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Offering the first of the 2009 FSI Director's seminars, Thomas Fingar, the 2009 Payne Distinguished Lecturer, and the nation's first Deputy Director of National Intelligence for Analysis and Chairman of the National Intelligence Council (2005-2008), set forth major challenges identified in the recent National Intelligence Council study Global Trends 2025: A Transformed World. Against that backdrop, Fingar then asked what the U.S. relationship with major Muslim countries might look like in 2025, what the salient trends and drivers would be, and how prepared governments are to deal with those trends.

Underscoring the complexity of the Muslim world, Fingar chose to examine extant and emerging trends in five discrete regions – the Maghreb, the Levant, the Gulf, South and Central Asia, and Southeast Asia – and state capacity to deal with these challenges as they escalate simultaneously and exacerbate one another.

In an accompanying paper, Fingar emphasized that Washington should eschew attempts to formulate an overarching strategy for countries with large Muslim communities, in order to increase the efficacy of policies tailored to address specific issues in specific contexts. Noting that U.S. relations with Islamic countries will be multifaceted and diverse, Fingar said that governments will – or should – welcome this approach, because it offers unprecedented opportunities for collaboration on complex issues that directly affect the lives of people in and beyond the Islamic world.

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Many resource dependent states have to varying degrees, failed to provide for the welfare of their own populations, could threaten global energy markets, and could pose security risks for the United States and other countries.  Many are in Africa, but also Central Asia (Turkmenistan, Kazakhstan, Azerbaijan), Southeast Asia (Cambodia, Burma, East Timor), and South America (Bolivia, Colombia, Ecuador) Some have only recently become – or are about to become – significant resource exporters.  Many have histories of conflict and poor governance.  The recent boom and decline in commodity prices – the largest price shock since the 1970s – will almost certainly cause them special difficulties.  The growing role of India and China, as commodity importers and investors, makes the policy landscape even more challenging.

We believe there is much the new administration can learn from both academic research, and recent global initiatives, about how to address the challenge of poorly governed states that are dependent on oil, gas, and mineral exports.  Over the last eight years there has been a wealth of new research on the special problems that resource dependence can cause in low-income countries – including violent conflict, authoritarian rule, economic volatility, and disappointing growth.  The better we understand the causes of these problems, the more we can learn about how to mitigate them.

There has also been a new set of policy initiatives to address these issues: the Kimberley Process, the Extractive Industries Transparency Initiative, the World Bank’s new “EITI plus plus,” Norway’s Oil for Development initiative, and the incipient Resource Charter.  NGOs have played an important role in most of these initiatives; key players include Global Witness, the Publish What You Pay campaign, the Revenue Watch Institute, Oxfam America, and an extensive network of civil society organizations in the resource-rich countries themselves.

Some of these initiatives have been remarkably successful.  The campaign against ‘blood diamonds,’ through the Kimberley Process, has reduced the trade in illicit diamonds to a fraction of its former level, and may have helped curtail conflicts in Angola, Liberia, and Sierra Leone.  Many other initiatives are so new they have not been have not been carefully evaluated.

This workshop is designed to bring together people in the academic and policy worlds to identify lessons from this research, and from these policy initiatives, that can inform US policy towards resource-dependent poorly states in the new administration.

» Workshop memos (password protected)

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Stephen Haber Speaker Stanford
Brian Phipps Speaker State Department
Petter Nore Speaker Norad
Nilmini Gunaratne Rubin Speaker Senate Foreign Relations
Michael Ross Moderator UCLA
Macartan Humphreys Speaker Columbia
Kevin Morrison Speaker Cornell

CISAC
Stanford University
Encina Hall
Stanford, CA 94305-6165

(650) 725-1314
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Senior Fellow at the Freeman Spogli Institute for International Studies
Theodore and Frances Geballe Professor in the School of Humanities and Sciences
Professor of Political Science
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James Fearon is the Theodore and Frances Geballe Professor in the School of Humanities and Sciences and a professor of political science. He is a Senior Fellow at FSI, affiliated with CISAC and CDDRL. His research interests include civil and interstate war, ethnic conflict, the international spread of democracy and the evaluation of foreign aid projects promoting improved governance. Fearon was elected to the National Academy of Sciences in 2012 and the American Academy of Arts and Sciences in 2002. Some of his current research projects include work on the costs of collective and interpersonal violence, democratization and conflict in Myanmar, nuclear weapons and U.S. foreign policy, and the long-run persistence of armed conflict.

