Policy Analysis
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Abstract:  In recent decades, social scientists have begun to employ the rigorous research methods that used to be the province of the natural sciences. This evidence-based approach has revolutionized how academic work is judged, how policies are created and evaluated and, now, how war is viewed. At the forefront of this movement, the Empirical Studies of Conflict Project (ESOC) has developed a large body of evidence on conflict that enables a new perspective on the causes and effects of violence. Information and War presents a new framework to understand the conflicts that have prevailed since World War II and the kind in which the US was so recently embroiled: asymmetric contests where a greater power struggles to contain an insurgency.

About the Speakers: Dr. Joseph Felter joined CISAC as a senior research scholar in September 2011.

Felter retired from the US Army as a Colonel following a career as a Special Forces and foreign area officer with distinguished service in a variety of special operations and diplomatic assignments. He has conducted foreign internal defense and security assistance missions across East and Southeast Asia and has participated in combat deployments to Panama, Iraq, and Afghanistan.

Prior to arriving at CISAC, he led the International Security and Assistance Force, Counterinsurgency Advisory and Assistance Team (CAAT) in Afghanistan reporting directly to Gen. Stanley McChrystal and Gen. David Petraeus and advising them on counterinsurgency strategy. Felter held leadership positions in the US Army Rangers and Special Forces and directed the Combating Terrorism Center (CTC) at West Point from 2005-2008. He is Co-Director of the Empirical Studies of Conflict Project (ESOC) and a research fellow at the Hoover Institution.

He has published many scholarly articles on the topic of  counterinsurgency and has focused on the study of how to address the root causes of terrorism and political violence. Some highlights include: “Aid Under Fire: Development Projects and Civil Conflict” with Benjamin Crost and Patrick Johnston (American Economic Review), "Can Hearts and Minds be Bought? The Economics of Counterinsurgency in Iraq," with Eli Berman and Jacob N. Shapiro (Journal of Political Economy), and "Do Working Men Rebel? Insurgency and Unemployment in Afghanistan, Iraq, and the Philippines," with Eli Berman, Michael Callen, and Jacob N. Shapiro (Journal of Conflict Resolution).

Felter holds a BS from West Point, an MPA from the Harvard Kennedy School of Government, and a PhD in Political Science from Stanford University.

Dr. Jacob N. Shapiro is Associate Professor of Politics and International Affairs at Princeton University and co-directs the Empirical Studies of Conflict Project. His active research projects study political violence, economic and political development in conflict zones, security policy, and urban conflict. He is author of The Terrorist’s Dilemma: Managing Violent Covert Organizations. His research has been published or is forthcoming in broad range of academic and policy journals including American Journal of Political Science, Foreign Affairs, Foreign Policy, International Organization, International Security, Journal of Political Economy, and World Politics as well as a number of edited volumes. Shapiro is a term member of the Council on Foreign Relations, an Associate Editor of World Politics, a Faculty Fellow of the Association for Analytic Learning about Islam and Muslim Societies (AALIMS), a Research Fellow at the Center for Economic Research in Pakistan (CERP), and served in the U.S. Navy and Naval Reserve. Ph.D. Political Science, M.A. Economics, Stanford University. B.A. Political Science, University of Michigan.

 

Senior research scholar CISAC, Stanford University
Jacob N. Shapiro Associate Professor of Politics and International Affairs Princeton University
Seminars
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Abstract: In 2004, al-Qaeda’s security chief smuggled 42 handwritten pages out of Iran, where he was confined under a loose form of house arrest. The notes written by Sayf al-Adl were each folded into a bundle the size of a cigarette, and they included two seminal documents: a history of ISIS Godfather Abu Mus'ab al-Zarqawi's original engagement with al-Qaeda in 2000, and a high-level plan to re-establish the Caliphate between 2013 and 2016. 

Al-Adl’s history has formed the basis of virtually every subsequent retelling of the development of al-Qaeda in Iraq and the Islamic State. But none other than Osama bin Laden himself has repudiated al-Adl’s history, and newly available al-Qaeda correspondence from the period suggests that intra-jihadi competition drove al-Qaeda’s original engagement with Zarqawi more than strategic or ideological alignment.
 
Al-Adl’s other document, a seven-stage ‘Master Plan’ that foretold the declaration of the Caliphate in 2014, has proved extraordinarily prescient. It aimed to exploit a geopolitical loophole to al-Qaeda’s basic worldview and finally unify Zarqawi’s movement with al-Qaeda. The strategic vision proved powerful, but the alliance it was built for was not.
 
