Book description:

The basic logic of preventive diplomacy is unassailable. Act early to prevent disputes from escalating; reduce tensions that could lead to war; deal with today's conflicts before they become tomorrow's crises. Yet as we look at the record of these first years of the post-Cold War era, it is quite mixed. There have been some preventive diplomacy successes and opportunities that have been seized by major powers and international organizations to help preserve and protect the peace. But there also have been other opportunities that have been missed, with some of the century's most deadly conflicts the result. This study examines ten major post-Cold War cases including Croatia-Bosnia, Rwanda, the Baltics, Russia-Ukraine, Macedonia, and North Koreato assess the key factors contributing to both the success and failure of preventive diplomacy. The method of case study analysis employed is based on the work of Alexander L. George. Authors include both leading academics and prominent policy officials with first-hand knowledge

Book chapter in Opportunities Missed, Opportunities Seized: Preventive Diplomacy in the Post-Cold War World , B.W. Jentleson, ed., Rowman and Littlefield, 1999.

The Cox Commission of the U.S. Congress was established in June 1998 to investigate concerns over Chinese acquisition of sensitive U.S. missile and space technology in connection with the launching of U.S. civilian satellites using Chinese launchers on Chinese territory. The investigations were broadened in October 1998 to include alleged security problems and possible espionage at the U.S. nuclear weapons laboratories. Some conclusions were released in January 1999 by the White House together with the administration's response. The full declassified (redacted) version of the report of the Cox Commission was released on May 25, 1999.

The nuclear nonproliferation regime was challenged in 1998 by nuclear-weapon tests in India and Pakistan, by medium-range missile tests in those countries and in Iran and North Korea, by Iraq's defiance of UN Security Council resolutions requiring it to complete its disclosure of efforts to acquire weapons of mass destruction, and by the combination of "loose nukes" and economic collapse in Russia. Additional threats to the regime's vitality came in 1999 from the erosion of American relations with both China and Russia that resulted from NATO's 1999 bombing of Yugoslavia--with additional harm to relations with China resulting from U.S. accusations of Chinese nuclear espionage and Taiwan's announcement that it was a state separate from China despite its earlier acceptance of a U.S.-Chinese "one China" agreement. Major threats to the regime also came from the continued stalemate on arms-control treaties in the Russian Duma and the U.S. Senate, from a change in U.S. policy to favor building a national defense against missile attack, and from a Russian decision to develop a new generation of small tactical nuclear weapons for defense against conventional attack.

This paper will discuss the effect some of these developments had on the 1999 Preparatory Committee (PrepCom) meeting of Non-Proliferation Treaty (NPT) parties to prepare for review of the NPT in 2000, and speculate about their likely future effect on the regime.

This article addresses two central questions: First, why have Chinese efforts over the last half century to create a modern air force failed? Second, what lessons have the Chinese gleaned from these failures? Based on their findings, the authors conclude that China's air force has moved away from a strategy based on "active defense" and no first strike, adopting along the way Western notions of the role of air power in combat.

The end of the Cold War left the United States in the fortunate position of facing no imminent threat of global war. But it also left the United States in a strategic vacuum, with no organizing principle for its national security. This book proposes a security strategy for the 21st century based on preventing new major threats to U.S. security from emerging.

Informed by the authors' service in the Pentagon during President Clinton's first term, this book identifies six major dangers to U.S. security that have the potential to grow into threats to American interests and values as ominous as the Cold War's nuclear standoff. In chapters that cover chilling dangers ranging from Russia's implosion to the rising power of China, and from proliferation of biological weapons to cyber terrorism, the authors first recount from first hand experience the Pentagon's efforts to define and prevent dangers to U.S. security since the end of the Cold War, and then advance preventive defense strategies for the future. It argues that implementing a Preventive Defense strategy will require a revolution in the way the Pentagon does business -- a revolution that is only beginning.

Can the current global moratorium on nuclear weapon testing survive the May 1998 tests by India and Pakistan and the refusal of US Senate leaders to permit consideration of the Comprehensive Test Ban treaty (CTBT) by the Senate? If nuclear testing resumes by India or Pakistan - or by Britain, China, France, Russia, or the United States - will it be condemned by most of the world as if an international norm against testing was already in effect? What will be the likely consequences for nonproliferation if tests resume? This article seeks to show that there are norms operating against nuclear testing even though the CTBT has not been ratified, and that renewal of testing would have widespread consequences.

India's nuclear tests in May 1998 shocked the world. On May 11 and 13, India conducted a total of five tests. According to official Indian statements, the tests comprised three low-yield explosions, a 12 kiloton (kt) fission bomb, and a 43 kt thermonuclear device. The Indian tests triggered a quick response from Pakistan. On May 28 Pakistan conducted five nuclear tests, followed by a further test on May 30. Although some Western analysts have cast doubt on whether the two countries actually carried out the number and size of tests they claimed, India and Pakistan did conduct nuclear testing. These tests run counter to the global trend of nuclear arms reduction and have undermined not only the peace and stability of South Asia but of the world as well.