Affiliated faculty at the Center for International Security and Cooperation
Affiliated faculty at the Center on Democracy, Development, and the Rule of Law
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James D. Fearon Speaker Stanford
Karin Lissakers Speaker Revenue Watch Institute
Basil Zavoico Speaker International Monetary Fund (former)
Desha Girod Speaker Stanford
Ian Gary Speaker Oxfam
Stephen D. Krasner Moderator Stanford
Corinna Gilfillan Speaker Global Witness
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In 2006, public reports began to circulate that North Korea was constructing a large new rocket testing and launching center in a rural North-western coastal valley. A Jane's article by Bermudez nicknamed the complex Pongdong-ni and reported on some of the individual facilities. Coming in the aftermath of the 2006 Taepo-dong II launch failure from the existing Musadun-ri launch center on North Korea's East coast, there has been world-wide  speculation and ‘expert' analysis, much of it based on Google Earth images which have not been updated since 2003 (Musadun-ri) and 2006 (Pongdong-ni).  A recent government report that a rocket engine test occured during the summer of 2008 ratcheted up the media rhetoric: meanwhile little has been admitted by North Korea. In our presentation, we will examine the growth of the DPRK's rocket programs using commercial tools and satellite visible and multispectral data previously available only the government intelligence and military analysts.  In our presentation:

  1. We will assess and compare the capabilities and completion schedules of Pongdong- ni and  Musadun-ri,
  2. Present important new policy issues that are presented by these major facility investments,
  3. Show examples of how Open Source Technical Intelligence can provide an improved public understanding of foreign WMD activities independently of government and partisan policy centers.  
  4. Comment on last weeks Iranian satellite launch using North Korean developed rockets. 

Lew Franklin is a long-time CISAC Affiliate, joining CISAC in 1992 as a Visiting Scholar after retiring as a TRW vice president, and previously vice president and co-founder of ESL, a defense intelligence company.  Upon retirement he was awarded the CIA's Gold Medal for career-long contributions to foreign weapons assessment and national technical means capabilities.  At CISAC his work focused on technical intelligence related problems, including wmd proliferation, export controls, defense conversion, and especially conversion of retired ICBMs for low-cost space launches.  In 1993, he headed the launch campaign that mated the Stanford Quakesat satellite onto a retired Russian SS-19 Rokot launcher for a successful launch to orbit.  His current research into Open Source Technical Intelligence is in support of the upcoming visit to North Korea led by Lewis and Hecker.

Nick Hansen graduated with a BA in Geography from Syracuse University in 1964.  His career in national intelligence spans 43 years first as an Army imagery analyst, and then in industry with GTE-EDL, ESL/TRW, Tera Research as a cofounder Vice Pres. and then again at ESL (now TRW/Northrop-Grumman) as a Director. Currently he is in an SES position at the Navy's NIOC-Suitland, MD, as an image technology expert associated with Pennsylvania State University.  He has been twice nominated for the NRO's Pioneer award for innovative imagery uses and techniques development and is an expert in foreign weapons systems and test ranges. Currently Nick is supporting John Lewis' North Korea project.

Reuben W. Hills Conference Room

Lewis Franklin CISAC Affiliate Speaker
Nick Hansen Retired Expert on Imagery Technology, Electronic Systems Laboratory; Senior Engineer, Penn State University Speaker
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Syed Ibne Abbas joined the Consulate General of Pakistan, Los Angeles on August 3, 2006. Prior to his present assignment, he served in the Ministry of Foreign Affairs, Islamabad as Director General (2004-2006).

