International Development

FSI researchers consider international development from a variety of angles. They analyze ideas such as how public action and good governance are cornerstones of economic prosperity in Mexico and how investments in high school education will improve China’s economy.

They are looking at novel technological interventions to improve rural livelihoods, like the development implications of solar power-generated crop growing in Northern Benin.

FSI academics also assess which political processes yield better access to public services, particularly in developing countries. With a focus on health care, researchers have studied the political incentives to embrace UNICEF’s child survival efforts and how a well-run anti-alcohol policy in Russia affected mortality rates.

FSI’s work on international development also includes training the next generation of leaders through pre- and post-doctoral fellowships as well as the Draper Hills Summer Fellows Program.

Graduate School of Business
Stanford University
Stanford, CA 94305-5015

(650) 724-1676 (650) 725-0468
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Jeffrey S. Skoll Professor of Management Science
CISAC Affiliated Faculty Member
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Lawrence Wein is the Jeffrey S. Skoll Professor of Management Science at the Graduate School of Business, Stanford University, and an affiliated faculty member at CISAC. After getting a PhD in Operations Research from Stanford University in 1988, he spent 14 years at the Sloan School of Management at MIT, where he was the DEC Leaders for Manufacturing Professor of Management Science. His research interests include mathematical models in operations management, medicine and biology.

Since 2001, he has analyzed a variety of homeland security problems. His homeland security work includes four papers in Proceedings of the National Academy of Sciences, on an emergency response to a smallpox attack, an emergency response to an anthrax attack, a biometric analysis of the US-VISIT Program, and an analysis of a bioterror attack on the milk supply. He has also published the Washington Post op-ed "Unready for Anthrax" (2003) and the New York Times op-ed "Got Toxic Milk?", and has written papers on port security, indoor remediation after an anthrax attack, and the detention and removal of illegal aliens.

For his homeland security research, Wein has received several awards from the International Federation of Operations Research and Management Science (INFORMS), including the Koopman Prize for the best paper in military operations research, the INFORMS Expository Writing Award, the INFORMS President’s Award for contributions to society, the Philip McCord Morse Lectureship, the Frederick W. Lanchester Prize for best research publication, and the George E. Kimball Medal. He was Editor-in-Chief of Operations Research from 2000 to 2005, and was elected to the National Academy of Engineering in 2009.   

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The nuclear programs of the Democratic People's Republic of Korea (DPRK), Iran, and Pakistan provide the most visible manifestations of three broad and interrelated challenges to the nuclear nonproliferation regime. The first is so-called latent proliferation, in which a country adheres to, or at least for some time maintains a façade of adhering to, its formal obligations under the Nuclear Nonproliferation Treaty (NPT) while nevertheless developing the capabilities needed for a nuclear weapons program. That country can then either withdraw from the NPT and build actual weapons on short notice, or simply stay within the NPT while maintaining the latent capability for the rapid realization of nuclear weapons as a hedge against future threats. This was the path followed by the DPRK with its plutonium program and one that is likely being followed by Iran and more subtly by others. The second broad challenge is first-tier nuclear proliferation, in which technology or material sold or stolen from private companies or state nuclear programs assists nonnuclear weapons states in developing illegal nuclear weapons programs and delivery systems. The third challenge--the focus of this article--is second-tier nuclear proliferation, in which states in the developing world with varying technical capabilities trade among themselves to bolster one another's nuclear and strategic weapons efforts.

