The Caspian Basin has emerged in recent years as a major focus of international affairs for a combination of political, economic, and geostrategic reasons. In the immediate aftermath of the Soviet Union's dissolution in the early 1990s the region's newly independent states were overshadowed by Russia and attracted little Western and U.S. attention. But over the past several years this region has attracted growing attention from Western policymakers and scholars, as well as the media and the private sector. One of the main reasons for this new focus on the Caspian is its sizable energy reserves. In addition to its potential as a significant oil producer, however, it is also the Caspian's geostrategic location, its diverse mix of ethnic groups, and its unsettled intrastate and interstate conflicts that make it both an enticing and challenging region.

In May 1999, CISAC's Project on Ethnic Conflict and Conflict Management in the Former Soviet Union convened an international conference to examine emerging geopolitical issues of the Caspian Basin region. Scholars, policymakers, and energy executives from around the world gathered to examine the sometimes contending interests, both political and economic, focused on the region, and to seek to develop a comprehensive approach for enhancing political and economic development, mitigating and resolving conflicts, and promoting security and stability in the region. Panelists examined conflicting political and economic approaches to the region and explored strategies for energy development that might facilitate regional economic growth and democratization. They also offered diverse views about whether energy development could promote regional cooperation and integration or was likely to exacerbate existing conflicts.

The conference was part of the Project on Ethnic Conflict's ongoing activities in the Caspian region. Project director Gail Lapidus and others at CISAC have been working closely with scholars and policymakers in the region for a number of years on issues of nationalism, conflict resolution, and regional security. One of the project's central goals has been to encourage and facilitate regional cooperation on a broad range of humanitarian, economic, and political issues. In support of that objective, the project has engaged in joint efforts with key political actors in the region in attempts to develop fresh approaches to conflict management and to construct new regional security arrangements.

This report is the result of a workshop held in April 1998, when fifty policy experts, government officials and scholars met in Washington, DC. to discuss an issue of great import: the future of the relationship between Ukraine and NATO, This event, the Workshop on Ukraine-NATO Relations, was sponsored by the Harvard University Project on Ukrainian Security and the Stanford-Harvard Preventive Defense Project. The express goal of the workshop was to bring together representatives of Ukraine, NATO, and the United States so that they could collaborate on developing concrete recommendations for short and long-term next steps to broaden and deepen Ukraine-NATO relations.

The conveners of this workshop believed that the relationship developing [at that time] between Ukraine and NATO had the capacity to evolve into an important force for stability and security in Europe and the world, and to serve as a model for other countries in the region. While the NATO-Ukraine Charter and Ukraine's participation in the Partnership for Peace and the NATO peacekeeping mission in Bosnia provided a strong foundation, the longer-term direction of this very important relationship continued to be largely undefined. Further, they strongly believed that the Charter on a Distinctive Partnership signed by Ukraine and NATO in the summer of 1997 was only the first step towards institutionalizing the growing Ukraine-NATO relationship. Ensuring that the Charter was meaningful depended on concrete implementation of the cooperation anticipated in that document. Thus they decided that a concerted effort needed to be made to develop a gameplan for the future.

Gail Lapidus of Stanford University assesses the factors leading to Moscow's decision in December 1994 to use military force to crush Chechnya's resistance to the authority of the Russian leadership. Exhaustively researched and documented, Lapidus's study traces the evolution of the secessionist struggle through six stages. At the heart of the conflict, she says, was the Chechens' growing desire for sovereignty and territorial integrity sparked by Mikhail Gorbachev's political liberalization initiatives and further fueled by the establishment of a number of new states after the breakup of the Soviet Union. Lapidus also considers the role of Western governments and international institutions first in preventing the outbreak of hostilities and then in mitigating and, finally, terminating the conflict. She concludes that when the behavior of a major power is at issue, the potential for outside intervention is limited, which in turn raises a host of troubling questions about the prospects for future internal conflict resolution.

The MacArthur Consortium workshop "Slaughter of the Innocents: Understanding Political Killing" focused on mobilization for large-scale killing and genocide. How does such violence become possible? Rather than concentrating on effect and prescription, participants devoted their attention to diagnosis and causal understanding. The workshop had three main areas of investigation:

1. the historical sociology of mobilization for large-scale killing,
   
2. the phenomenology of genocide, and
   
3. the role of memory in such mobilization.
   

In exploring a topic that has become highly problematic and pressing in the context of civil wars, the workshop addressed changing institutions of violence and issues of identity. The workshop aimed to raise as many questions as it answered, as well as to set an agenda for future interdisciplinary understanding.

Proceedings of a conference, "Preventing Deadly Conflict: Strategies and Institutions," held in Moscow Aug. 14-16, 1996," that was a joint undertaking of the Carnegie Commission on Preventing Deadly Conflict, the Institute of Universal History of the Russian Academy of Sciences and the Center for International Security and Arms Control at Stanford University.

Dr. Lapidus, who co-edited the report, wrote the conclusion, "Lessons from the Russian Experience."

Georgia--The Search for State Security

David Darchiashvili's working paper traces the attempts of the modern Georgian state to deal with issues of national security since independence. Darchiashvili outlines the nature of contemporary national security dilemmas for post-Soviet Georgia. The paper examines Georgia's present security threats, as well as its current relationships with Russia and the other countries of the region. The paper also presents an in-depth discussion of the situation of civil-military relations in Georgia and the impact of these relations on state security. The author analyzes the roots of Georgia's problems in developing a coherent and practical security policy. He proposes that the ad hoc character of current security policy has resulted in passivity in dealing with threats such as ethnic conflicts, including the war in Abkhazia. In his conclusion Darchiashvili makes a recommendation for the elaboration of a consistent national security concept for Georgia. The author proposes that this security concept will need to include a framework for relations between society and the military. According to Darchiashvili, in order to attain this goal Georgia needs to maintain internal stability and to secure support from international institutions.

European Security and Conflict Resolution in the Transcaucasus

Nerses Mkrttchian's working paper examines the issue of security in the Transcaucasus since the fragmentation of Europe's international landscape, and the emergence of a new cooperative European security system that followed the disappearance of the continent's political line of separation. Mkrttchian proceeds to analyze the security issues in the Transcaucasus region within broader European, Eurasian, and post-Soviet contexts. The paper examines the current security structure of Europe, its relationship to Russia and the Commonwealth of Independent States (CIS), and how these new security structures can affect the regional conflicts in the Transcaucasus. Mkrttchian analyzes the prospects for establishing regional cooperation on security issues in the Transcaucasus, and the role of international organizations in this process. The author points to the need for the development of "cross-dimensional" cooperation as a way to resolve conflicts in the region.