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Speaker's Biography: Richard Garwin is IBM Fellow Emeritus at the Thomas J. Watson Research Center, Yorktown Heights, New York. After three years on the faculty of the University of Chicago, he joined IBM Corporation in 1952, and was until June 1993 IBM Fellow at the Thomas J. Watson Research Center, Yorktown Heights, New York; Adjunct Research Fellow in the Kennedy School of Government, Harvard University; and Adjunct Professor of Physics at Columbia University. In addition, he is a consultant to the U.S. government on matters of military technology, arms control, etc. He has been Director of the IBM Watson Laboratory, Director of Applied Research at the IBM Thomas J. Watson Research Center, and a member of the IBM Corporate Technical Committee. He has also been Professor of Public Policy in the Kennedy School of Government, Harvard University. From 1994 to 2004 he was Philip D. Reed Senior Fellow for Science and Technology at the Council on Foreign Relations, New York.

He has made contributions in the design of nuclear weapons, in instruments and electronics for research in nuclear and low-temperature physics, in the establishment of the nonconservation of parity and the demonstration of some of its striking consequences, in computer elements and systems, including superconducting devices, in communication systems, in the behavior of solid helium, in the detection of gravitational radiation, and in military technology. He has published more than 500 papers and been granted 45 U.S. patents. He has testified to many Congressional committees on matters involving national security, transportation, energy policy and technology, and the like. He is coauthor of many books, among them Nuclear Weapons and World Politics (1977), Nuclear Power Issues and Choices (1977), Energy: The Next Twenty Years (1979), Science Advice to the President (1980), Managing the Plutonium Surplus: Applications and Technical Options (1994), Feux Follets et Champignons Nucleaires (1997) (in French with Georges Charpak), and Megawatts and Megatons: A Turning Point in the Nuclear Age? (2001) (with Georges Charpak).

He was a member of the President's Science Advisory Committee 1962-65 and 1969-72, and of the Defense Science Board 1966-69. He is a Fellow of the American Physical Society, of the IEEE, and of the American Academy of Arts and Sciences; and a member of the National Academy of Sciences, the Institute of Medicine, the National Academy of Engineering, the Council on Foreign Relations, and the American Philosophical Society. In 2002 he was elected again to the Council of the National Academy of Sciences.

His work for the government has included studies on antisubmarine warfare, new technologies in health care, sensor systems, military and civil aircraft, and satellite and strategic systems, from the point of view of improving such systems as well as assessing existing capabilities. For example, he contributed to the first U.S. photographic reconnaissance satellite program, CORONA, that returned 3 million feet of film from almost 100 successful flights 1960-1972.

He has been a member of the Scientific Advisory Group to the Joint Strategic Target Planning Staff and was in 1998 a Commissioner on the 9-person "Rumsfeld" Commission to Assess the Ballistic Missile Threat to the United States. From 1993 to August 2001, he chaired the Arms Control and Nonproliferation Advisory Board of the Department of State. On the 40th anniversary of the founding of the National Reconnaissance Office (NRO) he was recognized as one of the ten Founders of National Reconnaissance. In June, 2002, he was awarded la Grande Medaille de l'Academie des Sciences (France)-2002.

Cubberly Auditorium, Stanford University

Dr. Richard L. Garwin Senior Fellow Science and Technology Council on Foreign Relations, NY
Lectures
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Foreword by George P. Shultz

At the dawn of the nuclear age, Albert Einstein remarked, "Everything has changed but our way of thinking." 

He was right for a time, but the devastating consequences of the use of a nuclear weapon did create a pattern of thinking that, with whatever flaws, served us well for
half a century or so. Containment through deterrent capability worked. But the Cold War powers also realized that prevention was essential and that energetic efforts should
be made to arrest the proliferation of nuclear weapons. I well remember preparations for my first meeting as secretary of state with Soviet foreign minister Gromyko in September 1982. I had assumed office in July. The temperature of the Cold War was frigid, the atmosphere confrontational, and I was counseled to act accordingly. I said,
"OK, but there must be something we can do to identify a mutual interest."

There were to be two meetings, held about a week apart. I got the president's authorization to suggest, at the end of the first meeting, a few topics on which we might
try to work collaboratively. Nuclear nonproliferation was one of them. Toward the end of the second meeting, Gromyko replied to my suggestions, expressing a willingness
to make open and joint efforts to avoid the proliferation of nuclear weapons. So, even at the height of the Cold War, we were hard at work on our way of thinking.

The subject took high priority on Ronald Reagan's agenda. He thought that "mutual assured destruction" was not only MAD but also was an essentially immoral way to keep the peace. He said repeatedly, "A nuclear war cannot be won and must never be fought." His aim was to abolish nuclear weapons. However elusive that goal may have been, he did start the ball rolling toward reduction in the Soviet and U.S. arsenals. But he worried, prophetically, about rogue states obtaining even one of these awesome weapons. 

