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William J. Perry
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Any strategic vision in the war on terrorism requires broad international cooperation. But the United States and Russia appear to be headed down the path of isolation, according to an op-ed piece by William J. Perry, published May 7 in the Moscow Times.

Faced with the deadly menace posed by transnational terror organizations, the nations of the world must redouble their cooperative efforts. The tasks ahead -- to disrupt terror groups and preempt their attacks -- require intense coordination among a multitude of national intelligence, national law enforcement, and military organizations. Unprecedented cooperation among all of the nuclear powers is needed to prevent nuclear weapons from falling into the hands of terror groups.

Yet, paradoxically, the two nations that have suffered the worst terror attacks -- the United States and Russia -- are regressing more and more to national strategies. They have been unwilling to make the extra effort to reap the benefits of real international cooperation.

I believe that the United States' strategic vision of the war on terrorism is flawed. I fear it is following the isolationist path of the United States after World War I rather than pursuing the broad international programs it successfully undertook to protect its security interests after World War II.

The terrorists posing the greatest threat to the United States and to Russia are transnational, with cells in many different countries. To support their training and operations, they raise funds in many countries and maintain these in international bank accounts. They use satellite-based television as their principal means of propaganda, the World Wide Web as their principal means of communication and international airlines as their principal means of transportation. Their efforts to get weapons of mass destruction are based on penetrating the weakest security links among the nations possessing these weapons, and their successful guerrilla operations depend on their ability to get support from sympathizers among the more than 1 billion Islamic people around the world.

An international operation is clearly needed to successfully deal with this threat. But the United States is not making full use of other nations and international institutions to dry up the terrorists' funds in international bank accounts, to gain intelligence on their planning for future attacks, to penetrate their cells so that it has a chance of preempting these attacks, to organize all nuclear powers with effective security of their nuclear weapons and fissile material, and to conduct counterinsurgency operations wherever they are needed. Dealing effectively with transnational terror groups that operate with impunity across borders requires an international operation with the full cooperation of allies and partners in Europe and Asia.

This is not "mission impossible." In 1993, the United States was able to get all of the former members of the Warsaw Pact to join up with NATO in forming the Partnership for Peace to cooperate in peacekeeping operations. In 1994, the United States with the full cooperation of Russia was able to negotiate an agreement by which all nuclear weapons were removed from Uzbekistan, Belarus and Kazakhstan and by which substantial improvements were made in the security of nuclear weapons in Russia. In 1995, the United States was able to get an agreement under which NATO took responsibility for the peacekeeping operations in Bosnia, an operation that was believed at the time to be as dangerous and filled with religious and sectarian strife as Iraq today, and it was able to get dozens of non-NATO nations -- notably including Russia -- to join it in that operation.

Securing Russian cooperation required listening to Russian views and making accommodations wherever possible. As U.S. defense secretary, I had to meet with my Russian counterpart four different times before I came to understand how to structure the command in Bosnia in a way acceptable to both Russians and NATO. The general lesson from this example, which is still applicable today, was best expressed by Winston Churchill, who observed during World War II, "The problem with allies is they sometimes have ideas of their own." But in reflecting on that problem, he also said, "The only thing worse than fighting a war with allies is trying to fight a war without allies."

What lessons can we learn from Churchill today? Had the Bush administration understood better the dangers of the post-conflict phase, surely it would have worked harder to get the support of those countries before invading Iraq. In any event, after the war it would have reached out to them and tried to achieve an accommodation that would have allowed their support during the reconstruction phase.

Instead, the administration took the position that any nation that was not with the United States during the war would not have a role in the reconstruction. To compound the problem, the United States did not seek meaningful assistance from the United Nations. Today, in the light of the difficulties experienced in restoring security in Iraq, the administration is reaching out to the United Nations and requesting that it play a major role in the political reconstitution of Iraq, but it is still not working effectively with the governments of France, Germany and Russia.

