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Thomas Fingar, the 2009 Payne Distinguished Lecturer and former Deputy Director of National Intelligence for Analysis and Chairman of the National Intelligence Council, will give the third Payne Distinguished Lecture on October 21, 2009, in the Bechtel Conference Center, 616 Serra Street.

The theme for the 2009-10 series is Reducing Uncertainty: Intelligence and National Security.  Dr. Fingar's third lecture will be titled, "Anticipating Opportunities: Using Intelligence to Shape the Future."

Dr. Thomas Fingar is Payne Distinguished Lecturer in the Freeman Spogli Institute for International Studies at Stanford University. From May 2005 through December 2008, he served as the first Deputy Director of National Intelligence for Analysis and, concurrently, as Chairman of the National Intelligence Council.

Dr. Fingar served previously as Assistant Secretary of the State Department’s Bureau of Intelligence and Research, Principal Deputy Assistant Secretary (2001-2003), Deputy Assistant Secretary for Analysis (1994-2000), Director of the Office of Analysis for East Asia and the Pacific (1989-1994), and Chief of the China Division (1986-1989). Between 1975 and 1986 he held a number of positions at Stanford University, including Senior Research Associate in the Center for International Security and Arms Control. Dr. Fingar is a graduate of Cornell University (A.B. in Government and History, 1968), and Stanford University (M.A., 1969 and Ph.D., 1977 both in Political Science).

The Payne Lectureship is named for Frank E. Payne and Arthur W. Payne, brothers who gained an appreciation for global problems through their international business operations.

The Payne Distinguished Lecturer is chosen for his or her international reputation as a leader, with an emphasis on visionary thinking; a broad, practical grasp of a given field; and the capacity to clearly articulate an important perspective on the global community and its challenges.

Bechtel Conference Center

Freeman Spogli Institute for International Studies
Stanford University
Encina Hall, C-327
Stanford, CA 94305-6055

(650) 723-9149 (650) 723-6530
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Shorenstein APARC Fellow
Affiliated Scholar at the Stanford Center on China's Economy and Institutions
tom_fingar_vert.jpg PhD

Thomas Fingar is a Shorenstein APARC Fellow in the Freeman Spogli Institute for International Studies at Stanford University. He was the inaugural Oksenberg-Rohlen Distinguished Fellow from 2010 through 2015 and the Payne Distinguished Lecturer at Stanford in 2009.

From 2005 through 2008, he served as the first deputy director of national intelligence for analysis and, concurrently, as chairman of the National Intelligence Council. Fingar served previously as assistant secretary of the State Department’s Bureau of Intelligence and Research (2000-01 and 2004-05), principal deputy assistant secretary (2001-03), deputy assistant secretary for analysis (1994-2000), director of the Office of Analysis for East Asia and the Pacific (1989-94), and chief of the China Division (1986-89). Between 1975 and 1986 he held a number of positions at Stanford University, including senior research associate in the Center for International Security and Arms Control.

Fingar is a graduate of Cornell University (A.B. in Government and History, 1968), and Stanford University (M.A., 1969 and Ph.D., 1977 both in political science). His most recent books are From Mandate to Blueprint: Lessons from Intelligence Reform (Stanford University Press, 2021), Reducing Uncertainty: Intelligence Analysis and National Security (Stanford University Press, 2011), The New Great Game: China and South and Central Asia in the Era of Reform, editor (Stanford University Press, 2016), Uneasy Partnerships: China and Japan, the Koreas, and Russia in the Era of Reform (Stanford, 2017), and Fateful Decisions: Choices that will Shape China’s Future, co-edited with Jean Oi (Stanford, 2020). His most recent article is, "The Role of Intelligence in Countering Illicit Nuclear-Related Procurement,” in Matthew Bunn, Martin B. Malin, William C. Potter, and Leonard S Spector, eds., Preventing Black Market Trade in Nuclear Technology (Cambridge, 2018)."

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Thomas
. Fingar Former Deputy Director of National Intelligence for Analysis; Chairman of the National Intelligence Council; Payne Distinguished Lecturer Speaker
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What is the problem?
Progress towards reducing nuclear dangers is currently hampered by entrenched divisions between Nuclear Non-Proliferation Treaty members and non-members, and between Western and non-aligned states. Longstanding differences between Australia and India typify this problem.

What should be done?
New partnerships and platforms for dialogue would expand the space for agreement and new thinking. An unconventional diplomatic partnership between India and Australia could be a test bed for the larger challenge of how to bridge old divides on nuclear and security issues.

