Governance

FSI's research on the origins, character and consequences of government institutions spans continents and academic disciplines. The institute’s senior fellows and their colleagues across Stanford examine the principles of public administration and implementation. Their work focuses on how maternal health care is delivered in rural China, how public action can create wealth and eliminate poverty, and why U.S. immigration reform keeps stalling. 

FSI’s work includes comparative studies of how institutions help resolve policy and societal issues. Scholars aim to clearly define and make sense of the rule of law, examining how it is invoked and applied around the world. 

FSI researchers also investigate government services – trying to understand and measure how they work, whom they serve and how good they are. They assess energy services aimed at helping the poorest people around the world and explore public opinion on torture policies. The Children in Crisis project addresses how child health interventions interact with political reform. Specific research on governance, organizations and security capitalizes on FSI's longstanding interests and looks at how governance and organizational issues affect a nation’s ability to address security and international cooperation.

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We examine two interrelated questions. How and where do we need to deploy nuclear detection portals in the real world? On the basis of which physical techniques should we design the technology to use in these portals? Today's national initiatives like the 9/11 Commission Act for scanning 100% of cargo at foreign ports of origin may be useful for interception of smuggled materials that are already assumed to be in transit -- by simply creating a roadblock for smuggling on high traffic routes, this does not get us any closer to dissuading adversaries from attacking by other means. Today's programs ignore the options (loopholes) within reach of the adversary that use alternative routes or countermeasures the attacker can employ against the detection technology. Loopholes can come as technical countermeasures usable against today's technology like passive gamma detection (shielding, fractionation) or against future technology like cosmic muon detection (dispersion, spreading). Loopholes may also be present in the form of transportation pathways not secured by any detection technology (private jets, sailboats, luxury cruise ships, and so on). In this talk, we discuss transportation loopholes and technical countermeasures in planned US initiatives using drive-thru nuclear detection portals for intercepting uranium. In addition to well-known countermeasures like shielding, we identify a novel countermeasure to cosmic muon detection based on horizontal spreading or dispersion. We show how to integrate passive gamma, neutron, muon, and active neutron detection techniques to make reliable detection portals (RDPs) invulnerable to simple countermeasures. We show where RDPs would need to be deployed around metropolitan areas and military bases to complement the national border, quantify how many RDPs would be required based on traffic flows, and define RDP specifications.

Devabhaktuni Srikrishna
’s publications and patents have spanned quantum computing, parallel computing, wireless data communications, and nuclear detection. He holds a BS in Mathematics from the California Institute of Technology and an MS in Electrical Engineering and Computer Science from the Massachusetts Institute of Technology. He was formerly Chief Technology Officer and a Founder of Tropos Networks (2000-2007). Tropos develops and manufactures wireless mesh routers for creating Wi-Fi service across metro areas currently operating in over 500 cities worldwide.

Thomas A. Tisch is a private high tech investor with operating and venture capital experience. In his career, he served as a partner at Portola Venture Fund, an initial investor in 3Com, and Software Publishing Corp and later at MBW Management where his investments included Netrix, Stratacom and Stac Electronics. Among operating roles, he was I instrumental in Etrade pioneering Internet brokerage as Vice President of Trade*Plus as it was known then. Mr. Tisch holds a BS in Engineering from the California Institute of Technology (1961), an MS EE from Stanford University and an MBA from the Stanford Graduate School of Business.

Narasimha Chari is the Founder and Chief Architect of Tropos Networks where he has been responsible for developing Tropos Networks' core intellectual property, including the design and development of the company's wireless networking and routing protocols. Among other honors, Mr. Chari was recognized by MIT Technology Review magazine in 2005 as one of the Top 35 Innovators under the age of 35. He has performed research, published papers and disclosed patents in a variety of areas of mathematics, physics, wireless networking and nuclear detection. Mr. Chari holds a BS in Mathematics and Economics from the California Institute of Technology and an AM in Physics from Harvard University.

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Devabhaktuni Srikrishna Speaker
Thomas A. Tisch Speaker
Narasimha Chari Speaker
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This chapter deals with the prospects for the expansion of the current Pakistani nuclear power program, and the dangers to national safety and security such expansion entails due to rapid expansion, and the potential military or terrorist attacks against future nuclear power plants. In terms of organization, this chapter is divided into two parts. The first part, including the front two sections, summarizes the current status of the Pakistani nuclear power program, and the prospects for its expansion. The second part deals with the nuclear safety risks that the expansion of the Pakistani nuclear power program might entail, and the security risks related to military or terrorist attacks against nuclear power stations. A detailed conclusions section completes the presentation.