He joined the Foreign Service of Pakistan in 1983 and held various diplomatic assignments at the Pakistan Missions abroad: Berne (1989-1992), Geneva (1992-1994), Canberra (1998-2001) and New Delhi (2001-2004). He also worked at the Headquarters as Director and Desk Officer, and served as Deputy Secretary, Prime Minister's Secretariat (1995-1997).

He has represented Pakistan and led delegations on several occasions on bilateral and multilateral fora. He attended the 1997 and 2006 UN General Assembly sessions as a Pakistan delegate. He represented Pakistan at the Conference on Disarmament and attended meetings of the South Asian Association for Regional Co-operation (SAARC) and Organization of Islamic Conference (OIC).

He has delivered talks at the Pakistan's premier civil and military training institutions. He holds masters degrees in Political Science and International Relations.

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Syed Ibne Abbas Consul General of Pakistan Speaker
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Thomas Fingar, a prominent intelligence expert and China scholar who served as the first Deputy Director of National Intelligence for Analysis and as chairman of the National Intelligence Council, has joined FSI Stanford effective January 2009. Fingar served on the Stanford staff for a decade after completing his PhD in political science here in 1977 and now returns as the 2008-2009 Payne Distinguished Lecturer. At the expiration of that appointment in December of 2009, he will become the inaugural Oksenberg Rohlen Distinguished Fellow at FSI.

"We are thrilled to welcome Tom Fingar back to Stanford," said FSI Director Coit D. Blacker, the Olivier Nomellini Professor in International Studies. "His experience and commanding knowledge of international security and intelligence issues - from contemporary China and Iran to the risks of nuclear proliferation and terrorism using weapons of mass destruction - will be of enormous benefit to our faculty, the students who will be our next generation of leaders, and the wider Stanford community."

FSI's Payne Distinguished Lectureship, named for Frank and Arthur Payne, annually presents to the larger Stanford community prominent speakers chosen for their international reputation as leaders, with an emphasis on visionary thinking, a broad grasp of a given field, and the capacity to articulate an important perspective on the global community and its challenges. Previous Payne lecturers have included Alejandro Toledo, Peter Piot, David Heymann, Joschka Fischer, Sir David Manning, Mohamed ElBaradei, Jorge Castaneda, Sadaka Ogata, Josef Joffe, and Bill Bradley.

While serving as the Payne Lecturer, Fingar will deliver three public lectures to the Stanford community. He will reside in FSI's Center for International Security and Cooperation (CISAC), co-directed by nuclear scientist Siegfried Hecker, director emeritus of the Los Alamos National Laboratory, and political scientist Scott D. Sagan, with Lynn Eden serving as acting co-director while Sagan is on sabbatical this year. "Stanford is fortunate to have a scholar-practitioner of Tom Fingar's stature engaging in our multidisciplinary efforts to address the complex security issues currently facing the international community," Hecker said.

A prominent China scholar who has published dozens of books and articles on Chinese politics and policymaking, Fingar will become the inaugural Oksenberg Rohlen Distinguished Fellow at FSI in 2010, based at the Walter H. Shorenstein Asia-Pacific Research Center (Shorenstein APARC). The Shorenstein center is world renowned for its work on contemporary political, economic, and security issues in Northeast Asia and houses the Asia-Pacific Scholars Program, which supports graduate students engaged in Asia-related studies.

Fingar has had a distinguished career in public service. He was assistant secretary of the State Department's Bureau of Intelligence and Research (INR) and principal advisor to the secretary on intelligence issues from July 2004 until May 2005, when he was named Deputy Director of National Intelligence for Analysis and chairman of the National Intelligence Council.  While at the State Department, he also served as Acting Assistant Secretary for Intelligence and Research (2003-04 and 2000-01), Principal Deputy Assistant Secretary (2001-03), Deputy Assistant Secretary for Analysis (1994-2000), director of the Office of Analysis for East Asia and the Pacific (1989-94), and chief of the China Division (1986-89).

