Security

FSI scholars produce research aimed at creating a safer world and examing the consequences of security policies on institutions and society. They look at longstanding issues including nuclear nonproliferation and the conflicts between countries like North and South Korea. But their research also examines new and emerging areas that transcend traditional borders – the drug war in Mexico and expanding terrorism networks. FSI researchers look at the changing methods of warfare with a focus on biosecurity and nuclear risk. They tackle cybersecurity with an eye toward privacy concerns and explore the implications of new actors like hackers.

Along with the changing face of conflict, terrorism and crime, FSI researchers study food security. They tackle the global problems of hunger, poverty and environmental degradation by generating knowledge and policy-relevant solutions. 

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Eric Min
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On May 14 and 15, 2018, many of the CISAC fellows were lucky enough to visit the United States Strategic Command (USSTRATCOM) at Offutt Air Force Base near Omaha, Nebraska. USSTRATCOM oversees strategic deterrence on multiple fronts, including nuclear weapons, missile defense, and, until recently, cyber-attacks. This trip was only the latest iteration of a longstanding relationship between CISAC and USSTRATCOM to foster research and debate on deterrence, assurance, and nuclear security

Our visit involved several highlights. General John Hyten, Commander of USSTRATCOM, took time out of his schedule to speak with us during breakfast on the first day. We were briefed on the global mission and history of USSTRATCOM, strategic planning, laws of armed conflict, nuclear modernization, and cybersecurity. The fellows were also able to visit the Global Operations Center and Battle Deck, where many of USSTRATCOM’s most important day-to-day functions take place. Several CISAC fellows (including me) had the opportunity to brief both military and civilian members of USSTRATCOM on a range of issues spanning from nuclear terrorism to the proliferation of offensive cyber capabilities to the domestic politics of American citizens’ growing perception (now at a historic high) of national decline.

I walked away from the experience with three strong impressions.

First, USSTRATCOM is populated with thoughtful individuals who have deeply sober attitudes about the devastating impact of using nuclear weapons. Each person we met was committed to ensuring the nation’s security but emphasized how seriously they took the notion of nuclear conflict and how they all sought never to prevent conflicts from reaching that point.

Second, I was struck by how everyone at USSTRATCOM was open to discussing new or provocative ideas. During our breakfast, General Hyten called upon one of the fellows working on Russian nuclear doctrine. It was clear that he was aware of the fellow’s work and disputed its conclusion. The two conversed about their differing views for several minutes before agreeing to disagree. Another one of our fellow’s briefings focused on the origins of the recent United Nations treaty on the prohibition of nuclear weapons. Her talk drew some skepticism, but also many questions and generated a very civil discussion. USSTRATCOM invited us to speak, took our arguments seriously, and sought to understand any viewpoint that they felt could be valuable.

Third, and lastly, there is enormous need and potential to continue building connections between the military (or government more broadly) and the academic community. Visiting USSTRATCOM highlighted how scholars who study security may not fully grasp the realities behind how to effect and maintain it. This might lead to academic work that tends to be unrealistic or too reductive. Conversely, both military and civilian members of USSTRATCOM may be so engrossed in addressing specific problems that they sometimes miss the forest for the trees or overlook fallacies in their strategic logic. This could result in policies that have unintended and, given USSTRATCOM’s purview, severe consequences. Collaboration between these two worlds is perhaps the best tool we have for solving both problems simultaneously. The potential ramifications are too important not to do so.

Eric Min is a Zukerman Postdoctoral Fellow in Social Sciences at the Center for International Security and Cooperation at Stanford University, where he also obtained his Ph.D. in Political Science. His research focuses on the application of text analysis, machine learning, and statistical methods to analyze the dynamics of conflict and diplomacy. Starting in the fall of 2018, he will be an Assistant Professor in Political Science at the University of California, Los Angeles. He can also be found on Twitter. 

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Sagan is a senior fellow in the Center for International Security and Cooperation and the Freeman Spogli Institute for International Studies at Stanford.

Scott D. Sagan, the Caroline S.G. Munro Professor of Political Science, has been named a 2018 Andrew Carnegie Fellow. Sagan is also a senior fellow in the Center for International Security and Cooperation and the Freeman Spogli Institute for International Studies (FSI) at Stanford.

