Seven and a half months after it began, Russian President Vladimir Putin’s war against Ukraine has not gone as the Kremlin had hoped. The Ukrainian military has resisted with skill and tenacity, in recent weeks clawing back territory in the country’s south and east. As the Russian invasion falters, concern has arisen that Putin might turn to nuclear weapons.

The nuclear threat needs to be taken seriously. Russia’s conventional forces appear stymied, the country has a large nuclear arsenal, and Putin thus far seems unwilling to lose or retreat. He has, if anything, doubled down, for example, ordering a mobilization and a sham annexation of Ukrainian territory. Moreover, Putin has made a string of miscalculations in launching and executing his war on Ukraine, and his comments have observers wondering if nuclear could be next. But there are reasons to believe Moscow would not press the nuclear button. Such use would not end the Ukrainian determination to resist. It would alienate countries such as China and India that have tried to remain on the sidelines of this war. Moreover, senior Russian political and military leaders understand that introducing nuclear weapons into the conflict would constitute a step into a murky and potentially disastrous unknown.

Continue reading at the Bulletin of Atomic Scientists

Following Russian President Vladimir Putin’s bogus September 30 annexation of four partially-occupied Ukrainian regions, Ukrainian President Volodymyr Zelenskyy officially applied for fast-track NATO membership. The Ukrainian leader’s desire is understandable, but his timing is questionable. Zelenskyy should instead continue to press NATO members to provide Ukraine with the weapons it needs to defeat Russia’s invasion, while also seeking firm commitments to help Ukraine build a modern military capable of deterring a future Russian attack.

On September 23-27, Russia conducted sham referendums on joining Russia in the Luhansk, Donetsk, Zaporizhzhia and Kherson oblasts of Ukraine. These fake votes were illegal according to international law. No credible observers viewed the voting or counting process, while anecdotal reports indicated numerous instances of people forced to vote at gunpoint.

At a September 30 Kremlin ceremony, Putin signed agreements incorporating the four regions into Russia. He asserted that Russia would “defend our land with all the forces and resources we have.” However, Russia does not even control all of the territory it claims to be annexing. Meanwhile, the Russian leader’s declaration has not stopped the Ukrainian military from pressing forward with counteroffensives in the Kherson, Donetsk and Luhansk regions.

Immediately following Putin’s signature of the incorporation agreements, Zelenskyy responded by stating that his country was seeking “accelerated accession” into NATO. This riposte again made clear that an earlier Ukrainian offer to accept neutrality was no longer on the table.

Zelenskyy’s rare misstep in appealing for fast-track NATO membership is understandable. His country has doggedly fought the Russians for nearly eight months. While Ukrainian forces have surprised the world, and especially the Russian General Staff, with their capabilities and tenacity, Ukraine has paid a heavy price in terms of military and civilian losses.

Ukrainians believe their fight has earned them the right to membership in the alliance. They see their forces defending not just Ukraine but also NATO members from a revanchist Kremlin that aims to overturn the post-Cold War order in Europe and whose ambitions extend beyond Ukraine.

However, it is often prudent in diplomacy to know the answer before asking the question, particularly before making a public ask. Kyiv cannot be happy with the responses to Zelenskyy’s September 30 appeal, but these responses should not have come as a surprise.

To be sure, on October 2, the leaders of nine Central and East European NATO members (the Czech Republic, Estonia, Latvia, Lithuania, North Macedonia, Montenegro, Poland, Romania, and Slovakia) issued a joint statement endorsing a membership path for Ukraine. Canada separately expressed support for Ukraine’s membership in the alliance.

That makes for only ten of NATO’s 30 members. The Bulgarian president declined to join the statement of his nine fellow regional leaders because he disagreed with the language on Ukraine’s membership in NATO. Others took a cautious approach. NATO Secretary General Jens Stoltenberg side-stepped the membership question, while US National Security Advisor Jake Sullivan said the membership process “should be taken up at a different time.” Many other NATO allies responded with silence.