India and Pakistan have long been regarded by the international arms-control community as "nuclear threshold" or "de facto" nuclear-weapon states. They have now become declared nuclear-weapon states. The nuclear testing in South Asia will inevitably have a serious impact on regional and world politics, security, and diplomacy. This paper, which draws upon Chinese sources, analyzes the motivations of India and Pakistan and the consequences of the nuclear tests.

History has demonstrated that national leadership, time, and diplomatic genius will be needed to solve the thorny issue of the nuclear arms race in South Asia, so closely connected is it to the underlying and enduring Indian-Pakistani hostility. A Chinese source has quoted a senior Indian official as saying: "[t]he Cold War does not end in South Asia." The Chinese estimate that this confrontation will last well into the twenty-first century. How the international community responds to the tests will be crucial in determining whether the nonproliferation norm survives with credibility or is further eroded.

The nuclear crisis in South Asia is serious. However, "crisis" in the Chinese language is composed of two characters: wei--danger--and ji--opportunity. The new international situation, characterized by the coexistence of "opportunity" and "challenge," does hold out some hope that the nuclear arms race in South Asia can be capped. The challenge that confronts the international community is to turn this threat into an opportunity. The international community must move urgently in the matter. China recognizes this challenge and will play its role in this regard.

This report reviews Chinese participation in the international negotiations for a Comprehensive Nuclear Test Ban Treaty (CTBT) at the Conference on Disarmament (CD) in Geneva and provides background for China’s decision-making procedures during the negotiations.

The CTBT negotiations marked the first important international negotiations for a multilateral disarmament treaty in which China participated from beginning to end. They were the first important international negotiations in which China, as a nuclear power, had great influence. The Chinese delegation to the CD assumed a serious and responsible attitude during the entire course of the negotiations. In part to increase international confidence that it would sign the CTBT by 1996 as scheduled and in part to indicate its intent to adapt itself to the world trend toward increased international cooperation and nuclear arms reduction, China announced during the latter stage of the negotiations that it would suspend nuclear testing.

As an example of successful multilateral negotiations, the conclusion and signing of the treaty, although long postponed, is an important achievement in arms control. As the sole declared nuclear-weapon state of the Third World at that time and the last among the five nuclear-weapon states (P5) to cease nuclear testing, China’s stance toward the CTBT negotiations was the object of world attention and concern. The population of China accounts for nearly one-quarter of the world’s total; China’s positive position on the CTBT and its contributions toward this end has a major worldwide impact now and in the future.

Prior to the commencement of the CTBT negotiations in Geneva, China declared on October 5, 1993, that while supporting an early conclusion of the treaty it would “take an active part in the negotiating process and work together with other countries to conclude this treaty no later than 1996.” China kept its promise.

China pursued a fair, reasonable, and verifiable treaty with universal adherence and unlimited duration. During the negotiations, China presented many working papers, non-papers, and suggestions regarding the CTBT draft text (including a number of revisions), and dealt with a series of critical issues in the Preamble, Basic Obligations, Organization, Verification, and Entry into Force sections of the treaty. The Chinese delegation played an active role at the conference table, and contributed positively to the weekly P5 consultations that ran in parallel with the CTBT talks.

China adhered toughly to its positions on two issues in the latter stage of the CTBT negotiations. One concerned potential abuses of the on-site inspection procedures. The other was that all nuclear-test-capable states (assumed to be the P5, India, Israel, and Pakistan) must accede to the treaty in order for it to enter into full legal force. Although China was not entirely satisfied with the final draft CTBT, it accepted the treaty. It agreed to sign the CTBT in the belief that the treaty text represented the best achievable result of the negotiations of the preceding two and a half years, reflected by and large the state of the negotiations, and was in general balanced.

Signing the CTBT was in line with China’s consistent stand in support of “the complete prohibition and thorough destruction of nuclear weapons.” This was one of the major reasons China supported an early conclusion of the treaty. Of course, China’s desire to meet the trend of the modern world also motivated it to sign. Because economic development had long been Beijing’s top priority, China needed a peaceful security environment in order to devote itself completely to the modernization of the nation. To this end, its defense buildup had been steadily subordinated to national economic development. Beijing’s decision on the CTBT negotiations stemmed also from its self-defense and no-first-use nuclear policies. China had established an effective nuclear force for self-defense.

China is now making preparations for the treaty to enter into force. After the conclusion of the CTBT, China will continue efforts in pursuit of world peace, development, and cooperation. Meanwhile, China will continuously ensure the safety and reliability of its nuclear weapons without nuclear testing.