Sagan joins this year’s class of 31 Carnegie Fellows, each of whom receives up to $200,000 to pursue a significant research and writing project.

 

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Sagan’s Carnegie project will focus on assumptions about nuclear deterrence and strategic stability, which will include a multi­country study of ethics, nuclear weapons and public opinion. The project will also run experiments to discover how information about the potential damage of nuclear weapons might alter public support for using such weapons during war and peace.

Sagan has been examining citizens’ attitudes about the use of nuclear weapons. His recent article (co-authored with Dartmouth College Professor Benjamin Valentino), “Revisiting Hiroshima in Iran: What Americans Really Think about Using Nuclear Weapons and Noncombatant Immunity,” has revealed alarming findings about the American public’s willingness to support the use of nuclear weapons in a variety of strategic scenarios.  This work has generated novel conversations in both the scholarly and policy worlds about future nuclear risks.

“Professor Sagan’s innovative work has helped illuminate assumptions about how the world views nuclear war today.” said FSI Director Michael McFaul. “I am thrilled that the Carnegie Corporation has recognized the importance of Scott’s work for our current, dangerous era.”

The Carnegie Corporation was established in 1911 by Andrew Carnegie to promote the advancement and diffusion of knowledge and understanding. In keeping with this mandate, the corporation’s work focuses on the issues that Andrew Carnegie considered of paramount importance: international peace, education and knowledge, and a strong democracy.

“We were reassured by the immense talent and breadth of experience reflected in the proposals from this year’s nominees for the Andrew Carnegie Fellows Program,” said Vartan Gregorian, president of Carnegie Corporation of New York and president emeritus of Brown University. “Since its founding in 1911, the Corporation has provided strong support to individual scholars, as well as a wide variety of institutions, causes, and organizations. The response to the fellows program gives me great hope for the future of the study of the humanities and the social sciences as a way for this country to learn from the past, understand the present, and devise paths to progress and peace.”

 

 

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As a senior policy advisor on the Middle East at the Pentagon and the White House, Colin Kahl has witnessed struggles in the region first-hand. From working to shape the U.S.-led campaign against the Islamic State and the long-term partnership with Iraq to limiting Iran’s nuclear activities to helping craft the U.S. response to the Arab Spring, Kahl knows better than most how important it is to understand this rapidly changing region.

Now that he has joined the Freeman Spogli Institute for International Studies (FSI) as its inaugural Steven C. Házy Senior Fellow, Kahl wants to improve understanding of how developments in the Middle East impact people in the region and security around the globe.

The launch of FSI’s Middle East Initiative provides a first step toward this objective. As the initiative’s first director, Kahl plans to create “connective tissue” for efforts already underway across Stanford.

“There are a number of disparate efforts around campus working on Middle East issues,” said Kahl. “There is a lot of terrific research and engagement going on. My hope is that the Middle East Initiative will serve as a focal point to expose the Stanford community to ongoing work and foster new conversations that are not happening now.”

Many of the Middle East activities already occurring on campus happen at FSI, making it a natural home for the initiative.

“Our scholars are already studying the dynamics of authoritarian regimes in the Middle East, prospects for reform and democracy in the Arab world, ways to counter terrorist activities and promoting economic development,” said FSI Director Michael McFaul. “Stanford students want to dive more deeply into the region’s political, social, economic and technological development. We want to give them that opportunity.”

In the 2018-2019 academic year, FSI’s Ford Dorsey Master's in International Policy plans to begin filling this need by adding a three-course sequence on the Middle East.

Kahl also plans to bring more Middle East scholars from outside Stanford to share their ideas and research.

“I look forward to helping Stanford students and scholars connect and collaborate in ways that enrich our understanding of this vital region,” said Kahl. “Stanford has much to contribute to some of the most pressing policy challenges we face.”

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Stanford political scientists Condoleezza Rice and Amy Zegart offer insights about how businesses can most effectively confront “political risks” in an uncertain world where information for customers and clients is now at their fingertips.

 

While political risks have grown more complex, wisely managing them remains fairly straightforward, two Stanford scholars say.

Political scientists Condoleezza Rice and Amy Zegart explain how a company’s fairy tale can become a nightmare if it fails to take effective measures against “political risk,” the probability that an action or event will significantly affect business, positively or negatively.