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International Security
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This article grew out of a week-long study in August 2002 to assist ongoing efforts inside and outside the government to remedy some vulnerabilities of the international shipping system on which US and a great deal of world prosperity depend. The study's objective was to identify the most important research initiatives and the major policy issues that need to be addressed in order to improve security of imports using shipping containers, particularly against the importation of nuclear materials and weapons, while maintaining an open trading system. To be effective, a system to detect nuclear weapons or special nuclear material before they reach U.S. ports must be international in scope and reach. It must also be economically acceptable both in terms of total cost and with respect to how these costs are allocated; degrade gracefully when subjected to attack; produce actionable intelligence in a timely manner; treat false alarms realistically; be adaptable to a variety of local physical and political conditions; be auditable, secure yet accessible to the needed foreign and domestic security agencies, and have clear lines of oversight and responsibility. Finally, the system should be flexible enough to allow for regular updates as users and operators gain experience and system performance is reviewed. This study identified a sample technical approach that is feasible technically and operationally and involves components already in the early deployment stage. The approach involves container certification; monitoring at ports of embarkation, debarkation, and continuously during shipment and storage; and continuous data fusion. Specific recommendations regarding system characteristics made by the study include rigorous testing during deployment and in the field, international coordination of standards and protocols, careful analysis of the system for compatibility with pertinent governmental policies and business and labor agreements, and early provision for forward-looking research and development.

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Journal of Physical Security
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Michael M. May
Tonya Putnam
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Below are the script of Dr. ElBaradei's prepared remarks and a transcript of the event, including an introduction by CISAC Co-Director Christopher F. Chyba, Dr. ElBaradei's remarks, and a question-and-answer session with the audience.

 

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Kresge Auditorium, Stanford University

Dr. Mohamed ElBaradei Director-General International Atomic Energy Agency
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Reuben W. Hills Conference Room, East 207, Encina Hall

Herbert L. Abrams
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Reuben W. Hills Conference Room

Chaim Braun Speaker
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Our DNA contains the most intimate details of who we are -- including secrets even we don't know about ourselves. Should the government have control over our genetic information, when we have not been found guilty of any crime?

Proposition 69 would do just this. Privacy advocates from across the political spectrum have begun to raise red flags about this potential expansion of government power.

Six years ago, California's DNA and Forensic Identification Data Base and Data Bank Act gave the state the authority to collect the genetic material of felons convicted of violent crimes, such as murder, rape and other sexual offenses. The idea was to establish a database like the fingerprint and criminal record information bank that already exists.

California was not alone in incorporating DNA provisions into its penal code -- every state introduced DNA databases for the most serious crimes. But California's version lacked protections guaranteed elsewhere. Many states retained only the DNA "fingerprint" or profile and destroyed the original sample. California not only kept the full genetic information, but it also has steadily expanded the number of qualifying offenses.

Gov. Arnold Schwarzenegger signed a ballot argument in support of Proposition 69 in July. If approved by voters on Nov. 2, it would unleash the government to gather this information to a degree and among unprecedented numbers of people. Proposition 69 extends collection to every felonious offense and, within five years, requires every adult and juvenile in California arrested for -- but not convicted of -- a felony to provide the government with cells containing his or her complete genetic structure.

Proposition 69 does not stop there. It would apply retroactively, empowering the government to seek out individuals previously arrested for a felony but found not guilty, and require them to turn over their DNA.

The extension to all felony arrests means a radical expansion in the number of citizens deprived of control over their genetic material. Felonies range from computer hacking and shoplifting, to writing bad checks and fraudulently procuring services.

The numbers are significant. In his advance release of Crime in California 2003, state Attorney General Bill Lockyer reported in July that there were just over half a million felony arrests -- not convictions -- in the state. Under Proposition 69, all 507,081 would be required to relinquish their genetic material -- even though statistics show that approximately one third of those arrested would have the charges dismissed or be found not guilty in a court of law.

The idea that you could easily retract your DNA from this felony database is fiction. Once an individual is found to be innocent, he or she could apply to have material removed, but the state would not be required to do so. Following the initial hearing, no appeal would be allowed.

Perhaps of greatest concern is the very real possibility of error. A recent Stanford University study showed that even sophisticated laboratories exhibit up to a 3 percent error rate in the handling and coding of genetic material. Of the half a million citizens from whom DNA would be collected annually, 15,000 might have their name associated with the wrong sample. Even if the error rate was significantly less -- 3/10 of a percent -- there would still be 1,500 people associated with the wrong DNA sample. And it would be extremely difficult for citizens to find out about, much less rectify, such mistakes.