It is concluded here that Pakistan has maintained its currently small nuclear power program in a safe mode, though plant performance records are mediocre, given the limited integration of Pakistani plants into the global nuclear industry. That Pakistan provides many of the requisite plant maintenance and upgrade capabilities from its own resources attests to the potential for improved operations if Pakistan’s nonproliferation position could be resolved. Future expansion of the Pakistani program on the scale projected by the government depends on changes 278 in Pakistan’s nonproliferation stance that might be related to resolution of the proposed U.S.-India nuclear cooperation agreement. A similar agreement between Pakistan and China, if possible, might allow significant expansion of the Pakistani nuclear program. It is further concluded here that rapid expansion of the installed nuclear capacity might strain the regulatory agencies‘ capability to supervise safe construction and operation of the prospective new nuclear power stations. Fastrate capacity growth might strain Pakistan’s ability to train adequate numbers of station operating staffs, support infrastructure, and regulatory manpower. The combined effects of the above could lead to safety problems related to plant operations and supervision by poorly trained personnel with potentially severe consequences.

We make the point here that the overall security situation in Pakistan is unstable, with large numbers of terrorist groups allowed to operate within the country, with an armed insurrection ongoing in Balochistan, and with the government’s loss of control of several provinces to the Taliban and other Islamic and Arabic terror organizations. This generally unstable security situation is not conducive to stable long-term expansion of nuclear power capacity. An immediate problem may be the difficulty of security screening of all prospective nuclear stations and infrastructure employees, with the distinct possibility of terror supporters gaining access to power stations and providing insider support to putative terrorist attacks. Large multiunit nuclear power stations that likely will be constructed if the nuclear expansion plan is implemented would become vulnerable to terrorist attacks or attempted takeovers all supported by potential inside collaborators. Terrorist attacks against nuclear power stations could 279 be motivated by three factors:

  1. the desire to obtain radioactive or fissile materials for the construction of radioactivity dispersion devices or nuclear weapons;
  2. the intent to create significant damage to the station, nearby population, the environment, and the country as a whole as revenge for some government actions inimical to terrorist interests; or
  3. the desire to force the government to accede to some terrorists demands and modify its policies accordingly.

In similar fashion, military action against nuclear power stations can not be ruled out, motivated possibly by the intent to change or reverse government decisions and policies to respond to military demands. Since the military already controls security at all nuclear facilities in Pakistan, military takeover of future nuclear power stations is that much simplified. We conclude here that installing large multiunit nuclear power stations is in the economic interest of any country, like Pakistan, projecting large scale nuclear capacity growth. However, given the less than stable situation in Pakistan such stations are vulnerable to future security threats against the government. Both economic and security trade-offs should be evaluated when considering large scale nuclear capacity expansion in Pakistan’s situation.

This book, completed just before Pakistani President Musharraf imposed a state of emergency in November 2007, reflects research that the Nonproliferation Policy Education Center commissioned over the last 2 years. It tries to characterize specific nuclear problems that the ruling Pakistani government faces with the aim of establishing a base line set of challenges for remedial action. Its point of departure is to consider what nuclear challenges Pakistan will face if moderate forces remain in control of the government and no hot war breaks out against India.

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Strategic Studies Institute, U.S. Army War College in "Pakistan's Nuclear Future: Worries Beyond War"
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This article investigates the determinants of armed group organization and the downstream effects of organization on civil wars. It demonstrates that the interaction between geographical and technological factors influences the types of hierarchical organizations that armed groups develop. It then argues that variations in the types of hierarchies developed by armed groups have important consequences for principal-agent relations, which in turn affect groups’ overall level of military effectiveness. Using evidence from field research conducted in Liberia and Sierra Leone, the model’s plausibility is examined in comparative case studies of four armed groups that fought in those countries from 1989–2003.

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Security Studies
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The Iran-United States Tribunal has recently celebrated its 25th anniversary. Although it has resolved all of the cases brought by private claimants, it is still likely to be many more years before the Tribunal is able to complete the remaining government-to-government cases on its docket. There are multiple reasons why so much time will be required: the pending cases are extremely complex, the governments brief them slowly, and the Tribunal's decision-making process itself is slow. There does not for the foreseeable future appear to be an alternative to continued litigation, because the prospects of a global settlement of the remaining claims before the Tribunal are remote. The parties face challenges in developing reasonable assessments of the legal and economic costs and benefits of settlement. Beyond this, the strained political relations between the United States and Iran would make even a legally and economically rationale settlement extremely difficult to achieve. The challenge facing the Tribunal in the remaining years of its existence, in which the Iran and United States are the only parties before it, is to continue to decide cases in a principled fashion on the basis of the law and the facts, and to resist the temptation to reach compromise decisions in the interests of political expediency.

