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This article originally appeared at Brookings.

Ukrainian President Volodymyr Zelenskiy visited Brussels on June 4 and 5, where he met with the leadership of the European Union and NATO. He reaffirmed Kyiv’s goal of integrating into both institutions—goals enshrined earlier this year as strategic objectives in Ukraine’s constitution.

At their April meeting to mark NATO’s 70th anniversary, NATO foreign ministers noted their commitment to the alliance’s “open door” policy for countries that aspire to membership. Russian aggression over the past five years has only solidified domestic support within Ukraine for membership, though the path to achieving that objective faces serious obstacles.

GROWING SUPPORT FOR NATO IN UKRAINE

When NATO leaders in July 1997 invited Poland, the Czech Republic, and Hungary to join the alliance, they also stated the “open door” policy. That reaffirmed Article 10 of the Washington Treaty that established NATO, which reads in part: “The Parties may, by unanimous agreement, invite any other European state in a position to further the principles of this Treaty and to contribute to the security of the North Atlantic area to accede to this Treaty.”

President Leonid Kuchma publicly declared Ukraine’s interest in NATO membership in May 2002. Washington expressed support while noting that Kyiv had to do its homework, that is, it had to adopt the kinds of democratic, economic, and military reforms that the alliance asked of other aspirants. During the remainder of Kuchma’s time in office, however, Ukraine made little tangible progress in those areas.

In 2006, President Victor Yushchenko attached high priority to securing a NATO membership action plan (MAP). By summer, Kyiv looked on course to attain a MAP when alliance foreign ministers met that December. Curiously, Moscow did not come out hard against the idea. The prospective MAP derailed, however, after Yushchenko appointed Victor Yanukovych as prime minister. During a September visit to Brussels, Yanukovych said he did not want a MAP. The proposal died given the divided position of Ukraine’s executive branch.

Yushchenko called for a MAP again in January 2008, this time with the support of Prime Minister Yuliya Tymoshenko and Rada (parliament) Speaker Arseniy Yatseniuk. Moscow came out in full opposition. When Yushchenko visited the Russian capital that February, he had to stand alongside and listen to President Vladimir Putin threaten to target nuclear missiles on Ukraine. Instead of lobbying allies to support a MAP for Kyiv, Washington waited until the April Bucharest summit, where President George W. Bush attempted to persuade his counterparts to grant Ukraine (and Georgia) a MAP. However, a number of allied leaders by then had made up their minds and opposed the idea. Concern about Russian opposition undoubtedly played a role.

When Yanukovych became president in early 2010, he reiterated his lack of interest in NATO membership, and the issue went dormant. That changed after the 2014 Maidan Revolution, Yanukovych’s flight to Russia, Russia’s use of military force to seize Crimea, and Russian aggression in the eastern region of Donbas. President Petro Poroshenko increasingly stressed the importance of Ukraine joining the alliance.

In February 2019, the Rada overwhelmingly approved an amendment to the constitution that fixed membership in the European Union and NATO as strategic goals for Ukraine. While opinion polls prior to 2014 showed, at best, lukewarm public support for NATO membership, that has shifted with the continuing fighting in Donbas. Polls over the past four years have shown pluralities—in some cases, even a majority—favoring joining the alliance. For example, a January 2019 survey had 46 percent in favor as opposed to 32 percent against.

President Zelenskiy, who assumed office on May 20, also expresses support for NATO membership. In Brussels he stated that he would continue Kyiv’s “strategic course to achieve full-fledged membership in the EU and NATO.”

THE ELEPHANT IN THE ROOM: RUSSIA

Ukraine still has much to do to meet the criteria for NATO membership. MAPs are intended to serve as guides for prospective members to fulfill those criteria. Objectively, Ukraine is as far along as countries that received MAPs in 1999. What has blocked Ukraine’s MAP ambition is Russia and the deference that some NATO members give to Moscow’s views.

Another reason for the alliance’s reluctance to grant a MAP is that MAPs do not convey an Article 5 security guarantee. (Article 5, the heart of the NATO treaty, provides that an attack against one member will be considered as an attack against all.) NATO lacks a good response to the question: What does the alliance do if an aspirant receives a MAP and then—before it becomes a full member—comes under attack?

The Kremlin clearly wants to return Ukraine to Russia’s orbit, though its actions over the past five years have had the opposite effect. Russia’s illegal annexation of Crimea and its ongoing aggression in Donbas, which has taken more than 13,000 lives, have persuaded Ukraine’s political elite and much of its population of the need to anchor Ukraine solidly in European and trans-Atlantic institutions and reduce relations with Moscow.

