under this scenario, the United States would accept North Korea as a de facto nuclear state and take measures to enhance deterrence against it, such as stepping up the U.S. military presence and tightening military cooperation with allies in the region. China would have a harder time than before delegitimizing the U.S. military presence in the region and just might be compelled to do what is necessary to induce North Korea’s denuclearization, even at the cost of destabilizing the regime.

Biden’s new approach to North Korea must force China to tip its carefully constructed balance toward either complete cooperation or obvious obstruction. Depending on which way China goes, the United States can then decide whether to include Beijing or cut it out of its North Korea policy efforts. But one thing is clear: conducting business as usual with Beijing hurts U.S. objectives in both denuclearization and competition with China.

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Biden must force Beijing to cooperate fully with Washington or pivot to obvious obstruction writes FSI Center Fellow Oriana Skylar Mastro in her latest op-ed for Foreign Affairs.

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Center Fellow at the Freeman Spogli Institute for International Studies
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OrianaSkylarMastro_2023_Headshot.jpg PhD

Oriana Skylar Mastro is a Center Fellow at the Freeman Spogli Institute for International Studies and Courtesy Assistant Professor of Political Science at Stanford University, where her research focuses on Chinese military and security policy, Asia-Pacific security issues, war termination, and coercive diplomacy. She is also a nonresident scholar at the Carnegie Endowment for International Peace and a member of the Council on Foreign Relations. She was previously an assistant professor of security studies at Georgetown University. Mastro continues to serve in the United States Air Force Reserve, for which she currently works at the Pentagon as Deputy Director of Reserve Global China Strategy. For her contributions to U.S. strategy in Asia, she won the Individual Reservist of the Year Award in 2016 and 2022 (FGO).

She has published widely, including in International Security, Security Studies, Foreign Affairs, the Journal of Strategic Studies, The Washington Quarterly, the Economist, and the New York Times. Her most recent book, Upstart: How China Became a Great Power (Oxford University Press, 2024), evaluates China’s approach to competition. Her book, The Costs of Conversation: Obstacles to Peace Talks in Wartime (Cornell University Press, 2019), won the 2020 American Political Science Association International Security Section Best Book by an Untenured Faculty Member.

She holds a B.A. in East Asian Studies from Stanford University and an M.A. and Ph.D. in Politics from Princeton University.

Her publications and commentary can be found at orianaskylarmastro.com and on Twitter @osmastro.

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North Korea currently has only one publicly known uranium mine—the Pyongsăn uranium mining and milling complex—that serves as a first step in the country’s pathway towards nuclear weapons.

Using a combination of multispectral imagery sourced from the European Space Agency’s Copernicus Sentinel-2 satellite and a review of geological analyses dating back to 1955, a new study from Stanford’s Center for International Security and Cooperation (CISAC) in Jane’s Intelligence Review by geological sciences postdoctoral fellow Sulgiye Park (PhD ’17) and CISAC honors student Federico Derby (BS ’19) looks for evidence of uranium mining in North Korea, going beyond what is currently available in open sources in order to estimate the uranium resources and their locations in North Korea.

The peer-reviewed CISAC study has identified around 18 additional sites in North Korea where the hyperspectral signatures and geological profile combine to suggest the possibility of uranium mining. Nevertheless, CISAC and Jane’s stress that the presence of these ‘hotspots’ does not imply the presence of an active uranium mine or related facility, but rather a site that warrants further analysis.

In this Q&A with Katy Gabel Chui, researchers Sulgiye Park and Federico Derby discuss their work on the project:

How did you land on this project? What made you think to look for more mining sites?

Sulgiye Park (SP) and Federico Derby (FD): Very little is known about the front-end of North Korea’s nuclear fuel cycle, particularly when it comes to the mining and milling processes of uranium production pathway. To date, assessments of this portion of North Korea’s nuclear fuel cycle have been mostly conducted through traditional (electro-optical) satellite imagery observations---the type of imagery that you can access through Google Earth, for instance.

