Nuclear Risk
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Siegfried S. Hecker
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As we witness the increasingly detrimental effects of global climate change, the role that nuclear power could play globally to mitigate its effects continues to be debated. The series of articles featured in the Bulletin in December 2016 aired a broad spectrum of opinions, ranging in assessment of the role of nuclear power from insignificant to mandatory. In this series, we present the perspective of a new crop of nuclear professionals who collectively represent two of the world leaders in nuclear power—the United States and Russia.

These young professionals work together to exchange views and ideas as part of the U.S.-Russia Young Professionals Nuclear Forum that we created in May 2016 to encourage dialogue on critical nuclear issues of concern to both countries. As most official avenues of US-Russia cooperation on nuclear issues were being shut down in pace with the deteriorating political relations between Washington and Moscow, our objective was to turn to the younger generation, because those in it will have to live with the consequences of a world in which their countries no longer cooperate to mitigate global nuclear dangers.

In the United States, our efforts are organized within the Center for International Security and Cooperation at Stanford University, although we reach out to universities and other organizations across the country. In Russia, we were fortunate to find the Moscow Engineering Physics Institute (MEPhI), Russia’s flagship research university in nuclear engineering, to be an enthusiastic partner. Its rector, Professor Mikhail Strikhanov, has an unwavering international outlook that stresses the need for cooperation, especially in higher education and research. The young professionals are students, postdoctoral fellows, and early career professionals.

Hecker has previously written in the Bulletin about the remarkable period of post-Cold War nuclear cooperation between Russian and American nuclear weapon scientists and how the termination of that cooperation by our governments threatens our collective security. We viewed engaging young professionals from the two countries as one of the few avenues of continued cooperation. It has the potential of being particularly effective because at the forum meetings, the young Russians and Americans interact in an educational and non-adversarial environment.

The first three forum meetings focused primarily on issues of nuclear non-proliferation and countering nuclear terrorism. They featured exercises in which the young professionals worked in small groups side by side to explore solutions to vexing nuclear problems. One was a simulation conducted at Stanford in May 2018 just a few weeks before the historic Trump-Kim Singapore Summit. The other was an exercise in Moscow in October 2018 to advise their governments on a hypothetical crisis related to the US withdrawal from the Iran nuclear deal.

At the Moscow forum, we also asked the young professionals to explore what the two countries could do to promote the benefits of nuclear energy around the globe, while cooperating to mitigate the associated risks.

Preparation for the forum included online lectures by senior mentors as well as lectures and discussion sessions in Moscow by both Russian and American specialists. In the nuclear power exercise, we assigned eight key questions to 24 young professionals. We divided them into eight teams, each composed of Russian and American participants. The central question was whether or not an expansion of global nuclear power is necessary to help mitigate the danger of global climate change. Individual groups examined issues of supply and demand around the globe and some of the big challenges posed by an expansion of nuclear power—those of economics, safety and security, potential proliferation of nuclear weapons, and the disposition of nuclear waste.

The young professionals conducted research prior to the meeting, deliberated and debated within their teams during the meeting, and presented their findings to the larger group and the panel of senior mentors at the end of the exercise. During the past six months they have captured the essence of their findings in the eight articles featured in this special presentation in the Bulletin.

Their findings are generally pro-nuclear, which is not surprising considering that most of them have strong educational and research backgrounds in either nuclear technologies or nuclear security. But we found that their views were primarily driven by their serious concerns about the dangers of global climate change and the urgent need to confront these dangers.

Their articles are of interest not so much in that they break new ground in these areas, particularly since many other  established experts have tried to tackle these issues for decades. They are of interest because they represent the views of some of the younger generation of professionals working together across cultural and disciplinary divides. We were struck by the following comment in one of the papers  that reflects on the perceived urgency of the task at hand: “We are the first generation that is experiencing the dramatic effects of global climate change and likely the last that can do something about it to avoid catastrophic consequences for the Earth and its people.”

We also note that the articles uniformly reveal that the young professionals across the board firmly believe that the benefits and risks of expanding nuclear power globally must be pursued and tackled in a concerted effort of major nuclear powers (especially the United States and Russia), other developed nations, the International Atomic Energy Agency, and all stakeholders. These younger voices stated: “The most important shift necessary to facilitate [nuclear power] expansion is an increase in international cooperation and multilateralization in the form of, for example, international reactor supply contracts, multinational enrichment conglomerates, nondiscriminatory fuel banks, and international waste repositories.”