Under NATO rules, approval for Ukrainian membership would require a consensus of all 30 members (32 once all current allies ratify the accessions of Finland and Sweden). The reality is that Ukraine does not currently have the votes it needs to get on a membership track.

The reason is clear. Article 5 of the NATO Treaty commits allies to treat an attack against one as an attack against all. If Ukraine, now under attack by Russia, became a member, other allies would be obligated to come to its defense, the assumption being with their own armed forces.

Many NATO countries are providing arms and other military assistance to help Ukraine defend itself against Russia. But they have drawn a red line against offering their forces for Ukraine’s defense and have made clear that they wish to avoid a direct NATO-Russia clash.

There is a logic to that. A Russian defeat against Ukraine would not be existential for Russia, although it certainly might not benefit Putin’s longevity in the Kremlin. However, were US and NATO military forces to enter the war on Ukraine’s behalf, that could well change how the conflict is viewed in Moscow, where many would regard US and NATO entry as aimed not just at defending Ukraine but at destroying Russia. They could then see the war as existential. Things could soon become unpredictable and very dicey.

Rather than seeking a NATO membership track that Kyiv cannot currently get, Zelenskyy should continue to focus on securing immediate help in the form of more arms and military assistance. This will be far easier for NATO allies to agree to provide. It took just a few months for military assistance for Ukraine to move from Javelin man-portable anti-armor weapons and Stinger shoulder-fired anti-aircraft missiles to Guided Multiple Launch Rocket Systems with a range of 50 miles and NASAMS short- and medium-range air defense systems.

NATO allies can and should provide more arms. ATACMS missiles with a range of some 200 miles come to mind. This should currently be Ukraine’s top priority. Moreover, this war will end at some point. Kyiv should consider what it will need to build a military capable of deterring a future Russian attack. Indeed, a modernized Ukrainian military would provide the country’s best security guarantee.

The Ukrainian shopping list could include weapons such as US M-1 and German Leopard main battle tanks, Western air defense missiles and aircraft, and perhaps US A-10 ground attack planes. While NATO membership for Ukraine would require a consensus decision by all alliance members, countries make decisions on providing arms and other military assistance to Ukraine on an individual basis. Many allies likely would prefer to commit to arming Ukraine than to taking on a commitment to defend the country.

After the war, Kyiv could still pursue the question of ultimate membership. NATO leaders at their July 2022 summit reiterated that the alliance’s open door policy remains in effect, including for Ukraine. In a post-war world, Kyiv might find that circumstances change sufficiently to make possible what is now not doable. For the present, however, Ukraine should concentrate on what it can get.

On September 30, 2022, Russian President Vladimir Putin signed agreements illegally incorporating the Ukrainian oblasts of Luhansk, Donetsk, Zaporizhzhia, and Kherson into Russia. He said Moscow would “defend our land with all the forces and resources we have.” He previously hinted this could include nuclear arms. Nuclear threats are no trivial matter, but Ukraine and the world should not be intimidated. The West should respond with political and military signals of its own.

BOGUS REFERENDA

The annexation of the four oblasts came 31 weeks after Putin’s disastrous decision to invade Ukraine and four days after Russian occupiers concluded so-called “referenda” on joining Russia. Those “referenda” were illegal under international law, had no credible independent observers, and, in some cases, required people to vote literally at gunpoint. No account was taken of the views of the millions of Ukrainian citizens who earlier had fled Russian occupation.

On that flimsy basis, Putin declared Luhansk, Donetsk, Zaporizhzhia, and Kherson to be parts of Russia, even though the Russian military does not control all those territories. Indeed, the Russian army finds itself on the defensive and retreating as Ukraine presses counter-attacks. Nevertheless, on October 3 and 4, Russia’s rubber-stamp legislative bodies, the Federal Assembly and Federal Council, each unanimously approved the annexations.

Putin’s territorial grab has two apparent motives. First, he seeks to divert domestic attention from the war’s costs (including tens of thousands of dead and wounded Russian soldiers), recent battlefield reverses and a chaotic mass mobilization. He wants to sell the Russian public on the idea that Russia has gained territory, so it must be winning.