If the Kremlin cannot return Ukraine to its orbit, Plan B apparently is to break it. That would explain Russia’s hybrid war and economic sanctions against Kyiv as well as continued fueling of the fighting in Donbas. Moscow aims to pressure, distract, and destabilize the Ukrainian government in order to hinder its efforts to adopt a full set of reforms that would spur economic growth; to frustrate Ukraine’s ability to implement the provisions of the Ukraine-EU association agreement; and to make Ukraine appear an unattractive partner for the West.

Russia pursues this course despite its professed adherence to the principles of the 1975 Helsinki Final Act. Those principles include “the right to belong or not to belong to international organizations, to be or not to be party to bilateral or multilateral treaties including the right to be or not to be a party to treaties of alliance.” Moscow plainly does not want to allow Kyiv the right to choose whether or not to be a party to NATO.

Moscow plainly does not want to allow Kyiv the right to choose whether or not to be a party to NATO.

The Kremlin’s backing away from this (and other principles) of the Helsinki Final Act reflects a conclusion in Moscow that the post-Cold War European security order has evolved in ways that disadvantage Russia’s interests. The Russian leadership thus has set out to disrupt that order (Crimea has its antecedents in Transnistria, South Ossetia, and Abkhazia). Russian officials may well have taken note of NATO’s September 1995 study of the how and why of enlargement. That study said: “Resolution of [ethnic disputes or external territorial disputes] would be a factor in determining whether to invite a state to join the Alliance.” The Kremlin has sought to create territorial disputes in the post-Soviet space, and some NATO members fear that giving Ukraine membership now would confront the alliance with an immediate Article 5 contingency against Russia.

It may well be that Moscow requires some idea of what a future European security order might look like, including the relationship between Ukraine and NATO, before it moves to resolve the conflict in Donbas. At this point, however, it does not appear that any Track I channels are discussing that question. Nothing suggests that it has come up in the Normandy configuration involving officials from Ukraine, Russia, Germany, and France.

This is an extraordinarily difficult question. In thinking about a European security order, how can one reconcile the view of Kyiv—and of most of the West—that Ukraine, a sovereign and independent state, should have the right to choose its own foreign policy course, with Russia’s demand for a sphere of influence that includes Ukraine?

Some have offered solutions to this dilemma. My Brookings colleague, Michael O’Hanlon, has proposed establishing a zone of permanently neutral states running from Sweden and Finland in the north down to the Black Sea and the Caucasus, with their security guaranteed by both NATO and Russia. Russia would withdraw its forces from Georgia, Ukraine, and Moldova, and the West would lift economic sanctions on Russia. NATO would abandon further enlargement, though states in the neutral zone could join the European Union.

This is an interesting “outside-the-box” idea, but it would not work. Many of those states (not just Ukraine and Georgia, but also Sweden and Finland) would not agree to be consigned to such a zone. And Moscow opposes EU membership for post-Soviet states; the Russians pressed Yanukovych not to sign the association agreement with the European Union when he had made clear his lack of interest in deepening relations with NATO.

The best idea that I have been able to come up with is that Ukraine, Russia, and NATO agree that Ukrainian membership in the alliance is a matter of not now, but not never. That would likely please neither Kyiv nor Moscow, but it could offer a way to kick a difficult can down the road.

NATO membership for Ukraine is unlikely in the near term. For the foreseeable future, Ukraine should continue to deepen its practical cooperation with the alliance. Much, if not all, of a MAP can be put into Kyiv’s annual action plans. Moscow’s principal objection appears to be to the name of the plan, not the content. The focus then should be on implementation. Ukraine should seek to prepare itself as much as possible—not just in terms of defense and security reforms, but also in solidifying its embrace of the democratic and market economy values of the alliance. That will put Ukraine in position to take advantage if/when an opportunity emerges and NATO is ready to consider membership.

 

 

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If voters in Ukraine elect television star Volodymyr Zelensky president Sunday, as seems almost certain, that should please the Kremlin, which in the course of supporting rebels in the eastern regions of Ukraine has made clear its dislike for incumbent Petro Poroshenko. Zelensky, a political neophyte who plays a teacher unexpectedly elected president in the TV show “Servant of the People,” handily won the first round of the election March 31. Polls suggest he will beat the president in the runoff by as many as 30 points, and to the Kremlin, he must seem like a much more malleable figure.

That doesn’t mean he will be. Champagne corks popped in Moscow in November 2016 when Donald Trump unexpectedly won, and he has been a major disappointment for Putin, who wanted a change in Washington’s Russia policy. Zelensky could foil the Russians in exactly the same way.

Zelensky has no policy track record. During the campaign, he avoided detailed platform proposals, media interviews or political rallies, preferring instead to let his TV persona define his image. He could make mistakes — huge mistakes — as president. But he is no dummy: He built a successful business empire, and he may not be as prone to manipulation as Putin would want.