We wanted to get a more complete grasp of North Korea's uranium mining and processing capacity by conducting a multi-disciplinary approach that combines both the visible signatures from multi-spectral satellite imagery and a geological dataset that contains information such as mineralogy and geochemistry. The two individual methods come together at the end to provide information that encapsulates the potential regions likely to host uranium deposits and mines.

What is multispectral imaging? How would it ordinarily be used, and how did you use it for this project?

SP and FD: Traditional electro-optical satellite imagery exploits only three portions of the electromagnetic spectrum; namely, the blue, green and red bands. In general, when using the term “multispectral” within the satellite imagery community, we are usually referring to a satellite system that covers a few to tens of different bands in the electromagnetic spectrum.

Multispectral imagery is used in a wide variety of industries, to measure things like water turbidity, crop healthiness, vegetation quality, etc. For this project, we focused on using spectral fingerprints. Basically, every object – whether it be a mineral, a living thing, water, etc. – has a(n in theory unique) spectral fingerprint. Spectral fingerprints are measured as the intensity of the object’s reflectance of light at a specific wavelength. Varying across wavelengths – hence the importance of having a multispectral system that can give you access to different ranges of the electromagnetic spectrum – you ultimately get a spectral curve that is unique to the item you are studying.

The spectral fingerprints you collect on a specific image can be compared to previously collected fingerprints stored in what is usually termed a spectral library, for classification purposes. Basically, if my spectral curve of a given pixel (or set of pixels) looks super similar to that of gold (for which I obtained a reference spectral curve from a spectral library), then it is probably gold. Obviously, this matching is performed in a more rigorous manner, but you get the idea of how the process works.

In this project, we used the Pyongsan uranium mine in North Korea (arguably the only well-identified uranium mine in the country) as my reference spectral curve. Essentially, using various imaging techniques, we traversed North Korea looking for pixels whose spectral curves are similar to that of the Pyongsan uranium mine. Those are the ‘hotspots’ we identified.

What most surprised you in both your work and your findings?

SP and FD: The fascinating match between the 'hotspots' identified through satellite imagery analysis and the geologic information available in maps and reports. The majority of the 'hotspots' appeared adjacent to the limestone formation from the Ordovician period (circa 445-485 Ma) that are in contact with a specific sedimentary rocks of upper Proterozoic group. Part of the geologic characteristics of the 'hotspots' regions were similar to what had been observed in the Pyongsan (the most well-known) uranium mine of North Korea.

What was most surprising in the work itself? What was difficult in doing the work?

SP and FD: It was surprising to see how much we still don't know about North Korea despite the amount of effort that had been invested. There is no consensus reached regarding the location and the total number of uranium mines in North Korea.

One of the bigger difficulties we had was finding credible geological data and information.

What is the one thing you think someone should take away from your study?

SP and FD: That there are still many unknowns. While our study identified multiple regions with spectral signatures similar to the uranium tailing piles at Pyongsan, verification of uranium presence is still needed.

What are you working on next?

SP: I am still working on using a geologic approach to glean information on the uranium mines of North Korea. The further evaluation aims to identify a qualitative upper limit of uranium ore grade (quality) and quantity pertaining to all the suspected uranium mines in North Korea.

FD: I co-founded a startup focused on developing deep learning models for credit risk analytics (in Latin America). However, I will still keep in touch with my CISAC peers!

 

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Abstract: My research investigates the formal institutionalization of inter-governmental cooperation among the three major Northeast Asian powers – China, Japan, and the Republic of Korea—in the face of a continued North Korean threat. How much of a shadow, if any, has North Korea’s nuclear weapons cast over the development of multilateralism in the region? Since 1999, the Northeast Asian region has seen intensifying institutionalization of cooperation among its major powers. In a region where the realist logic of state-centric nationalism, sovereignty, and balance of power still prevails, this new development of trilateral cooperation among the former and potential adversaries deserves serious scholarly investigation. What started as economic and functional cooperation, trilateral cooperation has since been substantially expanded to include political and security agendas at the highest level of government. What explains the emergence and endurance of trilateral cooperation and to what extent has containing the North Korean nuclear crisis shaped its institutional trajectory and outcomes? By examining the evolution of trilateral cooperation, I address some critical gaps in our understanding of formal institution building and the economic-security nexus in one of the most dynamic regions in the world.

