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The second nuclear nonproliferation conference sponsored by the Nuclear Threat Initiative and the Russian Academy of Sciences was held in Moscow, March 18-20, 2009. CISAC's Siegfried S. Hecker and David Holloway, with Nikolay P. Laverov of the Russian Academy of Sciences, co-chaired the conference, which was held to discuss cooperation regarding nuclear nonproliferation, arms control and disarmament. According to the organizers, the nonproliferation regime is under great strain and could take another step backward when START (Strategic Arms Reduction Treaty) expires in December 2009. Despite longstanding grievances on both sides, organizers said the conference environment reflected "cautious optimism" and that the two former superpowers may have reached a turning point in bilateral relations.

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From left: Former Sen. Sam Nunn, Stanford Professor Scott Sagan, Charles B. Curtis of the Nuclear Threat Initiative
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The second nuclear nonproliferation conference sponsored by the Nuclear Threat Initiative and the Russian Academy of Sciences was held in Moscow, March 18-20, 2009. The first was held Oct. 23-25, 2002, a year after the 9/11 attacks. Much of the global security focus at that time was, understandably, on terrorism. In fact, the tragic Dubrovka Theater siege took place during the conference. A principal message of the first conference was not to forget the dangers of nuclear proliferation while the world responded to the growing potential of nuclear terrorism. The proceedings of the first conference are available on request from aedawson@stanford.edu.

Since 2002, the Libyan nuclear program and the AQ Khan network have been exposed; the Iranian covert uranium enrichment program has been discovered and found to have made significant technical progress; North Korea has withdrawn from the NPT and tested a nuclear device; and Syria has built a plutonium-producing reactor.

March 2009 was a propitious time to hold the second conference. US-Russian relations have deteriorated in recent years, reaching their nadir in August of 2008 with the invasion of Georgia. Now a new American administration is determined to "reset" relations between the two former superpowers. There are some reasons for cautious optimism leading toward a possible turning point in US-Russian relations. Cooperation on nuclear matters is crucial in this context and the events of the past seven years have demonstrated that such partnerships are necessary to make the world a safer place.

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Siegfried S. Hecker
David Holloway
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CISAC's Lew Franklin and his coauthor, Nick Hansen, contributed the latter half of a two-part article discussing the Korean peninsula's space programme competition. The beginning of their section of the article is highlighted in the attached document.

(Excerpt) South Korea's space programme has not developed in isolation. As Seoul has moved through guided missile development, satellite production and soon an SLV launch, North Korea has pursued a similar path towards the prestigious goal of the first indigenous Korean satellite launch.

Although more rapid, North Korea's programme has been less successful. Three SLV launches have failed to place a satellite into orbit, despite official claims to the contrary. The most recent launch, of the Unha-2 SLV on 5 April, failed in the third stage and fell into the Pacific Ocean, failing to place the Kwangmyongsong-2 satellite into orbit.

Much media attention surrounding these launches has concentrated on the possibility of such technology being used for intercontinental ballistic missiles (ICBMs). The Unha-2, with its relatively large first stage draws suspicion of a long-predicted ICBM, but the absence of a militarized launcher or re-entry vehicle/warhead testing programme suggests that this vehicle and both launch pads are primarily for satellite launches at this time, with the added benefit of dual-use military rocket technology spin-off. Analysis of commercial high-resolution satellite imagery, North Korean-released video of two of its three launches and public announcements on space activities suggests that North Korea is currently focused on SLV and satellite development; Pyongyang remains eager to pursue a space programme for the nationalistic, commercial and military benefits, probably including military space.

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The phenomenon of global warming has led to a revival of the prospects for increased nuclear energy production worldwide, yet such increased production carries with it the increased risk of proliferation. To mitigate this risk, various multinational arrangements have been proposed to provide reliable supply of nuclear fuel while at the same time discouraging the construction of national plants for nuclear enrichment and reprocessing. This article provides a brief history of some of these proposals and concludes that the likelihood of success for such schemes as effective tools for nonproliferation is not high at this time. A proposal from the World Council on Renewable Energy to expand the understanding of supplier obligations under Article IV of the Treaty on the Non-Proliferation of Nuclear Weapons (NPT) to include the development of non-nuclear energy technologies for NPT parties in good standing is potentially a much better nonproliferation tool. Such an approach tracks the ideas contained in Title V of the Nuclear Non-Proliferation Act of 1978, which has recently received revived congressional interest.