About the Speaker: Brian Fishman is a Counterterrorism Research Fellow with the International Security Program at New America, a Washington, DC think tank and a Fellow with the Combating Terrorism Center (CTC) at West Point, where he previously served as the Director of Research. He currently manages policy at Facebook regarding terrorism and violent extremism. Fishman also served as an assistant professor in West Point’s Department of Social Sciences. Fishman built and led Palantir Technologies’ Disaster Relief and Crisis Response team, which brought some of the world’s most sophisticated technology to humanitarian organizations. Fishman is a term member of the Council on Foreign Relations and was a founding editor of the CTC Sentinel.
 
Fishman is the author of numerous studies U.S. national security, terrorism and international jihadi groups. He has specialized in the so-called Islamic State and its predecessors since 2005 and taught a dedicated course about the Islamic State of Iraq in 2008. Fishman coauthored seminal investigations of al-Qaeda's foreign fighters in Iraq and Iranian support for Shia militias fighting U.S. troops in Iraq. Fault Lines in Global Jihad: Organizational, Strategic, and Ideological Fissures, a volume Fishman co-edited with Assaf Moghadam, was named one of the top books for understanding terrorist recruitment. He regularly appears in domestic and international media regarding terrorism and national security issues.
 
Fishman has taught as an adjunct professor in Georgetown's School of Foreign Service and Columbia's School of International and Public Affairs. Before joining the CTC, Fishman was the Foreign Affairs/Defense Legislative Assistant for Congresswoman Lynn Woolsey. Fishman holds a Masters in International Affairs (MIA) from Columbia University and a B.A. from the University of California, Los Angeles.
Counterterrorism Research Fellow, International Security Program New America
Seminars
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China's rise has elicited envy, admiration, and fear among its neighbors. Although much has been written about this, previous coverage portrays events as determined almost entirely by Beijing. Such accounts minimize or ignore the other side of the equation: namely, what individuals, corporate actors, and governments in other countries do to attract, shape, exploit, or deflect Chinese involvement. The New Great Game analyzes and explains how Chinese policies and priorities interact with the goals and actions of other countries in the region.
 
To explore the reciprocal nature of relations between China and countries in South and Central Asia, The New Great Game employs numerous policy-relevant lenses: geography, culture, history, resource endowments, and levels of development. This volume seeks to discover what has happened during the three decades of China's rise and why it happened as it did, with the goal of deeper understanding of Chinese and other national priorities and policies and of discerning patterns among countries and issues.
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Books
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Stanford University Press
Authors
Thomas Fingar
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Abstract: To what extent will multipolar institution building undermine the US-led international order? Recent Chinese initiatives like the Asian Infrastructure Investment Bank and the Shanghai Cooperation Organization, and similar efforts by Russia and even Venezuela, might be seen as attempts to build alternatives to American hegemony. We suggest that we can learn from past rival hierarchies to understand contemporary politics. Some scholars highlight international hierarchy, in which a dominant state exerts a limited degree of political control over one or more subordinate states. We contend that certain patterns of international cooperation and conflict between dominant states cannot be fully understood without reference to their rival hierarchies. We identify three distinct mechanisms through which one hierarchy can influence the internal workings of a second hierarchy: competitive shaming, outbidding, and inter-hierarchy cooperation.

We illustrate the plausibility of our argument by exploring the politics of nuclear technology sharing by the United States and the Soviet Union in the Cold War. We show that Soviet competitive shaming of the United States was a major motivation for the U.S. Atoms for Peace program. In response, the Soviet Union attempted to outbid the United States with its own technology sharing program. Ultimately, Moscow and Washington cooperated in founding the International Atomic Energy Agency.

The paper is co-authored with Nicholas Miller, Frank Stanton Assistant Professor of Nuclear Security and Policy at Brown University.

About the Speaker: Jeff D. Colgan is the Richard Holbrooke Assistant Professor in the Department of Political Science and Watson Institute for International and Public Affairs at Brown University.  His research focuses on two main areas: (1) the causes of war and (2) global energy politics. His book, Petro-Aggression: When Oil Causes War, was published in 2013 by Cambridge University Press. An article that previews the book's argument won the Robert O. Keohane award for the best article published in International Organization (Oct 2010) by an untenured scholar. He has published other articles in International Organization, World Politics, International Security and elsewhere.

Professor Colgan previously taught at the School of International Service of American University 2010-2014, and was a Fellow at the Woodrow Wilson International Center for Scholars in Washington DC in 2012-13. He completed his PhD at Princeton University, and was a Canada-US Fulbright Scholar at UC Berkeley, where he earned a Master’s in Public Policy. Dr. Colgan has worked with the World Bank, McKinsey & Company, and The Brattle Group.