Proposition 69 shrouds the system in secrecy. It prevents citizens or the courts from obtaining information about the structure of the data bank or database, or the software program in operation. Simultaneously, it makes information available to private laboratories, third parties assisting with statistical analysis, auditing boards, attorney general offices, local law enforcement and federal DNA databases.

The safeguards against misuse are inadequate. The initiative limits the ceiling of liability and exempts government employees or third parties from further civil or criminal penalties. It fails to protect against the threat of felony arrests as a tool for interrogation or the use of felony charges as a way to collect DNA from particular populations.

Behind the immediate and obvious privacy concerns lie deeper issues: We don't yet know how genetic information can -- or will -- be used. So we don't know the full extent of the rights we will relinquish.

We know that genes provide information about parentage and familial relationships, propensity for particular diseases, and biological vulnerabilities. We don't yet know the link between genes and personality, how to clone individuals, or how genetic structures can be altered once their content is known. When these and other discoveries are made, and efforts are made to take advantage of them, it will be too late.

Even seemingly innocuous information appears different depending on context: Within two days of the attack on Pearl Harbor, the Census Bureau provided the military with a list of the number of Japanese Americans in specific neighborhoods. In less than 90 days, the Army "evacuated" 110,442 citizens from the West Coast. DNA contains far more information than simple ancestry.

Even as science wrestles with the implications of the Human Genome Project, there will be repeated efforts to create a universal database that catalogs our biological inheritance. But every attempt to expand this awesome power should be met with skepticism and careful discussion about the implications of giving up control over the very essence of our being. We need to think hard about where we draw the line. A system that captures innocent citizens' DNA, lacks transparency, and fails to adequately protect the gathered information against future misuse goes too far.

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San Francisco Chronicle
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Whole World on Fire, by CISAC associate director for research Lynn Eden, received the 2004 Robert K. Merton Professional Award from the Science, Knowledge and Technology section of the American Sociological Association. The award was presented to Eden on Aug. 15 during the association's annual meeting in San Francisco.

The award committee cited the book's merits:

"Whole World on Fire is an ambitious undertaking that examines a critical problem using theory and methods from two fields of sociology: the sociology of science and technology and the sociology of organizations. It is a study of how organizational processes led nuclear scientists to drastically underestimate the damage of a nuclear attack. At a deeper level, it is a study in the social construction of organizational knowledge.

"The question Eden addresses is: How and why, for more than half a century, did the U.S. government fail to predict nuclear fire damage as it drew up plans to fight strategic nuclear war? Eden's research shows that U.S. efforts focused on the damage that would result from the explosion while systematically ignoring the far more damaging effects of subsequent fires. How and why could this 'ignorance' continue until today? . . .

"This book takes a position on an ongoing scientific controversy about the predictability of fire damage and on scientists' current assessments of risk. There is a debate in science and technology studies about whether we should take positions on scientific controversies--that is, on the science itself. Some scholars prefer to leave arguments about the 'science' to the scientists and instead follow the activities and political logics of the various debating parties. In this case, Eden chooses to take a stand on the truth claims of the science in question. As such, Whole World on Fire is a work of intellectual daring.

"To our knowledge, there have been few sociological studies that have penetrated the inner workings of the military establishment. Few sociologists have studied the highest reaches of the social structure, as does Eden in this study. In fact, those of us who study science and medicine usually do our research in university-based laboratories or teaching hospitals--that is, we study people who are in some senses like ourselves.

"While the book addresses a critical issue--that is, nuclear-weapons policy, it is an exemplar of how sociological concepts can illuminate important public issues. Eden's analysis can be readily applied to explaining how decision makers construct relevant and legitimate science to illuminate disasters such as the collapse of the Twin Towers. But what convinced one committee member of the book's power was a recent New York Times article describing the findings of the committee investigating the Iraq War. The Committee reported that the CIA had systematically denied the credibility of numerous reports that Iraq's weapons of mass destruction did not exist, in part because those reports were outside its organizational frame.