Second, he hopes to dissuade Ukraine from continuing its counteroffensive and the West from supporting Kyiv. On September 30, Putin said the four Ukrainian oblasts would be Russian “forever” and would be defended “by all the means we possess.” Kremlin spokesperson Dmitry Peskov said that attacks on the four oblasts would be considered attacks on Russia itself.

Putin has hinted at a nuclear threat, seeking to intimidate Ukraine and the West. Russian declaratory policy envisages the possible use of nuclear weapons in the event of a conventional attack on Russia “when the very existence of the state is in jeopardy.” Putin seeks to put a nuclear umbrella over the territories that Russia has seized.

PUTIN’S NUCLEAR GAMBIT

One cannot ignore Putin’s ploy: after all, a nuclear threat is involved. But one should also understand that he has made a serious overreach.

Russia could lose this war — that is, its military could be pushed back to the lines before Russia’s February 24 invasion or even before Russia seized Crimea — and Russia’s existence would not be in jeopardy. Ukraine’s goal is to drive the Russians out of Ukraine. The Ukrainian army will not march on Moscow; indeed, the Ukrainians have been extremely judicious in conducting only a small number of attacks against targets on Russian territory (that is, Russian territory as agreed by the post-Soviet states in 1991 following the Soviet Union’s collapse).

Moscow pundits try to portray the war as a conflict with the West, which they claim aims to destroy Russia. Perhaps it feels better to be losing to the West, not just Ukraine. Still, Western leaders have made clear that, while they will support Kyiv with arms and other assistance, they will not send troops to defend Ukraine. They do not seek Russia’s demise or dismemberment; they want to see Russia out of Ukraine.

Losing the war thus would not be existential for Russia. It could well prove so for Putin, or at least for his political future. The nuclear fear arises because Putin, as he grows more desperate, may see Russia’s fate and his own as one and the same.

However, Putin likely understands that, were Russia to use nuclear weapons, it would open a Pandora’s box full of unpredictable and potentially catastrophic consequences, including for Russia. Moreover, more sober-minded Russian political and military officials understand those risks. Would they allow Putin to put Russia in such peril? The decision to go to war was Putin’s; losing may be existential for him, but it need not be for others in Moscow.

While minimizing nuclear risks is an understandable concern, the West also must weigh the price of acceding to Putin’s gambit. If he can use vague nuclear threats to persuade the West to accept illegal annexations following sham “referenda,” what next? Putin himself has suggested Narva, a city in NATO-member Estonia, is “historically Russian” land. If his ploy succeeds in Ukraine, might he be tempted to seize portions of the Baltic states, annex them, and declare a nuclear threat to try to secure his ill-gotten gains?

WESTERN MESSAGING

Putin seeks to create a new geopolitical reality in Europe, one that few, if any, others will accept. The West should respond with pointed messaging of its own, some of which has begun.

First, Washington has set the right tone. On September 18, U.S. President Joe Biden warned Putin against using nuclear weapons, saying the U.S. response would be “consequential.” U.S. National Security Advisor Jake Sullivan reiterated the point on September 25, noting “that any use of nuclear weapons will be met with catastrophic consequences for Russia, that the U.S. and our allies will respond decisively.” Both correctly left the specific nature of the U.S. and allied response ambiguous. Strategic ambiguity lets Russians worry about what might happen.

Washington has sent private messages to Moscow warning against nuclear use. U.S. Secretary of Defense Lloyd Austin and Chairman of the Joint Chiefs of Staff Mark Milley have periodically talked with their Russian counterparts and should now speak to Russian Defense Minister Sergei Shoigu and to the Chief of the General Staff of the Russian Armed Forces Valery Gerasimov. Shoigu and Gerasimov would be closely involved in any consideration of using nuclear arms. They may well have a more serious understanding of what nuclear use could entail for Russia than does Putin, and what is existential for Putin need not be existential for them.