Early steps in such a partnership would include a leaders' statement identifying common aims in reducing nuclear dangers. Nonproliferation export controls could be a primary area of cooperation. Canberra should promote Indian involvement in the so-called Australia Group on chemical and biological weapons export controls, including to raise comfort levels between New Delhi and other nonproliferation arrangements.

A new bilateral nuclear dialogue could consider the prevention of illicit nuclear transfers at sea, the negotiation of a Fissile Material Cut-Off Treaty, the security of nuclear energy growth in Southeast Asia, the reduced role of nuclear arms in defence postures, and recommendations from the International Commission on Nuclear Non-Proliferation and Disarmament sponsored by Australia and Japan.

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Interest in nuclear disarmament has grown rapidly in recent years. Starting with the 2007 Wall Street Journal article by four former U.S. statesmen-George Shultz, Henry Kissinger, William Perry, and Sam Nunn-and followed by endorsements from similar sets of former leaders from the United Kingdom, Germany, Poland, Australia, and Italy, the support for global nuclear disarmament has spread. The Japanese and Australian governments announced the creation of the International Commission on Nuclear Non-Proliferation and Disarmament in June 2008. Both Senators John McCain and Barack Obama explicitly supported the vision of a world free of nuclear weapons during the 2008 election campaign. In April 2009, at the London Summit, President Barack Obama and President Dmitri Medvedev called for pragmatic U.S. and Russian steps toward nuclear disarmament, and President Obama then dramatically reaffirmed "clearly and with conviction America's commitment to seek the peace and security of a world without nuclear weapons" in his speech in Prague.

There is a simple explanation for these statements supporting nuclear disarmament: all states that have joined the Nuclear Non-Proliferation Treaty (NPT) are committed "to pursue negotiations in good faith on effective measures relating to cessation of the nuclear arms race at an early date and to nuclear disarmament." In the United States, moreover, under Clause 2 of Article 6 of the Constitution, a treaty commitment is "the supreme Law of the Land." To af1/2rm the U.S. commitment to seek a world without nuclear weapons is therefore simply promising that the U.S. government will follow U.S. law.

A closer reading of these various declarations, however, reveals both the complexity of motives and the multiplicity of fears behind the current surge in support of nuclear disarmament. Some declarations emphasize concerns that the current behavior of nuclear-weapons states (NWS) signals to non-nuclear-weapons states (NNWS) that they, too, will need nuclear weapons in the future to meet their national security requirements. Other disarmament advocates stress the growth of global terrorism and the need to reduce the number of weapons and the amount of fissile material that could be stolen or sold to terrorist groups. Some argue that the risk of nuclear weapons accidents or launching nuclear missiles on false warning cannot be entirely eliminated, despite sustained efforts to do so, and thus believe that nuclear deterrence will inevitably fail over time, especially if large arsenals are maintained and new nuclear states, with weak command-and- control systems, emerge.

Perhaps the most widespread motivation for disarmament is the belief that future progress by the NWS to disarm will strongly influence the future willingness of the NNWS to stay within the NPT. If this is true, then the choice we face for the future is not between the current nuclear order of eight or nine NWS and a nuclear-weapons- free world. Rather, the choice we face is between moving toward a nuclear- weapons-free world or, to borrow Henry Rowen's phrase, "moving toward life in a nuclear armed crowd."

There are, of course, many critics of the nuclear disarmament vision. Some critics focus on the problems of how to prevent nuclear weapons "breakout" scenarios in a future world in which many more countries are "latent" NWS because of the spread of uranium enrichment and plutonium reprocessing capabilities to meet the global demand for fuel for nuclear power reactors. Others have expressed fears that deep nuclear arms reductions will inadvertently lead to nuclear proliferation by encouraging U.S. allies currently living under "the U.S. nuclear umbrella" of extended deterrence to pursue their own nuclear weapons for national security reasons. Other critics worry about the "instability of small numbers" problem, fearing that conventional wars would break out in a nuclear disarmed world, and that this risks a rapid nuclear rearmament race by former NWS that would lead to nuclear first use and victory by the more prepared government.

Some critics of disarmament falsely complain about nonexistent proposals for U.S. unilateral disarmament. Frank Gaffney, for example, asserts that there has been "a 17 year-long unilateral U.S. nuclear freeze" and claims that President Obama "stands to transform the ‘world's only superpower' into a nuclear impotent." More serious critics focus on those problems-the growth and potential breakout of latent NWS, the future of extended deterrence, the enforcement of disarmament, and the potential instability of small numbers-that concern mutual nuclear disarmament. These legitimate concerns must be addressed in a credible manner if significant progress is to be made toward the goal of a nuclear-weapons-free world.