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Michael May is Professor Emeritus (Research) in the Stanford University School of Engineering and a senior fellow with the Freeman Spogli Institute for International Studies at Stanford University. He is the former co-director of Stanford University's Center for International Security and Cooperation, having served seven years in that capacity through January 2000.

May is a director emeritus of the Lawrence Livermore National Laboratory, where he worked from 1952 to 1988, with some brief periods away from the Laboratory. While there, he held a variety of research and development positions, serving as director of the Laboratory from 1965 to 1971.

May was a technical adviser to the Threshold Test Ban Treaty negotiating team; a member of the U.S. delegation to the Strategic Arms Limitation Talks; and at various times has been a member of the Defense Science Board, the General Advisory Committee to the AEC, the Secretary of Energy Advisory Board, the RAND Corporation Board of Trustees, and the Committee on International Security and Arms Control of the National Academy of Sciences. He is a member of the Council on Foreign Relations and the Pacific Council on International Policy, and a Fellow of the American Physical Society and the American Association for the Advancement of Science.

May received the Distinguished Public Service and Distinguished Civilian Service Medals from the Department of Defense, and the Ernest Orlando Lawrence Award from the Atomic Energy Commission, as well as other awards.

His current research interests are in the area of nuclear terrorism, energy, security and environment, and the relation of nuclear weapons and foreign policy. A few of his specific projects are listed here:

May was the principal investigator on a Department of Homeland Security (DHS) project that CISAC conducted in cooperation with the Naval Postgraduate School centering on organizational learning research for the DHS. The project focused on learning from exercises, following up CISAC's previous work with the DHS on the federal-state-local coordination exercise Topoff-2. With CISAC affiliate Roger Speed, May completed a chapter, "Assessing the United States's Nuclear Posture," in U.S. Nuclear Weapons Policy: Confronting Today's Threats, copublished by CISAC and Brookings. An earlier version of the chapter appeared in the Bulletin of Atomic Scientists.

May is continuing work on creating a secure future for civilian nuclear applications. In October 2007, May hosted an international workshop on how the nuclear weapon states can help rebuild the consensus underlying the Nuclear Non-Proliferation Treaty (NPT). Proceedings and a summary report are available online or by email request. May also chaired a technical working group on nuclear forensics. The final report is available online.

In April 2007, May in cooperation with former Secretary of Defense William J. Perry and Professor Ashton Carter of Harvard hosted a workshop on what would have to be done to be ready for a terrorist nuclear detonation. The report is available online at the Preventive Defense Project. A summary, titled, "The Day After: Action Following a Nuclear Blast in a U.S. City," was published fall 2007 in Washington Quarterly and is available online.

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Professor, Management Science and Engineering, Emeritus
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Michael May is Professor Emeritus (Research) in the Stanford University School of Engineering and a senior fellow with the Freeman Spogli Institute for International Studies at Stanford University. He is the former co-director of Stanford University's Center for International Security and Cooperation, having served seven years in that capacity through January 2000.

May is a director emeritus of the Lawrence Livermore National Laboratory, where he worked from 1952 to 1988, with some brief periods away from the Laboratory. While there, he held a variety of research and development positions, serving as director of the Laboratory from 1965 to 1971.

May was a technical adviser to the Threshold Test Ban Treaty negotiating team; a member of the U.S. delegation to the Strategic Arms Limitation Talks; and at various times has been a member of the Defense Science Board, the General Advisory Committee to the AEC, the Secretary of Energy Advisory Board, the RAND Corporation Board of Trustees, and the Committee on International Security and Arms Control of the National Academy of Sciences. He is a member of the International Institute on Strategic Studies, and a Fellow of the American Physical Society and the American Association for the Advancement of Science.