Second, Washington and Kyiv’s other friends in the West should communicate their position to the Russian people, perhaps in a joint public statement. Such a statement should underscore that the West’s goal is not Russia’s destruction but withdrawal of the Russian army from Ukrainian territory or, at a minimum, a negotiated settlement on terms acceptable to Kyiv.

Third, Western diplomats should engage their counterparts in Beijing, Delhi, and other Global South capitals about Russia’s threat. Moscow needs to understand that any resort to nuclear weapons in a failing war against Ukraine would make Russia an international pariah.

Fourth, the West should increase military assistance so the Ukrainians can press forward and liberate more territory from Russian occupation. In particular, Washington should provide ATACMS — surface-to-surface missiles with a range of 200 miles — with the proviso, as currently applies to shorter-range U.S-supplied rockets, that they not target Russia (in its 1991 borders). But the door should be left ajar for ending that restriction should Russia escalate.

As the Kremlin continues to prosecute a war of aggression and tries to persuade the world that its annexations are legitimate, Putin has chosen to play a risky game. Western messaging should ensure that Russian political and military elites understand that the game poses serious risks as well for Russia and for them personally.

The following commentary has been edited for clarity and length, and does not represent the full extent of the panel’s discussion.
 

Rethinking Assumptions about Russia and Putin

Kathryn Stoner

Right now, Putin is the most vulnerable he's ever been in 22 years in power. But I don’t believe he's under so much pressure at this point that he is about to leave office anytime soon. Autocracies do not usually die by popular mobilization, unfortunately. More often they end through an elite coup or turnover. And since the end of WWII, the research has shown that about 75% of the time autocracies are typically replaced by another autocracy, or the perpetuation of the same autocracy, just with a different leader. So, if Putin were replaced, you might get a milder form of autocracy in Russia, but I don't think you are suddenly going to create a liberal democracy.

This means that we in the West, and particularly in the U.S., need to think very hard about our strategies and how we are going to manage our relationships with Putin and his allies. This time last year, the U.S. broadcast that we basically wanted Russia to calm down so we could pivot to China. That’s an invitation to not calm down, and I think it was a mistake to transmit that as policy.

We need to pay attention to what Russia has been doing. They are the second biggest purveyor of weapons globally after the United States. They will sell to anyone. They’ve been forgiving loans throughout Sub Saharan Africa from the Soviet period and using that as a way of bargaining for access to natural resources. They’re marketing oil, selling infrastructure, and building railroads. Wherever there is a vacuum, someone will fill it, and that includes Russia every bit as much as China. We need to realize that we are in competition with both Russia and China, and develop our policies and outreach accordingly.

Confronting Autocracy at Home and Abroad

Anna Grzymala-Busse

Why is Putin in Ukraine? Because the fact that there is a democratic country right next door to Russia is an affront to him. Putin doesn’t care that much about NATO. The fact that nothing happened when Sweden joined is some evidence of this. That’s something to keep in mind as people are debating NATO and Ukraine and Ukraine’s possible future as a member.

NATO membership and EU membership are both wonderful things. But more fundamental that that, this war has to be won first. That’s why I think it’s necessary in the next six months to speed up the support for Ukraine by ensuring there’s a steady stream of armaments, training personnel, and providing other military support.

There’s been incredible unity on Ukraine over the last seven months across the EU, NATO, and amongst our allies. But our recent history with President Trump reminds us how fragile these international commitments can be. In foreign policy, it used to be understood that America stands for liberal democracy. But we had a president of the United States who was more than happy to sidle up to some of the worst autocrats in the world. That’s why we can’t afford to leave rising populism around the world unaddressed and fail to engage with voters. When we do that, we allow far right parties to grab those votes and go unopposed. Whatever happens domestically impacts what happens internationally.

The Consequences of Nuclear Sabre-Rattling

Scott Sagan

We have to very clear-eyed when we’re talking about the threat, however improbable, of the use of a nuclear weapon. When it comes to the deployment of a tactical nuclear weapon, its kinetic effects depend on both the size of the weapon, the yield, and the target. Tactical weapons range in yield from very low — 5-10% of what was in the Hiroshima bomb — to as large as what was used against Hiroshima and Nagasaki. If that kind of weapon was used on an urban target, it would produce widescale effects. In a battlefield or rural area, it would have a relatively small impact.