To address these problems adequately, the current nuclear disarmament effort must be transformed from a debate among leaders in the NWS to a coordinated global effort of shared responsibilities between NWS and NNWS. This essay outlines a new conceptual framework that is needed to encourage NWS and NNWS to share responsibilities for designing a future nuclear-fuel-cycle regime, rethinking extended deterrence, and addressing nuclear breakout dangers while simultaneously contributing to the eventual elimination of nuclear weapons.

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Scott D. Sagan

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Visiting Scholar (in residence January-June 2010)

Teng Jianqun was a visiting fellow with John Lewis's Project on Peace and Cooperation in the Asian-Pacific Region. He is director of the Centre for Arms Control and International Security Studies at the China Institute of International Studies in Beijing, China. Teng, who will be in residence until June 11, plans to participate in CISAC's work on international security issues regarding the nuclear-free world initiative as it relates to Sino-U.S. relations.

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The second nuclear nonproliferation conference sponsored by the Nuclear Threat Initiative and the Russian Academy of Sciences was held in Moscow, March 18-20, 2009. The first was held Oct. 23-25, 2002, a year after the 9/11 attacks. Much of the global security focus at that time was, understandably, on terrorism. In fact, the tragic Dubrovka Theater siege took place during the conference. A principal message of the first conference was not to forget the dangers of nuclear proliferation while the world responded to the growing potential of nuclear terrorism. The proceedings of the first conference are available on request from aedawson@stanford.edu.

Since 2002, the Libyan nuclear program and the AQ Khan network have been exposed; the Iranian covert uranium enrichment program has been discovered and found to have made significant technical progress; North Korea has withdrawn from the NPT and tested a nuclear device; and Syria has built a plutonium-producing reactor.

March 2009 was a propitious time to hold the second conference. US-Russian relations have deteriorated in recent years, reaching their nadir in August of 2008 with the invasion of Georgia. Now a new American administration is determined to "reset" relations between the two former superpowers. There are some reasons for cautious optimism leading toward a possible turning point in US-Russian relations. Cooperation on nuclear matters is crucial in this context and the events of the past seven years have demonstrated that such partnerships are necessary to make the world a safer place.

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NTI, Russian Academy of Sciences
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Siegfried S. Hecker
David Holloway
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Increased nuclear electricity generation in China and India presents uranium suppliers such as Mongolia with an opportunity to develop its uranium and nuclear industries. This paper discusses the Mongolian potential for interaction with China and India, given the strategic, organizational and future developments in each respective nuclear sector. The paper focuses on front-end developments where government-level agreements are likely to dominate the uranium mining and supply negotiations. Established players, such as France and Russia, are poised to secure fuel resources from around the world, but most of the demand for uranium will come from China and India. Therefore, this paper focuses on China's and India's needs and how this is connected to Mongolia's growth in these markets.

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Mongolian Mining Journal
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Undraa Agvaanluvsan
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CISAC's Lew Franklin and his coauthor, Nick Hansen, contributed the latter half of a two-part article discussing the Korean peninsula's space programme competition. The beginning of their section of the article is highlighted in the attached document.

(Excerpt) South Korea's space programme has not developed in isolation. As Seoul has moved through guided missile development, satellite production and soon an SLV launch, North Korea has pursued a similar path towards the prestigious goal of the first indigenous Korean satellite launch.

Although more rapid, North Korea's programme has been less successful. Three SLV launches have failed to place a satellite into orbit, despite official claims to the contrary. The most recent launch, of the Unha-2 SLV on 5 April, failed in the third stage and fell into the Pacific Ocean, failing to place the Kwangmyongsong-2 satellite into orbit.

Much media attention surrounding these launches has concentrated on the possibility of such technology being used for intercontinental ballistic missiles (ICBMs). The Unha-2, with its relatively large first stage draws suspicion of a long-predicted ICBM, but the absence of a militarized launcher or re-entry vehicle/warhead testing programme suggests that this vehicle and both launch pads are primarily for satellite launches at this time, with the added benefit of dual-use military rocket technology spin-off. Analysis of commercial high-resolution satellite imagery, North Korean-released video of two of its three launches and public announcements on space activities suggests that North Korea is currently focused on SLV and satellite development; Pyongyang remains eager to pursue a space programme for the nationalistic, commercial and military benefits, probably including military space.

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Jane's Intelligence Review
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