 

For companies, political risk is defined as the probability that a political action will significantly affect their business – whether positively or negatively.

Whether those threats come from government, Twitter, terrorists or activists and hackers, the reality is that political risks can blindside even the best managers if preparatory measures are not taken, say Condoleezza Rice and Amy Zegart, two Stanford political scientists. They co-taught the Stanford MBA course, Managing Global Political Risk, to more than 200 students over the past six years, collecting case studies and research for their course.

Zegart, the Davies Family Senior Fellow at the Hoover Institution and co-director of Stanford’s Center for International Security and Cooperation, and Rice, the Thomas and Barbara Stephenson Senior Fellow at Hoover and a former U.S. secretary of state, feature their findings in the book, Political Risk: How Businesses and Organizations Can Anticipate Global Insecurity. Rice is also the Denning Professor in Global Business and the Economy at the Stanford Graduate School of Business.

Drawing on social science research, interviews with industry leaders and their own experiences, Rice and Zegart explain why political risk is so hard for all organizations to see. They provide detailed examples of best practices and cautionary tales in risk management from leading businesses as well as insights from aircraft carrier operations, NASA’s space shuttle program and professional sports teams.

Political Risk offers a new approach for anticipating, analyzing, mitigating and responding to possible threats that can be applied in any organization.

In an interview, Zegart said that such risk is no longer just about a foreign country’s tax system, regulatory environment or threat of expropriation.

“Instead, security challenges – wars, civil unrest, cyberthreats, terrorism and insurgencies – pose risks and opportunities for global organizations and businesses, which could have catastrophic or – if well handled – beneficial consequences,” Zegart said.

At the same time, globalization and social media have given local people everywhere an ability to spread messages and join in common causes around the world. As a result, politics in one location can have cascading effects elsewhere – whether it’s the spread of Tunisian protests in the Arab uprisings or a campaign to ban the sale of “conflict diamonds” from war-torn African countries.

From fairy tale to nightmare

Consider SeaWorld, the theme park company that in 2013 had just completed an initial public offering that exceeded expectations, raising more than $700 million in capital and valuing the company at $2.5 billion, according to Rice and Zegart.

Eighteen months later, SeaWorld’s fairy tale had become a nightmare. The stock price had plunged 60 percent and top management resigned. Why? A low-budget documentary film examined the treatment of the company’s famed killer whales. Soon, news headlines were excoriating the company, with pressure growing on public officials to regulate the handling of killer whales. Amid the backlash, SeaWorld’s stock fell from $38.92 a share to $15.77 in 2014 – and it has not recovered.

So, how can companies and organizations best manage political risk in our current environment of rapid information? Rice and Zegart suggest a new “framework.”

Understand risks: Companies need to evaluate what their appetite is for political risk. For example, while oil and gas companies undertake long-term investments in distant countries, they might be willing to tolerate more risk than more retail-oriented industries, such as hotel chains and theme parks, that face customers on a daily basis.

Also, they should ask: What is their company-wide understanding about the tolerance of risk? Rice and Zegart suggest companies encourage creative thinking to guard against “blind spots” or groupthink” when it comes to judging risk factors.

Analyze risks: Getting good information about political risks and conducting objective reviews and analyses of those challenges is important, Rice and Zegart wrote. That research can be used to make wiser business decisions grounded in reality. “Getting managers to use rigorous political risk analyses – of any variety – to defend investments can significantly improve decision-making.”

Reduce risk exposure: Organizations need to ask themselves how they can decrease their susceptibility to identified political risks. Also, do good systems and teams exist that can react and handle situations on a timely basis? Also, Rice and Zegart noted, managers can take steps to minimize potential damage long before a crisis unfolds if they plan properly and foresee the likely risks.

Respond to risks: Organizations can learn from incidents where something may have gone wrong. They can use such knowledge to respond more effectively to future crises. “Leaders must react and correct for the human tendency to ascribe close calls to a system’s resiliency when it’s just as likely the near miss occurred because of a system’s vulnerability,” according to Rice and Zegart.

They provide as an example of a wise approach a toy company that in 2006 created a strategic risk management system that helped align views on risk across the company. Leadership set up systematic processes for training all new managers about risk; engaging every important business leader, including the board members, in setting the risk appetite; identifying risks; and integrating risk assessment and reduction into business planning.

