Book description:

The basic logic of preventive diplomacy is unassailable. Act early to prevent disputes from escalating; reduce tensions that could lead to war; deal with today's conflicts before they become tomorrow's crises. Yet as we look at the record of these first years of the post-Cold War era, it is quite mixed. There have been some preventive diplomacy successes and opportunities that have been seized by major powers and international organizations to help preserve and protect the peace. But there also have been other opportunities that have been missed, with some of the century's most deadly conflicts the result. This study examines ten major post-Cold War cases including Croatia-Bosnia, Rwanda, the Baltics, Russia-Ukraine, Macedonia, and North Koreato assess the key factors contributing to both the success and failure of preventive diplomacy. The method of case study analysis employed is based on the work of Alexander L. George. Authors include both leading academics and prominent policy officials with first-hand knowledge

Book chapter in Opportunities Missed, Opportunities Seized: Preventive Diplomacy in the Post-Cold War World , B.W. Jentleson, ed., Rowman and Littlefield, 1999.

Can the current global moratorium on nuclear weapon testing survive the May 1998 tests by India and Pakistan and the refusal of US Senate leaders to permit consideration of the Comprehensive Test Ban treaty (CTBT) by the Senate? If nuclear testing resumes by India or Pakistan - or by Britain, China, France, Russia, or the United States - will it be condemned by most of the world as if an international norm against testing was already in effect? What will be the likely consequences for nonproliferation if tests resume? This article seeks to show that there are norms operating against nuclear testing even though the CTBT has not been ratified, and that renewal of testing would have widespread consequences.

This report is the result of a workshop held in April 1998, when fifty policy experts, government officials and scholars met in Washington, DC. to discuss an issue of great import: the future of the relationship between Ukraine and NATO, This event, the Workshop on Ukraine-NATO Relations, was sponsored by the Harvard University Project on Ukrainian Security and the Stanford-Harvard Preventive Defense Project. The express goal of the workshop was to bring together representatives of Ukraine, NATO, and the United States so that they could collaborate on developing concrete recommendations for short and long-term next steps to broaden and deepen Ukraine-NATO relations.

The conveners of this workshop believed that the relationship developing [at that time] between Ukraine and NATO had the capacity to evolve into an important force for stability and security in Europe and the world, and to serve as a model for other countries in the region. While the NATO-Ukraine Charter and Ukraine's participation in the Partnership for Peace and the NATO peacekeeping mission in Bosnia provided a strong foundation, the longer-term direction of this very important relationship continued to be largely undefined. Further, they strongly believed that the Charter on a Distinctive Partnership signed by Ukraine and NATO in the summer of 1997 was only the first step towards institutionalizing the growing Ukraine-NATO relationship. Ensuring that the Charter was meaningful depended on concrete implementation of the cooperation anticipated in that document. Thus they decided that a concerted effort needed to be made to develop a gameplan for the future.

Background: In the 1980s, many medical organizations identified the prevention of nuclear war as one of the medical profession's most important goals. An assessment of the current danger is warranted given the radically changed context of the post–Cold War era.

Methods: We reviewed the recent literature on the status of nuclear arsenals and the risk of nuclear war. We then estimated the likely medical effects of a scenario identified by leading experts as posing a serious danger: an accidental launch of nuclear weapons. We assessed possible measures to reduce the risk of such an event.

Results: U.S. and Russian nuclear-weapons systems remain on high alert. This fact, combined with the aging of Russian technical systems, has recently increased the risk of an accidental nuclear attack. As a conservative estimate, an accidental intermediate-sized launch of weapons from a single Russian submarine would result in the deaths of 6,838,000 persons from firestorms in eight U.S. cities. Millions of other people would probably be exposed to potentially lethal radiation from fallout. An agreement to remove all nuclear missiles from high-level alert status and eliminate the capability of a rapid launch would put an end to this threat.

Conclusions: The risk of an accidental nuclear attack has increased in recent years, threatening a public health disaster of unprecedented scale. Physicians and medical organizations should work actively to help build support for the policy changes that would prevent such a disaster.

Georgia--The Search for State Security

David Darchiashvili's working paper traces the attempts of the modern Georgian state to deal with issues of national security since independence. Darchiashvili outlines the nature of contemporary national security dilemmas for post-Soviet Georgia. The paper examines Georgia's present security threats, as well as its current relationships with Russia and the other countries of the region. The paper also presents an in-depth discussion of the situation of civil-military relations in Georgia and the impact of these relations on state security. The author analyzes the roots of Georgia's problems in developing a coherent and practical security policy. He proposes that the ad hoc character of current security policy has resulted in passivity in dealing with threats such as ethnic conflicts, including the war in Abkhazia. In his conclusion Darchiashvili makes a recommendation for the elaboration of a consistent national security concept for Georgia. The author proposes that this security concept will need to include a framework for relations between society and the military. According to Darchiashvili, in order to attain this goal Georgia needs to maintain internal stability and to secure support from international institutions.