 

Jeff D. Colgan Richard Holbrooke Assistant Professor of Political Science and International and Public Affairs Watson Institute for International and Public Affairs, Brown University
Seminars
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Description: In the Social Sciences and the Humanities, we regularly debate the implications of research drawing on oral interviews, but only infrequently discuss the process of collecting such testimony itself. Join postdoctoral fellows from FSI as they discuss the practical and ethical concerns of doing human subjects research they have encountered in their own work abroad. The panel will discuss issues such as the methods of building networks and asking questions, the logistics and risks inherent in conducting such research, and the moral or ethical considerations for protecting sources. The panel will conclude with an open discussion aimed both at scholars new to such methods and those who actively grapple with similar issues in their own work.

About the Panel:

  • Brett Carter, Fellow at CDDRL; National Fellow at the Hoover Institution
  • Kate Cronin-Furman, Law & International Security Postdoctoral Fellow, CISAC
  • Morgan Kaplan, Predoctoral Fellow, CISAC; Ph.D. candidate in the Department of Political Science at the University of Chicago
  • Terrence Peterson (moderator), Postdoctoral Fellow, CISAC
  • Magda Stawkowski, MacArthur Nuclear Security Postdoctoral Fellow, CISAC
Brett Carter Fellow Panelist CDDRL
Law & International Security Postdoctoral Fellow Panelist CISAC
Morgan Kaplan Ph.D. candidate in Political Science, Predoctoral Fellow Panelist CISAC
Postdoctoral Fellow Moderator CISAC
MacArthur Nuclear Security Postdoctoral Fellow Panelist CISAC
Panel Discussions
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Abstract

Under Secretary Sewall will deliver remarks on Countering Violent Extremism, the U.S. Government’s comprehensive approach for preventing the spread of ISIL and emergence of new terrorist threats. The Under Secretary will describe how the evolution of violent extremism since the 9/11 attacks necessitates a “whole of society” approach to prevent people from aligning with terrorist movements and ideologies in the first place. Drawing on recent travel to Indonesia, India, and Egypt, the Under Secretary will describe the vital role of actors outside government in this approach, including women, youth, religious leaders, businesses, and researchers. She will also elaborate on new steps the U.S. Government is taking to intensify its CVE efforts around the world. The Under Secretary will also take questions from the audience.

Speaker bio

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sarah sewall

Dr. Sarah Sewall is the Under Secretary for Civilian Security, Democracy, and Human Rights at the U.S. State Department, and is a longtime advocate for advancing civilian security and human rights around the world. Dr. Sewall was sworn in on February 20, 2014. She serves concurrently as the Special Coordinator for Tibetan Issues. Over the previous decade, Dr. Sewall taught at the Harvard Kennedy School of Government, where she served as Director of the Carr Center for Human Rights Policy and directed the Program on National Security and Human Rights.

Dr. Sewall has extensive experience partnering with the U.S. armed forces around civilian security. At the Kennedy School, she launched the MARO (Mass Atrocities Response Operations Project) to assist the U.S. military with contingency planning to protect civilians from large-scale violence. She was a member of the Defense Policy Board and served as the Minerva Chair at the Naval War College in 2012. She also led several research studies of U.S. military operations for the Department of Defense and served as the inaugural Deputy Assistant Secretary of Defense for Peacekeeping and Humanitarian Assistance in the Clinton Administration. Prior joining the executive branch, Dr. Sewall served for six years as the Senior Foreign Policy Advisor to U.S. Senate Majority Leader George J. Mitchell and earned a Ph.D at Oxford University, where she was a Rhodes Scholar.

This event is co-sponsored by Stanford in Government and CISAC

 

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Dr. Sarah Sewall Under Secretary for Civilian Security, Democracy, and Human Rights U. S. State Department
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For the past 15 years, the Waste Isolation Pilot Plant (WIPP) has stored transuranic waste from the US nuclear-defense programme. The facility, located 650 meters below ground in the bedded salt deposits of southeastern New Mexico, is run by the US Department of Energy (DOE) and will be permanently sealed in 2033. Yet an arms-control agreement made with Russia in 2000 requires the United States to dispose of 34 tonnes of weapons plutonium, which a recent DOE panel recommended should be stored at WIPP. Tripling the amount of plutonium held at WIPP could increase the risk of release of radioactive material to the biosphere. Safety assessments have so far not adequately considered chemical interactions of this material with that already stored in the repository. In 2014, for example, plutonium-contaminated nitrate salts reacted with a wheat-based kitty litter used to absorb liquid wastes, resulting in a small radioactivity leak to the surface. Reassessment of the risk of potential human ‘intrusion’ in the future is also necessary. Inadvertent drilling through the repository, in the search for oil and gas, could release brine into the tunnels, spreading radioactivity to groundwater. The addition of this weapons plutonium will require expansion of the repository, increasing the probability of intrusion, and will increase the amount and chemical complexity of the radioactive material that might interact with the brine. The DOE should reassess its confidence in WIPP’s performance over the millennia during which this material will remain a threat to environmental safety before adding an additional 34 tonnes of plutonium to its inventory.

