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In recent years, much attention has focused on the dangers of dependency on energy imports. Fears of energy import dependency are particularly acute in Eastern Europe, where most countries remain heavily dependent on Russian gas, but similarly dependent relationships exist across the globe. Most energy security research focuses on exporters; this thesis contributes to the study of energy security by exploring the effects of energy dependence on importers. It examines data from 167 dyadic oil and gas trade relationships (1990-2008) to answer two questions.

First, does gas import dependency have a more profound effect on foreign policy
creation than oil dependency? Structural factors predict it should and the study confirms this empirically.

Second, what factors exacerbate or mitigate the foreign policy effects of gas import
dependency? The study identifies three quantifiable factors that tend to increase the foreign
policy affinity importers display towards their suppliers, and two quantifiable factors that tend to reduce the foreign policy affinity importers show towards their suppliers.

Three case studies (Japan/Indonesia, Argentina/Bolivia, and Poland/Russia) confirm the
plausibility of these statistical findings. They also highlight how the ownership structure of gas production and distribution can mitigate, or exacerbate, the foreign policy effects of gas imports.

This study is intended to be useful to policymakers gauging the impact of gas import
dependency.

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Since September 11, 2001, 26 jihadist plots and attacks have targeted the American homeland, but because the details of the plots and attacks as well as the profiles of their perpetrators vary greatly, scholars, government officials, and other authorities still disagree about the seriousness of threat posed by jihadist terrorism to the United States. This study provides a clearer understanding of the nature of jihadist terrorism in the U.S. by examining all 26 plots and attacks in detail. It concludes that jihadist terrorism is generally a minimally threatening, homegrown phenomenon, but some plots and attacks still emerge that do pose a serious threat to U.S. national security.

Of the 26 plots and attacks since 9/11, seven can be considered "serious," and the emergence of these plots and attacks can best be explained by examining those using explosive devices separately from those using firearms. Regarding the first category, Western jihadists' contacts with veteran jihadist organizations (such as al-Qaeda) and access to training camps explain the ability of some to construct serious bombing plots. As for the second category, the radicalization of individuals with criminal or military experience accounts for the preparation (and even execution) of serious shooting plots. As a result, the critical point at which a would-be bomber becomes a serious threat is his initial contact with a jihadist group, whereas the critical point for a would-be shooter is his radicalization. Understanding this distinction will allow security services to have a clearer and more nuanced picture of the jihadist threat to the U.S.

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Exponential advances in the life sciences, particularly in the realm of biotechnology, have been held to raise the classic concerns of "dual-use" research: the same technologies that propel scientific advances critical to human health, the environment and economic growth also could be misused to develop biological weapons, including for bioterrorism.  However, there is significant disagreement as to whether this depiction appropriately frames the nature of the problem.  Some scientists have characterized the prevailing policy discourse on the life sciences as the "half-pipe of doom," a bipolar approach that artificially disaggregates and decontextualizes the promise and peril of advances in the life sciences.  The panel will discuss proposals to address such concerns, focusing on whether the Intergovernmental Panel on Climate Change (IPCC) offers a transferable model of scientific and policy consensus-building for issues of safety and security of biotechnology.      

Stephen J. Stedman joined CISAC in 1997 as a senior research scholar, and was named a senior fellow at FSI and CISAC and professor of political science (by courtesy) in 2002. He served as the center's acting co-director for the 2002-2003 academic year. Currently he directs the Ford Dorsey Program in International Policy Studies at Stanford and CISAC's Interschool Honors Program in International Security Studies. His current research addresses the future of international organizations and institutions, an area of study inspired by his recent work at the United Nations. In the fall of 2003 he was recruited to serve as the research director of the U.N. High-Level Panel on Threats, Challenges and Change. Upon completion of the panel's report, A More Secure World: Our Shared Responsibility, Annan asked Stedman to stay on at the U.N. as a special advisor with the rank of assistant secretary-general, to help gain worldwide support in implementing the panel's recommendations. Following the U.N. world leaders' summit in September 2005, during which more than 175 heads of state agreed upon a global security agenda developed from the panel's work, Stedman returned to CISAC. Before coming to Stanford, Stedman was an associate professor of African studies at the Johns Hopkins University School of Advanced International Studies in Washington, D.C. He has served as a consultant to the United Nations on issues of peacekeeping in civil war, light weapons proliferation and conflict in Africa, and preventive diplomacy. In 2000 Scott Sagan and he founded the CISAC Interschool Honors Program in International Security Studies. Stedman received his PhD in political science from Stanford University in 1988.

