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Everything Counts: Building a Control Regime for Nonstrategic Nuclear Warheads in Europe
Even before the Russian invasion of Ukraine, addressing arms control policies in Europe and securing a follow-on agreement to the New Strategic Arms Reduction Treaty (New START) was a priority for the Biden administration. The United States has been particularly interested in potential limits on nonstrategic nuclear warheads (NSNW), which have never been subject to an arms control agreement.
 

Because Russia possesses an advantage in the number of such weapons, the U.S. Senate has insisted that negotiators include them in a future agreement, making their inclusion necessary if such an accord is to win Senate approval and ultimately be ratified by Washington. In the wake of Russian nuclear threats in the Ukraine conflict, such demands can only be expected to grow if and when U.S. and Russian negotiators return to the negotiating table.

Such an agreement will face major negotiating and implementation challenges—not only between Washington and Moscow, but also between Washington and NATO European allies. To stimulate this process, four NATO allies (Denmark, Germany, the Netherlands, and Norway) and one NATO partner (Sweden) funded a research team led by the James Martin Center for Nonproliferation Studies and former NATO Deputy Secretary General and New START lead negotiator Rose Gottemoeller. The research focused on the negotiating, policy, legal, and technical issues that allies will likely have to address to reach such an accord.
 

Key Takeaways

 

  • NATO allies want to keep existing NSNW, and they want an agreement limiting Russian NSNW, and they expect to be substantively consulted before each round of negotiations. A decade ago, some US allies, such as Germany, appeared close to parting with the weapons because of public pressure despite considerable opposition within the alliance, particularly from newer allies with territory closer to Russian borders. While US Secretary of State Hillary Clinton managed to paper over these differences at the time, Russia’s behavior, including the 2014 annexation of Crimea and the 2022 invasion of Ukraine, has helped reinforce allied views that under the present circumstances, maintaining NATO’s current nuclear-sharing arrangements is the right approach. At the same time, the Ukraine invasion may further reinforce some allies’ doubts about the value of such agreements with Russia. All allies will need to be reassured that arms control and deterrence do not clash, but rather complement each other. US leadership and willingness to engage in substantive consultations will be crucial in maintaining unity. The allies’ experience in negotiating the INF Treaty and the Biden administration’s current close work with NATO on Ukraine provide useful models.
     
  • Most of the Russian NSNW arsenal today is designed to support specific missions (as a backup to its emerging long-range conventional capability) and, from the perspective of the Russian military (particularly the Navy), will be tough to bargain away.
     
  • Addressing NSNW will require overcoming operational and technical verification challenges that are made more difficult by issues of information security, definitions, and stockpile disparities. Nuclear-warhead design, composition, and capabilities are among the most closely held secrets of the nuclear-weapon states, and warhead movements pose the most sensitive nuclear-security concerns. Because parts of a nuclear warhead are replaced on a regular basis and warhead configurations can differ greatly, it could prove challenging to establish a universal definition of a warhead, and their size and mobility present major obstacles to accounting for and tracking individual warheads. US and Russian NSNW stockpiles also differ significantly in types and numbers.
     
  • The experience in implementing the INF Treaty provides a useful starting point for considering how the new treaty might be implemented. Other agreements and inspection regimes to which many NATO allies are party also provide useful practical experience in preparing to host Russian inspectors. In advance of negotiations, allies should carry out a legal assessment to determine how domestic laws might need to be amended to carry out on-site inspections and other measures on their territory and a technical-capability assessment to determine how they might need to improve their staffing of national verification entities to implement an agreement.
     
  • Allies also need to enhance the analytical and legal capabilities of their foreign and defense ministries when it comes to NSNW and arms control. In most countries, such expertis has withered in the decades since the end of the Cold War; newer allies were never involved in INF Treaty negotiations or implementation, even indirectly.
     
  • US and allied research on verification measures for NSNW has largely focused on scientific and technical tools to conduct on-site inspections. The research team has developed an original and unique methodology for a data exchange employing historic stockpile data and taking advantage of past US-Russian cooperation and cryptography. This data exchange would serve as the critical backbone for other verification measures, no matter the type of warhead or the type of agreement (freeze, limitation, or reduction).
     
  • Finally, sustained political engagement at the highest level will be essential to the success of any arms control initiative involving allies. If there is a lesson from the past three decades of arms control in the Euro-Atlantic region, it is that a penny-wise and pound-foolish approach has decimated the personnel and the intellectual investment in arms control. When arms control has been pursued in recent years, it often has been done in isolation from security policy, national strategy, and military planning, rendering it at best a curio within foreign ministries. Until this topic is taken seriously as an instrument of hard power, to reinforce deterrence as one of the most important ways nations seek to avoid or limit war, it will not find purchase on the rocky ground of great-power competition.
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A team of experts led by Rose Gottemoeller has produced a new report for the James Martin Center for Nonproliferation Studies on non-strategic nuclear warhead policies in Europe, particularly in light of Russia's changing status in the global nuclear community.