Between 1975 and 1986, Fingar held a number of positions at Stanford, including senior research associate at CISAC and director of the university's U.S.-China Relations program, which ultimately, with other units, became Shorenstein APARC. He has also served as a consultant to many U.S. government agencies and private sector organizations.

Fingar holds a BA in government and history from Cornell and an MA and PhD from Stanford in political science. He will offer his first 2009 Payne distinguished lecture on March 11, 2009 from 4:30 - 6:00 pm in FSI's Bechtel Conference Center, 616 Serra Street. The address is free and open to the public.

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Freeman Spogli Institute for International Studies
Stanford University
Encina Hall, C-327
Stanford, CA 94305-6055

(650) 723-9149 (650) 723-6530
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Shorenstein APARC Fellow
Affiliated Scholar at the Stanford Center on China's Economy and Institutions
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Thomas Fingar is a Shorenstein APARC Fellow in the Freeman Spogli Institute for International Studies at Stanford University. He was the inaugural Oksenberg-Rohlen Distinguished Fellow from 2010 through 2015 and the Payne Distinguished Lecturer at Stanford in 2009.

From 2005 through 2008, he served as the first deputy director of national intelligence for analysis and, concurrently, as chairman of the National Intelligence Council. Fingar served previously as assistant secretary of the State Department’s Bureau of Intelligence and Research (2000-01 and 2004-05), principal deputy assistant secretary (2001-03), deputy assistant secretary for analysis (1994-2000), director of the Office of Analysis for East Asia and the Pacific (1989-94), and chief of the China Division (1986-89). Between 1975 and 1986 he held a number of positions at Stanford University, including senior research associate in the Center for International Security and Arms Control.

Fingar is a graduate of Cornell University (A.B. in Government and History, 1968), and Stanford University (M.A., 1969 and Ph.D., 1977 both in political science). His most recent books are From Mandate to Blueprint: Lessons from Intelligence Reform (Stanford University Press, 2021), Reducing Uncertainty: Intelligence Analysis and National Security (Stanford University Press, 2011), The New Great Game: China and South and Central Asia in the Era of Reform, editor (Stanford University Press, 2016), Uneasy Partnerships: China and Japan, the Koreas, and Russia in the Era of Reform (Stanford, 2017), and Fateful Decisions: Choices that will Shape China’s Future, co-edited with Jean Oi (Stanford, 2020). His most recent article is, "The Role of Intelligence in Countering Illicit Nuclear-Related Procurement,” in Matthew Bunn, Martin B. Malin, William C. Potter, and Leonard S Spector, eds., Preventing Black Market Trade in Nuclear Technology (Cambridge, 2018)."

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It possesses nuclear weapons and missiles to deliver them, and despite some progress, it is by no means clear that the ongoing six-party talks will be able to reveal the full extent of the country's nuclear activities, much less persuade Pyongyang to give them up.

The United States maintains tens of thousands of forces on the Korean peninsula in support of its commitments to the Republic of Korea (South Korea), a country with which the North is still technically at war. And the peninsula sits in a strategically vital region, where the United States, China, Russia, Japan, and South Korea all have important interests at stake.

All of this puts a premium on close attention to and knowledge of developments in North Korea. Unfortunately, Kim Jong-Il's government is perhaps the world's most difficult to read or even see. This Council Special Report, commissioned by CFR's Center for Preventive Action and authored by former CISAC co-director Paul B. Stares and Joel S. Wit, focuses on how to manage one of the central unknowns: the prospect of a change in North Korea's leadership. The report examines three scenarios: managed succession, in which the top post transitions smoothly; contested succession, in which government officials or factions fight for power after Kim's demise; and failed succession, in which a new government cannot cement its legitimacy, possibly leading to North Korea's collapse. The authors consider the challenges that these scenarios would pose-ranging from securing Pyongyang's nuclear arsenal to providing humanitarian assistance-and analyze the interests of the United States and others. They then provide recommendations for U.S. policy. In particular, they urge Washington to bolster its contingency planning and capabilities in cooperation with South Korea, Japan, and others, and to build a dialogue with China that could address each side's concerns.