But in the bigger picture, what any use of a weapon like this does is break a 70+ year tradition of non-use. Those seventy years have been dicey and fragile, but they have held so far. A tradition that is broken creates a precedent, and once there’s a precedent, it makes it much easier for someone to transgress the tradition again. So even if a decision was made to use a tactical weapon with little kinetic importance for strategic effect, I think we still need to be worried about it.

Personalistic dictators surround themselves with yes men. They make lonely decisions by themselves, often filled with vengeance and delusion because no one can tell them otherwise. They don't have the checks and balances. But I want to make one point about a potential coup or overthrow. Putin has done a lot to protect himself against that. But improbable events happen all the time, especially when leaders make really, really bad decisions. That’s not something we should be calling for as official U.S. policy, but it should be our hope.

Cycles of Conflict, Climate Change, and Food Insecurity

Marshall Burke

The estimates right now project that there are 350 million people around the world facing acute food insecurity. That means 350 million people who literally don’t have enough to eat. That’s roughly double what it was pre-COVID. The factors driving that are things like supply chain disruptions from the pandemic and climate shocks, but also because of ongoing conflict happening around the world, Ukraine included.

There was an early concern that the war in Ukraine would be a huge threat to global food security. That largely has not been the case so far, at least directly. Opening the grain corridors through the Black Sea has been crucial to this, and it’s critical that we keep those open and keep the wheat flowing out. Research shows that unrest increases when food prices spike, so it’s important for security everywhere to keep wheat prices down.

What I’m worried about now is natural gas prices. With high global natural gas prices, that means making fertilizer is also very expensive and prices have increased up to 300% relative to a few years ago. If they stay that high, this is going to be a long-term problem we will have to find a way of reckoning with on top of the other effects from climate change already impacting global crop production and the global economy.

Ukraine After the War

Francis Fukuyama

I've been more optimistic about the prospects for Ukraine taking back territory for more of this war, just because of the vast difference in motivation between the two sides and the supply of modern weapons that Ukraine has been getting. But I don’t know what the conditions on the ground will look like when the decision to negotiate comes. Will Russia still be sitting on occupied territory? Are they kicked out entirely? Or are the frontlines close to where they are now?

As I’ve observed, Ukraine's demands have shifted depending on how they perceive the war going on. There was a point earlier this summer where they hinted that a return to the February 23 borderlines would be acceptable. But now with their recent successes, they're saying they want everything back to the 2014 lines. What actually happens will depend on what the military situation looks like next spring, by my guess.

However the war does end, I think Ukraine actually has a big opportunity ahead of them. Putin has unwittingly become the father of a new Ukrainian nation. The stresses of the war have created a very strong sense of national identity in Ukraine that didn’t exist previously. It’s accurate that Ukraine had significant problems with corruption and defective institutions before, but I think there’s going to be a great push to rout that out. Even things like the Azov steel factory being bombed out of existence is probably a good thing in the long run, because Ukraine was far too dependent on 20^th-century coal, steel, and heavy industry. Now they have an opportunity to make a break from all of that.

There are going to be challenges, obviously. We’ll have to watch very carefully what Zelenskyy chooses to do with the commanding position he has at the moment, and whether the government will be able to release power back to the people and restore its institutions. But Europe and the West and our allies are going to have a really big role in the reconstruction of Ukraine, and that should be regarded by everyone as a tremendous opportunity.

Victory in Ukraine, Victory for Democracy

Michael McFaul

Nobody likes a loser, and right now, Putin is losing strategically, tactically, and morally. Now, he doesn’t really care about what Biden or NATO or the West think about him. But he does care about what the autocrats think about him, especially Xi Jinping. And with reports coming out of the Shanghai Cooperation Organization that Xi has “concerns” about what’s happening in Ukraine, Putin is feeling that pressure. I think that's why he has decided he needs to double down, not to negotiate, but to try and “win” in some way as defined by him.

