Governance

FSI's research on the origins, character and consequences of government institutions spans continents and academic disciplines. The institute’s senior fellows and their colleagues across Stanford examine the principles of public administration and implementation. Their work focuses on how maternal health care is delivered in rural China, how public action can create wealth and eliminate poverty, and why U.S. immigration reform keeps stalling. 

FSI’s work includes comparative studies of how institutions help resolve policy and societal issues. Scholars aim to clearly define and make sense of the rule of law, examining how it is invoked and applied around the world. 

FSI researchers also investigate government services – trying to understand and measure how they work, whom they serve and how good they are. They assess energy services aimed at helping the poorest people around the world and explore public opinion on torture policies. The Children in Crisis project addresses how child health interventions interact with political reform. Specific research on governance, organizations and security capitalizes on FSI's longstanding interests and looks at how governance and organizational issues affect a nation’s ability to address security and international cooperation.

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The U.S. government is expert at presenting well-honed Pentagon briefings describing American military action. Decisions are made regularly about how much detail the military believes can be presented without endangering U.S. troops. But only late last week -- after two weeks of anthrax scares in the United States -- did we begin to see similarly professional efforts to inform U.S citizens about the domestic threat they faced.

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San Jose Mercury News, Perspective.
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For decades the United States has sought international standards to ensure that nuclear facilities and materials are physically protected against theft and sabotage. On September 11, the need for such an initiative became strikingly apparent as analysts pondered the other possible targets of a terrorist attack. What would have been the loss of life if, for example, a hijacker had crashed a fuel-laden jetliner into a nuclear reactor, causing a meltdown and dispersing radioactive material?

Indeed, just days after the attacks, Mohamed ElBaradei, the head of the International Atomic Energy Agency (IAEA), made it clear that the attack had dramatic implications for the nuclear industry and for non-proliferation: “The tragic terrorist attacks on the United States were a wake-up call to us all. We cannot be complacent. We have to and will increase our efforts on all fronts—from combating illicit trafficking to ensuring the protection of nuclear materials—from nuclear installation design to withstand attacks to improving how we respond to nuclear emergencies.”

Spencer Abraham, the U.S. secretary of energy, appeared before the IAEA to urge “maintaining the highest levels of security over nuclear materials.” “We need to strengthen international commitments and cooperation on the physical protection of nuclear materials, particularly those that can readily be converted to weapons use,” he said.

If terrorists were willing to kill thousands of innocent people in suicidal attacks against buildings symbolizing America’s economic and military power, they would probably not hesitate to use truck bombs made of conventional explosives to attack nuclear reactors in order to create clouds of radioactivity like those produced by the 1986 disaster at Chernobyl. They would have little trouble acquiring anti-tank weapons that could blow up the heavy canisters in which radioactive spent fuel from nuclear reactors is transported through populated areas. It is even possible that they could acquire fissile material from one of the poorly guarded nuclear facilities around the world and find scientists willing to make nuclear weapons.

Current international agreements do not require that nuclear material and facilities in domestic use be guarded against thieves or saboteurs, including terrorists. This is a dangerous gap in the global barrier against proliferation. The IAEA has taken the first steps toward requiring measures to physically protect nuclear materials, but it is essential that this effort be pursued expeditiously and that countries take all reasonable steps to ensure that nuclear material is not part of the next terrorist attack.

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Arms Control Today
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The horrifying events of 11 September 2001 serve notice that civilization will confront severe challenges in the twenty-first century. As national security budgets expand in response, we should recognize that only a broad conception of security will be adequate to meet some of the threats that we may face. Biological security provides a powerful example. It must address both the challenge of biological weapons and that of infectious disease. The right approach should benefit public health even if major acts of biological terrorism never occur. Our thinking about biological security must transcend old misplaced analogies to nuclear and chemical security.

Nuclear security has been based on nonproliferation, deterrence, and defense, with intelligence woven throughout. Nonproliferation seeks to prevent the diversion of materials from civilian programs to military or terrorist weapons. Should nonproliferation fail, the United States relies on deterrence through the threat of retaliation. Defense, active or civil, has so far been less central.

Effective biological security requires a different mix. For all its challenges, nuclear nonproliferation is comparatively robust, in part because the production of weapons-usable uranium or plutonium provides a conspicuous bottleneck through which any nuclear program must pass, unless those materials are stolen. This is why preventing nuclear theft is such a high priority in the post-Cold War world. Biological agents

are easier to acquire. Most can be found in naturally occurring outbreaks. Weaponizing these agents has proved challenging for terrorist groups, but the Aum Shinrikyo's unsuccessful efforts to spray the anthrax organism throughout Tokyo in 1993 warned that attempted mass urban attacks were no longer in the realm of the fantastic.

