Stanford-led group of young American and Russian scholars meet in Moscow on nuclear policy

Persistent nuclear threats and the recent erosion of relations between the United States and Russia paint a gloomy picture for the future of cooperation between nuclear powers. Despite these enormous challenges, Stanford is leading an effort to bring young nuclear scholars from the United States and Russia together to tackle urgent problems together and share ideas.

At the end of October, a group of six scholars from Stanford’s Center for International Security and Cooperation—Senior Fellow Siegfried Hecker, Visiting Scholar Chaim Braun, Postdoctoral Fellows Chantell Murphy and Kristen Ven Bruusgaard, Research Assistant Elliot Serbin and Senior Research Associate Alla Kassianova—and other American graduate students and postdoctoral fellows from Washington State University, University of Tennessee, Harvard, University of Michigan and Los Alamos National Laboratory traveled to Moscow for the Fourth Young Professionals Nuclear Forum.  The Americans joined a group of undergraduate, graduate, and postdoctoral students at the Moscow Engineering Physics University (MEPhI), Russia’s principal school training nuclear professionals.

The Forum, first launched between CISAC and MEPhI in 2016, provides a venue for young generation of American and Russian nuclear professionals to learn about current issues of nuclear safety, nuclear proliferation, and the role of nuclear power in the world’s evolving energy balance from a perspective of more than one country and more than one discipline.

In the weeks leading up to this Forum, participants on both sides of the ocean attended a series of online presentations by U.S. and Russian experts covering the complexity of the Iran nuclear program and the challenges facing further development of nuclear power.

When they met in person, the young scholars heard lectures from and participated in discussions with experts from Los Alamos National Laboratory, the Russian Center for Energy and Security, and others.

The participants then broke into small groups to work on tabletop problem solving activities. The first exercise, a crisis simulation concerning Iran’s nuclear program, brought together separate Russian and American teams to represent their government’s positions on Iran’s nuclear program and the Joint Comprehensive Plan of Action (JCPOA). Presented with a hypothetical problem—a scenario in which Iran decides to enhance its nuclear capabilities in violation of the JCPOA and President Trump threatens retaliation via Twitter—the participants gathered in small groups to see what type of cooperative Russian-American policies could be brokered in response.

The second exercise brought the group together to imagine the future of nuclear power and how to manage it. Working in small teams of 2-4 people, the participants formulated responses to eight pressing questions regarding the global future of nuclear power, including whether nuclear power is necessary to mitigate the consequences of climate change and whether nuclear proliferation challenges will limit the expansion of nuclear power. The teams presented their answers in Moscow and will continue to develop their assessments, to be published in a report next month.

Both Americans and Russians commonly remarked that the most valuable lesson they took from the exercises was the fact that both sides held remarkably different, but valuable, perspectives on issues of common concern. On the topic of nuclear energy, for example, Russians appreciated American perspectives on the value of startups in the nuclear power industry and new modes of thinking that encapsulated non-monetary aspects of nuclear power in broader economic analyses. Americans came to understand the deep Russian fascination with nuclear energy and optimistic views about the future role of nuclear energy in society, and how deeply that passion is engraved in the university system in a way wholly different from the United States.

Forum participants also had an opportunity to meet with the leadership of two committees of the Russian State Duma, the lower Chamber of the Russian legislature, the Committee on International Affairs and the Committee on Education and Science. The meeting was hosted by Ms. Inga Yumasheva,  an MP from the United Russia party. The Forum also included a visit to research labs and MEPhI facilities, which was hosted by their scientists.

View photos from the forum

About CISAC
The Center for International Security and Cooperation tackles the most critical security issues in the world today. Founded in 1983, CISAC has built on its research strengths to better understand an increasingly complex international environment. It is part of Stanford's Freeman Spogli Institute for International Studies (FSI). Though scholarly research, fellowships, and teaching, CISAC is educating the next generation of leaders in international security and creating policy impact on a wide variety of issues to help build a safer world.

Donald Trump did not have to withdraw from the INF Treaty. But now that he has set the wheels in motion, what does that mean for America's national security? Steven Pifer, William  J. Perry Fellow at CISAC, explores this question in this piece, which originally appeared in The National Interest.

President Donald Trump announced at a campaign rally on October 20 that the United States would withdraw from the Intermediate-range Nuclear Forces (INF) Treaty. During his October 22–23 visit to Moscow, National Security Advisor John Bolton confirmed that the president intended to withdraw from the treaty.

Keeping the treaty in place presumably would require that Trump change his mind, which at a minimum would require that the Kremlin agree to take corrective action to come back into compliance. That’s not going to happen.

The treaty was already on life support. Trump is pulling the plug, and the United States will exit the agreement six months after it gives formal notification. Russia bears primary responsibility for the treaty’s demise, but both Europe and the United States could have done more to try to save it.