We believe the readers will find the sentiments and opinions of the young Russian and American professionals interesting and encouraging. We certainly have found them eager and able to work together effectively—a lesson that the more senior professionals and the governments need to relearn.

Editor’s note: The Young Professionals Nuclear Forum cooperation is supported by the John D. and Catherine T. MacArthur Foundation and the Carnegie Corporation of New York.


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Rod Searcey
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In early May, CISAC convened the fifth Young Professional Nuclear Forum (YPNF), a program sponsored by the Center for International Security and Cooperation at Stanford University and the Moscow Engineering and Physics Institute (MEPhI). The program brought together a lively group of young Russians and Americans working on nuclear issues over three days.

Since 2016, the forum has alternated between Moscow and Stanford.  

By 2016, US and Russian governments closed almost every door on opportunities that previously allowed experienced nuclear professionals on both sides to cooperate with each other.  Stanford Professor Siegfried Hecker saw that at least one door - that of cooperation on the university level - was still open. He started the YPNF to foster interaction between the younger generation of Russians and Americans who study, do research, or start a career in the nuclear power or nonproliferation fields.

This year’s agenda focused on two major areas: US-Russian arms control and the future of nuclear power.

The American group included a new cohort of six incoming young professionals from Los Alamos National Laboratory, UC Berkeley, Center for Arms Control and Non-Proliferation, and Vienna Center for Disarmament and Non‑Proliferation. They were joined by CISAC research staff members Gaby Levikow and Elliot Serbin and current and former fellows Chantell Murphy, Kristin Ven Bruusgaard, and Cameron Tracy. The Russian group from MEPhI brought a team of 12 young professionals most of whom are pursuing their graduate degrees in nuclear physics and engineering and software engineering, along with junior professionals in international relations and nuclear fields.  The team of experts included Professor Hecker, Dr. James Toevs, Dr. Ning Li, Ambassador Steven Pifer, Professor David Holloway, Dr. Larry Brandt, Dr. Chaim Braun, Dr. Pavel Podvig, and Dr. Mona Dreicer, —all of whom provided advice and feedback during the exercise.

Participants come from loosely defined “technical” and “policy” fields, and the forum agenda has traditionally included one nuclear-power related and one policy-focused subject. Forum activities vary between lectures, expert briefings, discussions, and table-top exercises, but the small-group work during the exercises is the core form of interaction.

By design, this agenda exposes each participant to new fields, new counterparts, some fun interactive time off - and encourages a lot of cultural learning. Forum after forum, we hear back that the group work and social time are the most exciting aspects of the forum experience. Participants noted they learned, among other things, “general ideas and thoughts of American participants and their attitudes to the present American policy, new words and abbreviations … [and] a great deal about new reactor designs and their implications for nuclear energy and security policy.”  Still more participants enjoyed “learning to collaborate in groups of Americans and Russians but also between policy and technical experts on topics of both camps,” and some “got new friends.”

Encouragingly, participants requested more interaction between the bi-annual meetings and a variety of topics in yet untapped – or suspended - areas of cooperation between Russia and the US.

New work continues to emerge from the forum. Eight short articles written by the young professionals to showcase the results of the projects from the Moscow meeting in November 2017 was published in the Bulletin of the Atomic Scientists in June 2019. The next meeting will be held in Moscow this November.

 

 

 

 

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Abstract: To understand the chemical durability of highly radioactive cesium-rich microparticles (CsMPs) released from the Fukushima Daiichi Nuclear Power Plant in March 2011, we have, for the first time, performed systematic dissolution experiments with CsMPs isolated from Fukushima soils (one sample with 108 Bq and one sample with 57.8 Bq of 137Cs) using three types of solutions: simulated lung fluid, ultrapure water, and artificial sea water, at 25 and 37 °C for 1–63 days. The 137Cs was released rapidly within three days and then steady-state dissolution was achieved for each solution type. The steady-state 137Cs release rate at 25 °C was determined to be 4.7 × 103, 1.3 × 103, and 1. 3 × 103 Bq·m−2 s−1 for simulated lung fluid, ultrapure water, and artificial sea water, respectively. This indicates that the simulated lung fluid promotes the dissolution of CsMPs. The dissolution of CsMPs is similar to that of Si-based glass and is affected by the surface moisture conditions. In addition, the Cs release from the CsMPs is constrained by the rate-limiting dissolution of silicate matrix. Based on our results, CsMPs with ∼2 Bq, which can be potentially inhaled and deposited in the alveolar region, are completely dissolved after >35 years. Further, CsMPs could remain in the environment for several decades; as such, CsMPs are important factors contributing to the long-term impacts of radioactive Cs in the environment.