Donald Kennedy is the editor-in-chief of Science, the journal of the American Association for the Advancement of Science, and a CESP senior fellow by courtesy. His present research program entails policy on such trans-boundary environmental problems as: major land-use changes; economically-driven alterations in agricultural practice; global climate change; and the development of regulatory policies.

Kennedy has served on the faculty of Stanford University from 1960 to the present. From 1980 to 1992 he served as President of Stanford University. He was Commissioner of the US Food and Drug Administration from 1977-79. Previously at Stanford, he was as director of the Program in Human Biology from 1973-1977 and chair of the Department of Biology from 1964-1972.

Kennedy is a member of the National Academy of Sciences, the American Academy of Arts and Sciences, and the American Philosophical Society. He served on the National Commission for Public Service and the Carnegie Commission on Science, Technology and Government, and as a founding director of the Health Effects Institute. He currently serves as a director of the Carnegie Endowment for International Peace, and as co-chair of the National Academies' Project on Science, Technology and Law. Kennedy received AB and PhD degrees in biology from Harvard University.

Drew Endy is a synthetic biologist with the Stanford Department of Bioengineering. He was a junior fellow and later an assistant professor in the Department of Biological Engineering at MIT prior to coming to Stanford in September 2008 as an assistant professor in the Department of Bioengineering. Endy's research focus is on synthetic biology. With researchers at MIT he works on the engineering of standardized biological components, devices, and parts, collectively known as "BioBricks." He is one of several founders of the Registry of Standard Biological Parts, and invented an abstraction hierarchy for integrated genetic systems. Endy is known for his opposition to limited ownership and supports free access to genetic information. He has been one of the early promoters of open-source biology, and helped to start the Biobricks Foundation, a non-profit supporting open-source biology.

Tarun Chhabra is a JD candidate and Paul and Daisy Soros Fellow at Harvard Law School, and a doctoral candidate in international relations at Oxford University.  Tarun previously worked in the Executive Office of UN Secretary-General Kofi Annan, and on the staff of Annan's High-level Panel on Threats, Challenges and Change.  He also served as a consultant-advisor to the Norwegian Foreign Ministry on nuclear non-proliferation and disarmament initiatives. He was a Fulbright Scholar in Russia at the Moscow State Institute for International Relations (MGIMO) and received a Marshall Scholarship to study at Merton College, Oxford, where he earned a MPhil in international relations and was an instructor in international relations at Stanford House.  He holds a BA from Stanford University, where he worked at the Martin Luther King, Jr., Papers Project and was in the honors program at CISAC. Tarun is a Fellow of the Truman National Security Project and a member of the International Institute for Strategic Studies.

Chris Field is the founding director of the Carnegie Institution's Department of Global Ecology, Professor of Biology and Environmental Earth System Science at Stanford University, and Faculty Director of Stanford's Jasper Ridge Biological Preserve. He also is co-chair of Working Group 2 of the Intergovernmental Panel on Climate Change (IPCC) and will lead the fifth assessment report on climate change impacts, adaptation, and vulnerability.  The author of more than 200 scientific publications, Field’s research emphasizes impacts of climate change, from the molecular to the global scale. Field’s work with models includes studies on the global distribution of carbon sources and sinks, and studies on environmental consequences of expanding biomass energy. Field has served on many national and international committees related to global ecology and climate change and was a coordinating lead author for the fourth assessment report of the Intergovernmental Panel on Climate Change. Field has testified before House and Senate committees and has appeared on media from NPR “Science Friday” to BBC “Your World Today”. He is a member of the US National Academy of Sciences. Field received his PhD from Stanford in 1981 and has been at the Carnegie Institution for Science since 1984.

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Stephen Stedman is a Senior Fellow at the Freeman Spogli Institute for International Studies (FSI) and the Center on Democracy, Development and the Rule of Law (CDDRL), an affiliated faculty member at CISAC, and professor of political science (by courtesy) at Stanford University. He is director of CDDRL's Fisher Family Honors Program in Democracy, Development and Rule of Law, and will be faculty director of the Program on International Relations in the School of Humanities and Sciences effective Fall 2025.

In 2011-12 Professor Stedman served as the Director for the Global Commission on Elections, Democracy, and Security, a body of eminent persons tasked with developing recommendations on promoting and protecting the integrity of elections and international electoral assistance. The Commission is a joint project of the Kofi Annan Foundation and International IDEA, an intergovernmental organization that works on international democracy and electoral assistance.