Just as the United States erred in believing that it did not need more international support in Iraq, so did the Russian government err in believing that it did not need more international support as it reconstituted its government after the Soviet era. The Putin administration believed -- correctly -- that it could turn around the Russian economy without significant assistance from other countries, and it believed that it could deal most effectively with its terrorist threat without interference from other countries. It also apparently believed that moving toward a level of democracy conflicted with the controls necessary for economic recovery and for fighting its terror war. So today we see a Russia that has enjoyed a healthy 7 percent growth rate each of these past five years, but has stopped -- indeed reversed -- its move towards becoming a liberal democracy. This reversal over the long term will have profoundly negative consequences for the Russian economy and for the Russian people, and unquestionably it is setting Russia on a course that will alienate it both from the United States and the European Union.

Both the Bush administration and the Putin administration have apparently made the decision that they can achieve their goals without broad international support. Both governments have erred in that judgment. But it is not too late to correct the judgment, and I fervently hope that both of governments will do so. The most important step in that process is reviving cooperation between the United States and Russia.

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Five factors are shown to be strongly related to civil war duration. Civil wars emerging from coups or revolutions tend to be short. Civil wars in Eastern Europe and the former Soviet Union have also tended to be relatively brief, as have anti-colonial wars. By contrast, 'sons of the soil' wars that typically involve land conflict between a peripheral ethnic minority and state-supported migrants of a dominant ethnic group are on average quite long-lived. So are conflicts in which a rebel group derives major funding from contraband such as opium, diamonds, or coca. The article seeks to explain these regularities, developing a game model focused on the puzzle of what prevents negotiated settlements to long-running, destructive civil wars for which conflicting military expectations are an implausible explanation. In the model, regional autonomy deals may be unreachable when fluctuations in state strength undermine the government's ability to commit. The commitment problem binds harder when the center has an enduring political or economic interest in expansion into the periphery, as in "sons of the soil" wars, and when either government or rebels are able to earn some income during a conflict despite the costs of fighting, as in the case of contraband funding.

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Journal of Peace Research
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James D. Fearon
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George W. Bush and his administration came into office with a self-consciously realist orientation in foreign policy. The president and his advisers derided the Clinton administration's multilateralism as mere form without national security substance. They viewed Russia and China as the main potential threats or sources of danger, and regarded Bill Clinton as a naïve idealist for neglecting these great powers in favor of "foreign policy as social work"--humanitarian ventures in areas peripheral to U.S. national security concerns. Consistent with a realist suspicion of multilateralism and confidence in self-help, the administration's principal foreign policy project in its first months was the unilateral pursuit of ballistic missile defense.

The Bush team was particularly critical of U.S. participation in quixotic efforts at nation building for failed states. The message was clear: The Bush administration would not engage in state-building efforts. Ironically, the Bush administration has since undertaken state-building projects that are vastly larger and more difficult than anything the Clinton administration ever attempted. It can be argued that despite the apparent about-face, the Bush administration has actually kept true to its realist principles. We argue to the contrary that the Bush administration's brand of realism has collided with post-Cold War realities that shaped the Clinton administration's foreign policy as well.

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International Security
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James D. Fearon
David Laitin
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Gail Lapidus writes that the war in Chechnya has played a complex and highly negative role in Russia's political development. It served in some respects as a testing ground for policies that would be expanded to embrace the Russian Federation more broadly. It has been a major obstacle to the progress of reform and democratization in Russia, and has rather elicited and strengthened the more coercive and authoritarian impulses within the Russian elite. It has equally been a barometer of broader trends in Russian state-building and is highlighting many of the dramatic new departures this process is taking under President Putin.

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Post-Soviet Affairs
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Gail W. Lapidus
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For hundreds of years, dictators have ruled Russia. Do they still? In the late 1980s, Soviet President Mikhail Gorbachev launched a series of political reforms that eventually allowed for competitive elections, the emergence of an independent press, the formation of political parties, and the sprouting of civil society. After the collapse of the Soviet Union in 1991, these proto-democratic institutions endured in an independent Russia.

But did the processes unleashed by Gorbachev and continued under Russian President Boris Yeltsin lead eventually to liberal democracy in Russia? If not, what kind of political regime did take hold in post-Soviet Russia? And how has Vladimir Putin's rise to power influenced the course of democratic consolidation or the lack thereof? Between Dictatorship and Democracy seeks to give a comprehensive answer to these fundamental questions about the nature of Russian politics.