Read the rest at The Washington Post.

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This article originally appeared in the American Ambassadors Review (Spring 2019).

For nearly five decades, Washington and Moscow have engaged in negotiations to manage their nuclear competition. Those negotiations produced a string of acronyms—SALT, INF, START—for arms control agreements that strengthened strategic stability, reduced bloated nuclear arsenals and had a positive impact on the broader bilateral relationship.

That is changing. The Intermediate-range Nuclear Forces (INF) Treaty is headed for demise. The New Strategic Arms Reduction Treaty (New START) has less than two years to run, and the administration of Donald Trump has yet to engage on Russian suggestions to extend it. Bilateral strategic stability talks have not been held in 18 months.

On its current path, the U.S.-Russia nuclear arms control regime likely will come to an end in 2021. That will make for a strategic relationship that is less stable, less secure and less predictable and will further complicate an already troubled bilateral relationship.

Fifty Years of Arms Control

Bilateral nuclear arms control talks between Washington and Moscow began in 1969 with the Strategic Arms Limitation Talks (SALT). They resulted from a growing understanding that negotiated limits on the superpowers’ nuclear arms competition served the interests of both. Over the next five decades, arms control treaties and unilateral force decisions led the sides to reduce their active arsenals to 4,000-4,500 nuclear weapons each—down from a U.S. peak of more than 30,000 in the 1960s and a Soviet/Russian peak that exceeded 40,000 in the 1970s.

Early treaties such as the 1972 Interim Offensive Agreement and the 1979 SALT II Treaty (which never entered into force but whose limits were observed into the mid-1980s) merely slowed the growth of nuclear arsenals. Later treaties had a more dramatic impact. The 1987 INF Treaty banned the entire class of U.S. and Soviet land-based missiles with ranges between 500 and 5,500 kilometers. The 1991 START Treaty required the sides to reduce their accountable strategic nuclear warheads by some 40 percent while cutting strategic missile launchers and bombers by about 30 percent.

Arms control agreements often had a beneficial impact on the broader relationship. SALT helped advance détente in the early 1970s; progress on INF and START spurred an improvement in the overall U.S.-Soviet relationship in the late 1980s; and the relatively quick conclusion of New START gave a positive impulse to the Obama administration’s reset with Russia, even though the reset proved short-lived.

Today, the U.S.-Russian relationship has hit its lowest point since the end of the Cold War. Arms control, or the looming collapse of arms control, rather than helping, may contribute to a further deterioration of relations.

The Demise of the INF Treaty

The INF Treaty is on a death course. Russia violated the treaty by developing and deploying the 9M729, a prohibited intermediate-range cruise missile. Neither the Obama nor the Trump administration employed an effective strategy to persuade Moscow to return to compliance.

On October 20, 2018, President Trump announced that the United States would terminate the treaty, surprising allies and administration officials alike. NATO subsequently backed the U.S. decision, though European officials privately grumbled about a fait accompli. In early February, U.S. officials stated that they had suspended U.S. treaty obligations and given Russia the required six months’ notice of the U.S. intention to withdraw from the agreement. Russia then suspended its treaty obligations.

The United States could not remain forever in a treaty that Russia has violated. However, the way the Trump administration handled its departure amounted to diplomatic malpractice. Washington will get blamed for the treaty’s end.

There was a smarter way. First, U.S. officials should have informed their European counterparts in early 2018 that the United States would have no choice in 12–24 months but to leave the treaty if Russia did not correct its violation and urge them to apply political heat on the Kremlin, including at the highest level. Russia’s intermediate-range missiles cannot reach the United States; they threaten Europe and Asia.

Second, the U.S. military should have deployed conventionally armed air- and sea-launched cruise missiles to the European region to show that the Russian violation would not go unchallenged.

Third, NATO should have begun a study of long-term countermeasures, with one option being deployment in Europe of a conventionally armed U.S. intermediate-range ballistic missile. While the Alliance likely could not have found consensus to adopt that option, discussing it would have reminded military leaders in Moscow how much they disliked the U.S. Pershing II, whose deployment in West Germany in the 1980s proved key to securing the INF Treaty.

Fourth, U.S. officials should have indicated to their Russian counterparts that, if they addressed U.S. concerns about the 9M729 violation, the United States would consider ways to address Russian concerns that the Aegis Ashore missile defense facility in Romania could launch offensive missiles.

Would such steps have brought Russia back into compliance? Perhaps not, but they certainly would have increased the odds. Even if they did not succeed, they would have positioned Washington far better with its allies and put it in a stronger position to lay blame for the treaty’s end where it belonged—on Russia.