In my view, that’s what’s behind the seizure of these four regions. If he feels like he can unequivocally claim them as part of Russia, then maybe he will sue for peace. And that’s exactly what President Zelenskyy fears. Why? Because that’s exactly what happened in 2014. Putin took Crimea, then turned around to the countries of the world and said, “Aren’t we all tired of war? Can’t we just have peace? I’m ready to end the war, as long as you recognize the new borders.” And, let’s be honest, we did.

We keep hearing politicians say we should put pressure for peace negotiations. I challenge any of them to explain their strategy for getting Putin to talk about peace. There is no doubt in my mind that President Zelenskyy would sit down tomorrow to negotiate if there was a real prospect for peace negotiations. But there's also no doubt in my mind right now that Putin has zero interest in peace talks.

Like Dr. Fukuyama, I don’t know how this war will end. But there's nobody inside or outside of Russia that thinks it’s going well. I personally know a lot of people that believe in democracy in Russia. They believe in democracy just as much as you or I. I’ve no doubt of their convictions. But they’re in jail, or in exile today.

If we want to help Russia in the post-Putin world, we have to think about democracy. There’s not a lot we can do to directly help democracy in Russia right now. But we should be doing everything to help democracy in Ukraine.  It didn’t happen in 1991. It didn’t happen in 2004. It didn’t happen in 2014. They had those breakthroughs and those revolutionary moments, but we as the democratic world collectively didn’t get it right. This is our moment to get it right, both as a way of helping Ukraine secure its future, and to give inspiration to “small-d” democrats fighting for rights across the world.

Ukraine's army has recently recaptured a lot of territory from Russia. They also have analysts asking a question, not for the first time, what happens if Russian President Vladimir Putin feels cornered? NPR's Michele Kelemen reports. Listen below for Steven C. Házy Lecturer's, Rose Gottemoeller's comments on the ongoing war between Ukraine and Russia.

Read the transcript here

With an ugly war of attrition in Ukraine threatening to drag on for months, some fear possible escalation and suggest Washington should start talking to Moscow about a cease-fire and ending the war, or offer proposals to foster diplomatic opportunities.

Ending the fighting may well require talks, but the decision to negotiate should lie with Kyiv.

The Russian army launched a large-scale invasion of Ukraine on three fronts on February 24. However, by the end of March, it had to abandon its goal of capturing the Ukrainian capital and withdrew from much of northern Ukraine. The Kremlin said its forces would then focus on Donbas, consisting of Ukraine’s easternmost oblasts of Donetsk and Luhansk.

By mid-July, Russian soldiers had occupied most of Luhansk. That represented a symbolic victory, but in reality three months of grinding fighting gained little new territory. The Russian army, which has seen roughly 15,000 to 25,000 soldiers killed in action and lost much equipment, appears exhausted.

The Ukrainian military has also taken heavy losses but has been bolstered by flows of new arms from the West. Among other things, Russian war crimes have provoked sharp anger among Ukrainians and strengthened their resolve to resist.

Now hardly seems a propitious time for negotiations.

To begin with, Russian President Vladimir Putin and his Kremlin show no sign of readiness to talk seriously. Russian officials articulated their war aims for Ukraine early on: denazification (of a government headed by a Jewish president), demilitarization, neutrality, recognition of occupied Crimea as Russian territory, and recognition of Donetsk and Luhansk as independent so-called “people’s republics.”

In early July, Russian National Security Council Secretary Nikolai Patrushev restated basically the same goals. Foreign Minister Sergey Lavrov on July 20 said that Russia had broadened its military aims and would seek to seize territory beyond Donbas. He later added that Moscow sought to end the “unacceptable regime” in Kyiv.