In 2003-04 Professor Stedman was Research Director of the United Nations High-level Panel on Threats, Challenges and Change and was a principal drafter of the Panel’s report, A More Secure World: Our Shared Responsibility.

In 2005 he served as Assistant Secretary-General and Special Advisor to the Secretary- General of the United Nations, with responsibility for working with governments to adopt the Panel’s recommendations for strengthening collective security and for implementing changes within the United Nations Secretariat, including the creation of a Peacebuilding Support Office, a Counter Terrorism Task Force, and a Policy Committee to act as a cabinet to the Secretary-General.

His most recent book, with Bruce Jones and Carlos Pascual, is Power and Responsibility: Creating International Order in an Era of Transnational Threats (Washington DC: Brookings Institution, 2009).

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Donald Kennedy President Emeritus of Stanford University; Bing Professor of Environmental Science and Policy, Emeritus and FSI Senior Fellow by courtesy Speaker
Drew Endy Assistant Professor of Bioengineering, Stanford University Speaker
Tarun Chhabra JD Candidate, Harvard Law School; DPhil, Oxford Speaker
Christopher Field Director of the Carnegie Institution's Department of Global Ecology, Professor of Biology and Environmental Earth System Science, and FSI Senior Fellow, by courtesy, Stanford University Speaker
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Statement of William J. Perry regarding submission of the New START for consent and ratification

Senate Foreign Relations Committee

April 29, 2010

Chairman Kerry and Ranking Member Lugar, thank you for this opportunity to appear before you and other members of this distinguished Committee to discuss ratification for the New START Treaty.

I would like to start my testimony by offering you five judgments about the New START Treaty.

  1. The reduction of deployed warheads entailed by the treaty is modest, but the treaty is a clear signal that the United States is serious about carrying out our responsibilities under the Nuclear Non-Proliferation Treaty, and will be welcomed as a positive step by the other members of that Treaty.
  2. The treaty imposes no meaningful restraints on our ability to develop and deploy ballistic missile defense systems, or our ability to modernize our nuclear deterrence forces.
  3. The treaty does not affect our ability to maintain an effective nuclear deterrent, as specified by DOD planners in the 2010 Nuclear Posture Review.
  4. The treaty is a valuable confidence-building measure in that it provides for a vitally important continuing dialog between the US and Russia on strategic nuclear weapons.
  5. The treaty improves strategic stability between the United States and Russia by requiring both nations to provide transparency and accountability in the management of their strategic nuclear forces.
    Based on these judgments, I recommend that the Senate consent to the ratification of this treaty.

I would like to add further comments concerning some details of the treaty.
The New START treaty limits deployed, strategic systems to an aggregate of 1550 warheads. These include warheads on deployed ICBMs and SLBMs. Heavy bombers count as a single warhead toward these limits. Further, the treaty creates ceilings on the number of deployed and non-deployed strategic delivery platforms. Each nation
retains the ability to determine the composition of their forces within these numbers. While the actual number of nuclear weapons available for upload on deployed bombers are not counted, this unusual "counting rule" is essentially equivalent between the United States and Russia. In my opinion, this aspect of the treaty would not put the United States at any disadvantage.

The focus of this treaty is on deployed warheads and it does not attempt to count or control non-deployed warheads. This continues in the tradition of prior arms control treaties. I would hope to see non-deployed and tactical systems included in future negotiations, but the absence of these systems should not detract from the merits of this treaty and the further advances in arms control which it represents.

The transparency and verification regime in this treaty builds upon the successful procedures and methods from the prior START treaty. Declarations of the number and locale of deployed missiles will be made upon entry into force, and an inspection regime allows short-notice access to ensure compliance. Technical aspects of the treaty include establishment of unique identifiers for each missile and heavy bomber and their locations, an important advance, which further enhances inspection and verification. Missile tests continue to be monitored, and the exchange of telemetry data is provided. While telemetry is not necessary for verification of this treaty or for our security interests, the continued exchange of telemetry is in our joint interest as a further confidence-building measure.

Two important questions arise in the evaluation of this treaty. They are whether the treaty constrains the United States' ability to modernize its nuclear deterrent and infrastructure and whether the treaty constrains ballistic missile defenses. The treaty directly addresses this first question. Article V of the treaty states "modernization and replacement of strategic offensive arms may be carried out". The Congressional Commission on Nuclear Forces noted that our nuclear weapons complex was in need of improvement. The President's FY11 budget submission proposes substantial increases to the nuclear weapons program for just this purpose. The 2010 Nuclear Posture Review elaborates upon this need in detail. The administration has been consistent in its statements and proposals on this point, all of which support upgrade and improvement of the nuclear weapons complex, including the replacement of key facilities for handling of nuclear materials. The New START Treaty does not inhibit any of these plans or programs.