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Executive Summary

Before the Russian invasion of Ukraine, the Biden administration insisted in arms control talks with Russia that a follow-on agreement to the New Strategic Arms Reduction Treaty (New START) should cover all nuclear weapons and that such an agreement should focus on the nuclear warheads themselves. This would represent a significant change from previous agreements, which focused on delivery vehicles, such as missiles. The United States has been particularly interested in potential limits on nonstrategic nuclear warheads (NSNW). Such weapons have never been subject to an arms control agreement. Because Russia possesses an advantage in the number of such weapons, the US Senate has insisted that negotiators include them in a future agreement, making their inclusion necessary if such an accord is to win Senate approval and ultimately be ratified by Washington. In the wake of Russian nuclear threats in the Ukraine conflict, such demands can only be expected to grow if and when US and Russian negotiators return to the negotiating table.

Read the rest at James Martin Center for Nonproliferation Studies

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Title page for Everything Counts: Building a Control Regime for Nonstrategic Nuclear Warheads in Europe
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Before the Russian invasion of Ukraine, the Biden administration insisted in arms control talks with Russia that a follow-on agreement to the New Strategic Arms Reduction Treaty (New START) should cover all nuclear weapons and that such an agreement should focus on the nuclear warheads themselves.

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For spring quarter 2022, CISAC will be hosting hybrid events. Many events will offer limited-capacity in-person attendance for Stanford faculty, staff, fellows, visiting scholars, and students in accordance with Stanford’s health and safety guidelines, and be open to the public online via Zoom. All CISAC events are scheduled using the Pacific Time Zone. 

SEMINAR RECORDING

Virtual to Public. Only those with an active Stanford ID with access to William J. Perry Conference Room in Encina Hall may attend in person. 

Frances Butcher
Sigrid Lupieri
Seminars
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For spring quarter 2022, CISAC will be hosting hybrid events. Many events will offer limited-capacity in-person attendance for Stanford faculty, staff, fellows, visiting scholars, and students in accordance with Stanford’s health and safety guidelines, and be open to the public online via Zoom. All CISAC events are scheduled using the Pacific Time Zone. 

SEMINAR RECORDING

Virtual to Public. Only those with an active Stanford ID with access to William J. Perry Conference Room in Encina Hall may attend in person. 

Karen Miller
Seminars
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For spring quarter 2022, CISAC will be hosting hybrid events. Many events will offer limited-capacity in-person attendance for Stanford faculty, staff, fellows, visiting scholars, and students in accordance with Stanford’s health and safety guidelines, and be open to the public online via Zoom. All CISAC events are scheduled using the Pacific Time Zone. 

REGISTRATION

(Stanford faculty, visiting scholars, staff, fellows, and students only)

                                                                                           

About the Event: As constitutional democracies in the United States and around the world struggle to cope with a rising wave of authoritarian challenges, many pro-democracy scholars and advocates in the United States have looked to law reform as a means of bolstering substantive and structural checks on executive power - from anti-corruption measures to limits on the President’s ability to invoke emergency authorities or deploy military force. But these reform efforts arise against a wholly unsettled debate about the function and effectiveness of existing institutional and legal checks, many of which proved deeply vulnerable to evasion during the presidency of Donald Trump.  Using the example of domestic and international laws designed to regulate presidential recourse to military force, Pearlstein will discuss her findings on the operation of existing legal constraints inside the executive branch, and suggest broader lessons for calibrating our understanding of law’s ability to constrain the impulses of authoritarian leaders.

About the Speaker: Deborah Pearlstein is Professor of Constitutional and International Law and Co-Director of the Floersheimer Center for Constitutional Democracy at Cardozo School of Law, Yeshiva University.  Her work on national security and structural constraints on state power has been the subject of repeated testimony before Congress from war powers to executive branch oversight, and she today serves on the U.S. State Department Advisory Committee on Historical Diplomatic Documentation, an expert board that helps ensure the timely declassification and publication of government records surrounding major events in U.S. foreign policy. A graduate of Harvard Law School, Professor Pearlstein clerked for Judge Michael Boudin of the U.S. Court of Appeals for the First Circuit, then for Justice John Paul Stevens of the U.S. Supreme Court. Before embarking on a career in law, Pearlstein served in the White House from 1993 to 1995 as a Senior Editor and Speechwriter for President Clinton.

Virtual to Public. Only those with an active Stanford ID with access to William J Perry Conference Room in Encina Hall may attend in person. 

Deborah Pearlstein
Seminars
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For spring quarter 2022, CISAC will be hosting hybrid events. Many events will offer limited-capacity in-person attendance for Stanford faculty, staff, fellows, visiting scholars, and students in accordance with Stanford’s health and safety guidelines, and be open to the public online via Zoom. All CISAC events are scheduled using the Pacific Time Zone. 

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(Stanford faculty, visiting scholars, staff, fellows, and students only)

                                                                                           

About the Event: This seminar will review key challenges facing Israel in the near term – such as the Iranian Nuclear Program and Iranian establishment in Syria - and will present the main dilemmas in formulating policy in the face of each challenge.