Clearly, the end of the Cold War has drastically reduced the threat of nuclear holocaust. But the world remains a dangerous place in different ways. In a world of terrorist threats and rogues that call themselves states yet behave outside the bounds of civilized norms, we are once again called upon to examine our concepts. That is what this
book is about, and no intellectual task is more urgent or more relevant to current operational issues.

Sid Drell and Jim Goodby have between them vast experience in the area of nuclear weapons and have long been active voices in the nuclear debate. In this volume, they put their key recommendations right up front, in their introduction. That is appropriate. The reader knows at the outset where the authors are going. All of their conclusions have deep merit and the weight of careful argument and factual development. Some will be the subject of debate. That debate, in turn, is one of the important purposes of this book.

Having had the privilege of reading this work in earlier manuscript form and discussing its subject at length with the authors, I value this book because of its essence: the careful development of a framework for thinking about nuclear weapons in times punctuated by terrorist threats. 

All the elements are here: a relevant history, including an illuminating chart on page 6 on the time pattern of state acquisition of nuclear weapons; a virtual inventory of pre-
ventive actions; a searching examination of the circumstances when preemptive military action may be necessary; the problems of intelligence and monitoring; a new look at ballistic missile defenses; the importance of the U.S. example (as in testing); and ideas about what Russia and the United States can do with their special responsibilities. The authors develop the necessary interplay of strength and diplomacy as they address current problems. Work your way through the issues that are presented in settings in various countries. You will find, as I have, that the analytic framework will help you develop your own ideas of how to address critical problems.

Now is a time that cries out for new concepts, often using old principles, about how the world works. If he were still around, Einstein might well be challenging us once again to examine "our way of thinking." And in doing so, he would surely find in Drell and Goodby worthy partners as they address the gravest danger.

George P. Shultz September 2003

 

Table of Contents

Preface

Acknowledgments

Introduction: The Nuclear Danger

Chapter I: From the Past to the Present

Chapter II: Looking Forward

Chapter III: Denial Policies

Chapter IV: Defining Diplomacy's Task

Chapter V: Achieving Rollback: The Instruments of Diplomacy

Chapter VI: Applying Recommended Policies to Specific Cases

Chapter VII: Conclusion

About the Authors

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Hoover Institution
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This paper discusses three questions:

  1. Could terrorists or others steal nuclear fuel from research rectors, to make either a nuclear weapon or a "dirty bomb," a radiological dispersal device?
  2. Could terrorists attack a research reactor with conventional explosives, for example with a truck loaded with such explosives, in order to disperse radioactivity from the fuel of the reactor to an area downwind of the reactor?
  3. How do power reactors compare with research reactors as targets of terrorist attacks?

The answer to the first two questions is a qualified yes. In the comparison called for in the third question, the low-enriched uranium in power reactors is unsuitable for making nuclear weapons, without major reprocessing. However, the highly enriched uranium burned in many research reactors around the world is suitable for making nuclear weapons, if enough of it is available. Both power reactors and research reactors could be targets for terrorists trying to attack a reactor with a truck bomb, for the purpose of dispersing radioactive material, or trying to steal such material for the purpose of making a dirty bomb. The variations from reactor to reactor, in both attractiveness to terrorists and protection of the facility, are widespread.

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OMZ: Osterreichische Militarische Zeitschrift (Austrian Military Periodical)
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This is a presentation made at the 2002 American Nuclear Society Winter Meeting in Washington, DC on November 19, 2002.

The presentation explores:

  • Motivations for Past Terrorist Threats
  • Motivation for New Terrorist Threats that are More Threatening
  • Impact
  • Threats Considered Feasible
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Fifty years ago this month, President Dwight D. Eisenhower gave his "Atoms for Peace" address to the UN General Assembly. He proposed to share nuclear materials and information for peaceful purposes with other countries through a new international agency. That speech led to negotiations which, several years later, created the International Atomic Energy Agency (IAEA). In the nuclear Non-Proliferation Treaty (NPT) of 1968, the IAEA gained authority for policing the nuclear activities of member countries to ensure that those without nuclear weapons did not acquire them. The worldwide treaty bans all members except the United Kingdom, China, France, Russia, and the United States from having nuclear weapons and commits those five states to eventually eliminating their atomic arsenals. The treaty provides the norm and the foundation for an international regime to prevent the spread of nuclear weapons around the world. Yet, many believe that the NPT regime is battered and in need of strengthening. Given the more difficult nonproliferation and security challenges of today, it is vital that U.S. leadership be used to strengthen, not to weaken or abandon, the nuclear nonproliferation regime.

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Arms Control Today
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