The development of Ballistic Missile Defense is similarly unconstrained by this treaty. The preamble notes an interrelation between strategic offensive and defensive arms and the importance of a balance between them, but imposes no limits on further development of missile defenses. Indeed, this treaty modestly enhances the ability to develop missile defenses, in that retired strategic missiles required for development of BMD are no longer constrained under the terms of New START. Further, ballistic missile interceptors are specifically excluded from the definition of ballistic missiles under this treaty. The treaty does prohibit the conversion of ICBM launchers for missile defense purposes. We do not, in fact, plan to do so, so this limitation will have no practical impact on our BMD systems.

Mr. Chairman, the New START Treaty is a positive step in U.S.-Russia arms negotiations. This treaty establishes a ceiling on strategic arms while allowing the United States to maintain a safe, secure, and effective nuclear deterrent. This treaty does not limit America's ability to structure its offensive arsenal to meet current or future threats, nor does it prevent the future modernization of the American nuclear arsenal. Additionally, the treaty puts no meaningful limits our Anti-Ballistic Missile Defense program, and in fact it reduces restrictions that existed under the previous START treaty. I recommend ratification.

Mr. Chairman, thank you for the opportunity to appear before you today. I welcome your questions regarding the New START Treaty.

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The American Academy of Arts and Sciences has published a paper with seven essays from leading scholars invited to respond to Scott Sagan's concluding essay Shared Responsibilities for Nuclear Disarmament in the Fall 2009 special issue of Daedalus on the global nuclear future. The paper includes Sagan's original essay and responses by James M. Acton, Jayantha Dhanapala, Mustafa Kibaroglu, Harald Muller, Yukio Satoh, Mohamed I. Shaker and Achilles Zaluar.

As Leslie Berlowitz, CEO of the American Academy of Arts and Sciences, states in an excerpt from the paper's introduction:

"Renewed interest in arms control and restated commitments to the longterm goal of nuclear disarmament have clearly increased over recent years, most dramatically with President Barack Obama's April 2009 speech in Prague. With that change in focus comes an opportunity for the international community to rethink how Article VI of the NPT is traditionally interpreted and to move beyond the cycle of repeated complaints from the 'have-nots' that the 'haves' are not doing enough to disarm themselves and repeated retorts by the "haves" that they are already taking every step that is realistic or prudent. The promise of a different approach to the commitments made under the NPT forms the basis of the Scott Sagan's valuable article--"Shared Responsibilities for Nuclear Disarmament"...

"The differences in national perspectives and the differences in individual opinions about appropriate disarmament steps among the authors should not mask a commitment they all share. The contributors to this volume agree that new thinking and continued debate about how best to maintain momentum toward nuclear disarmament is to be welcomed. Only by seeking out, and taking into consideration, a cross section of views can progress toward the goal of a nuclear-weapons-free world continue... 

"Their contributions serve to expand the discussion that was started by the original Daedalus article--and together they are intended to spark renewed policy debates about how best to pursue global disarmament, debates that will be prominent at the May 2010 NPT Review Conference in New York City and in the years following that important meeting."

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Leaders or representatives from 47 countries recently attended the nuclear security summit in Washington. By holding a bilateral meeting with U.S. President Barack Obama and delivering an important speech at the summit, Hu Jintao highlighted China's positive image for people across the globe and helped reverse the deterioration of US-China relations.

Obviously, it takes a long path toward establishing a global mechanism to counter nuclear proliferation and nuclear terrorism. Many of these leaders were not quite sure whether they would come away from the summit empty-handed.

However, they decided to attend the summit mainly to respond positively to Obama, who had launched a number of initiatives to build a nuclear-free world. The same is true for Hu Jintao and his decision to attend the summit.

Hu's visit to Washington will help lead the bilateral relations toward a positive direction. Although some disputes continue between the two countries, Hu's visit to Washington will no doubt contribute to lowering U.S. hostility toward China.

Earlier, the rapid increase in GDP had stimulated some Chinese diplomats to take blind pride in dealing with their foreign counterparts. Now, it is time to rethink whether it is necessary to adhere to the well-established principle of keeping a low profile in handling Sino-American relations.