The INF Treaty

Soviet deployment of SS-20 intermediate-range ballistic missiles in the mid-1970s gave rise to concern in Europe about a gap between U.S. and Soviet INF capabilities. In 1979, NATO adopted the “dual-track” decision: the Alliance agreed to deploy U.S. intermediate-range missiles in Europe while the United States sought to negotiate limits on such missiles with the Soviets.

Early rounds of the INF negotiations yielded little progress. The Soviets walked out in 1983 after the first U.S. missiles arrived in Britain and West Germany. The talks resumed in 1985. This time, they produced agreement. Ronald Reagan and Mikhail Gorbachev signed the INF Treaty in December 1987.

The INF Treaty banned all U.S. and Soviet land-based cruise and ballistic missiles with ranges between 500 and 5,500 kilometers. It entered into force in summer 1988. Three years later, the United States and Soviet Union had destroyed almost 2,700 missiles as well as their launchers, all under the most intrusive verification measures ever agreed, including on-site inspections. It was rightly called a landmark agreement.

Moscow’s Responsibility

Moscow appeared satisfied with the treaty’s performance up until the early 2000s. Senior Russian officials then began to express concern that, while the United States and Russia could not have intermediate-range missiles, third countries could. (The exceptions were Belarus, Kazakhstan and Ukraine, which, like Russia, remained party to the INF Treaty after the Soviet Union’s collapse.)

Third countries such as South Korea, North Korea, China, India, Pakistan, Iran, Saudi Arabia and Israel have developed and deployed intermediate-range missiles, with China producing hundreds. Each of these countries is geographically much closer to Russia than it is to the United States.

So one can understand the Russian concern . . . up to a point. Moscow today has a large and improving military in addition to fifteen times as many nuclear weapons as any country other than the United States. It does not need to match third countries in intermediate-range missiles.

Even if the Kremlin leadership found the situation intolerable, it had an honest way forward. It could have invoked Article XV of the INF Treaty, which allows a party to withdraw with six months notice.

Moscow, however, choose a different path. It developed and deployed a land-based cruise missile of intermediate-range, identified in 2017 as the 9M729 (NATO designator: SSC-8). That violated the treaty’s central provision. When the U.S. government charged that Russia had committed a violation, the Russians stubbornly denied those allegation and accused the United States of three treaty violations (one Russian charge, involving the Aegis Ashore missile defense site in Romania may have some merit, but the other two have no basis).

Moscow professed fidelity to the treaty, in effect laying a trap into which Trump has now clumsily stumbled. By announcing the U.S. intention to withdraw, he has set in motion a train that will leave Washington and be seen as responsible for killing the treaty. In addition, withdrawal from the treaty will allow the Russians to deploy land-based intermediate-range missiles without constraint, missiles for which the U.S. military currently has no land-based counterpart. It will be a win-win for Moscow.

Europe’s Silence

Russia thus bears the major blame for the treaty’s demise: it cheated. But U.S. allies in Europe and Washington itself could have taken more robust measures to steer Moscow back toward compliance and perhaps save the agreement.

U.S. officials first briefed their NATO counterparts about the Russian violation in 2014. From the public evidence, however, the leaders of NATO European members had little concern about that violation. None of them publicly complained about the treaty violation during or after their exchanges with Russian president Vladimir Putin.

Nothing suggests that European leaders raised the violation in private either. In spring 2017, after Russia had begun deploying the 9M729, I asked a senior official of a major European ally if his leader would raise the violation when meeting with Putin a week later. He said no with a shrug.

That silence sent a message—unintended, but a message nevertheless—to the Russians: Europeans didn’t worry much about the treaty violation or the 9M729.

Some analysts point to the concern expressed in NATO communiqués. That does not absolve European leaders from not speaking out individually about the Russian violation. Moreover, take take a look at the communiqué language.

In the September 2014 summit communiqué, two months after the U.S. government charged Russia with violating the treaty, NATO leaders said that “it is of paramount importance that disarmament and non-proliferation commitments under existing treaties are honored, including the Intermediate-range Nuclear Forces (INF) Treaty, which is a crucial element of Euro- Atlantic security. In that regard, Allies call on Russia to preserve the viability of the INF Treaty through ensuring full and verifiable compliance.”

The communiqué from the last NATO summit in July 2018 had tougher language: “Full compliance with the INF Treaty is essential. . . . Allies have identified a Russian missile system, the 9M729, which raises serious concerns. . . . A pattern of behavior and information over many years has led to widespread doubts about Russian compliance. Allies believe that,

in the absence of any credible answer from Russia on this new missile, the most plausible assessment would be that Russia is in violation of the treaty. NATO urges Russia to address these concerns in a substantial and transparent way, and actively engage in a technical dialogue with the United States.”