They also pointed to a hotel chain that now has a sophisticated security alert system. While the company acknowledges it doesn’t know when or where terrorists may strike next, it has increased preparedness and safety measures in every hotel. The company achieves this by notifying hotel managers about changing conditions that might pose a threat and informing employees what to do in potential cases of risk.

“In the end,” Rice and Zegart write, “the most effective organizations have three big things in common: They take political risk seriously, they approach it systematically and with humility, and they lead from the top.”

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The U.S. Army invited scholars and researchers from Stanford University’s FSI to visit the National Training Center, Fort Irwin, California from 11-13 February 2018 to build relationships, share insight, and develop a shared understanding. National Training Center leaders familiarized Stanford participants with the Army’s training and learning philosophies and techniques. Stanford participants provided expert research and context on the Korean Peninsula, Eastern Europe, and emerging technology to National Training Center leaders.

 U.S. Army soldiers and Stanford scholars spent two full days together learning about how the Army prepares its Brigade Combat Teams for war as part of a Joint Force. The scholars and soldiers crossed the desert, ate together, and learned together while observing the 3rd Cavalry Regiment operate against the U.S. Army’s professional Opposing Force, the 11th Armored Cavalry Regiment. 

Stanford scholars provided Army leaders with strategic policy perspectives and research while the soldiers shared their experience, outlook, and vision. Senior Army leaders from the NTC, the 11th ACR, and 3rd CR shared insight about the nature of evolving threats, challenges to preparing for those threats, and ideas for turning theory into practice. Stanford scholars shared their research and perspective.

 

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Abstract: Must we, should we, possess a Doomsday Machine?  For over half a century there have been two of these in the world: the U.S. and the Russian strategic nuclear systems, tightly coupled together with their respective warning systems, each poised to escalate armed conflict with the other or to preemptively launch a first strike based on strategic or tactical warning that may be a false alarm such as has occurred repeatedly.  Environmental scientists in the last decade have strongly confirmed what was first warned in 1983, that each of these alert systems, aimed as they are at hundreds of targets in or near cities, constitutes a Doomsday Machine.  Firestorms in the burning cities would loft hundreds of millions of tons of smoke and black soot into the global stratosphere--where it would not rain out and would remain for more than a decade--blocking 70% of sunlight, creating ice age conditions on earth and killing all harvest worldwide, starving nearly humans to death.  Neither the Defense Department nor the National Academy of Sciences has ever studied the actual effects, including smoke and resulting famine, to be expected from the existing plans of the Joint Chiefs of Staff for general nuclear war.  Such a study would almost surely show that China's "minimum deterrence" and no-first-use policy is dramatically less dangerous to the future of humanity, on the way to the more distant goal of universal abolition of nuclear weapons. 

Speaker bio: Daniel Ellsberg is the author of three books: The Doomsday Machine: Confessions of a Nuclear War Planner (2017), Secrets: A Memoir of Vietnam and the Pentagon Papers(2002) Risk, Ambiguity and Decision (2001) and Papers on the War (1971). Ellsberg first specialized in problems of the command and control of nuclear weapons, nuclear war plans, and crisis decision-making in the 1950s. As a high-level defense analyst,Ellsberg participated in developing operational guidance for U.S. nuclear war planning during the Kennedy administration. Since the end of the Vietnam War, Ellsberg has been a lecturer, writer and activist on the dangers of the nuclear era, wrongful U.S. interventions abroad and the urgent need for patriotic whistleblowing. In December 2006, Ellsberg was awarded the 2006 Right Livelihood Award, in Stockholm, Sweden, “. . .  for putting peace and truth first, at considerable personal risk, and dedicating his life to inspiring others to follow his example.” He received his Ph.D. in Economics from Harvard University in 1962.

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The following remarks were delivered at events memorializing CISAC's late co-founders, Sidney Drell and John Lewis.

Sid Drell Symposium on Fundamental Physics, SLAC, 12 January 2018

John Lewis Legacy Conference, January 13, 2018

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This interview originally appeared in the Bulletin of the Atomic Scientists March 9, 2018.

