Arms Control
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This report presents the highlights of a workshop entitled "Communicating Nuclear Risk: Informing the Public about the Risks and Realities of Nuclear Terrorism" held at the Center for International Security and Cooperation (CISAC) of the Institute of International Studies at Stanford University on May 20, 2002.

This workshop produced several publications for use in communicating with the public: a backgrounder titled "Understanding the Risks and Realities of Nuclear Terrorism," and related fact sheets on "Dirty Bombs," "Nuclear Explosions," "Attacks on Nuclear Facilities," and "Radiation."

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Working Papers
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Tonya Putnam
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This encyclopedic book edited by Pavel Podvig provides comprehensive data about Soviet and Russian strategic weapons, payloads, and delivery systems and on the nuclear complex that supports them. The data are drawn from open, primarily Russian sources. Information is presented chronologically, arranged by individual systems and facilities, and is not available elsewhere in a single volume.

Following an overview of the history of Soviet strategic forces, the book discusses the structure of the political and military leadership in the Soviet Union and Russia, the structure of the Russian military and military industry, nuclear planning procedures, and the structure of the command and control system. It describes the nuclear warhead production complex and the Soviet nuclear weapon development program. It then focuses on the individual services that constitute the so-called strategic triad--land-based intercontinental ballistic missiles, the strategic submarine fleet, and strategic aviation. It presents an overview of Soviet strategic defense, including air defense systems, the Moscow missile defense system, the radar and space-based early warning networks, and the space surveillance system. The book also includes a description of the Soviet nuclear testing program, including information on test sites and on all Soviet nuclear tests and peaceful nuclear explosions. It concludes with a look at the future of strategic nuclear weapons in Russia.

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Books
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MIT Press
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Pavel Podvig
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The horrifying events of 11 September 2001 serve notice that civilization will confront severe challenges in the twenty-first century. As national security budgets expand in response, we should recognize that only a broad conception of security will be adequate to meet some of the threats that we may face. Biological security provides a powerful example. It must address both the challenge of biological weapons and that of infectious disease. The right approach should benefit public health even if major acts of biological terrorism never occur. Our thinking about biological security must transcend old misplaced analogies to nuclear and chemical security.

Nuclear security has been based on nonproliferation, deterrence, and defense, with intelligence woven throughout. Nonproliferation seeks to prevent the diversion of materials from civilian programs to military or terrorist weapons. Should nonproliferation fail, the United States relies on deterrence through the threat of retaliation. Defense, active or civil, has so far been less central.

Effective biological security requires a different mix. For all its challenges, nuclear nonproliferation is comparatively robust, in part because the production of weapons-usable uranium or plutonium provides a conspicuous bottleneck through which any nuclear program must pass, unless those materials are stolen. This is why preventing nuclear theft is such a high priority in the post-Cold War world. Biological agents

are easier to acquire. Most can be found in naturally occurring outbreaks. Weaponizing these agents has proved challenging for terrorist groups, but the Aum Shinrikyo's unsuccessful efforts to spray the anthrax organism throughout Tokyo in 1993 warned that attempted mass urban attacks were no longer in the realm of the fantastic.

The transfer of dangerous biological agents should be controlled where possible, and the spread of the technologies and personnel to weaponize them should be impeded. But any biological nonproliferation regime will necessarily be less robust than its nuclear counterpart, because the relevant materials, technologies, and knowledge are far more widespread.

Biological terrorism also challenges requirements for successful deterrence. Because some diseases incubate for a week or more, identifying the perpetrators of an attack may prove difficult. A terrorist group might even hope that its attack would go unrecognized; when followers of the Bhagwan Shree Rajneesh infected 750 Oregonians with salmonella in 1984, it took over a year before the infection was determined to have been intentional. Finally, as with any form of terrorism, some groups may simply be unconcerned about retaliation.

In the face of these difficulties, good intelligence is all the more important. Warning and prevention are preferable to coping with the consequences of an attack, but we must also be ready should an attack occur. This requires that greater emphasis be placed on improving public health, a kind of homeland defense that is applicable to both unintentional and intentional disease outbreaks.

Because of disease incubation times, the first responders to a biological attack may well be health-care workers at hospitals and clinics rather than specialized units. The speed and effectiveness of a response will depend on disease surveillance: the recognition by health-care workers that certain illnesses appear unusual and the rapid notification of the proper authorities. Because incubation times often exceed international travel times, both domestic and international components are required. But the domestic component of disease surveillance in most nations, including the United States, is too weak, and international networks are inadequate. Donor nations need to increase support for these efforts. And there are many other needs, such as developing and stockpiling sufficient vaccines, antibiotics, or antivirals and otherwise preparing to meet the enormous challenges that would be posed by a major outbreak. It is time to quicken the pace of these efforts, to which departments of health are as central as departments of defense.