That language was better, but it hardly amounted to a robust denunciation, and it was buried in paragraph forty-six of a seventy-nine-paragraph communiqué.

Although the INF Treaty applied limits globally, it focused on Europe. European leaders should have pressed Putin hard on the violation, publicly condemned it, and raised political heat on the Kremlin. Their silence contrasts oddly with the public criticism of Trump’s decision voiced in Berlin, Rome and Paris and undermines the credibility of pleas for Washington to remain in the treaty. To put it bluntly, if they didn’t care enough to call out the Russian violation, then why care so much if the United States leaves the treaty?

An Ineffective U.S. Response

The U.S. response to the Russian violation could—and should—have been more forceful. The Obama administration sought to bring Moscow back into compliance, a worthy goal, but it applied little real pressure. Washington convened a meeting of the Special Verification Commission, the body established by the INF Treaty to address, among other things, compliance, only in November 2016—two years after charging a violation.

Pentagon officials described a range of military responses, including efforts to develop better defenses against cruise missiles, the European Reassurance Initiative to boost the U.S. military presence in Central Europe and the Baltics, and investments in new technologies to offset the Russian violation. These measures, however, were largely actions that the Pentagon would take in any case and which would continue even if Moscow corrected its violation. They did not create much incentive for a change in Russian policy.

The Trump administration stated on December 8, 2017—the thirtieth anniversary of the signing of the INF Treaty—that it also wanted to bring Russia back into compliance. It announced a three-pronged “integrated strategy” to do so: diplomatic steps, including

convening the Special Verification Commission, creating a military research and development program for a U.S. land-based intermediate-range missile, and enforcing economic sanctions on Russian entities that had been involved in development and production of the 9M729.

This strategy showed no success. The Special Verification Commission met, but by his own admission, Trump has never discussed the violation directly with Putin. The U.S. government either made no effort to stoke up approaches by Allied leaders to the Kremlin or, if it did, then that effort fizzled. Why didn’t U.S. officials use the threat of withdrawal with Allies to persuade them to engage Moscow more earnestly and at the highest level?

As for military steps, research and development on a U.S. intermediate-range missile likely caused little concern for the Russians. Fielding a missile would take years and cost a lot of money, money that the Pentagon does not have. The Russians, moreover, surely understand that it would be difficult, if not impossible, for NATO to reach a consensus on deploying new missiles in Europe. Recalling the huge anti-nuclear protests in Germany, the Netherlands and other countries in the early 1980s, some in the Kremlin might well welcome the intra-Alliance turmoil if NATO were to consider new deployments.

Pentagon officials suggested that the plan to build a new nuclear-armed sea-launched cruise missile (SLCM) could be suspended if Russia came back into compliance. That probably did not have much effect on Moscow’s calculations, especially if Russian officials read the 2018 Nuclear Posture Review, which laid down additional conditions: “If Russia returns to compliance with its arms control obligations, reduces its non-strategic nuclear arsenal, and corrects other [unspecified] destabilizing behaviors, the United States may reconsider the pursuit of a SLCM.”

Washington could have adopted a more robust military response. The U.S. military could have moved conventionally-armed Joint Air-to-Surface Strike Missiles (JASSMs) to Europe along with B-1 bombers to serve as delivery platforms. It could have increased the number of conventionally-armed SLCMs in European waters, for example, by sending the USS Florida, a converted ballistic missile submarine that can now carry up to 154 SLCMs, on a cruise in the North and Norwegian Seas, with port calls to let everyone know it was there. Such steps could

have been done quickly with existing capabilities, would have fully complied with U.S. treaty obligations, and would have caught the attention of the Russian military.

The U.S. government also could have treated with greater seriousness the Russian charge that the Aegis Ashore deployment in Romania of an Mk-41 launcher system for SM-3 missile interceptors was inconsistent with the treaty. An Mk-41 launcher on a U.S. warship can carry lots of other weapons, including cruise missiles; Russian officials contended that it was a prohibited launcher of land-based intermediate-range missiles. U.S. officials should have made clear to their counterparts that, if they would seriously address U.S. concern about the 9M729, then the U.S. side would deal with the Russian concern about the Mk-41.

Would these political and military steps have succeeded? We will not know, because Washington did not try. If Trump administration officials had a serious game plan for implementing the December “integrated strategy” to bring Russia back into compliance, then that plan was not apparent. That may be explained by John Bolton becoming National Security Advisor in April. A long-time critic of arms control in general, and of the INF Treaty in particular, Bolton probably was just as happy abandoning the treaty.

One other issue has arisen: Chinese intermediate-range ballistic missiles. The need to balance against those missiles has been cited as a reason for why the United States is leaving the treaty, but it is unclear if the Pentagon has even decided that it has a requirement for land-based intermediate-range missiles in Asia. In 2017, the vice chairman of the Joint Chiefs of Staff told a Senate panel that the United States could counter China with air- and sea-based weapons.