It was an extraordinary week in North Korean nuclear affairs. First, high-level South Korean envoys met with the North’s leader Kim Jong-un, returning to Seoul with promises of an inter-Korean summit and other seemingly conciliatory statements. That news was quickly eclipsed, though, when later in the week, one of the South Korean envoys turned up in Washington with a personal invitation from Kim Jong-un to US President Donald Trump to meet him in Pyongyang. Trump agreed to meet “at a place and time to be determined.” It would be the first-ever meeting between a sitting US president and a North Korean head of state. But just as everyone was getting their heads around the idea that these two leaders—who just last year were threatening each other with nuclear destruction—would soon meet face to face, the White House added a caveat. On Friday, Press Secretary Sarah Huckabee Sanders said Trump would only attend if North Korea first took unspecified “concrete and verifiable steps.” In case your head isn’t spinning yet, a Wall Street Journal reporter later tweeted that a White House official told him “the invitation has been extended and accepted, and that stands.”

As the Trump White House broadcast its internal confusion, the Bulletin turned to someone who could give the longer view. Siegfried S. Hecker is the former director of the Los Alamos National Laboratory and has visited North Korean nuclear facilities multiple times. We published several interviews with him as North Korea developed its nuclear program last year. (For his in-depth takes on Pyongyang’s recent weapon testing, see here, here, and here.) We asked him what he made of this week’s events, and what they bode for the future.

BAS: Not so long ago, Trump and Kim were trading mockery and threats of nuclear annihilation. In our September 2017 interview, you recommended that Washington dispatch a team to talk to Kim to establish lines of communications and avoid a nuclear catastrophe. It was envoys from South Korean President Moon Jae-in, though, who seem to have broken the stalemate by acting as Pyongyang-Washington intermediaries. Are you surprised that Seoul was able to take on this role? And what do you think of Trump accepting the invitation to talk directly to Kim?

SH: Nothing short of amazing. I did not expect Kim Jong-un to be willing to talk to Seoul first. It was a very clever move on his part to take advantage of Moon’s desire to engage diplomatically and help ensure a peaceful Olympic games. Kim’s invitation to Trump is not so surprising, since he had given hints of being ready to talk, and Moon teed this up nicely. The most surprising part is Trump’s acceptance.

BAS: Let’s get to Trump in a minute. First, how had Kim signaled that he was prepared to talk?

SH: Kim Jong-un gave hints of a diplomatic initiative in his New Year’s message. He announced in early January, “we achieved the goal of completing our state nuclear force in 2017,” and added, “the entire area of the US mainland is within our nuclear strike range, and the US can never start a war against me and our country. These weapons will be used only if our security is threatened.” So, he opened the door for dialogue, and followed up by sending a team to the Olympics along with a high-level delegation that included his sister.

BAS: What did Kim Jong-un tell the South Korean envoys to Pyongyang on Monday?

SH: Kim said that the North would have no reason to possess nuclear weapons if the security of its regime could be guaranteed and military threats against North Korea removed. Moreover, he expressed willingness to talk to Washington on denuclearizing the peninsula and normalizing bilateral ties, and to do so without pre-conditions. He also agreed to a moratorium on missile and nuclear testing while Pyongyang and Washington talk. Kim even said he is willing to accept the joint South Korean-US military drills as a reality. The North has objected vehemently to these in the past.

BAS: Why would Trump accept an invitation to a summit now, when last fall he threatened Kim with fire and fury and the total destruction of North Korea?

SH: We may have an unusual confluence of events. As well as issuing those threats, Trump widely broadcast that he was considering preventive military strikes, and also urged what he calls maximum pressure, both economic and political, on North Korea. He can claim, perhaps even with some justification, that his policies and actions brought Kim Jong-un to the diplomatic table to discuss denuclearization. Kim, on the other hand, can tell his people that he is coming to negotiations from a position of strength now that he has intercontinental ballistic missiles (ICBMs) and can threaten the United States. In other words, both can declare victory.

BAS: Kim claims that all of the United States is within nuclear strike range, but you said in September that it would take another couple of years before North Korea could hit the US mainland. What has changed?

SH: North Korea successfully launched its largest missile to date, the Hwasong-15 ICBM, on November 29th. It was an impressive feat. Yet it was launched on a highly lofted trajectory to fly high rather than far. One rocket test does not constitute an operational ICBM fleet. Besides, they have yet to demonstrate that the nuclear warheads that would be mounted on this—or its sister Hwasong-14—can be made sufficiently small, light, and robust to survive a fiery reentry into the atmosphere. It still needs to do more missile and nuclear tests. But if Kim tells his people that they can threaten the United States, let’s not argue too much.