With Kim Jong-Il's health uncertain and with a new president in the United States, this report could not be more timely. And with all the issues at stake on the Korean peninsula, the subject could not be more important. Preparing for Sudden Change in North Korea is a thoughtful work that provides valuable insights for managing a scenario sure to arise in the coming months or years.

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Technology has always had a profound influence on the character of war. In the past century alone the industrial revolution, culminating in the development of modern aircraft, tanks, artillery, and naval vessels increased the lethality of war manifold. However, the advent of nuclear weapons in 1945 represented a quantum jump in the lethality of war. Looking ahead, one wonders how emerging information technologies and bio-technologies might revolutionize warfare in the future.

The history of the Cold War can be attributed to the confluence of two factors: the development of nuclear weapons and the rise of the former Soviet Union and the United States as the two dominant military powers after World War II. It may seem paradoxical that the development of the most destructive form of warfare, nuclear warfare, led to a period of relative peace, the Cold War. In fact, nuclear weapons have been used only twice in war-the U.S. bombing of Hiroshima on August 6, 1945 and Nagasaki on August 9, 1945. This is not to say that wars on the periphery of U.S. and Soviet interests did not occur, but simply that war between the major powers was absent. This article discusses the development of nuclear weapons, their effects, and the impact they have had on the character of war and military strategy. The ascendance of deterrence as the central strategic concept for nuclear warfare helps explain the apparent paradox mentioned above.

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Academic Press in "Encyclopedia of Violence, Peace, and Conflict", 2nd edition
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In recent years, Russia and China have urged the negotiation of an international treaty to prevent an arms race in outer space. The United States has responded by insisting that existing treaties and rules governing the use of space are sufficient. The standoff has produced a six-year deadlock in Geneva at the United Nations Conference on Disarmament, but the parties have not been inactive. Russia and China have much to lose if the United States were to pursue the space weapons programs laid out in its military planning documents. This makes probable the eventual formulation of responses that are adverse to a broad range of U.S. interests in space. The Chinese anti-satellite test in January 2007 was prelude to an unfolding drama in which the main act is still subject to revision. If the United States continues to pursue the weaponization of space, how will China and Russia respond, and what will the broader implications for international security be?

The American Academy called upon two scholars to further elucidate answers to these questions and to discuss the consequences of U.S. military plans for space. Pavel Podvig, a research associate at the Center for International Security and Cooperation at Stanford University and former researcher at the Moscow Institute of Physics and Technology, discusses possible Russian responses, given their current capabilities and strategic outlook.  Hui Zhang, a research associate at the John F. Kennedy School of Government at Harvard University, considers Chinese responses.

Each scholar suggests that introducing weapons into space will have negative consequences for nuclear proliferation and international security. As Podvig points out, Russia's main concern is likely to be maintaining strategic parity with the United States. This parity will be destroyed by the deployment of weapons in space, making a response from Russia likely. Podvig suggests that Russia does not have many options for the development of its own weapon systems in space but is likely to react to U.S. development of space weapons through other countermeasures, such as extending the life of its ballistic missiles. Podvig describes such measures as "the most significant and dangerous global effects of new military developments, whether missile defense or space-based weapons."

Zhang arrives at similar conclusions. He describes how U.S. military plans for space will negatively affect peaceful uses of outer space, disrupting civilian and commercial initiatives, but he focuses his discussion on a much greater concern among Chinese officials — that actions by the United States in space will result in a loss of strategic nuclear parity. China's options for response, as detailed by Zhang, include building more ICBMs, adopting countermeasures against missile defense, developing ASAT weapons, and reconsidering China's commitments on arms control. Thus, a U.S. decision to introduce weapons into space would destabilize the already vulnerable international nonproliferation regime. Zhang concludes, "U.S. space weaponization plans would have potentially disastrous effects on international security and the peaceful use of outer space. This would not benefit any country's security interests."

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