China's GDP will soon become the second largest in the world. Who is the greatest beneficiary from the pursuance of this principle over the past three decades? Needless to say, it is China.

Now, China is just halfway through its course of "peaceful rise." In the foreseeable future, the United States will remain the No. 1 power in the world. Two decades from now, who will become the greatest beneficiary if China, as the biggest developing country, is able to maintain stable relations with Washington? Obviously, the answer is China.

In his opening statement at the summit, Obama pointed out that in today's world, the world has reduced the risk of a nuclear war between big powers, but the threat of nuclear terrorist assaults is increasing. He is right. Terrorists can penetrate all places throughout the world without leaving a trace.

It is difficult for all major powers, especially the United States, to detect and prevent them from launching assaults including sudden attacks with "dirty bombs" as weapons. As such, the whole world faces the most serious security challenge.

Such a strategic assessment prompted Obama to convene the nuclear security summit as well as his earlier initiative of "a world free of nuclear weapons." Preoccupied by this assessment, he has spared no effort to promote the campaign of countering nuclear proliferation and nuclear terrorism.

To fight nuclear terrorism, the summit focused on establishing an international nuclear security mechanism. The United States and many countries face the threat of nuclear terrorism. China is no exception.

In case the East Turkistan separatists consider the timing is mature to intensify conflicts with Beijing, they will no doubt take whatever means necessary to penetrate nuclear facilities or acquire "dirty bombs." Moreover, the large-scale construction of nuclear power plants in China introduces more security challenges. China will be in the peak period of building such plants in the next two decades.

The ongoing construction of such plants scattered in coastal areas would expose the nation to threat. A terrorist attack on even one plant would result in consequences more serious than that of detonating a nuclear bomb over a city. Taking this into account, Beijing has adopted various measures to strengthen nuclear security in recent years.

As a positive response from China to the international community, Hu Jintao made the decision to attend the summit, which reflects that Beijing and Washington actually are sharing common interests by making joint efforts to establish a global mechanism for countering nuclear proliferation and nuclear terrorism.

This action indicates that Beijing regards nuclear terrorist assaults as a huge threat to national security interests and it hopes to strengthen international cooperation to limit or even eliminate this type of threat.

Also, this decision has indeed enabled China to avert a head-on collision with the United States and helped reverse a deterioration of U.S.-China relations. Based on this, we can suppose that Beijing is able to conduct strategic adjustment at a critical moment and formulate appropriate foreign policies.

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The release last week of the Obama administration's Nuclear Posture Review brings long overdue attention to the vital issue of U.S. strategic posture. Issues raised in the NPR and START have reinvigorated a crucial national nuclear dialogue that has been missing.

As the chairman and vice chairman of Congress's bipartisan Strategic Posture Commission, which issued its report last May, we have watched with great interest the administration's steady progress this past year on its Nuclear Posture Review and the START negotiations.

Themes from our report run through the Nuclear Posture Review and are embodied in the new START agreement. While debate and disagreement must be part of the crossfire in this renewed nuclear dialogue, we want to emphasize important dimensions of both the Posture Review and START treaty that figure prominently in our bipartisan report.

Now that the NPR is completed, we see that it is compatible with our recommendations. The review gives a comprehensive and pragmatic plan for reducing nuclear risks to the United States. We believe it offers a bipartisan path forward - while allowing for healthy disagreements on specific issues.

And it incorporates many of our points - such as pursuing a quick and modest reduction of nuclear weapons with Russia and sustaining the nuclear triad of land-based ICBMs, sea-based SLBMs and bombers. It also recognizes that nuclear weapons safeguarded U.S. security during the Cold War by deterring attack and that we will need them for deterrence in the foreseeable future, as long as others also possess them.

We also see that the NPR puts special emphasis, as our report recommended, on improving the nation's complex nuclear infrastructure and enhancing programs to recruit and keep the nation's best scientific minds. The administration's commitment to increase investment in our national laboratories also ensures that they continue their important role in sustaining a safe, secure and effective nuclear arsenal and in solving many other problems facing the nation.

The review is correct to make preventing nuclear terrorism and proliferation the top priority, while also seeking to strengthen deterrence and to reassure U.S. allies and recognizing the importance of strategic stability with Russia and an emerging China. Our commission reached the same conclusions.

The NPR's changes in U.S. declaratory policy - especially the assurance that Washington "will not use or threaten to use nuclear weapons against non-nuclear parties to the Nonproliferation Treaty that are in compliance with their nuclear nonproliferation obligations" - go beyond our recommendation that the U.S. retain "calculated ambiguity."