In the actual event, the Trump administration hardly tried. In January, Russian officials offered to exhibit the 9M729 to U.S. experts. U.S. officials could have taken that proposal and insisted on procedures for a meaningful exhibition. Instead, they flat out turned it down.

Much of the problem on the American side may lie with National Security Advisor John Bolton. He generally disdains arms control agreements as constraining U.S. capabilities and options (which is true, but they also constrain Russian capabilities and options). He had previously called for U.S. withdrawal from the INF Treaty.

Exhibitions of the 9M729 and Aegis Ashore facility could have opened a path to resolve each side’s compliance concerns, but Moscow and Washington have not shown the needed political will. It looks like the treaty will meet its demise in August.

Questions about the Future of New START

In contrast to the INF Treaty, Russia has complied with the limits of the 2010 New START Treaty, which required reductions by each country to no more than 1,550 deployed strategic warheads and no more than 700 deployed strategic missiles and bombers by February 2018. The United States also met the limits, though Russian officials question the adequacy of measures the U.S. military took to remove some strategic systems from treaty accountability.

New START by its terms will expire in February 2021, though the treaty allows extension for up to five years. Russian officials have proposed discussion of extension. In 2017, Trump administration officials said they would first have to complete the new nuclear posture review and see whether Russia met the February 2018 limits. Both of those boxes were checked more than a year ago. U.S. officials now say they are studying the question and see no rush.

New START extension should be a no-brainer. First, it would extend to 2026 the limits on Russian strategic forces and provide a mechanism to address new nuclear systems that the Russian military has under development. Second, extension would not affect U.S. strategic modernization plans, which the Pentagon designed to fit within New START’s limits. Third, extension would continue the flow of information that the U.S. military and intelligence community receive about Russian strategic forces from data exchanges, notifications and on-site inspections. That information lets the U.S. military make smarter decisions about how to equip and operate U.S. strategic forces.

When asked about extension, however, Bolton has raised two alternatives: renegotiation of New START or a treaty modeled on the 2002 Strategic Offensive Reductions Treaty (SORT). Neither holds much promise.

Renegotiation would allow Washington to try to improve New START, perhaps with additional verification measures or expanded limits to capture nuclear weapons not now covered by the treaty. But Moscow would seek changes as well, starting with limits on missile defense and conventional strike systems, both of which are anathema to the Trump administration. Renegotiation would take a long time and have, at best, an uncertain prospect of success.

As for the SORT model, SORT limited just warheads (though with no verification measures); it did not constrain strategic missiles and bombers. While Moscow accepted such an agreement in 2002, Russian officials since 2008 have made clear that a strategic arms control agreement must limit missiles and bombers, as does New START.

Bolton opposed New START when the Senate discussed its ratification back in 2010. Neither Secretary of State Mike Pompeo nor Acting Secretary of Defense Patrick Shanahan seem to be advocates for the treaty. Although extension would be very much in the U.S. interest, the Trump administration appears inclined to let it expire.

No Strategic Stability Talks

U.S. and Russian officials in the past have held strategic stability talks to take a broad look at developments that affect their strategic relationship. Such talks are useful, particularly when new developments, such as those in the cyber and space domains, emerge and when Russian nuclear doctrine has provoked concern in Washington and led to changes in the U.S. nuclear posture. Even if strategic stability talks do not spin off specific negotiations, they provide a venue for the sides to exchange views and better understand the concerns of the other.

During the Trump administration, a one-day session of strategic stability talks took place in September 2017. As of March 2019, it has not agreed to a second meeting.

An Unsettling Future

For most of the five decades of U.S.-Soviet/Russian arms control negotiations, the American side took the lead. Moscow often struck a pose not of disinterest, but of less interest—likely for bargaining purposes. That is no longer the case. The Kremlin now faces a White House that attaches as little priority to reducing arms as it does—perhaps less. The U.S. President evinces no understanding of arms control, while his national security advisor apparently seeks to end it.

With the INF Treaty all but dead, New START’s fate uncertain after 2021 and no sign of new initiatives on either side, arms control as practiced for some 50 years may be coming to an end or, at a minimum, to a pause. That occurs at a time when Russia and the United States have significant nuclear modernization programs underway. While the bulk of those programs aim primarily to replace old weapons with new ones, the sides are also developing nuclear capabilities that neither previously had in its arsenal. Economic constraints may limit an all-out arms race, but the strategic nuclear relationship seems headed for uncharted territory.

The end of the U.S.-Russian nuclear arms control regime would have wider impacts. If the two nuclear superpowers no longer are reducing—and no longer limiting—their nuclear arms, what credibility will they have to insist that other countries, such as North Korea, forgo nuclear weapons or that third countries sanction proliferating states? Will China decide to adjust its nuclear posture and move from its current modest stockpile of under 300 weapons toward a larger and more diverse arsenal?