 

Speaker's Biography: Yeajin Yoon is a 2018-2019 MacArthur Nuclear Security Pre-doctoral Fellow at CISAC and a doctoral candidate in the Blavatnik School of Government at the University of Oxford. Her dissertation examines the evolution of trilateral cooperation among the most militarily and economically dominant states in Northeast Asia, namely, China, Japan and the Republic of Korea, and considers when and how their relations become implicated in the North Korean nuclear crisis.

 

Prior to entering academia, Yeajin travelled extensively across Asia and worked with national governments, international organisations, and NGOs in the region. She led the development of the inaugural issue of the 'Oxford Government Review’ and helped facilitate a Track II dialogue on wartime history issues in Asia at Stanford University. Previously, she worked as a founding member of the Trilateral Cooperation Secretariat, the official intergovernmental organisation for China, Japan, and the Republic of Korea and managed a development fund focused on the ASEAN region at the Korean Foreign Ministry.

 

Yeajin received a Bachelor of Arts in Political Science with Honors from Stanford University and a Master of Public Policy degree from Oxford University.

Yeajin Yoon MacArthur Nuclear Security Pre-doctoral Fellow CISAC, Stanford University
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Following the abrupt ending of the highly anticipated second bilateral summit between President Donald Trump and North Korean leader Kim Jong-un in Hanoi, APARC and CISAC scholars evaluate the result of the summit, its implications for regional relations in Northeast Asia, and the opportunities moving forward towards the goal of denuclearization of the Korean peninsula.

This Q&A with Noa Ronkin features Andray Abrahamian, the 2018-19 Koret Fellow in Korean Studies at APARC, whose work with the nonprofit Choson Exchange has taken him to the DPRK nearly 30 times; Siegfried S. Hecker, top nuclear security expert, former Director of the Los Alamos National Laboratory, Research Professor of Management Science and Engineering, Emeritus, and Senior Fellow at CISAC/FSI, Emeritus; and Gi-Wook Shin, Professor of Sociology, William J. Perry Professor of Contemporary Korea, Director of APARC, and founding Director of the Korea Program.

Q: What is your assessment of the summit outcome? Considering Trump's decision to end the summit early, do you support that “no deal is better than a bad deal?” Do you think the summit would have been better off with even a small deal just significant enough to keep the momentum going? 
 
Abrahamian: It's a disappointment, but we don't know yet if it is a catastrophe. I think that, ideally, once it was clear that both sides were escalating towards a grand bargain no one was ready for, the U.S. and DPRK teams could have taken a break and reconvened to attempt something less ambitious. For both sides it is better domestically to go back and be able to look tough rather than concede too much, but I do wonder why there was no intermediary position available between no deal and something too big.
 
Hecker: I am disappointed, but still optimistic. Disappointed because the opportunity to take concrete steps toward denuclearization and normalization was missed. Optimistic, because Trump and Kim did not return to the ‘fire and fury’ days of 2017. They left Hanoi on good terms. I don’t believe it was a question of bad deal or no deal. Rather, it appears the two sides were actually quite close to taking important steps, but couldn’t quite get there this time. It is not clear whether time just ran out or if President Trump’s challenge to Kim Jong-un to “go bigger” moved the goal posts at the last minute. 
 
Shin: Trump made the right move. No deal is better than a small or pointless deal that could hamper future negotiations. His decision sent a warning signal to North Korea that he wouldn’t let the country continue to set the tone and pace for the negotiations. Also, he gained more domestic political slack than the alternative would have gained him. The misfortune in Hanoi may impart a new, different kind of momentum to what is destined to be a fluctuating, arduous diplomatic process.
 