From my perspective, there is no imminent threat that a North Korean nuclear-tipped missile will detonate on American soil. However, Kim does deter the United States because he likely has shorter-range nuclear-tipped missiles that can reach all of South Korea and Japan. That alone should deter Washington from military action against North Korea, because they can inflict unacceptable damage to US assets and allies.

BAS: Is the inter-Korean summit that the North and South agreed to earlier this week a good idea? What about the Kim-Trump summit that now seems likely?

SH: The inter-Korean summit is a good idea. It is what South Korean President Moon wants in order to pursue peace on the Korean peninsula, and he has an experienced team in place. The initial visit to Pyongyang by the South Korean envoys has already told us more about Kim than we have learned over the past six years. It moved us at least one step away from the nuclear brink.

The Kim-Trump summit is also welcome, because it has the potential to move us much farther away from the brink and toward an eventual peaceful resolution to the nuclear crisis on the Korean peninsula. But while it offers many opportunities, it also presents serious challenges.

BAS: On Friday, the White House press secretary seemed to waffle on whether Trump was really accepting the invitation to Pyongyang, saying the United States would require North Korea to take “concrete and verifiable steps” before a sit-down with Kim. Any idea what those might be? Is this a White House effort to keep its options open?

SH: I really don't know. If she was referring to the points that Kim agreed on with the South Korean envoys, the only one that would require action is refraining from missile and nuclear tests. This is verifiable, and of course, should the North conduct such tests, there should be no meeting.

BAS: If talks go forward, does the Trump administration have an experienced team in place? If the meeting is to take place by the end of May, as has been proposed, does the United States have sufficient time to make the best of the opportunity?

SH: The administration’s diplomatic team is understaffed and lacks people who have experience negotiating with North Korea. Time is very tight, especially since these efforts were not preceded by lower-level diplomatic engagement. The administration would be well advised to call on experts outside of government who have diplomatic and technical/military experience in Korea.

BAS: What do you see as the biggest challenges?

SH: In spite of the willingness to talk by both sides, Washington and Pyongyang have dramatically different views on what brought us to this nuclear crisis. It will take a long time and tedious negotiations to resolve. The best we can hope for at this time is for the leaders to reach an understanding that they must avoid war. To do so, they must lower tensions and establish mechanisms to avoid misunderstandings. The Trump administration must enter the summit with the understanding that it represents the beginning of a long journey, not the end destination. Even if an agreement is eventually reached, it will be the follow-through and implementation that determine its success. Washington has done very poorly on both over the years.

BAS: There’s a lot of speculation about why Kim Jong-un chose now to talk. Some think the US and UN sanctions were biting hard, but others say his move was taken right out of his father’s playbook. That is, that he is offering a dialogue on arms control to wrest concessions and aid from Washington. Or, he may be buying time to enhance his nuclear arsenal. Or, he is very cleverly trying to drive a wedge between South Korea and the United States. What do you think?

SH: To sort this out requires a comprehensive understanding of both political developments in North Korea over the last 25 years and the growth of its nuclear and missile programs. We are working on that. For now, let me offer one other possibility. Kim may simply be following through on what he laid out in March 2013. He said that North Korea plans to follow a dual-track policy, featuring both military and economic development. His nuclear and missile developments in 2017 may have provided him with sufficient security to allow him to turn to economic development. And economic development will require a link to the international community and at least for now that link goes through Washington.

BAS: In the United States, many responses to the potential summit have been cautious, skeptical, or downright negative. Are you surprised?

SH: Many in the US government and much of the US news media have demonized North Korea’s leaders, and in fact the entire country. So the general public mood is conditioned to be negative or at least skeptical about anything proposed by the North. Moreover, some of the public is concerned that Washington doesn’t have the wisdom and staying power to pull this off.

Although I don’t think we are on the verge of solving the North Korean crisis, Kim’s initiative and Trump’s willingness to meet must be viewed as serious moves to lower tensions on the Korean peninsula. They are welcome steps away from the brink of nuclear war. Now, the hard part begins.

 

 

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