The current course will lead to a less stable and secure world. The United States and Russia will be less able to predict future developments on the other side and thus will have to make expensive worst-case assumptions. It will make for a more complex and dangerous relationship. Perhaps then they will recall the lessons of the 1960s and 1980s that arms control, however imperfect, can offer a useful tool for managing great power competition.

 

 

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Abstract: President Trump may talk about the Middle East differently than Obama did. But the two seem to share the view that the United States is too involved in the region and should devote fewer resources and less time to it. The reduced appetite for U.S. engagement in the region reflects, not an ideological predilection or an idiosyncrasy of these two presidents, but a deeper change in both regional dynamics and broader U.S. interests. Despite this, the United States exists in a kind of Middle Eastern purgatory—too distracted by regional crises to pivot to other global priorities but not invested enough to move the region in a better direction. This worst-of-both-worlds approach exacts a heavy price. It sows uncertainty among Washington’s Middle Eastern partners, which encourages them to act in risky and aggressive ways. It deepens the American public’s frustration with the region’s endless turmoil, as well as with U.S. efforts to address it. It diverts resources that could otherwise be devoted to confronting a rising China and a revanchist Russia. And all the while, by remaining unclear about the limits of its commitments, the United States risks getting dragged into yet another Middle Eastern conflict. 

 
It is time for Washington to put an end to wishful thinking about its ability to establish order on its own terms or to transform self-interested and shortsighted regional partners into reliable allies—at least without incurring enormous costs and long-term commitments. That means making some ugly choices to craft a strategy that will protect the most important U.S. interests in the region, without sending the United States back into purgatory. Karlin and Wittes will outline the choices before the next U.S. president and their view of a realistic, sustainable strategy for the United States in the Middle East. 
 
Tamara Wittes' Biography: Tamara Cofman Wittes is a senior fellow in the Center for Middle East Policy at Brookings. Wittes served as deputy assistant secretary of state for Near Eastern affairs from November of 2009 to January 2012, coordinating U.S. policy on democracy and human rights in the Middle East during the Arab uprisings. Wittes also oversaw the Middle East Partnership Initiative and served as deputy special coordinator for Middle East transitions.

 

Wittes is a co-host of Rational Security, a weekly podcast on foreign policy and national security issues. She writes on U.S. Middle East policy, regional conflict and conflict resolution, the challenges of global democracy, and the future of Arab governance. Her current research is for a forthcoming book, Our SOBs, on the tangled history of America’s ties to autocratic allies.

 

Wittes joined Brookings in December of 2003. Previously, she served as a Middle East specialist at the U.S. Institute of Peace and director of programs at the Middle East Institute in Washington. She has also taught courses in international relations and security studies at Georgetown University. Wittes was one of the first recipients of the Rabin-Peres Peace Award, established by President Bill Clinton in 1997.

 

Wittes is the author of "Freedom’s Unsteady March: America’s Role in Building Arab Democracy" (Brookings Institution Press, 2008) and the editor of "How Israelis and Palestinians Negotiate: A Cross-Cultural Analysis of the Oslo Peace Process" (USIP, 2005). She holds a bachelor's in Judaic and Near Eastern studies from Oberlin College, and a master's and doctorate in government from Georgetown University. She serves on the board of the National Democratic Institute, as well as the advisory board of the Israel Institute, and is a member of the Council on Foreign Relations and Women in International Security.

 

 

Mara Karlin's Biography: Mara Karlin, PhD, is Director of Strategic Studies at Johns Hopkins University’s School of Advanced International Studies (SAIS). She is also an Associate Professor at SAIS and a nonresident senior fellow at The Brookings Institution. Karlin has served in national security roles for five U.S. secretaries of defense, advising on policies spanning strategic planning, defense budgeting, future wars and the evolving security environment, and regional affairs involving the Middle East, Europe, and Asia. Most recently, she served as the deputy assistant secretary of defense for strategy and force development.  Karlin has been awarded Department of Defense Medals for Meritorious and Outstanding Public Service, among others. She is the author of Building Militaries in Fragile States: Challenges for the United States (University of Pennsylvania Press; 2018).

Tamara Wittes Senior fellow, Center for Middle East Policy Brookings
Mara Karlin Senior fellow,Center for 21st Century Security and Intelligence SAIS and Brookings
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Abstract: 
Why were Western expectations about how Russia would develop after the Soviet collapse so misplaced? How has Putin's Russia, with a GDP less than that of Italy, managed to reassert itself so effectively on the world stage? And how should the West respond to Russia going forward? Angela Stent will discuss her new book, focusing on how Russia's relations with Europe have evolved and how Europe-- caught between Putin's Russia and Trump's America--is reassessing its options.
 