Q: So what's next? What do you expect from the US and DPRK given this new dynamic? What do you think needs to be done at the working level and at the leadership level? And what do you think will be the biggest hurdle in future negotiations? 
 
Abrahamian: Both sides carefully left future talks open through their statements after the summit. If one is searching for a positive outcome, it's that the leaders perhaps now realize that much, much more will have to be agreed upon before they meet again. This should help empower working-level talks. But time is short: a U.S. election looms next year and Donald Trump faces political challenges at home. This was a missed opportunity to consolidate a relationship-building process.
 
Hecker: The American and North Korean statements following the summit paint different pictures of the final bargaining positions, but both were positive and committed to return to the bargaining table. These differences should be surmountable at the bargaining table, but it will take time and a more concerted effort. So long as North Korea ends nuclear and missile testing, we have time to come to a proper compromise, but it must clearly involve some sanctions relief for the North Korean economy. One of the biggest hurdles on the American side is to overcome internal political divisions.
 
Shin: A return to hostility is unlikely. Both sides have refrained from escalating tension and are still committed to a diplomatic solution. The negotiations will resume. The Hanoi summit served as an opportunity for a much-needed reality check, for both sides, of the lingering divergences. The biggest hurdle continues to be how to define the terms and scope of denuclearization and the U.S. corresponding measures (simultaneous and parallel actions). Now that the discrepancies have become more apparent and starker, the working-level discussions need to agree on basic yet fundamental concepts and principles, while Trump and Kim should continue the process of trust-building; confidence and trust are a must in a top-down setting.
 
Q: Are there some roles that other key players can play, such as South Korea and China? Are there any impacts of this outcome on regional relations in Northeast Asia, such as inter-Korean and China-DPRK relations? 
 
Abrahamian: Perhaps South Korea can play a bridging role again, the way it did before the Singapore summit, when Trump "pre-emptively pulled out." In that case, President Moon's intervention helped get things back on track. It is unclear if he has the political capital with either side to make that happen again, but I suspect he will try. The collapse impacts a Kim Jong-un visit to Seoul, as now it would seem to be pressure on the US, rather than operating in space the US created. China is relatively marginalized, but happy to see no secondary sanctions threats or additional testing of missiles. Japan is perhaps the most pleased of all, given how isolated it has become on North Korea issues.
 
Hecker: The Moon Jae-in administration was hoping for a more positive outcome to allow it to promote economic cooperation with the North, which I consider to be one of the most important elements of achieving a peaceful Korean Peninsula. The Hanoi outcome may require an intensified North-South dialogue to assist the North-U.S. deliberations. I am not sure how all of this will affect China-DPRK relations. I would have preferred an outcome that allows DPRK to move closer to South Korea through some sanctions relief, than to have it depend more on China through continued maximum pressure. 
 
Shin: The outcome is clearly a major setback for South Korea, as it was anticipating progress on core issues that could jumpstart inter-Korean projects. It also became unclear whether Kim would make the planned visit to Seoul anytime soon. At the same time, this might be a perfect time for South Korea to play a meaningful role. So far, the country has been seen as advocating North Korea’s position with regards to an end-of-war declaration and to a lifting or easing of sanctions. This time around, President Moon needs to convince Chairman Kim that North Korea’s bold move toward denuclearization cannot be delayed if he wishes not to lose this rare opportunity with a U.S. president who is eager to make a “big” deal.
 
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For more U.S.-DPRK diplomacy analysis and commentarty by APARC scholars, see our recent media coverage.
 
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South Koreans watch TV screen reporting on the U.S. President Donald Trump press conference at Seoul Railway Station on February 28, 2019 in Seoul, South Korea
South Koreans watch TV screen reporting on the U.S. President Donald Trump press conference at Seoul Railway Station on February 28, 2019 in Seoul, South Korea.
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In May 2018, Stanford Center for International Security and Cooperation (CISAC) scholars Siegfried Hecker, Robert Carlin, and Elliot Serbin released an in-depth report analyzing the nuclear history of North Korea between 1992 and 2017 alongside a historical research-based “roadmap” for denuclearization.