The transfer of dangerous biological agents should be controlled where possible, and the spread of the technologies and personnel to weaponize them should be impeded. But any biological nonproliferation regime will necessarily be less robust than its nuclear counterpart, because the relevant materials, technologies, and knowledge are far more widespread.

Biological terrorism also challenges requirements for successful deterrence. Because some diseases incubate for a week or more, identifying the perpetrators of an attack may prove difficult. A terrorist group might even hope that its attack would go unrecognized; when followers of the Bhagwan Shree Rajneesh infected 750 Oregonians with salmonella in 1984, it took over a year before the infection was determined to have been intentional. Finally, as with any form of terrorism, some groups may simply be unconcerned about retaliation.

In the face of these difficulties, good intelligence is all the more important. Warning and prevention are preferable to coping with the consequences of an attack, but we must also be ready should an attack occur. This requires that greater emphasis be placed on improving public health, a kind of homeland defense that is applicable to both unintentional and intentional disease outbreaks.

Because of disease incubation times, the first responders to a biological attack may well be health-care workers at hospitals and clinics rather than specialized units. The speed and effectiveness of a response will depend on disease surveillance: the recognition by health-care workers that certain illnesses appear unusual and the rapid notification of the proper authorities. Because incubation times often exceed international travel times, both domestic and international components are required. But the domestic component of disease surveillance in most nations, including the United States, is too weak, and international networks are inadequate. Donor nations need to increase support for these efforts. And there are many other needs, such as developing and stockpiling sufficient vaccines, antibiotics, or antivirals and otherwise preparing to meet the enormous challenges that would be posed by a major outbreak. It is time to quicken the pace of these efforts, to which departments of health are as central as departments of defense.

Disease surveillance and response are not nonproliferation measures, so cannot substitute for an effective verification regime under the Biological Weapons Convention. But biological security requires the developed world, especially the United States, to see that its ongoing self-interest is closely allied with sustainable public-health improvements in the developing world. And the explosion of biotechnology, with the weapons implications that follow from it, requires the scientific community to discuss its responsibilities in earnest.

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Science
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STANFORD, Calif.- For the past seven years, the United States has been negotiating a verification protocol to the Biological Weapons Convention of 1972, hoping to put teeth into the convention's ban on biological weapons production. The Bush administration recently rejected the latest draft of the protocol, viewing it as irredeemably flawed. This is a good time to ask what a new American strategy should be for security against biological threats. It is difficult to predict the likelihood or scale of biological attack. The right policy will provide benefits whether or not an attack occurs.

The first step is conceptual: we must stop thinking about biological security in the way we think about nuclear security. Few aspects of the United States strategy for nuclear security carry over cleanly to the biological case. Security against nuclear attack has relied upon nonproliferation and deterrence, with comparatively little role, so far, for defense. Security against biological-weapons threats should lean primarily on defense.

Nonproliferation, for example, is far more difficult in the biological case. Biological agents are microscopic organisms that can be grown with equipment readily available all over the world -- although the resulting weapons have proved difficult for terrorists to master. Many of the organisms can be acquired during naturally occurring outbreaks. Controls remain valuable, but they will never play the central role that they do in nuclear security. And as biotechnology explodes in the coming decades, nonproliferation will face ever greater challenges.

Deterrence may likewise be of limited use in preventing attacks with biological weapons. While the use of battlefield biological weapons may be deterred by threats, biological terrorism could remain largely immune. The incubation times of most diseases -- for example, seven to 17 days for smallpox -- may lead terrorists to hope they can cover their tracks through covert releases of biological agents. Deterrence relies on the threat of punishment. An attacker who cannot be identified cannot be threatened.

When the Aum Shinrikyo cultists sprayed an anthrax organism in Tokyo -- they did so unsuccessfully several times before their deadly 1995 nerve-gas attack -- they made no announcements and the attacks went unnoticed. When followers of the Bhagwan Shree Rajneesh infected 750 Oregonians in 1984 with salmonella, it took over a year for the attack to be distinguished from a natural outbreak.

Rather than nonproliferation and deterrence, biological security must emphasize civil defense. Civil defense in the biological realm means improving the public health system. Most important, it requires improving disease surveillance. Unusual disease outbreaks must be recognized quickly, so that a rapid response is possible. Health care workers in clinics, hospitals and private practice must know how to identify such outbreaks and be ready and able to pass their information rapidly to city, state and national authorities.

This kind of preparedness would also help to prevent unintentional outbreaks of disease. Because infected passengers can travel the world in less time than it takes for a disease to incubate, it is crucial, for the national interest as well as for humanitarian reasons, to improve disease surveillance overseas. The United States welcomes 50 million visitors every year and imports $40 billion worth of food. Disease cannot be stopped at the border. The United States must act internationally as well as nationally.

Because biological security would offer protection against both natural and nefarious transmission of disease, a sound policy would directly benefit society even if no attack ever happened. Effective biological security requires that we fit the cure to the disease.