May received the Distinguished Public Service and Distinguished Civilian Service Medals from the Department of Defense, and the Ernest Orlando Lawrence Award from the Atomic Energy Commission, as well as other awards.

His current research interests are nuclear weapons policy in the US and in other countries; nuclear terrorism; nuclear and other forms of energy and their impact on the environment, health and safety and security; the use of statistics and mathematical models in the public sphere.

May is continuing work on creating a secure future for civilian nuclear applications. In October 2007, May hosted an international workshop on how the nuclear weapon states can help rebuild the consensus underlying the Nuclear Non-Proliferation Treaty (NPT). Proceedings and a summary report are available online or by email request. May also chaired a technical working group on nuclear forensics. The final report is available online.

In April 2007, May in cooperation with former Secretary of Defense William J. Perry and Professor Ashton Carter of Harvard hosted a workshop on what would have to be done to be ready for a terrorist nuclear detonation. The report is available online at the Preventive Defense Project. A summary, titled, "The Day After: Action Following a Nuclear Blast in a U.S. City," was published fall 2007 in Washington Quarterly and is available online.

Recent work also includes a study of nuclear postures in several countries (2007 - 2009); an article on nuclear disarmament and one on tactical nuclear weapons; and a report with Kate Marvel for the American Academy of Arts and Sciences on possible game changers in the nuclear energy industry.

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Michael M. May Professor of Management Science and Engineering, Emeritus; FSI Senior Fellow; CISAC Faculty Member Speaker CISAC/FSI
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A confluence of events has presented the Russian Federation and the United States with an unusual opportunity to transform their relationship.

The unfortunate reality is that trust is at an exceedingly low level between the elites and publics of both nations. Building that trust requires a leap of faith that they can work together on the most difficult issues. The determination to drive such trust-building on a vexing issue was behind the decision of senior Americans and Russians brought together by the EastWest Institute in 2007 to explore if collaboration was possible on the issue of Iran's ballistic missile and nuclear program. Following a tough yet civil private debate in Moscow, the participants - including on the American side General (ret.) James L. Jones, Ambassador Henry Crumpton, and General (ret.) Lance Lord, and a senior Russian delegation led by Presidential Representative Ambassador Anatoly Safonov - agreed that EWI should convene leading scientists from both states to take up the Iran issue and make it the subject of the fi rst JTA - Joint Threat Assessment. It would be an attempt to see if the top scientists and experts of the two states could agree on the nature of the threat posed by Iran's nuclear and ballistic missile program. Our debate in Moscow demonstrated that there was no easy agreement on Iran's intentions. A great cloud of ‘smoke' hung over the policy communities of both nations - a mixing of emotions and unsubstantiated reports with facts and policies. There was no dialogue. Instead the issue generated independent monologues fraught with suspicion and distrust. The decision to move forward with a JTA was a risky one. There was no assurance that it could be done.

Indeed, most outside experts told us that the task was impossible. Relations between Russia and the United States had deteriorated to a nadir not seen in decades. Among the major causes for the severe decline were the rushed ballistic missile defense agreements between the United States and Poland and between the United States and the Czech Republic to deploy assets in these European countries to counter a potential Iranian nuclear and missile threat. The United States government viewed this as a defensive move. Was Iran developing a capacity to hit Europe? How long would it take? The Russian government countered that the ballistic missile defense deployment near its borders was surely directed against Russia - an offensive move. Russian leaders and experts dismissed the idea that Iran currently possessed an offensive ballistic missile program capable of striking Europe. The sixteen Americans and Russians who sat around that Track 2 table back in 2007 in Moscow could have stopped at that impasse - but they did not. They agreed that the heart of the issue did not start with either the United States or with Russia but rather with the need to decipher the threat - what were Iran's technical capabilities? Could the two sides analyze and come to an agreement on the nature of the threat through a joint threat assessment?