Disease surveillance and response are not nonproliferation measures, so cannot substitute for an effective verification regime under the Biological Weapons Convention. But biological security requires the developed world, especially the United States, to see that its ongoing self-interest is closely allied with sustainable public-health improvements in the developing world. And the explosion of biotechnology, with the weapons implications that follow from it, requires the scientific community to discuss its responsibilities in earnest.

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Commentary
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Science
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Verifying nuclear disarmament is a complex technical process. This paper examines the techniques that could be used to verify future nuclear weapon reductions and analyzes the motivation for the nuclear states to accept deep weapon cuts and the prospect for future nuclear reductions. To allow large nuclear reductions and assure credible verification, several steps are suggested in this paper: all nuclear warheads should be registered and tagged; the total inventories of plutonium and high-enriched uranium as well as the fissile cores dismantled from the warheads should be verified; the nuclear delivery vehicles and launcher numbers and types should be monitored as outlined in the START and INF treaties; and agreed nuclear-capable delivery vehicle production should also be monitored.

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Working Papers
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CISAC
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A joint Stanford University-Lawrence Livermore National Laboratory team of scientists, nuclear engineers and arms control experts has concluded in a new study that North Korea's compliance with the 1994 Agreed Framework can be verified to a satisfactory degree of accuracy. Special effort, however, will be needed from the International Atomic Energy Agency (IAEA), as well as support from the US, the Republic of Korea (ROK), Japan and perhaps other countries. Most importantly, cooperation and openness from North Korea are essential.

The 1994 Agreed Framework (AF) between the United States and the Democratic People's Republic of Korea (DPRK) has become the centerpiece of recent US efforts to reduce the threat of conflict on the Korean peninsula. Under the AF, the US and its allies (mainly South Korea) will provide the DPRK with two large nuclear-power reactors and other benefits such as annual shipments of fuel oil for the generation of electricity until the nuclear-power reactors being built for that purpose are able to do so. In exchange the DPRK will declare how much nuclear weapon-usable material it has produced; identify, freeze, and eventually dismantle specified facilities for producing this material; and remain a party to the nuclear Non-Proliferation Treaty (NPT) and allow the implementation of its safeguards agreement.

The AF is now being carried out according to a complex and currently delayed schedule. Fuel oil shipments have been provided to the DPRK, the site for the two nuclear-power reactors has largely been prepared, and construction has begun on some components. The DPRK, for its part, has declared some nuclear weapon-usable material and has identified and frozen some facilities for producing this material.

As emphasized in President Bush's statement at the White House on March 7, 2001, verification is an essential part of any agreement with North Korea. How well can it be verified that the DPRK has no access to nuclear weapon-usable material? What is the potential impact of delays, disagreements, and lack of cooperation on verification? The United States and the international community must answer these questions if the nuclear-power reactor project is to proceed as planned.

The report analyzes in detail both the task of safeguarding the nuclear-power reactors to be provided and also that of dealing with known or suspected nuclear-materials production facilities in the DPRK. Scenarios governing both DPRK cooperation and possible non-cooperation, up to and including abrogation of the agreement are considered.

The challenges of verification examined in this report must be met if a necessary minimum of trust is to be established between the parties and the rewards of the agreement are to be realized. The authors believe that the challenges can be met under the conditions outlined in this report, but that special effort on all sides will be needed to meet them.

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Policy Briefs
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Center for Global Security Research; CISAC
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In deploying NMD, the challenge facing the US is to devise a package of incentives that will secure Russian agreement to amend the ABM Treaty. The most promising would involve US concessions in a future START III Treaty to accommodate Moscow's interests. In particular, the US could allow Russia to deploy multiple independently targetable re-entry vehicles (MIRVs) on mobile intercontinental ballistic missiles (ICBMs), which are far less destabilising to the nuclear balance than many arms-control advocates assume. In addition, before making a deployment decision, the US should give greater attention to several 'boost-phase' NMD concepts which could produce a more effective defence with fewer negative consequences for relations between the major powers.