Since then, tensions between North Korea and South Korea have thawed. United States President Trump met with Kim Jong-un in Singapore in June, and another U.S.-North Korea summit is planned for later this month.

Today, the CISAC researchers release a 2018 update to their report, chronicling and analyzing historic developments in North Korea over the past year. In this Q&A with Katy Gabel Chui, CISAC Senior Fellow and former Director of the Los Alamos National Laboratory Siegfried Hecker shares what the team learned:

Your research demonstrates that South Korean, North Korean, and U.S. efforts in 2018 were able to lower tensions and the threat of war on the Korean Peninsula. How? What actions were most effective toward this end?

At the end of 2017, the Moon Jae-in administration in South Korea made secret overtures to the Kim Jong-un regime. Kim Jong-un responded positively in his 2018 New Year Speech, proposing to send North Korean athletes to the South as part of a joint delegation for the 2018 Winter Olympics in Seoul.  He also initiated serious diplomatic overtures to Washington. These efforts led to the North/South Summit in April and the historic Singapore Summit in June.

Yet, in spite of these positive initiatives, you did not rate U.S. and North Korean diplomacy at your highest level, why is that?

We stopped one level short for both (a G2 instead of a G3) because progress in talks that followed the summit quickly hit a wall when the US side called for the North to produce a full declaration of its nuclear weapons program, to which Pyongyang responded angrily. The rest of the year was up and down. Nevertheless, the Singapore Summit took the critical step away from the brink of war. The North and South also continued to make remarkable progress toward reconciliation with two more presidential summits.

Most of the focus in the U.S. has been on an apparent failure of North Korea to denuclearize. But you note in your research that the Singapore summit pledged normalization and denuclearization. Why has progress stalled?

First, denuclearization is a poorly defined concept. We should focus on the elimination of the North’s nuclear weapons, the means of production and means of delivery. Second, Washington has so far not taken steps toward normalization. It has insisted on maintaining maximum pressure and sanctions, which Pyongyang considers incompatible with normalization.

Nevertheless, you claim that the threat posed by North Korea was substantially reduced. What about the North’s nuclear capabilities – were these reduced in 2018?

The diplomatic initiatives have greatly reduced the threat. Our study, which looks at the details of how the capabilities have changed in 2018, concludes that the rapid escalation of overall capabilities in 2017 and prior years was halted and in some cases rolled back.

But your research also shows North Korea continued to operate its nuclear weapons complex in 2018, and that it is still producing plutonium and highly enriched uranium.

We are not surprised that North Korea has not halted its fissile materials production in absence of formal negotiations. Our analysis of open-source satellite imagery of the Yongbyon complex led us to estimate they may have added sufficient plutonium and highly enriched uranium for an additional 5 to 7 nuclear weapons on top of our 2017 estimate of approximately 30 weapons.

There have also been reports that it has continued to maintain, produce, and deploy its land-based ballistic missiles. These activities don’t look like the North is denuclearizing.

In our study, we look at the three requisites for a nuclear arsenal – fissile materials, weaponization (that is design, build, and test), and delivery. The North did continue to produce fissile materials. But it took the remarkable step to end nuclear testing and long-range missile testing at a time during which North Korea had been rapidly increasing the sophistication of its nuclear weapons and missiles and their destructive power and reach. Therefore, we conclude that the North not only halted that rapid advance but also rolled back the threat we judged the North’s nuclear and missile programs to pose in 2017.

It sounds like there is a long way to go to denuclearize. In May of last year, you released a framework for denuclearization of North Korea based around a “halt, roll back and eliminate” process. Where does North Korea stand, if anywhere, in that process today?