Speaker's Biography:

Angela Stent is Professor of Government and Foreign Service at Georgetown University and directs its Center for Eurasian, Russian and East European Studies. She has also served in the State Department’s Office of Policy Planning and as National Intelligence Officer for Russia and Eurasia at the National Intelligence Council. She is the author of Russia and Germany Reborn: Unification, the Soviet Collapse and the New Europe; The Limits of Partnership: U.S-Russian Relations in the Twenty-First Century and Putin’s World: Russia Against the West and with the Rest.

 

Angela Stent Professor of Government and Foreign Service Georgetown University
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This article originally appeared at Brookings.

 

March 18 marks the fifth anniversary of Russia’s illegal annexation of Crimea, which capped the most blatant land grab in Europe since World War II. While the simmering conflict in Donbas now dominates the headlines, it is possible to see a path to resolution there. It is much more difficult with Crimea, which will remain a problem between Kyiv and Moscow, and between the West and Russia, for years—if not decades—to come.

THE TAKING OF CRIMEA

In late February 2014, just days after the end of the Maidan Revolution and Victor Yanukovych’s flight from Kyiv, “little green men”—a term coined by Ukrainians—began seizing key facilities on the Crimean peninsula. The little green men were clearly professional soldiers by their bearing, carried Russian weapons, and wore Russian combat fatigues, but they had no identifying insignia. Vladimir Putin originally denied they were Russian soldiers; that April, he confirmed they were.

By early March, the Russian military had control of Crimea. Crimean authorities then proposed a referendum, which was held on March 16. It proved an illegitimate sham. To begin with, the referendum was illegal under Ukrainian law. Moreover, it offered voters two choices: to join Russia, or to restore Crimea’s 1992 constitution, which would have entailed significantly greater autonomy from Kyiv. Those on the peninsula who favored Crimea remaining a part of Ukraine under the current constitutional arrangements found no box to check.

The referendum unsurprisingly produced a Soviet-style result: 97 percent allegedly voted to join Russia with a turnout of 83 percent. A true referendum, fairly conducted, might have shown a significant number of Crimean voters in favor of joining Russia. Some 60 percent were ethnic Russians, and many might have concluded their economic situation would be better as a part Russia.

It was not, however, a fair referendum. It was conducted in polling places under armed guard, with no credible international observers, and with Russian journalists reporting that they had been allowed to vote. Two months later, a member of Putin’s Human Rights Council let slip that turnout had been more like 30 percent, with only half voting to join Russia.

Regardless, Moscow wasted no time. Crimean and Russian officials signed a “treaty of accession” just two days later, on March 18. Spurred by a fiery Putin speech, ratification by Russia’s rubberstamp Federation Assembly and Federation Council was finished by March 21.

ATTEMPTS TO JUSTIFY

Moscow’s actions violated the agreement among the post-Soviet states in 1991 to accept the then-existing republic borders. Those actions also violated commitments to respect Ukraine’s sovereignty, territorial integrity, and independence that Russia made in the 1994 Budapest Memorandum on Security Assurances for Ukraine and 1997 Ukrainian-Russian Treaty of Friendship, Cooperation and Partnership.

In late March 2014, Russia had to use its veto to block a U.N. Security Council resolution that, among other things, expressed support for Ukraine’s territorial integrity (there were 13 yes votes and one abstention). The Russians could not, however, veto a resolution in the U.N. General Assembly. It passed 100-11, affirming Ukraine’s territorial integrity and terming the Crimean referendum invalid.

Russian officials sought to justify the referendum as an act of self-determination. It was not an easy argument for the Kremlin to make, given the history of the two bloody wars that Russia waged in the 1990s and early 2000s to prevent Chechnya from exercising a right of self-determination.

Russian officials also cited Western recognition of Kosovo as justification. But that did not provide a particularly good model. Serbia subjected hundreds of thousands of Kosovar Albanians to ethnic-cleansing in 1999; by contrast, no ethnic-cleansing occurred in Crimea. Kosovo negotiated with Serbia to reach an amicable separation for years before declaring independence unilaterally. There were no negotiations with Kyiv over Crimea’s fate, and it took less than a month from the appearance of the little green men to Crimea’s annexation.

The military seizure of Crimea provoked a storm of criticism. The United States and European Union applied visa and financial sanctions, as well as prohibited their ships and aircraft from traveling to Crimea without Ukrainian permission. Those sanctions were minor, however, compared to those applied on Russia after it launched a proxy conflict in Donbas in April 2014, and particularly after a Russian-provided surface-to-air missile downed a Malaysian Air airliner carrying some 300 passengers.