This book reflects the unique collaboration of Russian and American scholars. Additional contributors include: Viktor Sheinis, Mikhail Krasnov, Vladimir Petukhov, and Elina Treyger.

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Washington Carnegie Endowment for International Peace
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Michael A. McFaul
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Foreword by George P. Shultz

At the dawn of the nuclear age, Albert Einstein remarked, "Everything has changed but our way of thinking." 

He was right for a time, but the devastating consequences of the use of a nuclear weapon did create a pattern of thinking that, with whatever flaws, served us well for
half a century or so. Containment through deterrent capability worked. But the Cold War powers also realized that prevention was essential and that energetic efforts should
be made to arrest the proliferation of nuclear weapons. I well remember preparations for my first meeting as secretary of state with Soviet foreign minister Gromyko in September 1982. I had assumed office in July. The temperature of the Cold War was frigid, the atmosphere confrontational, and I was counseled to act accordingly. I said,
"OK, but there must be something we can do to identify a mutual interest."

There were to be two meetings, held about a week apart. I got the president's authorization to suggest, at the end of the first meeting, a few topics on which we might
try to work collaboratively. Nuclear nonproliferation was one of them. Toward the end of the second meeting, Gromyko replied to my suggestions, expressing a willingness
to make open and joint efforts to avoid the proliferation of nuclear weapons. So, even at the height of the Cold War, we were hard at work on our way of thinking.

The subject took high priority on Ronald Reagan's agenda. He thought that "mutual assured destruction" was not only MAD but also was an essentially immoral way to keep the peace. He said repeatedly, "A nuclear war cannot be won and must never be fought." His aim was to abolish nuclear weapons. However elusive that goal may have been, he did start the ball rolling toward reduction in the Soviet and U.S. arsenals. But he worried, prophetically, about rogue states obtaining even one of these awesome weapons. 

Clearly, the end of the Cold War has drastically reduced the threat of nuclear holocaust. But the world remains a dangerous place in different ways. In a world of terrorist threats and rogues that call themselves states yet behave outside the bounds of civilized norms, we are once again called upon to examine our concepts. That is what this
book is about, and no intellectual task is more urgent or more relevant to current operational issues.

Sid Drell and Jim Goodby have between them vast experience in the area of nuclear weapons and have long been active voices in the nuclear debate. In this volume, they put their key recommendations right up front, in their introduction. That is appropriate. The reader knows at the outset where the authors are going. All of their conclusions have deep merit and the weight of careful argument and factual development. Some will be the subject of debate. That debate, in turn, is one of the important purposes of this book.

Having had the privilege of reading this work in earlier manuscript form and discussing its subject at length with the authors, I value this book because of its essence: the careful development of a framework for thinking about nuclear weapons in times punctuated by terrorist threats. 

All the elements are here: a relevant history, including an illuminating chart on page 6 on the time pattern of state acquisition of nuclear weapons; a virtual inventory of pre-
ventive actions; a searching examination of the circumstances when preemptive military action may be necessary; the problems of intelligence and monitoring; a new look at ballistic missile defenses; the importance of the U.S. example (as in testing); and ideas about what Russia and the United States can do with their special responsibilities. The authors develop the necessary interplay of strength and diplomacy as they address current problems. Work your way through the issues that are presented in settings in various countries. You will find, as I have, that the analytic framework will help you develop your own ideas of how to address critical problems.

Now is a time that cries out for new concepts, often using old principles, about how the world works. If he were still around, Einstein might well be challenging us once again to examine "our way of thinking." And in doing so, he would surely find in Drell and Goodby worthy partners as they address the gravest danger.