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Rodney C. Ewing
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On Tuesday [June 4], the House Subcommittee on Strategic Forces debated the draft Fiscal Year 2020 National Defense Authorization Act.

It voted out, on party lines, language that prohibits deployment of a low-yield warhead on the Trident D5 submarine-launched ballistic missile.  That makes sense:  The rationale for the warhead is dubious, and the weapon likely would never be selected for use.

Read the rest at The Hill

 

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This article originally appeared in the American Ambassadors Review (Spring 2019).

For nearly five decades, Washington and Moscow have engaged in negotiations to manage their nuclear competition. Those negotiations produced a string of acronyms—SALT, INF, START—for arms control agreements that strengthened strategic stability, reduced bloated nuclear arsenals and had a positive impact on the broader bilateral relationship.

That is changing. The Intermediate-range Nuclear Forces (INF) Treaty is headed for demise. The New Strategic Arms Reduction Treaty (New START) has less than two years to run, and the administration of Donald Trump has yet to engage on Russian suggestions to extend it. Bilateral strategic stability talks have not been held in 18 months.

On its current path, the U.S.-Russia nuclear arms control regime likely will come to an end in 2021. That will make for a strategic relationship that is less stable, less secure and less predictable and will further complicate an already troubled bilateral relationship.

Fifty Years of Arms Control

Bilateral nuclear arms control talks between Washington and Moscow began in 1969 with the Strategic Arms Limitation Talks (SALT). They resulted from a growing understanding that negotiated limits on the superpowers’ nuclear arms competition served the interests of both. Over the next five decades, arms control treaties and unilateral force decisions led the sides to reduce their active arsenals to 4,000-4,500 nuclear weapons each—down from a U.S. peak of more than 30,000 in the 1960s and a Soviet/Russian peak that exceeded 40,000 in the 1970s.

Early treaties such as the 1972 Interim Offensive Agreement and the 1979 SALT II Treaty (which never entered into force but whose limits were observed into the mid-1980s) merely slowed the growth of nuclear arsenals. Later treaties had a more dramatic impact. The 1987 INF Treaty banned the entire class of U.S. and Soviet land-based missiles with ranges between 500 and 5,500 kilometers. The 1991 START Treaty required the sides to reduce their accountable strategic nuclear warheads by some 40 percent while cutting strategic missile launchers and bombers by about 30 percent.

Arms control agreements often had a beneficial impact on the broader relationship. SALT helped advance détente in the early 1970s; progress on INF and START spurred an improvement in the overall U.S.-Soviet relationship in the late 1980s; and the relatively quick conclusion of New START gave a positive impulse to the Obama administration’s reset with Russia, even though the reset proved short-lived.

Today, the U.S.-Russian relationship has hit its lowest point since the end of the Cold War. Arms control, or the looming collapse of arms control, rather than helping, may contribute to a further deterioration of relations.

The Demise of the INF Treaty

The INF Treaty is on a death course. Russia violated the treaty by developing and deploying the 9M729, a prohibited intermediate-range cruise missile. Neither the Obama nor the Trump administration employed an effective strategy to persuade Moscow to return to compliance.

On October 20, 2018, President Trump announced that the United States would terminate the treaty, surprising allies and administration officials alike. NATO subsequently backed the U.S. decision, though European officials privately grumbled about a fait accompli. In early February, U.S. officials stated that they had suspended U.S. treaty obligations and given Russia the required six months’ notice of the U.S. intention to withdraw from the agreement. Russia then suspended its treaty obligations.

The United States could not remain forever in a treaty that Russia has violated. However, the way the Trump administration handled its departure amounted to diplomatic malpractice. Washington will get blamed for the treaty’s end.

There was a smarter way. First, U.S. officials should have informed their European counterparts in early 2018 that the United States would have no choice in 12–24 months but to leave the treaty if Russia did not correct its violation and urge them to apply political heat on the Kremlin, including at the highest level. Russia’s intermediate-range missiles cannot reach the United States; they threaten Europe and Asia.