It is, however, a sensible variation on a theme that the U.S. should support nonproliferation while preserving deterrence for itself and its allies.

We also note that the NPR chose, as we advised, to avoid adopting a "no first use" policy for nuclear weapons while narrowing the scope of possible first use to "extreme circumstances" - language that was in our bipartisan report.

We believe that the substantial edge the U.S. has developed in conventional military capabilities, which the NPR notes, permits this country to sharply reduce reliance on nuclear weapons. But we caution those who make light of this major U.S. strategic advantage and its implications.

We support the NPR's call for the U.S. not to develop new nuclear weapons now. Our report similarly called for a case-by-case approach to extending the life of today's warheads. And we agree that the focus should be on safety, security and reliability - not developing new military capabilities.

The NPR echoes our call to negotiate a worldwide end to the production of new fissile materials - the key ingredients of nuclear weapons.

Our final report strongly endorsed the U.S. deterrence policy to cover our allies and partners with the U.S. nuclear umbrella - an objective the NPR also embraces.

The report suggested deploying proven missile defenses against threats such as North Korea and Iran but emphasized, as the NPR does, that these defenses should not be so big as to encourage Russia to add warheads to counter them, which would only undermine efforts to reduce nuclear weapons. We included China as well as Russia in this.

But in two areas, we believe the NPR might have fallen short of the mark.

First, we understand that the review considered declassifying additional information about the size and composition of the U.S. nuclear stockpile. It should have done so. This would demonstrate U.S. leadership on the transparency that is needed to secure nuclear materials globally and to bolster strategic stability with Russia and China.

Second, the NPR called for the consideration of conventional "prompt global strike" capabilities. But it did not explain whether these systems would have a niche role against small regional powers such as North Korea or be an ultimate substitute for nuclear weapons in deterrence with Russia and China.

We feel the former is the only sensible approach. Keeping this issue ill-defined creates needless anxiety in Moscow and Beijing that could lead to future problems.

Even with these two caveats, the 2010 Nuclear Posture Review makes important strides in charting a sustainable bipartisan path forward for the United States.

Healthy disagreement over some NPR specifics should not obscure the valuable contribution it makes to advancing U.S. security interests - resting, as it does in part, on our bipartisan 2009 Strategic Posture Commission report.

William J. Perry served as secretary of defense in the Clinton administration. He was chairman of the Congressional Commission on the Strategic Posture of the United States. James R. Schlesinger was the nation's first energy secretary and served as secretary of defense from July 1973 to November 1975. He was vice chairman of the Congressional Commission on the Strategic Posture of the United States.

 

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President Barack Obama holds a bilateral meeting with President Hu Jintao of China, during the Nuclear Security Summit at the Washington Convention Center in Washington, D.C., April 12, 2010.
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THIS has been a remarkable time for the Obama administration. After a year of intense internal debate, it issued a new nuclear strategy. And after a year of intense negotiations with the Russians, President Obama signed the New Start treaty with President Dmitri Medvedev in Prague. On Monday, the president will host the leaders of more than 40 nations in a nuclear security summit meeting whose goal is to find ways of gaining control of the loose fissile material around the globe.

New Start is the first tangible product of the administration's promise to "press the reset button" on United States-Russian relations. The new treaty is welcome. But as a disarmament measure, it is a modest step, entailing a reduction of only 30 percent from the former limit - and some of that reduction is accomplished by the way the warheads are counted, not by their destruction. Perhaps the treaty's greatest accomplishment is that the negotiations leading up to its signing re-engaged Americans and Russians in a serious discussion of how to reduce nuclear dangers.

So what should come next? We look forward to a follow-on treaty that builds on the success of the previous Start treaties and leads to significantly greater arms reductions - including reductions in tactical nuclear weapons and reductions that require weapons be dismantled and not simply put in reserve.

But our discussions with Russian colleagues, including senior government officials, suggest that such a next step would be very difficult for them. Part of the reason for their reluctance to accept further reductions is that Russia considers itself to be encircled by hostile forces in Europe and in Asia. Another part results from the significant asymmetry between United States and Russian conventional military forces. For these reasons, we believe that the next round of negotiations with Russia should not focus solely on nuclear disarmament issues. These talks should encompass missile defense, Russia's relations with NATO, the Conventional Armed Forces in Europe Treaty, the Intermediate-Range Nuclear Forces Treaty, North Korea, Iran and Asian security issues.