European Security and Conflict Resolution in the Transcaucasus

Nerses Mkrttchian's working paper examines the issue of security in the Transcaucasus since the fragmentation of Europe's international landscape, and the emergence of a new cooperative European security system that followed the disappearance of the continent's political line of separation. Mkrttchian proceeds to analyze the security issues in the Transcaucasus region within broader European, Eurasian, and post-Soviet contexts. The paper examines the current security structure of Europe, its relationship to Russia and the Commonwealth of Independent States (CIS), and how these new security structures can affect the regional conflicts in the Transcaucasus. Mkrttchian analyzes the prospects for establishing regional cooperation on security issues in the Transcaucasus, and the role of international organizations in this process. The author points to the need for the development of "cross-dimensional" cooperation as a way to resolve conflicts in the region.

Since Brazil and West Germany surprised the world by announcing that they had reached the nuclear "deal of the century" in 1975, many national and international observers have feared that Brazil sought to develop atomic weapons. Brazilian rejection of the Nuclear Non-Proliferation and Tlatelolco treaties, insistence on its legal right to develop so-called peaceful nuclear explosives (PNEs), aspirations to great power status, authoritarian military government, and tacit nuclear rivalry with Argentina aroused concern that this ambitious program of reactor construction and technology transfer would mask an effort to reach the bomb.

Although difficult financial circumstances derailed this program in the late 1970s, by the early 1980s press reports began to emerge indicating that a secretive "parallel" nuclear program under military direction was underway. Transition to democratic rule in 1985 failed to clarify the nature and objectives of this second effort, and provocative statements by senior military officers intensified concerns. This second effort persevered in the face of the severe economic conditions that made the 1980s a "lost decade" for Latin American countries, increasing international stress on nonproliferation, and protests from domestic anti-nuclear and environmental groups, as well as a 1990 investigation by the national congress.

By 1991, however, Brazil had formally renounced PNEs, agreed to establish bilateral safeguards with Argentina and to accept International Atomic Energy Agency (IAEA) inspection of formerly secret nuclear facilities, and committed to ratifying the Treaty of Tlatelolco. This marked the apparent reversal of a long trajectory toward the proliferation threshold, and thus assuaged apprehension within and outside the country. Yet military involvement in nuclear technological development continued essentially unaltered, and Brazil now enjoys the distinction of being one of the few states with the indigenous capacity to produce fissile material necessary to construct atomic weapons.

This paper seeks to answer two questions: Given limited resources and domestic and foreign opposition, how did the Brazilian military succeed in developing this capacity? Given their determined effort and enduring role in nuclear development, why did the armed forces stop short of the bomb?

This study answers these two questions through investigation of domestic political processes, which involve the formation and maintenance of programmatic coalitions that marshal human, material, and political resources for technological development. Such coalitions encounter constraints which include competition for scarce human and financial capital, international technological denial, and domestic and international opposition. Such programs must be either effectively insulated from domestic challenges, or politically defended and normatively legitimated in spite of them.

The author concludes that strategy posited on the unchanging character of the differences that have separated Russia and the West is a self-fulfilling prophecy. The trouble with a status quo strategy is that it offers no vision of the opportunities available to construct a
security system in which power is constrained not just by countervailing power but by the exercise of democratic control over national decisions. Security in Europe is not just a question of military limitations and reductions. The essence of European security and the key to achieving a stable peace lies in the process of creating an inclusive community of
democratic nations.

The renewed American debate over ballistic missile defenses (BMD) echoes loudly in NATO, in Europe, and in France. This issue will be decisive for the future of European political organization and its security and defense. The issue will also be important for the future of relations between Europe, the United States, and Russia.

Faced with the potential threat of ballistic missiles equipped with nuclear warheads (or biological and chemical payloads) that could strike French and European territories, deterrence is sufficient and offers the greatest cost-effectiveness. In this analysis, the question of the broadening of the French and British deterrent and the political organization of a possible European anti-missile defense system will be discussed. Then, a new transatlantic strategic partnership, the robustness of which lies in counterbalancing the vulnerabilities of its members, will be described.

The development of "information warfare" presents international legal issues that will complicate nations' efforts both to execute and to respond to certain information warfare attacks, specifically those using computers, telecommunications, or networks to attack adversary information systems. Some legal constraints will certainly apply to information warfare, either because the constraints explicitly regulate particular actions, or because more general principles of international law govern the effects of those actions. Nevertheless, the novelty of certain information warfare techniques may remove them from application of established legal categories. Furthermore, the ability of signals to travel across international networks, and affect systems in distant countries, conflicts with the long-standing principle of national, territorial sovereignty.