Whereas Ukrainian forces on Crimea did not resist the Russian invasion (in part at the urging of the West), Kyiv resisted the appearance of little green men in Donbas. Before long, the Ukrainians found themselves fighting Russian troops as well as “separatist” forces. That conflict is now about to enter its sixth year.

Finding a settlement in Donbas has taken higher priority over resolving the status of Crimea—understandable given that some 13,000 have died and two million been displaced in the fighting in eastern Ukraine. Moscow seems to see the simmering conflict as a useful means to pressure and distract Kyiv, both to make instituting domestic reform more difficult and to hinder the deepening of ties between Ukraine and Europe.

Resolving the Donbas conflict will not prove easy. For example, the Kremlin may not be prepared to settle until it has some idea of where Ukraine fits in the broader European order, that is, its relationship with the European Union and NATO. But Russia has expressed no interest in annexing Donbas. While the seizure of Crimea proved very popular with the broader Russia public, the quagmire in Donbas has not. The most biting Western economic sanctions would come off of Russia if it left Donbas. At some point, the Kremlin may calculate that the costs outweigh the benefits and consent to a settlement that would allow restoration of Ukrainian sovereignty there.

Moscow will not, on the other hand, willingly give up Crimea. Russians assert a historical claim to the peninsula; Catherine the Great annexed the peninsula in 1783 following a war between Russia and the Ottoman Empire. (That said, Crimea was transferred from the Russian Soviet Federative Socialist Republic to the Ukrainian Soviet Socialist Republic in 1954, and, as noted above, the republics that emerged from the wreckage of the Soviet Union in 1991 agreed to accept the borders as then drawn.)

Retaining Crimea is especially important to Putin, who can offer the Russian people no real prospect of anything other than a stagnant economy and thus plays the nationalism and Russia-as-a-great-power cards. He gained a significant boost in public popularity (much of which has now dissipated) from the rapid and relatively bloodless takeover of the peninsula. Moreover, it offers a vehicle for Russia to maintain a festering border dispute with Ukraine, which the Kremlin may see as discouraging NATO members from getting too close to Ukraine.

Kyiv at present lacks the political, economic, and military leverage to force a return. Perhaps the most plausible route would require that Ukraine get its economic act together, dramatically rein in corruption, draw in large amounts of foreign investment, and realize its full economic potential, and then let the people in Crimea—who have seen no dramatic economic boom after becoming part of Russia—conclude that their economic lot would be better off back as a part of Ukraine.

For the West, Russia’s seizure and annexation of Crimea pose a fundamental challenge to the European order and the norms established by the 1975 Helsinki Final Act. The United States and Europe should continue their policy of non-recognition of Crimea’s illegal incorporation. They should also maintain Crimea-related sanctions on Russia, if for no other reason than to signal that such land grabs have no place in 21st-century Europe.

 

 

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Abstract: Ambassador Koster will address the following political-military issues during his lecture. How has the security environment in Europe evolved since 2014, with growing instability and insecurity in the North Africa and the Middle East, and an assertive Russia in the East? How has Europe and NATO reacted to these challenges? Policies, structures and capabilities have been adapted, but will it be enough to restore peace and stability in Europe ? How will the demise of the arms control architecture affect all of this in the years to come?

 

Speaker's Biography: Ambassador Timo S. Koster is a career diplomat at the Dutch Ministry of Foreign Affairs. As of November 2018, Mr. Koster assumed his position as Ambassador-at-large for Security Policy & Cyber. Prior to this, since 2012, he was Director for Defence Policy and Capabilities at NATO HQ in Brussels.

After finishing his law degree at the University of Amsterdam, Ambassador Koster joined the diplomatic academy of the Ministry of Foreign Affairs of the Netherlands in 1991. His first appointment was at the Royal Netherlands Embassy in Nairobi, Kenya. Back in The Hague from 1994, he served in several positions within the Ministry, including a stint as Private Secretary to the Minister for European Affairs, before moving to the Royal Netherlands Embassy in London, as Head of Economic Department, between 1998 and 2001.

In 2001, Ambassador Koster became Acting Director for European Integration at the Ministry of Economic Affairs, after which he served as a Project Director at the Ministry for Foreign Affairs. In 2003 Mr. Koster was appointed Deputy Ambassador at the Royal Netherlands Embassy in Athens, Greece. In 2008 he moved to Brussels where he served as Defence Advisor at the Netherlands Permanent Representation to NATO until 2012 when he moved to the position of Director Defence Policy & Capabilities in the NATO International Staff.