About the Speaker: Major General (ret.) Amos Yadlin joined the Middle East Initiative at Harvard Kennedy School's Belfer Center as a Senior Fellow after 40 years of service in the Israel Defense Forces (IDF). He served as a fighter pilot for 33 years, ultimately becoming Deputy Commander of the Israeli Air Force. He then earned the rank of Major General, served as a commander of the IDF Military Colleges and the National Defense College, Defense Attaché to the United States, and Chief of the Military Intelligence Directorate. He was Executive Director of the Institute for National Security Studies from 2011 to 2021; under his leadership it was named the number one think tank in the Middle East and North Africa by the University of Pennsylvania’s Global Go To Think Tank Index Report in 2020.

Virtual to Public. Only those with an active Stanford ID with access to William J Perry Conference Room in Encina Hall may attend in person. 

Amos Yadlin
Seminars
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For spring quarter 2022, CISAC will be hosting hybrid events. Many events will offer limited-capacity in-person attendance for Stanford faculty, staff, fellows, visiting scholars, and students in accordance with Stanford’s health and safety guidelines, and be open to the public online via Zoom. All CISAC events are scheduled using the Pacific Time Zone. 

REGISTRATION

(Stanford faculty, visiting scholars, staff, fellows, and students only)

                                                                                           

About the Event: Mainstream accounts of nuclear politics tend to focus on the actions of nuclear-weapon states (NWS), offering incomplete interpretations of the participation of non-nuclear-weapon states (NNWS) in the global nuclear order. These approaches usually portray NNWS as potential sources of nuclear instability and proliferation, especially those with the technical capabilities to build nuclear arsenals. However, NNWS have actively designed mechanisms to manage nuclear risks and crafted institutions to enforce them. Thus, this panel explores the agency of NNWS in nuclear politics to build a more comprehensive and accurate interpretation of their role in the global nuclear order. The presentations will explore how NNWS with developing economies balanced security and development in the negotiations of the Non-Proliferation Treaty, how NNWS in various latitudes built regional mechanisms to manage nuclear risks with different levels of success, and how NNWS address fears that NWS might drag them into precipitous nuclear conflicts.


About the Speakers: 

Dr. Ryan A. Musto is the Director of Forums and Research Initiatives with the Global Research Institute at William & Mary. He holds a Ph.D. in history from The George Washington University, master’s degrees in international and world history from Columbia University and the London School of Economics, and a B.A. in history from New York University. Dr. Musto has served as a Stanton Nuclear Security Fellow at MIT and as a MacArthur Nuclear Security fellow at Stanford’s Center for International Security and Cooperation. He is a Cold War and nuclear historian with concentrations in U.S. and Latin American diplomatic history. Dr. Musto is currently writing a book on the international history of nuclear weapon free zones.

Dr. J. Luis Rodriguez is a Stanton Nuclear Security Fellow at Stanford University’s Center for International Security and Cooperation. He holds a Ph.D. and M.A. from the Department of Political Science at Johns Hopkins University. His research studies how the Global South builds and maintains limits on the use of force in international law and organization. Dr. Rodriguez focuses primarily on the negotiations to codify nuclear arms controls and humanitarian-intervention norms. Before joining the Ph.D. program at Johns Hopkins, he was a junior advisor to the Mexican Vice-Minister for Latin American Affairs, working on international security cooperation.

Dr. Lauren Sukin is currently a MacArthur Nuclear Security Fellow at Stanford University’s Center for International Security and Cooperation. In September 2022, she will join the Department of International Relations at the London School of Economics and Political Science as an Assistant Professor of International Relations. Dr. Sukin holds a Ph.D. and M.A. from the Department of Political Science at Stanford University. She also holds A.B.s from the Departments of Political Science and Literary Arts at Brown University (2016). Dr. Sukin’s research examines issues of international security, focusing on the role of nuclear weapons in international politics.

Virtual to Public. Only those with an active Stanford ID with access to William J Perry Conference Room in Encina Hall may attend in person. 

Luis Rodriguez
Lauren Sukin
Ryan Musto
Seminars
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For spring quarter 2022, CISAC will be hosting hybrid events. Many events will offer limited-capacity in-person attendance for Stanford faculty, staff, fellows, visiting scholars, and students in accordance with Stanford’s health and safety guidelines, and be open to the public online via Zoom. All CISAC events are scheduled using the Pacific Time Zone. 

SEMINAR RECORDING

Bechtel Conference Center
616 Jane Stanford Way
Stanford, CA 94305

William J. Perry
Scott Sagan
Gov. Jerry Brown
Rose Gottemoeller
Martin Hellman
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LECTURE RECORDING

Bechtel Conference Center
Encina Hall
616 Jane Stanford Way
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Congressman Ted Lieu
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Scott D. Sagan
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Nearly 70% of Americans surveyed by the American Psychological Association said they worry the invasion of Ukraine could potentially lead to nuclear war and they fear that we could be at the beginning stages of World War III.

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