The Kremlin’s goals remain unchanged — Ukraine’s almost total capitulation — despite the fact that Russia’s performance on the battlefield has fallen well short of expectations and could deteriorate as the Ukrainians take military actions such as systematically destroying Russian ammunition dumps. Do those who urge talks see space for any compromise that would not leave Ukraine in a substantially worse position than before the most recent invasion began in February?

Even a cease-fire presents peril for the Ukrainian side. It would leave Russian troops occupying large parts of eastern and southern Ukraine, with no guarantee they would leave. The Ukrainians have learned from bitter experience. Cease-fires agreed in September 2014 and February 2015, supposedly to end the fighting in Donbas, left Russian and Russian proxy forces in control of territory that they never relinquished and did not fully stop the shooting. Moreover, the Russian military might use a cease-fire to regroup, rearm, and launch new attacks on Ukraine.

This is not to say that a cease-fire or negotiation should be ruled out. But, given the risks inherent in either course for Ukraine, the decision to engage in talks on a cease-fire or broader negotiations should be left to President Volodymyr Zelenskyy and his government.

If Ukraine’s leadership were now to conclude that it should seek a settlement, Moscow’s unyielding negotiating demands would require that Kyiv consider concessions. They would be painful for the Ukrainian side and would almost certainly encounter stiff public opposition: A July poll showed that 84% of Ukrainians opposed any territorial concessions. That included 77% in Ukraine’s east and 82% in the south, the two areas where most fighting now occurs.

Any negotiation thus would be fraught with risk for Zelenskyy and his team. Only they can decide when — or if — it is time to talk. Battlefield developments and future military realities may affect the calculation in Kyiv. If Ukraine’s leaders choose to begin negotiations, the West should not hinder them, but the West also should not press them to negotiate before they see a net benefit in doing so. Western officials should be leery of opening any channel to Moscow that the Russians would seek to turn into a negotiation over the heads of the Ukrainians.

To be clear, this war has an aggressor, and it has a victim. Those who advocate that Washington talk to Moscow fear that, if the war continues, Russia might consider launching attacks on targets in North Atlantic Treaty Organization (NATO) member states. One should not wholly exclude that possibility, but the Russian military has its hands full with Ukraine. It likely does not want to take on NATO directly as well.

The United States and NATO certainly have a major interest in avoiding direct military conflict with Russia. However, in order to minimize that risk, is it right to ask the Ukrainian government to make concessions to the aggressor, concessions that could reduce the size and economic viability of the Ukrainian state, that would provoke a sharp domestic backlash in the country, and that might not end the Russian threat to Ukraine?

One last point to weigh. If the West pressed Kyiv to accept such an outcome, what lesson would Putin draw should his stated desire to “return” Russia’s historic lands extend beyond Ukraine?

Published on Brookings.edu

Vladimir Putin and the Kremlin had a number of reasons for invading Ukraine in February and starting the largest military conflict in Europe since World War II.  Putin sought to portray the pre-invasion crisis that Moscow created with Ukraine as a NATO-Russia dispute, but that framing does not stand up to serious scrutiny.

Putin tried hard.  In late 2021, he complained of NATO’s “rising” military threat on Russia’s western borders and demanded legal guarantees for Russia, as if the country with the world’s largest nuclear arsenal and largest army in Europe needed such guarantees.  Moscow proposed draft agreements with NATO and the United States that would have ruled out further NATO enlargement and required the Alliance to withdraw all military forces and infrastructure from members that had joined after 1997.

Washington and NATO offered to engage on other elements of the draft agreements regarding arms control and risk reduction measures, which could have made a genuine contribution to Europe’s security, including Russia.  However, U.S. and NATO officials would not foreswear further enlargement.  That became another grievance—along with false claims of neo-Nazis in Kyiv, genocide in Donbas and a Ukrainian pursuit of nuclear arms—that Putin cited in his February 24 explanation of his unjustifiable decision to launch a new invasion of Ukraine.

Some Western analysts continue to accept Putin’s argument that lays blame on NATO.  The history does not support that argument.