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Commentary
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Nature
Authors
Rodney C. Ewing
Number
529
Authors
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News
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Senior Military Fellow John Chu was promoted to the rank of colonel in the U.S. Army at Stanford last Friday, a position selectively afforded for distinguished service and leadership. Colleagues and Stanford affiliates attended the afternoon ceremony marking the occasion.

Lt. Gen. (Ret.) Karl Eikenberry led the proceedings and recognized Chu’s accomplishments in the Army and his tenure as a researcher at Stanford’s Freeman Spogli Institute for International Studies (FSI).

“We look over the course of John’s life and where he’s been, and it says so much good about him and the strengths of the United States of America,” Eikenberry said.

“As threats have changed, doctrine has changed and our national security has changed, John has continued to adapt. It says a great deal about him, our services and our country that he has been able to steadily make those shifts over the course of his career.”

Chu was born in Seoul, South Korea, and raised in the United States. He attended West Point and later achieved advanced degrees in environmental engineering and national security. Chu has had three tours of duty in Korea and served in Iraq as staff at the highest strategic level, among other posts.

At Stanford, Chu has been studying U.S. policy toward North Korea and strategic deterrence on the Korea Peninsula as a fellow at FSI’s Walter H. Shorenstein Asia-Pacific Research Center during the current academic year.

The fellowship program, supported by the U.S.-Asia Security Initiative and the Center for International Security and Cooperation, provides military officers an opportunity for self-directed study under the tutelage of Stanford scholars. The program started under former U.S. Secretary of Defense William Perry. Five fellows came to campus this year; their brief bios can be found here.

Chu thanked his wife of eighteen years, Tina, and expressed gratitude to everyone who guided him over the years.

“You are the real heroes – the people I’ve worked with throughout my career,” Chu said, addressing the audience. “It is you that really deserves all the recognition, for I would not be here today without the support of many.”

Chu expects to deploy to Afghanistan as his follow-on assignment.

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Senior Military Fellow John Chu (right) is promoted to colonel in the U.S. Army in a ceremony at Stanford on Dec. 11, 2015. Lt. Gen. (Ret.) Karl Eikenberry (left) led the proceedings.
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Abstract: Do states plan their grand strategies, or does grand strategy emerge in an ad hoc fashion as individual foreign policy decisions accumulate over time? The existing literature rests on the assumption, which has yet to be examined empirically, that grand strategies form according to an emergence model of grand strategy formation. This project tests that assumption by developing an original planning model and testing it on a “least-likely” case: the U.S. response to China’s rise after 9/11. This is a period in which the planning capacity of the Executive was severely taxed by the simultaneous wars in Afghanistan and Iraq. If, during that time, the U.S. formulated and enacted a long-term, integrated, and holistic (“grand”) plan in response to China’s rise, significant doubt would be cast on the assumed emergence model. Contrary to the expectations of the emergence model, this research finds that the U.S. developed a long-term military-diplomatic strategy in response to China’s rise, and that this strategy was substantially enacted as planned. This finding suggests that long-term plans govern U.S. behavior far more than is assumed in the scholarly literature. It also challenges the common belief among policy commentators that the wars in Afghanistan and Iraq distracted the U.S. from attending to China’s rise. The findings of this research were not, however, wholly positive. Foreign economic policy and nuclear strategy were not fully integrated with the military-diplomatic strategy, indicating the existence of some serious stove-pipes in U.S. planning processes.

About the Speaker: Dr. Nina Silove is a Postdoctoral Fellow at the Center for International Security and Cooperation (CISAC) at Stanford University. Her research focuses on grand strategy, strategic planning, and U.S. policy toward the Asia-Pacific region. She holds a DPhil (PhD) in International Relations from the University of Oxford and a degree in law with first class honors from the University of Technology, Sydney, where she also received the Alumni Association Achievement Award for Contribution to the University. Previously, Dr. Silove was a Research Fellow in the International Security Program at the Belfer Center in the John F. Kennedy School of Government at Harvard University, a visiting Lecturer in the Department of Government and International Relations at the University of Sydney, and the Tutor for International Politics in Diplomatic Studies at the University of Oxford.

 

Stanton Nuclear Security and Social Science Postdoctoral Fellow CISAC
Seminars
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A version of this paper, "Security Challenges in a Turbulent World: Fewer Enemies, More Challenges, and Greater Anxiety," delivered at the International Areas Studies Symposium at the University of Okalhoma, on Feb. 26, 2015, is also available in English by clicking here.

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Commentary
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Institute of International and Strategic Studies, Peking University
Authors
Thomas Fingar
Number
21
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