Second, the U.S. military should have deployed conventionally armed air- and sea-launched cruise missiles to the European region to show that the Russian violation would not go unchallenged.

Third, NATO should have begun a study of long-term countermeasures, with one option being deployment in Europe of a conventionally armed U.S. intermediate-range ballistic missile. While the Alliance likely could not have found consensus to adopt that option, discussing it would have reminded military leaders in Moscow how much they disliked the U.S. Pershing II, whose deployment in West Germany in the 1980s proved key to securing the INF Treaty.

Fourth, U.S. officials should have indicated to their Russian counterparts that, if they addressed U.S. concerns about the 9M729 violation, the United States would consider ways to address Russian concerns that the Aegis Ashore missile defense facility in Romania could launch offensive missiles.

Would such steps have brought Russia back into compliance? Perhaps not, but they certainly would have increased the odds. Even if they did not succeed, they would have positioned Washington far better with its allies and put it in a stronger position to lay blame for the treaty’s end where it belonged—on Russia.

In the actual event, the Trump administration hardly tried. In January, Russian officials offered to exhibit the 9M729 to U.S. experts. U.S. officials could have taken that proposal and insisted on procedures for a meaningful exhibition. Instead, they flat out turned it down.

Much of the problem on the American side may lie with National Security Advisor John Bolton. He generally disdains arms control agreements as constraining U.S. capabilities and options (which is true, but they also constrain Russian capabilities and options). He had previously called for U.S. withdrawal from the INF Treaty.

Exhibitions of the 9M729 and Aegis Ashore facility could have opened a path to resolve each side’s compliance concerns, but Moscow and Washington have not shown the needed political will. It looks like the treaty will meet its demise in August.

Questions about the Future of New START

In contrast to the INF Treaty, Russia has complied with the limits of the 2010 New START Treaty, which required reductions by each country to no more than 1,550 deployed strategic warheads and no more than 700 deployed strategic missiles and bombers by February 2018. The United States also met the limits, though Russian officials question the adequacy of measures the U.S. military took to remove some strategic systems from treaty accountability.

New START by its terms will expire in February 2021, though the treaty allows extension for up to five years. Russian officials have proposed discussion of extension. In 2017, Trump administration officials said they would first have to complete the new nuclear posture review and see whether Russia met the February 2018 limits. Both of those boxes were checked more than a year ago. U.S. officials now say they are studying the question and see no rush.

New START extension should be a no-brainer. First, it would extend to 2026 the limits on Russian strategic forces and provide a mechanism to address new nuclear systems that the Russian military has under development. Second, extension would not affect U.S. strategic modernization plans, which the Pentagon designed to fit within New START’s limits. Third, extension would continue the flow of information that the U.S. military and intelligence community receive about Russian strategic forces from data exchanges, notifications and on-site inspections. That information lets the U.S. military make smarter decisions about how to equip and operate U.S. strategic forces.

When asked about extension, however, Bolton has raised two alternatives: renegotiation of New START or a treaty modeled on the 2002 Strategic Offensive Reductions Treaty (SORT). Neither holds much promise.

Renegotiation would allow Washington to try to improve New START, perhaps with additional verification measures or expanded limits to capture nuclear weapons not now covered by the treaty. But Moscow would seek changes as well, starting with limits on missile defense and conventional strike systems, both of which are anathema to the Trump administration. Renegotiation would take a long time and have, at best, an uncertain prospect of success.

As for the SORT model, SORT limited just warheads (though with no verification measures); it did not constrain strategic missiles and bombers. While Moscow accepted such an agreement in 2002, Russian officials since 2008 have made clear that a strategic arms control agreement must limit missiles and bombers, as does New START.

Bolton opposed New START when the Senate discussed its ratification back in 2010. Neither Secretary of State Mike Pompeo nor Acting Secretary of Defense Patrick Shanahan seem to be advocates for the treaty. Although extension would be very much in the U.S. interest, the Trump administration appears inclined to let it expire.

No Strategic Stability Talks

U.S. and Russian officials in the past have held strategic stability talks to take a broad look at developments that affect their strategic relationship. Such talks are useful, particularly when new developments, such as those in the cyber and space domains, emerge and when Russian nuclear doctrine has provoked concern in Washington and led to changes in the U.S. nuclear posture. Even if strategic stability talks do not spin off specific negotiations, they provide a venue for the sides to exchange views and better understand the concerns of the other.