Russia and the United States have been in dispute over the timeframe involved for Iran to acquire nuclear warheads and delivery vehicles, on the means needed to prevent that from happening, and - in the worst case that it cannot be prevented - the military operational responses available to both sides to defend against Iran's potential use of nuclear armed missiles. It was agreed that only after capabilities are ascertained can productive political conversations about motives and policy responses follow. Therein lay the mandate for the two teams of scientists, who worked independently and in a series of joint meetings that more often than not lasted well into the night.

Though the Iranian nuclear program has been the subject of detailed forensic public analyses, much less detailed attention has been paid, in public at least, to the Iranian missile program. Claims and counterclaims abound and defy easy understanding by the non-specialist. This report aims to fi ll that gap by providing a detailed examination of Iranian nuclear and missile capabilities. When might Iran be capable of deploying nuclear warheads? Assuming that Iran can develop that capability, would the proposed missile defenses be able intercept Iranian missiles? What are the possibilities of U.S.-Russian cooperation in this area? These are the vital questions that this report examines and makes its assessments.

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EastWest Institute
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Siegfried S. Hecker
David Holloway
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Introduction
The next decade will bring increased demands for improving the security and accountability of nuclear weapons and material, for reducing nuclear weapons stockpiles, and for strengthening the global nuclear nonproliferation regime. As states consider options for addressing these challenges they will need to consider how technology can help in the implementation of new approaches. Nuclear arms reduction treaties are likely to involve only the U.S. and Russia in the immediate future.

However, as nuclear stockpiles are reduced to low numbers, all states with nuclear weapons will likely be brought into the process. In the context of Article VI of the Nuclear Nonproliferation Treaty, states without nuclear weapons will require a high level of confidence that nuclear reductions are taking place. Therefore all states have a stake in understanding and developing options for verification and transparency.

In the 1990's there were significant efforts to develop technical approaches to the next generation of nuclear arms control. Many of these efforts involved collaboration between U.S. and Russian nuclear laboratories. In addition there have been numerous academic studies of monitoring nuclear weapons and nuclear materials. Although much work remains, these past accomplishments provide a strong basis for moving forward.

This workshop brought together a small group of technical experts from Russia, France, the United Kingdom and the United States to review past and ongoing work, to exchange information about technical approaches to verification of nuclear arms reductions, and to consider areas for international technical cooperation. Technical experts from China also planned to participate, but last-minute administrative difficulties prevented their attendance.

This Summary provides a flavor of the discussions during the workshop, including key observations and ideas for next steps. It does not follow the order of the workshop agenda, nor does it represent a consensus view of participants. More information about the workshop and copies of presentations are available.

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Abstract: 50 years of fundamental antineutrino detection experiments at nuclear reactors have laid the groundwork for a  new discipline, Applied Antineutrino Physics. Our LLNL/SNL team has successfully demonstrated the utility of antineutrino detectors for cooperative monitoring of the operational status, power, and fissile content of reactors, non-intrusively and in real time. These capabilities are relevant for global nonproliferation and nuclear materials control regimes, especially IAEA reactor safeguards. In addition, many facets of the detector science overlap with needs for next generation dark matter and neutrino experiments. I will discuss results of our several successful deployments of prototype cooperative monitoring antineutrino detectors, and the intersection of this work with nuclear science and particle astrophysics.

Dr. Adam Bernstein leads the Advanced Detectors Group in the Physics Division at Lawrence Livermore National Laboratory. He works on the development of radiation detectors for applications in nuclear nonproliferation and nuclear arms control, and on detector development for fundamental physics experiments. He received his B.A. in Physics from the University of California at Berkeley, and his Ph.D. in Experimental High Energy Physics from Columbia University. He has pioneered the use of cubic meter scale detectors as a practical means for non-intrusive real-time measurement of changes in the plutonium content of operating reactors. Bernstein has also developed large-scale liquid scintillator detectors for improved passive and active detection of Plutonium and Highly Enriched Uranium. In 2005, Discover Magazine cited Bernstein's and co-investigators' work on rapid detection of fissile material in cargo as one of the top hundred most significant scientific stories of the year. He is a member of the Large Underground Xenon (LUX) dark matter search experiment, an international collaboration which will directly measure or place the world's most stringent limit on the mass and coupling of a theoretically favored class of dark matter particle, known as the  Weakly Interacting Massive Particle or WIMP.