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Journal Articles
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Survival, International Institute for Strategic Studies
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The United States has a global security strategy, in deeds if seldom clearly in words. The U.S. security strategy is to enlarge the areas of the world that it can control militarily and to weaken all states outside those areas. The strategy does not rely solely on military means, but enlarged military control is the end and military means--armed interventions, alliance extensions, arms sales--usually lead the way. Aside from a 1992 Pentagon trial balloon, which was poorly received though accurate enough as far as it went, and a few other statements, the strategy has been manifested via a series of consistent actions rather than formal statements.

Along with this overall strategy, the United States also has policies regarding nuclear weapons. Some of these policies are stated, some are tacit. The stated policies include de-emphasizing nuclear weapons, discouraging nuclear proliferation, and pursuing nuclear arms reductions, a comprehensive test ban, and other nuclear-arms-control measures. The tacit policy is reliance on deterrent nuclear forces to limit escalation of conventional conflicts and to offset the nuclear forces of other powers.

These two policies, military enlargement and reliance on nuclear stability and arms control, are not compatible. Continued enlargement backed or led by military force will not support de-emphasis of nuclear weapons, let alone nuclear disarmament. It may not support nuclear nonproliferation even among allies, depending on whether the United States is seen to become overextended or overcommitted at home or abroad. Military enlargement weakens support for several of the arms-control measures on the U.S. agenda. Enlargement is also likely to lead to crises that will test the stability of nuclear deterrence more seriously than it has been tested since the early years of the Cold War.

In this paper I first remind the reader of the main components of the U.S. military enlargement strategy. Next I describe why other states, given the U.S. enlargement strategy, find and will continue to find nuclear weapons useful. These states are not all potential opponents. Third, I explain how the U.S. enlargement strategy undermines nuclear arms control. What is more important, I show why it will inevitably lead to nuclear crises. Last, I discuss the alternative strategy of military restraint and show how it would ensure U.S. influence for a longer time and with greater safety than the present strategy of unilateral U.S. military enlargement.

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CISAC
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(650) 725-6501
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Michael and Barbara Berberian Professor (emeritus) at FSI and Engineering
rsd15_078_0380a.jpg MS, PhD

William Perry is the Michael and Barbara Berberian Professor (emeritus) at Stanford University. He is a senior fellow at the Freeman Spogli Institute and the Hoover Institution, and serves as director of the Preventive Defense Project. He is an expert in U.S. foreign policy, national security and arms control. He was the co-director of CISAC from 1988 to 1993, during which time he was also a part-time professor at Stanford. He was a part-time lecturer in the Department of Mathematics at Santa Clara University from 1971 to 1977.

Perry was the 19th secretary of defense for the United States, serving from February 1994 to January 1997. He previously served as deputy secretary of defense (1993-1994) and as under secretary of defense for research and engineering (1977-1981). Dr. Perry currently serves on the Defense Policy Board (DPB). He is on the board of directors of Covant and several emerging high-tech companies. His previous business experience includes serving as a laboratory director for General Telephone and Electronics (1954-1964); founder and president of ESL Inc. (1964-1977); executive vice-president of Hambrecht & Quist Inc. (1981-1985); and founder and chairman of Technology Strategies & Alliances (1985-1993). He is a member of the National Academy of Engineering and a fellow of the American Academy of Arts and Sciences.

From 1946 to 1947, Perry was an enlisted man in the Army Corps of Engineers, and served in the Army of Occupation in Japan. He joined the Reserve Officer Training Corps in 1948 and was a second lieutenant in the Army Reserves from 1950 to 1955. He was awarded the Presidential Medal of Freedom in 1997 and the Knight Commander of the British Empire in 1998. Perry has received a number of other awards including the Department of Defense Distinguished Service Medal (1980 and 1981), and Outstanding Civilian Service Medals from the Army (1962 and 1997), the Air Force (1997), the Navy (1997), the Defense Intelligence Agency (1977 and 1997), NASA (1981) and the Coast Guard (1997). He received the American Electronic Association's Medal of Achievement (1980), the Eisenhower Award (1996), the Marshall Award (1997), the Forrestal Medal (1994), and the Henry Stimson Medal (1994). The National Academy of Engineering selected him for the Arthur Bueche Medal in 1996. He has received awards from the enlisted personnel of the Army, Navy, and the Air Force. He has received decorations from the governments of Albania, Bahrain, France, Germany, Hungary, Japan, Korea, Poland, Slovenia, and Ukraine. He received a BS and MS from Stanford University and a PhD from Pennsylvania State University, all in mathematics.

Director of the Preventive Defense Project at CISAC
FSI Senior Fellow
CISAC Faculty Member
Not in Residence
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