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Law and Practice of International Courts and Tribunals
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Allen S. Weiner
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These days, it's rare to pick up a newspaper and not see a story related to intelligence. From the investigations of the 9/11 commission, to accusations of illegal wiretapping, to debates on whether it's acceptable to torture prisoners for information, intelligence—both accurate and not—is driving domestic and foreign policy. And yet, in part because of its inherently secretive nature, intelligence has received very little scholarly study. Into this void comes Reforming Intelligence, a timely collection of case studies written by intelligence experts, and sponsored by the Center for Civil-Military Relations (CCMR) at the Naval Postgraduate School, that collectively outline the best practices for intelligence services in the United States and other democratic states.

Reforming Intelligence suggests that intelligence is best conceptualized as a subfield of civil-military relations, and is best compared through institutions. The authors examine intelligence practices in the United States, United Kingdom, and France, as well as such developing democracies as Brazil, Taiwan, Argentina, and Russia. While there is much more data related to established democracies, there are lessons to be learned from states that have created (or re-created) intelligence institutions in the contemporary political climate. In the end, reading about the successes of Brazil and Taiwan, the failures of Argentina and Russia, and the ongoing reforms in the United States yields a handful of hard truths. In the murky world of intelligence, that's an unqualified achievement.

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University of Texas Press, Austin
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The terrible wake-up call of 9/11 brought homeland security and homeland defense into full focus for a nation ill-prepared for the threat of transnational terrorism. Our nation has done much to meet that threat, yet much more still needs to be done. Balancing security concerns against those of individual liberties, ensuring parallel commitments to law enforcement and defense remain complementary but distinct, are just two of the issues of concern. In this spirit, the U.S. Army War College’s Center for Strategic Leadership partnered with The George Washington University, the Center for Strategic and International Studies, and the Heritage Foundation to conduct the first annual Homeland Defense/Homeland Security conference. The conference was an ambitious endeavor, designed to draw on a cross-section of experience from the partner institutions, their supporters, and their audiences in addressing the issues at hand. This volume is a reflection of those discussions.

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U.S. Army War College in "Threats at our Threshold"
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CISAC has endowed its first William J. Perry International Security Fellowship with $1 million in private donations. The fellowship is one of several visiting positions for pre- and postdoctoral researchers that CISAC plans to establish in honor of Perry, the 19th U.S. secretary of defense and former CISAC co-director.

The center announced the first fellowship endowment at a dinner Oct. 17 to celebrate William J. Perry's 80th birthday.

"We live in an era of increased opportunity and peril. Issues of international security have grown in scope and complexity," said Stanford University president John L. Hennessy, who attended the dinner. "The Perry fellowship program will provide a vital training ground for tomorrow's leaders, giving them the opportunity to work across disciplines and develop solutions to these difficult challenges."

Perry fellows will reside at CISAC for a year of policy-relevant research on international security issues. They will join other distinguished scientists, social scientists, and engineers who work together on security problems that cannot be solved within any single field of study. CISAC researchers address overlapping issues in nuclear weapons policy, proliferation, and regional tensions; biosecurity; homeland security; and effective global engagement.

"The fellowships are a fitting tribute to a scholar and leader whose many years of service continue to provide a more secure future for all of us," said CISAC co-director Siegfried S. Hecker.

"Bill Perry guided CISAC and its science program during a formative period, as its second science co-director," said Scott D. Sagan, CISAC co-director. "The center continues to benefit immeasurably from the early leadership he provided as well as from his ongoing contributions in teaching, research, and policy advising."

Perry's career offers a model of sound policy informed by rigorous scholarship. With bachelor's and master's degrees in mathematics from Stanford and a PhD from Penn State, he became a leader in the electronics industry and a frequent advisor to the U.S. government on national security technologies. He served as U.S. undersecretary of defense for research and engineering in 1977 and returned to industry in 1981. Perry served as co-director of CISAC from 1988 until 1993, when he was called back to Washington to be secretary of defense.

In awarding Perry the Presidential Medal of Freedom in 1997, former President Bill Clinton said, "When the history of our time is written, Bill Perry may well be recorded as the most productive, effective secretary of defense the United States ever had."

Perry returned to Stanford, where he continues to teach and mentor students who will carry on his tradition of leadership. At CISAC he co-directs the Preventive Defense Project, a research collaboration between Stanford and Harvard universities.