In July 1997, NATO invited Poland, Hungary and the Czech Republic to begin accession negotiations—but only after first laying the basis for a cooperative relationship with Russia.  In May 1997, NATO and Russia concluded the Founding Act on Mutual Relations, Cooperation and Security, which set up a permanent body for consultation and coordination.

Among other things, the Founding Act reiterated that NATO had “no intention, no plan and no reason” to place nuclear weapons on the territory of new member states.  The Act also noted that NATO saw no need for the “permanent stationing of substantial combat forces” on the territory of new members.  These statements reflected the Alliance’s effort to make enlargement for Moscow as non-threatening as possible in military terms.

From 1997 to early 2014, NATO deployed virtually no combat forces on the territory of its new members.  That changed following Russia’s use of military force to seize Crimea and its involvement in the conflict in Donbas in eastern Ukraine in March and April 2014.  Even then, NATO moved to deploy, on a rotating basis, multinational battlegroups numbering 1,000-1,600 troops in each of the three Baltic states and Poland—no more than tripwire forces.

As for advancing the Alliance to Russia’s borders, five current NATO members border on Russia or the Russian exclave of Kaliningrad (this does not include Finland, which requested membership only in May 2022).  Of the five current members, the last to join the Alliance, the three Baltic states, did so in 2004.  That was 18 years ago.  Putin did not raise a fuss then.

In fact, in May 2002, Putin met NATO leaders in Rome and agreed to a joint declaration on deepening and giving a new quality to NATO-Russia relations.  In his address at that NATO-Russia summit, Putin expressed no concern about NATO enlargement, even though the Alliance planned a second summit later that year, and the Russian president had to know that NATO then would invite additional countries, quite probably including the Baltic states, to join.

Putin has in recent years played up grievances against NATO enlargement in ways that he did not when NATO was enlarging in Russia’s neighborhood.  The four countries that joined the Alliance after 2004 are all in the Balkans, quite distant from Russia’s borders.  The Russian president reacted calmly to this year’s Finnish and Swedish decisions to apply to join—even though Finland’s addition will more than double the length of Russia’s borders with NATO.

As for Moscow’s concerns about Ukraine entering NATO, Russian diplomats and spies surely understood there is little enthusiasm within the Alliance for putting Ukraine on a membership track.  With Russian troops occupying parts of Ukraine (even before the February attack), membership would invariably raise the question of allies going to war against Russia.

Ironically, Russia had a neutral Ukraine in 2013.  A 2010 Ukrainian law enshrined non-bloc status for the country, and then-Ukrainian President Victor Yanukovych showed no desire to join NATO.  He was interested in concluding an association agreement with the European Union, but he came under massive pressure from Moscow not to do so in late 2013.  He succumbed to that pressure, and the announcement that Kyiv would not sign the completed association agreement triggered protests that same evening that began the Maidan Revolution.

Putin’s decision to launch a new attack on Ukraine appears to have several motivations.  One is geopolitical, the Kremlin’s desire to have a Russian sphere of influence in the post-Soviet space and its fear that Ukraine was invariably moving away from Moscow.  This is a broader question than Ukraine’s relationship with NATO.  But nothing has done more than Russian policy and actions since 2014 to push Ukraine away from Russia and toward the West.

Russian domestic politics looks like a second key factor.  For the Kremlin, a democratic, Western-oriented, economically successful Ukraine poses a nightmare, because that Ukraine would cause Russians to question why they cannot have the same political voice and democratic rights that Ukrainians do.  For the Kremlin, regime preservation is job number one.

The third factor is Putin himself.  Reading his July 2021 essay on Ukraine or his February 24 speech on Russia’s recognition of the so-called “people’s republics” in Donbas makes clear that Putin does not accept the legitimacy of a sovereign and independent Ukrainian state.  He regards most of Ukraine as part of historical Russia.

On June 9, the Russian president voiced the quiet part aloud, implicitly comparing himself to Peter the Great on “returning” historic Russian lands to Moscow’s control.  Putin said, “Apparently, it is also our lot to return [what is Russia’s] and reinforce [the country].”  He said not one word about NATO or NATO enlargement.

Case closed.