If you would like to be added to the email announcement list, please visit https://mailman.stanford.edu/mailman/listinfo/stsseminar 

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Adam Bernstein Deputy Group Leader and Staff Physicist, Advanced Detectors Group, I-Division, Physics and Advanced Technologies Directorate, Lawrence Livermore National Laboratory Speaker
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The purpose of this presentation is to indicate possible ways in which nuclear power plant (NPP) projects and possibly related nuclear fuel cycle facilities (should there be any) could be subverted to hide and clandestinely support nuclear weapons development programs. The discussion here is generic in nature; however, special applicability to the newly emerging nuclear programs in the Middle East is noted. The speaker's purpose is not to provide a ‘cookbook' for would-be proliferators on how to utilize NPP projects to support clandestine weapons development programs, but rather to provide indication to the nonproliferation-minded as to what to look for and guard against when a number of new NPP projects are initiated within a short time frame in a region with limited past nuclear experience as a direct response to the Iranian quest for ‘nuclear power'. This is not to imply that there are nefarious intents behind the sudden desire to acquire nuclear power capabilities by several countries that are mostly well endowed with oil and natural gas resources. My intent here is rather to provide a general assessment on how such NPP projects might be utilized, should their national owners decide to do so in situations of "supreme national interest', as a guise for clandestine nuclear weapons programs.

Chaim Braun is a CISAC consulting professor specializing in issues related to nuclear power economics and fuel supply, and nuclear nonproliferation. At CISAC, Braun pioneered the concept of proliferation rings dealing with the implications of the A.Q. Khan nuclear technology smuggling ring, the concept of the Energy Security Initiative (ESI), and the re-evaluation of nuclear fuel supply assurance measures, including nuclear fuel lease and take-back.

Braun, currently, is working on an analysis of new nuclear power plant prospects in the Middle East, and the potential for nuclear proliferation from prospective nuclear plants in industrializing countries. He also works on extensions of nuclear fuel supply assurance concepts to regional fuel enrichment plants operated on a ‘black box' mode, particularly as applied to the South Asian, Central Asian and South American regions.

Previously, Braun worked at CISAC on a study of safeguarding the Agreed Framework in North Korea, was the co-leader of a NATO Study of Terrorist Threats to Nuclear Power Plants, led CISAC's Summer Study on Terrorist Threats to Research Reactors and, most recently, chaired a working group on the back-end of the nuclear fuel cycle, as a part of a CISAC summer study on Nuclear Power Expansion and Nonproliferation Implications.

Braun is a member of the World Nuclear Association (WNA) committees on Nuclear Economics and Assured Fuel Supplies. He is a permanent lecturer at the World Nuclear University's (WNU) One-Week Courses. Braun was a member of the Near-Term Deployment and the Economic Cross-Cut Working Groups of the Department of Energy (DOE) Generation IV Roadmap study. He conducted several nuclear economics-related studies for the DOE Nuclear Energy Office, the Energy Information Administration (EIA), the Electric Power Research Institute (EPRI), the Nuclear Energy Institute (NEI), the Non-Proliferation Trust International, and other organizations.

Before joining CISAC, Braun worked as a member of Bechtel Power Corporation's Nuclear Management Group, and led studies on power plant performance and economics used to support maintenance services. He also managed nuclear marketing in East Asia and Eastern Europe. Prior to that, Braun worked at United Engineers and Constructors (UE&C), EPRI and Brookhaven National Laboratory (BNL).

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Chaim Braun CISAC Consulting Professor Speaker
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This paper describes a "base camp" on the path to the "summit" of nuclear elimination in which the current tradition of nuclear non-use has been strengthened significantly, so that nuclear use and nuclear threats are delegitimized as instruments of national power. Before describing this future world and the steps that could lead up to or beyond it, the paper presents some essential background information on nuclear delegitimization.

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