Ambassador Koster is affiliated to the Atlantic Council Washington DC as a non-resident Ambassadorial Fellow at the Brent Scowcroft Centre for International Strategy and Security.

Timo S. Koster is married with two sons and two daughters.

Timo Koster Career Diplomat Dutch Ministry of Foreign Affairs
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Abstract: Successful use of bots and trolls as tools of its expansionist foreign policy demonstrated the Russian government's superior capability in computational propaganda. Yet the main area of application for these tools remains inside Russia: to prop up Vladimir Putin's approval ratings and deny his opponents an opportunity to reach potential voters. In this paper, we use supervised machine learning algorithms for bot detection and sentiment analysis to do a first systematic survey of bot activity in the Russian segment of Twitter. We discover a high yet fluctuating volume of bot communication and presence of both pro- and anti-government as well as neutral bots. We also identify sources of information they spread and formulate testable hypotheses about the political strategy behind bots deployment. Finally, we discuss the implications of autocrats' reliance on domestic computational propaganda for the response to their activities abroad.

 

Speaker's Biography: Sergey Sanovich received his Ph.D. in Politics at NYU. He studies how autocrats use the power of persuasion to come to, and stay in, office. His ongoing research is focused on online censorship and propaganda by authoritarian regimes; elections and partisanship in electoral autocracies; and personalization of politics in both autocratic and democratic countries. To conduct his research, Sergey collects big data from social media, digitalizes archival documents, and runs field and survey experiments both online and offline.

Sergey Sanovich Cyber Fellow CISAC, Stanford University
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Abstract:  As Russian President Vladimir Putin pursues a more assertive policy toward the West, one of his primary grievances is that NATO enlarged despite 1990 assurances to the contrary.  At the end of the Cold War, did Washington in fact promise Moscow that it would refrain from expanding NATO eastward?  Russia says yes; the US says no; what does the evidence say?  Professor Sarotte, a historian, has conducted archival research and interviews on this topic in the US, Russia, Germany, Britain, and France. In this lecture, she will draw on both her previous publications and on newer declassifications to re-examine this controversy and its legacy for NATO expansion – even as President Donald Trump raises the possibility of a NATO contraction through US withdrawal.

 

Speaker's Biography:  Mary Elise Sarotte is the Marie-Josée and Henry R. Kravis Distinguished Professor of Historical Studies at the Johns Hopkins School of Advanced International Studies in Washington DC.  Her five books include The Collapse: The Accidental Opening of the Berlin Wall and 1989: The Struggle to Create Post-Cold War Europe, both of which were named Financial Times Books of the Year, along with receiving other awards and commendations.  Sarotte earned her AB in History and Science at Harvard University and her PhD in History at Yale University.  After graduate school, she served as a White House Fellow and subsequently joined the faculty of the University of Cambridge.  Sarotte received tenure at Cambridge in 2004 and returned to the United States to teach at University of Southern California as the Dean's Professor of History before moving to Hopkins.  Sarotte is a former Humboldt Scholar, a former member of the Institute for Advanced Study in Princeton, a research associate of Harvard's Center for European Studies, and a member of the Council on Foreign Relations.  She is currently writing a book on NATO expansion; it is based (among other sources) on formerly secret Defense Department, State Department, and White House documents which she has declassified though Freedom of Information appeals.

Mary Sarotte Johns Hopkins School of Advanced International Studies
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Please Note: The Trump, Russia and the Subversion of American Democracy seminar has been rescheduled from March 5th to March 20th (12:00pm-1:30pm). Please use the link above to register for the new event. If you signed up for the March 5th event date, you will need to sign up again using the link above.

 

Abstract: Greg Miller, Washington Post correspondent, winner of the Pulitzer Prize, and author of The Apprentice, will discuss Russia’s interference in U.S. domestic politics, the rising aggression and brazenness associated with Russian espionage in this era, and the fallout in the United States.  He will address the return on investment for Russia and how it has failed to achieve short-term objectives (removal of sanctions) but has achieved broader aims, including making Vladimir Putin seem more potent on the world stage and making the United States (and Western democracy) seem week and dysfunctional.

Speaker Bio: Greg Miller (MA Stanford 93) covers national security for The Washington Post, and is the author of "The Apprentice -- Trump, Russia and the Subversion of American Democracy," a book published in 2018 by the Washington Post and Harper Collins. Miller was among the Post reporters awarded the 2018 Pulitzer Prize for coverage of Russia's interference in the 2016 election and the fallout under the Trump administration. Miller was also part of the team awarded the 2014 Pulitzer Prize for Public Service for the paper's stories about U.S. surveillance programs exposed by former intelligence contractor Edward Snowden.

 

Greg Miller Correspondent Washington Post
Seminars
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