Let's begin with missile defense. Future arms talks should make a serious exploration of a joint United States-Russia program that would provide a bulwark against Iranian missiles. We should also consider situating parts of the joint system in Russia, which in many ways offers an ideal strategic location for these defenses. Such an effort would not only improve our security, it would also further cooperation in dealing with the Iranian nuclear threat, including the imposition of consequential sanctions when appropriate.

NATO is a similarly complicated issue. After the cold war ended, Russia was invited to NATO meetings with the idea that the country would eventually become an integral part of European security discussions. The idea was good, but the execution failed. NATO has acted as if Russia's role is that of an observer with no say in decisions; Russia has acted as if it should have veto power.

Neither outlook is viable. But if NATO moves from consensus decisions to super-majority decisions in its governing structure, as has been considered, it would be possible to include Russia's vote as an effective way of resolving European security issues of common interest.

The Russians are also eager to revisit the two landmark cold war treaties. The Conventional Armed Forces in Europe Treaty enabled NATO and Warsaw Pact nations to make significant reductions in conventional armaments and to limit conventional deployments. Today, there is still a need for limiting conventional arms, but the features of that treaty pertaining to the old Warsaw Pact are clearly outdated. Making those provisions relevant to today's world should be a goal of new talks

Similarly, the 1987 treaty that eliminated American and Soviet intermediate-range ballistic missiles was a crucially important pact that helped to defuse cold war tensions. But today Russia has neighbors that have such missiles directed at its borders; for understandable reasons, it wants to renegotiate aspects of this treaty.

Future arms reductions with Russia are eminently possible. But they are unlikely to be achieved unless the United States is willing to address points of Russian concern. Given all that is at stake, we believe comprehensive discussions are a necessity as we work our way toward ever more significant nuclear disarmament.

William J. Perry, a senior fellow at the Freeman Spogli Institute for International Studies, was the secretary of defense from 1994 to 1997. George P. Shultz, the secretary of state from 1982 to 1989, is a distinguished fellow at the Hoover Institution.

 

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This is part of the Stanford seminar series on Science, Technology, and Society.

Hugh Gusterson
Born in the UK, Hugh Gusterson took a B.A. in history at Cambridge University in 1980, a Masters degree in Anthropology at the University of Pennsylvania in 1982, and a PhD in anthropology at Stanford University in 1992.  Somewhere in between he worked for a couple of social change organizations.  He was a professor at MIT from 1992-2006, when he came to George Mason University.  He has done fieldwork in the United States and Russia, where he has studied the culture of nuclear weapons scientists and antinuclear activists.  He also writes about militarism and about science more generally, and has a strong interest in professional ethics.  He is the author of Nuclear Rites (UC Press, 1996) and People of the Bomb (Minnesota, 2004) and co-editor of Cultures of Insecurity (Minnesota, 1999) and Why America's Top Pundits Are Wrong (UC Press, 2005).  As well as writing for scholarly journals, he has a regular online column for the Bulletin of Atomic Scientists and has published in numerous newspapers and magazines.

Co-sponsored by STS and CISAC.

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Abstract
How do transformative new technologies arise, and how does innovation really work? Conventional thinking ascribes the invention of technologies to “thinking outside the box,” or vaguely to genius or creativity, but Arthur shows that such explanations are inadequate. Rather, technologies are put together from pieces  themselves technologies  that already exist. Technologies therefore share common ancestries, and combine, morph, and combine again, to create further technologies. Technology evolves much as a coral reef builds itself from activities of small organisms  it creates itself from itself; and all technologies are descended from earlier technologies.

W. Brian Arthur is an External Faculty Member at the Santa Fe Institute, IBM Faculty Fellow, and Visiting Researcher in the Intelligent Systems Lab at PARC (formerly Xerox Parc). From 1983 to 1996 he was Morrison Professor of Economics and Population Studies at Stanford University. He holds a Ph.D. from Berkeley in Operations Research, and has other degrees in economics, engineering and mathematics.

Arthur pioneered the modern study of positive feedbacks or increasing returns in the economy--in particular their role in magnifying small, random events in the economy. This work has gone on to become the basis of our understanding of the high-tech economy. He has recently published a new book: The Nature of Technology: What it Is and How it Evolves, "an elegant and powerful theory of technology's origins and evolution."He is also one of the pioneers of the science of complexity.