Our color charts track the progress. Contrary to what we have heard in the media, North Korea has actually halted and rolled back some nuclear activities, with the most important being the end of nuclear and missile testing, which in turn, has significant consequences. In fact, in 2018 it did not flight test missiles of any range. However, the road to final elimination will be long and difficult, especially because of the serious trust deficit between Washington and Pyongyang. We suggested a 10-year time frame last year.

Haven’t you also suggested a way to speed up that process?

Yes, we propose that North Korea, South Korea, and the U.S. explore cooperative efforts to demilitarize North Korea’s nuclear and missile programs and convert them to civilian nuclear and space programs. Such cooperation has the potential of accelerating the elimination of nuclear weapons and nuclear weapons program. It will, in the long term, also greatly improve the prospects of adequate verification.

How do you get North Korea to go along with any of these ideas?

That’s the job of our negotiators. When Special Representative Stephen Biegun was here at Stanford recently, he showed a lot of flexibility to have the U.S. phase denuclearization with normalization. I think that’s what it will take. But a lot of hard work lies ahead.

Full Report: A Comprehensive History of North Korea's Nuclear Program: 2018 Update

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UPDATE: This event will be live streamed on our Facebook page. Follow us there to make sure you don't miss the start.

This event is open to the Stanford community and the public, but a Stanford or government-issued ID must be presented for admission.

The event is on-the-record but off-camera. No photography or video recording will be permitted. Cameras will not be permitted inside the venue.

Members of the media: registration is required; please follow the directions below.


Join the Walter H. Shorenstein Asia-Pacific Research Center for a discussion on the DPRK with the U.S. Special Representative for North Korea Stephen Biegun.
 
Mr. Biegun will deliver opening remarks followed by a conversation with Robert Carlin, an expert on U.S.-North Korea relations and a visiting scholar at Stanford’s Center for International Security and Cooperation. The event will conclude with a question-and-answer session.
 
Members of the media interested in covering the event should register with Shorenstein APARC by 12:00 p.m., Wednesday, January 30. A press credential must be presented for admission.

Speaker bio

Stephen E. Biegun was appointed by Secretary of State Mike Pompeo as the U.S. Special Representative for North Korea in August 2018. As Special Representative, on behalf of the Secretary of State he directs all U.S. policy on North Korea, leads negotiations, and spearheads U.S. diplomatic efforts with allies and partners.
 
Biegun has three decades of experience in the Executive and Legislative Branches in government as well as the private sector. Most recently, Biegun was vice president of International Governmental Relations for Ford Motor Company, where—as a third generation Ford employee—he oversaw all aspects of Ford’s international governmental interactions including throughout the Indo-Pacific Region.
 
Previously, as national security advisor to Senate Majority Leader Bill Frist, he provided analysis and strategic planning for the U.S. Senate’s consideration of foreign policy, defense and intelligence matters, and international trade agreements. Prior to that, Biegun worked in the White House from 2001-2003 as Executive Secretary of the National Security Council. He served as a senior staff member to the National Security Advisor, Condoleezza Rice, and performed the function of chief operating officer for the National Security Council.
 
Before joining the White House staff, Biegun served for 14 years as a foreign policy advisor to members of both the House of Representatives and the U.S. Senate. During this time, he held the position of Chief of Staff of the U.S. Senate Committee on Foreign Relations from 1999-2000. In addition, he served as a senior staff member of the U.S. House of Representatives Committee on Foreign Affairs for six years.
 
From 1992 to 1994, Biegun served in Moscow, Russia as the Resident Director in the Russian Federation for the International Republican Institute, a democracy-building organization established under the National Endowment for Democracy.
 
He is a member of the Council on Foreign Relations and the Aspen Strategy Group, and has served on the boards of the National Bureau of Asian Research, the US-ASEAN Business Council, the US-Russia Foundation for Economic Development and the Rule of Law, and Freedom House.
 

 

Koret-Taube Conference CenterJohn A. and Cynthia Fry Gunn SIEPR Building366 Galvez Street 
Stephen Biegun, U.S. Special Representative for North Korea
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