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CISAC faculty member Lawrence M. Wein, the Paul E. Holden Professor of Management Science at Stanford's Graduate School of Business, received the 2007 President's Award from the Institute for Operations Research and the Management Sciences (INFORMS), during its annual meeting the first week in November.

In presenting the award, which recognizes "important contributions to society," INFORMS President Brenda Dietrich said, "Larry Wein's work on homeland security is perhaps the ultimate contribution to the welfare of society, as his work is helping to ensure the safety of us all."

Referring to the policy contributions of his research on smallpox, anthrax, and botulinum toxin attacks; container security; and border security, the award citation honors Wein for "his pioneering research [that] characterizes and improves homeland security operations." It also commends him "for communicating his results to government officials and the public at large."

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Mariano-Florentino Cuéllar (speaker), with a PhD in political science from Stanford as well as a law degree from Yale, focuses his scholarship on how organizations cope with the legal responsibility for managing complex criminal justice, regulatory, and international security problems. He has published the leading academic paper on the operation of federal money laundering laws, and one of the most exhaustive empirical case studies of public participation in regulatory rulemaking proceedings. Recent projects address the role of criminal enforcement in managing transnational threats, the physical safety of refugee communities in the developing world, legislative and budgetary dynamics affecting the federal Department of Homeland Security, and the impact of bureaucratic structure on how institutions implement legal mandates. Professor Cuéllar is an affiliated faculty member at the Stanford Center for International Security and Cooperation, and a member of the Executive Committee for the Stanford International Initiative. Before joining the Stanford Law School faculty in 2001, he served as senior advisor to the U.S. Treasury Department's Under Secretary for Enforcement and clerked for Chief Judge Mary M. Schroeder of the U.S. Court of Appeals for the Ninth Circuit.

David M. Kennedy (discussant) is the Donald J. McLachlan Professor of History at Stanford University and winner of the 2000 Pulitzer Prize for his book, Freedom from Fear: The American People in Depression and War. Reflecting his interdisciplinary training in American Studies, which combined the fields of history, literature, and economics, Kennedy's scholarship is notable for its integration of economic and cultural analysis with social and political history. His 1970 book, Birth Control in America: The Career of Margaret Sanger, embraced the medical, legal, political, and religious dimensions of the subject and helped to pioneer the emerging field of women's history. One of his later books, Over Here: The First World War and American Society (1980), used the history of American involvement in World War I to analyze the American political system, economy, and culture in the early twentieth century. He is a graduate of Stanford University (BA, history) and Yale University (MA, PhD, American studies).

Reuben W. Hills Conference Room

Mariano-Florentino Cuéllar Speaker
David Kennedy Speaker
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Ron E. Hassner (speaker) is an assistant professor of political science at University of California, Berkeley. He returns to CISAC as a visiting professor, having served as predoctoral fellow from 2000 to 2003. His research revolves around symbolic and emotive aspects of international security with particular attention to religious violence, Middle Eastern politics and territorial disputes. His publications have focused on the role of perceptions in entrenching international disputes, the causes and characteristics of conflicts over sacred places, the characteristics of political-religious leadership and political-religious mobilization and the role of national symbols in conflict.

Hassner was a fellow of the MacArthur Consortium on Peace and Security in 2000-2003. In 2003-2004 he was a postdoctoral scholar at the Olin Institute for International Security, Harvard University. He is a graduate of Stanford University with degrees in political science and religious studies.

Jacob Shapiro (discussant) is a CISAC postdoctoral fellow. His primary research interest is the organization of terrorism and insurgency. His other research interests include international relations, organization theory, and security policy. Shapiro's ongoing projects study the balance between secrecy and openness in counterterrorism, the impact of international human rights law on democracies' foreign policy, the causes of militant recruitment in Islamic countries, and the relationship between public goods provision and insurgent violence in Iraq and Afghanistan. His research has been published in International Security, International Studies Quarterly, Foreign Policy, and a number of edited volumes. Shapiro is a Harmony Fellow at the Combating Terrorism Center at the United States Military Academy. As a Naval Reserve officer he was assigned to the Office of Naval Intelligence and the Naval Warfare Development Command. He served on active duty at Special Boat Team 20 and onboard the USS Arthur W. Radford (DD-968). He holds a PhD in political science and an MA in economics from Stanford University and a BA in political science from the University of Michigan.

Reuben W. Hills Conference Room

Ron Hassner Speaker
Jacob Shapiro Speaker
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