George P. Shultz September 2003

 

Table of Contents

Preface

Acknowledgments

Introduction: The Nuclear Danger

Chapter I: From the Past to the Present

Chapter II: Looking Forward

Chapter III: Denial Policies

Chapter IV: Defining Diplomacy's Task

Chapter V: Achieving Rollback: The Instruments of Diplomacy

Chapter VI: Applying Recommended Policies to Specific Cases

Chapter VII: Conclusion

About the Authors

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In The Spread of Nuclear Weapons: A Debate Renewed, professors Waltz and Sagan resume their well-known dialogue concerning nuclear proliferation and the threat of nuclear war. Kenneth Waltz, Senior Research Scholar in the Arnold A. Saltzman Institute of War and Peace Studies at Columbia University, expands on his argument that "more may be better," contending that new nuclear states will use their acquired nuclear capabilities to deter threats and preserve peace. Scott Sagan, the leading proponent of organizational theories in international politics, continues to make the counterpoint that "more will be worse": novice nuclear states lack adequate organizational controls over their new weapons, resulting in a higher risk of either deliberate of accidental nuclear war. Treating issues from the ’long peace’ between the United States and Soviet Union made possible by the nuclear balance of the Cold War to more modern topics such as global terrorism, missile defense, and the Indian-Pakistani conflict, The Spread of Nuclear Weapons: A Debate Renewed is an invaluable addition to any international relations course.

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W. W. Norton & Company, Inc.
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Scott D. Sagan
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The third volume of The Cambridge History of Russia provides an authoritative political, intellectual, social and cultural history of the trials and triumphs of Russia and the Soviet Union during the twentieth century. It encompasses not only the ethnically Russian part of the country but also the non-Russian peoples of the tsarist and Soviet multinational states and of the post-Soviet republics. Beginning with the revolutions of the early twentieth century, chapters move through the 1920s to the Stalinist 1930s, World War II, the post-Stalin years and the decline and collapse of the USSR. The contributors attempt to go beyond the divisions that marred the historiography of the USSR during the Cold War to look for new syntheses and understandings. The volume is also the first major undertaking by historians and political scientists to use the new primary and archival sources that have become available since the break-up of the USSR.

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Cambridge University Press in "The Cambridge History of Russia, Vol. III", Ronald Suny, ed.
Authors
Michael A. McFaul
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Twice in the winter of 1999-2000, citizens of the Russian Federation flocked to their neighborhood voting stations and scratched their ballots in an atmosphere of uncertainty, rancor, and fear. This book is a tale of these two elections - one for the 450-seat Duma, the other for President.

Despite financial crisis, a national security emergency in Chechnya, and cabinet instability, Russian voters unexpectedly supported the status quo. The elected lawmakers prepared to cooperate with the executive branch, a gift that had eluded President Boris Yeltsin since he imposed a post-Soviet constitution by referendum in 1993. When Yeltsin retired six months in advance of schedule, the presidential mantle went to Vladimir Putin - a career KGB officer who fused new and old ways of doing politics. Putin was easily elected President in his own right.

This book demonstrates key trends in an extinct superpower, a troubled country in whose stability, modernization, and openness to the international community the West still has a huge stake.

Brookings Institution Press

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Washington: Brookings Institution Press
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Michael A. McFaul
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0815715358
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Russia, once seen as America's greatest adversary, is now viewed by the United States as a potential partner. This book traces the evolution of American foreign policy toward the Soviet Union, and later Russia, during the tumultuous and uncertain period following the end of the cold war. It examines how American policymakers -- particularly in the executive branch -- coped with the opportunities and challenges presented by the new Russia.

Drawing on extensive interviews with senior U.S. and Russian officials, the authors explain George H. W. Bush's response to the dramatic coup of August 1991 and the Soviet breakup several months later, examine Bill Clinton's efforts to assist Russia's transformation and integration, and analyze George W. Bush's policy toward Russia as September 11 and the war in Iraq transformed international politics. Throughout, the book focuses on the benefits and perils of America's efforts to promote democracy and markets in Russia as well as reorient Russia from security threat to security ally.

Understanding how three U.S. administrations dealt with these critical policy questions is vital in assessing not only America's Russia policy, but also efforts that might help to transform and integrate other former adversaries in the future.

James M. Goldgeier is professor of political science and international affairs at George Washington University. He is also a senior fellow at the Council on Foreign Relations.

Michael McFaul is a senior associate at the Carnegie Endowment, the Peter and Helen Bing senior fellow at the Hoover Institution, and an associate professor of political science at Stanford University.

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Michael A. McFaul
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