Arthur was the first director of the Economics Program at the Santa Fe Institute in New Mexico, and has served on SFI's Science Board and Board of Trustees. He is the recipient of the Schumpeter Prize in economics, the Lagrange Prize in complexity science, and two honorary doctorates.

Arthur is a frequent keynote speaker on such topics as: How exactly does innovation work and how can it be fostered? What is happening in the economy, and how should we rethink economics? How is the digital revolution playing out in the economy? How will US and European national competitiveness fare, given the rise of China and India?

Lynn Eden is Associate Director for Research at the Center for International Security and Cooperation, Freeman Spogli Institute for International Studies, Stanford University. Eden received her Ph.D. in sociology from the University of Michigan, held several pre- and post-doctoral fellowships, and taught in the history department at Carnegie Mellon before coming to Stanford. In the area of international security, Eden has focused on U.S. foreign and military policy, arms control, the social construction of science and technology, and organizational issues regarding nuclear policy and homeland security. She co-edited, with Steven E. Miller, Nuclear Arguments: Understanding the Strategic Nuclear Arms and Arms Control Debates (Ithaca, N.Y.: Cornell University Press, 1989). She was an editor of The Oxford Companion to American Military History (New York: Oxford University Press, 2000), which takes a social and cultural perspective on war and peace in U.S. history. That volume was chosen as a Main Selection of the History Book Club.

Eden's book Whole World on Fire: Organizations, Knowledge, and Nuclear Weapons Devastation(Ithaca: Cornell University Press, 2004; New Delhi: Manas Publications, 2004) explores how and why the U.S. government--from World War II to the present--has greatly underestimated the damage caused by nuclear weapons by failing to predict damage from firestorms. It shows how well-funded and highly professional organizations, by focusing on what they do well and systematically excluding what they don't, may build a poor representation of the world--a self-reinforcing fallacy that can have serious consequences, from the sinking of the Titanic to not predicting the vulnerability of the World Trade Center to burning jet fuel. Whole World on Fire won the American Sociological Association's 2004 Robert K. Merton Award for best book in science, knowledge, and technology.

Co-sponsored by STS, CISAC, and WTO.

Arthur's new book, The Nature of Technology, will be available for purchase.

Please bring lunch; drinks and light refreshments will be provided.

Reuben W. Hills Conference Room

Brian Arthur External Professor Speaker Santa Fe Institute

Not in residence

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Lynn Eden is a Senior Research Scholar Emeritus. She was a Senior Research Scholar at Stanford University's Center for International Security and Cooperation until January 2016, as well as was Associate Director for Research. Eden received her Ph.D. in sociology from the University of Michigan, held several pre- and post-doctoral fellowships, and taught in the history department at Carnegie Mellon before coming to Stanford.

In the area of international security, Eden has focused on U.S. foreign and military policy, arms control, the social construction of science and technology, and organizational issues regarding nuclear policy and homeland security. She co-edited, with Steven E. Miller, Nuclear Arguments: Understanding the Strategic Nuclear Arms and Arms Control Debates (Ithaca, N.Y.: Cornell University Press, 1989). She was an editor of The Oxford Companion to American Military History (New York: Oxford University Press, 2000), which takes a social and cultural perspective on war and peace in U.S. history. That volume was chosen as a Main Selection of the History Book Club.

Eden's book Whole World on Fire: Organizations, Knowledge, and Nuclear Weapons Devastation (Ithaca: Cornell University Press, 2004; New Delhi: Manas Publications, 2004) explores how and why the U.S. government--from World War II to the present--has greatly underestimated the damage caused by nuclear weapons by failing to predict damage from firestorms. It shows how well-funded and highly professional organizations, by focusing on what they do well and systematically excluding what they don't, may build a poor representation of the world--a self-reinforcing fallacy that can have serious consequences, from the sinking of the Titanic to not predicting the vulnerability of the World Trade Center to burning jet fuel. Whole World on Fire won the American Sociological Association's 2004 Robert K. Merton Award for best book in science, knowledge, and technology.

Eden has also written on life in small-town America. Her first book, Crisis in Watertown (Ann Arbor: University of Michigan Press, 1972), was her college senior thesis; it was a finalist for a National Book Award in 1973. Her second book, Witness in Philadelphia, with Florence Mars (Baton Rouge: Louisiana State University Press, 1977), about the murders of civil rights workers Schwerner, Chaney, and Goodman in the summer of 1964, was a Book of the Month Club Alternate Selection.

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Lynn Eden Senior Research Scholar and Associate Director of Research Speaker CISAC
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