"Finally, we all believe that this book will have a major public impact. In addition to its accessible style and meticulous research, the book is often riveting and sometimes chilling. We had thought that by now everyone believed that survivable nuclear war is an oxymoron; that people had filled in their bomb shelters long before the close of the Cold War. That a significant portion of the military establishment still believes that a limited, winnable and survivable nuclear war is possible gave us nightmares. That Eden's book may give people nightmares is only appropriate, given the frightening scenario she presents."

Serving on the award committee were Renee Anspach, Department of Sociology, University of Michigan; Sydney Halpern, Department of Sociology, University of Illinois at Chicago; Kathryn Henderson, Department of Sociology, Texas A&M University; and Joan Fujimura (Chair), Department of Sociology and Robert F. and Jean E. Holtz Center for Science and Technology Studies, University of Wisconsin-Madison.

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The Department of Homeland Security (DHS) has awarded a 15-month $1.65-million contract to the Center for International Security and Cooperation (CISAC), Stanford Institute for International Studies. CISAC's program will be run as part of a joint project with the Naval Postgraduate School (NPS) in Monterey.

CISAC co-director and professor of political science Scott D. Sagan and former co-director and professor emeritus (research) in the School of Engineering Michael M. May are the Stanford co-principal investigators of the new program.

CISAC's portion of the project entails a homeland security seminar and fellowship program, which will bring eight research fellows to campus in 2004-05. Fellows will join CISAC and other faculty to conduct research on some of the most daunting issues confronting the homeland security mission, such as how national and local agencies can learn to cooperate quickly and effectively and how they can learn from past emergencies, real and simulated. CISAC will undertake in-depth scholarly research that can help inform DHS efforts to improve the design and evaluation of future terrorism exercises of national and local response systems.

Scholars will study diverse approaches to learning--and failing to learn--from emergencies, including those of armed forces, medical emergency rooms, police and fire departments. Researchers will also investigate how government organizations can stay ahead of potential attackers in the "competitive learning" situation that terrorism presents--one in which terrorists and law enforcement officials alike try to learn from vulnerabilities exposed in public emergencies.

The DHS research contract resulted in part from CISAC's observation of the spring 2003 State Department-DHS sponsored full-scale exercise called TOP OFFICIALS-2 (TOPOFF-2), designed to prepare national, state and local officials to respond to potential terrorist attacks within the US. CISAC led 11 Stanford scholars in observing and analyzing the exercise involving officials from 25 federal, state, and local agencies. DHS Secretary Tom Ridge received a briefing of CISAC's findings, prepared under May's direction as principal investigator.

Lynn Eden, CISAC associate director for research, will manage Stanford's participation in the new project and mentor the homeland security fellows. Mariano-Florentino Cuellar, assistant professor of law at Stanford, will contribute research on how judicial review processes affect responses to terrorism. Dean Wilkening, director of CISAC's science program, will model uncertainties in biological weapons use, such as effects caused by different exposure rates and different doses of contaminants like anthrax.

The Organizational Learning and Homeland Security fellows chosen for 2004-2005 are Charles Perrow, professor emeritus of sociology at Yale; Marc Ventresca, university lecturer in strategy and fellow at Wolfson College in Oxford's Said Business School and visiting associate professor of organizations and strategy, Graduate School of Management at the University of California-Irvine; Michael Kenney, assistant professor at the School of Public Affairs at Penn State University-Harrisburg; Laura K. Donohue, Ph.D., history, Cambridge University and student at Stanford School of Law; Tonya L. Putnam, J.D., Harvard Law School and Ph.D. student in political science at Stanford; Manas Baveja, a graduate student in the Scientific Computing and computational Mathematics Program in Stanford's School of Engineering and Dara K. Cohen and Jacob N. Shapiro, graduate students in political science at Stanford.

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