R.I.P. INF Treaty

To be sure, Russia committed an egregious violation. The United States could not be expected to remain in the treaty indefinitely under those circumstances. Those who support withdrawal are correct on that point.

However, Trump did not have to withdraw from the treaty at this time, especially when there were political and military measures to apply pressure on Moscow—measures that might have persuaded Russia to come back into compliance. Unfortunately, now we will not know if that tactic would have worked. Instead, the president has delivered a gift to the Russians, who will soon be able to deploy, without constraint, intermediate-range missiles for which the U.S. military has no land-based counterpart. As a bonus for Moscow, Washington will catch the international political flack for the treaty’s demise.

Steven Pifer, a William J. Perry fellow at Stanford and nonresident senior fellow with the Brookings Institution, worked extensively on intermediate-range nuclear forces issues in the 1980s in Washington, Geneva and Moscow.

Like a lot of people, Colin Kahl long thought of Washington, D.C. as the place to be when it comes to matters of international security. Today, Kahl, who served as national security adviser to former Vice President Joseph Biden, has a different opinion.

"A lot of the most cutting-edge policy questions and international security challenges of this century are, in a strange way, west coast issues," said Kahl, who took over as co-director of social sciences for Stanford's Center for International Security and Cooperation (CISAC) in early September. He points to the role of technology in reshaping the global balance of power, the increasing importance of the Asia-Pacific region to the U.S. economy and security, and the country's changing demographics.

Kahl is one of three new directors at research centers run by The Freeman Spogli Institute for International Studies (FSI). Also in September, Anna Grzymala-Busse took over as director of The Europe Center (TEC) and David Lobell became the Gloria and Richard Kushel Director of the Center on Food Security and the Environment (FSE).

In separate interviews, the incoming directors outlined goals that differed in substance, but had similar objectives: to focus on issues that have historically been important to their centers while advancing work on new and emerging challenges. All three also talked about further leveraging Stanford's interdisciplinary approach to education and research.

"The centers within FSI all address research and policy challenges that are constantly changing," said Lobell, a professor of earth system science who joined FSE in 2008, three years after it was formed. "As part of FSI, we have unique opportunities to better understand the interplay of our specific area within the broader context of international security."

Michael McFaul, FSI's director, said the new leaders take over at an exciting time for their respective centers — and for FSI.

"Coming into a new academic year, I am excited about the tremendous momentum within FSI and its six research centers," said McFaul, who is also the Ken Olivier and Angela Nomellini Professor of International Studies. "Our ability to generate interdisciplinary, policy-oriented research, to teach and train tomorrow's leaders, and to engage policymakers has never been stronger."

Big Data & Food

As FSE's director and a researcher himself, Lobell says he's excited about the potential for technology to solve longstanding questions surrounding food security and world hunger. Satellite imagery of small-scale farming around the globe, for instance, is rapidly advancing efforts to improve crop productivity. "Historically it's been really hard to get good data," said Lobell, whose recent projects include using machine learning to identify poverty zones in rural Africa and map yields of smallholder farms in Kenya. 

"The measurement possibilities from new and different data technologies are going to be really important going forward," said Lobell, who is also looking to add expertise in water management and micronutrients, either by funding new graduate fellowships or hiring new faculty.

Europe and Beyond

For her part, Grzymala-Busse's primary goals at The Europe Center are to develop its international intellectual networks and strengthen its long-term institutional footing. "I am excited to build on our existing strengths and bring together even more historians, anthropologists, economists, and sociologists," said Grzymala-Busse, who joined Stanford faculty in 2016 and teaches political science and international studies. "Europe is ground zero for a lot of what's happening in the world, whether the rise of populism or the economic crises, and you can’t understand these developments without understanding the history, cultures, and economics of the region."

A Third Nuclear Revolution

For CISAC, international security is no longer just about nuclear security, says Kahl, who is one of two co-directors at the center; Rodney Ewing serves as the center's co-director of science and engineering, while Kahl oversees the social sciences.

Kahl says that nuclear weapons will remain a key focus for the center as North Korea, Iran, Russia, and China move to build or modernize arsenals. But, the center will also look at emerging technologies that are becoming serious threats. He cites as examples the rapid rise of cyberattacks, pandemics and biological weapons, and artificial intelligence and machine learning.

"My plan is to ensure that Stanford continues to play a profound leadership role in the most critical security issues facing the world today," said Kahl, who came to Stanford last year as the inaugural Steven C. Házy Senior Fellow, an endowed faculty chair at FSI.

Said McFaul, "We welcome three remarkable individuals with the skills and vision to guide their respective centers into the future."