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The New York Times
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The dissolution of the Soviet Union has presented unique opportunities as well as challenges for U.S. national interests and for U.S.-Russian relations--both in traditional security and non-security-related arenas. The last decade of transition has provided an opportunity for improved cooperation between the United States and Russia on both economic and political matters, as Russia has increasingly voiced the notion that "free-market democracy" (Russian-style) is a desired conclusion to its transitional period. Since 1991, there have been many collaborative efforts, involving the U.S. and other countries, aimed at helping to ease the transitional processes and challenges the former Soviet Union (with particular focus on Russia) has faced. Yet these efforts have been easier planned and articulated than accomplished. The task of transitioning from a centrally planned, militarized economy to a free-market, demilitarized democracy has proven to be of enormous magnitude. This includes the related challenge of dealing with the remnants of the former Soviet Union's military-industrial complex.

This paper analyzes past and current U.S. (and a few multilateral) economic, technical assistance, and other programs that have addressed defense and economic adjustment objectives in Russia, as they apply to restructuring the local Russian economies that are highly defense dependent. The purpose is to identify general trends in the approaches that have been more or less successful, given the varying contexts within Russia in which they have been implemented. The paper summarizes the ways each program has been set up for operation and actually has been implemented. Then, the bulk of the paper focuses on assessing some of the approaches that different programs have taken, rather than assessing performance records of individual programs. Having set forth these trends and potential lessons of previous experience, the paper then outlines some guidelines that might improve the development and implementation of future defense and economic adjustment programs. The ultimate purpose of the study is to provide recommendations for the U.S. government as to how its programs in Russia might be structured so that they may better meet both their individual programmatic and overall USG goals.

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CISAC
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Bennett Freeman served as Deputy Assistant Secretary of State for Democracy, Human Rights and Labor under the Clinton Presidency. He has been involved in many official diplomatic dialogues and negotiations around the world, including settlements on Holocaust reparations, and recently, the U.S.-British initiative on the Voluntary Principles on Security and Human Rights, which aim to ensure that company security arrangements in the extractive sectors are consistent with international human rights standards. The Voluntary Principles were developed through a year-long dialogue and were welcomed by major American and British oil and mining companies as well as NGOs.

CISAC Central Conference Room, Encina Hall, 2nd floor

Bennett Freeman Former Deputy Assistant Secretary of State Speaker
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Seymour E. Goodman Professor of Interational Affairs and Computing Speaker Georgia Institute of Technology
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Paper available, IIS library, 5th floor, Encina Hall East.

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rsd15_078_0365a.jpg PhD

Lynn Eden is a Senior Research Scholar Emeritus. She was a Senior Research Scholar at Stanford University's Center for International Security and Cooperation until January 2016, as well as was Associate Director for Research. Eden received her Ph.D. in sociology from the University of Michigan, held several pre- and post-doctoral fellowships, and taught in the history department at Carnegie Mellon before coming to Stanford.

In the area of international security, Eden has focused on U.S. foreign and military policy, arms control, the social construction of science and technology, and organizational issues regarding nuclear policy and homeland security. She co-edited, with Steven E. Miller, Nuclear Arguments: Understanding the Strategic Nuclear Arms and Arms Control Debates (Ithaca, N.Y.: Cornell University Press, 1989). She was an editor of The Oxford Companion to American Military History (New York: Oxford University Press, 2000), which takes a social and cultural perspective on war and peace in U.S. history. That volume was chosen as a Main Selection of the History Book Club.

Eden's book Whole World on Fire: Organizations, Knowledge, and Nuclear Weapons Devastation (Ithaca: Cornell University Press, 2004; New Delhi: Manas Publications, 2004) explores how and why the U.S. government--from World War II to the present--has greatly underestimated the damage caused by nuclear weapons by failing to predict damage from firestorms. It shows how well-funded and highly professional organizations, by focusing on what they do well and systematically excluding what they don't, may build a poor representation of the world--a self-reinforcing fallacy that can have serious consequences, from the sinking of the Titanic to not predicting the vulnerability of the World Trade Center to burning jet fuel. Whole World on Fire won the American Sociological Association's 2004 Robert K. Merton Award for best book in science, knowledge, and technology.

Eden has also written on life in small-town America. Her first book, Crisis in Watertown (Ann Arbor: University of Michigan Press, 1972), was her college senior thesis; it was a finalist for a National Book Award in 1973. Her second book, Witness in Philadelphia, with Florence Mars (Baton Rouge: Louisiana State University Press, 1977), about the murders of civil rights workers Schwerner, Chaney, and Goodman in the summer of 1964, was a Book of the Month Club Alternate Selection.

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Selections from Abernethy's The Dynamics of Global Dominance available in IIS library, 5th floor, Encina Hall East.

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David Abernethy Professor of Political Science Speaker Stanford University
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