During the Trump administration, a one-day session of strategic stability talks took place in September 2017. As of March 2019, it has not agreed to a second meeting.

An Unsettling Future

For most of the five decades of U.S.-Soviet/Russian arms control negotiations, the American side took the lead. Moscow often struck a pose not of disinterest, but of less interest—likely for bargaining purposes. That is no longer the case. The Kremlin now faces a White House that attaches as little priority to reducing arms as it does—perhaps less. The U.S. President evinces no understanding of arms control, while his national security advisor apparently seeks to end it.

With the INF Treaty all but dead, New START’s fate uncertain after 2021 and no sign of new initiatives on either side, arms control as practiced for some 50 years may be coming to an end or, at a minimum, to a pause. That occurs at a time when Russia and the United States have significant nuclear modernization programs underway. While the bulk of those programs aim primarily to replace old weapons with new ones, the sides are also developing nuclear capabilities that neither previously had in its arsenal. Economic constraints may limit an all-out arms race, but the strategic nuclear relationship seems headed for uncharted territory.

The end of the U.S.-Russian nuclear arms control regime would have wider impacts. If the two nuclear superpowers no longer are reducing—and no longer limiting—their nuclear arms, what credibility will they have to insist that other countries, such as North Korea, forgo nuclear weapons or that third countries sanction proliferating states? Will China decide to adjust its nuclear posture and move from its current modest stockpile of under 300 weapons toward a larger and more diverse arsenal?

The current course will lead to a less stable and secure world. The United States and Russia will be less able to predict future developments on the other side and thus will have to make expensive worst-case assumptions. It will make for a more complex and dangerous relationship. Perhaps then they will recall the lessons of the 1960s and 1980s that arms control, however imperfect, can offer a useful tool for managing great power competition.

 

 

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Political scientist Asfandyar Mir has studied security affairs in South Asia for years. Now a postdoctoral fellow at the Center for International Security and Cooperation at Stanford University, Mir explains the latest developments, old conflicts, and potential conflagrations in the ongoing crisis between nuclear-armed rivals India and Pakistan.

RFE/RL: Where do you see the military situation moving after India and Pakistan engaged in what appears to be retaliatory air strikes and cross-border shelling?

Asfandyar Mir: The current stand-off between India and Pakistan hasn't fully de-escalated, but it isn't as tense as it was some days ago. After Pakistan retaliated with air strikes against India on February 27, the crisis intensified -- it appeared the Indian government was considering a follow-on retaliation. In that backdrop, Pakistani Prime Minister Imran Khan's gesture of returning the Indian Air Force pilot, captured by Pakistan after his plane was shot down, lowered the political temperature, eased the situation somewhat. That said, military forces on both sides remain mobilized in large numbers, and the Indian government still hasn’t given a clear-cut signal of wanting to de-escalate.

RFE/RL: Do you see the current leadership in India and Pakistan as capable of deescalating given the domestic pressures they currently face?

Mir: The leadership of the two countries has different political incentives. On the Indian side, Prime Minister [Narendra] Modi still has incentives to re-escalate. He is going into a national election. His government’s economic performance has been weak, so he appears to be relying more on foreign policy issues like confronting Pakistan -- an issue the Indian electorate cares about. Pakistan’s shooting down of the Indian aircraft and capturing of the air force pilot also deeply embarrassed him and his political party, the Bhartiya Janata Party (BJP).

On the Pakistan side, two leaders matter: Prime Minister Imran Khan and chief of the country's powerful army, General Qamar Bajwa. After the first Indian military raid, both were left embarrassed before their key domestic audiences: Khan in front of his voter base and Bajwa in front of his officer corps.

 

However, Pakistan's retaliatory strikes not only reversed that damage but enhanced their domestic political standing. Now both the leaders want a deescalation. Khan has made his first move to deescalate. He is also insisting with a dialogue offer to India on terrorism on India's terms. What he hasn’t done and could do to defuse the situation is a crackdown against the group behind the February 14 terror attack, Jaish-e-Muhammed.

Khan, however, would need Bajwa’s support for such a crackdown. It remains unclear whether Bajwa would agree. The Pakistani military hasn’t acted against Pakistan-based jihadis operating in Kashmir. Instead, it has seen them as valuable allies in confronting India in Kashmir.

RFE/RL: What happens to the Kashmir issue now?

Mir: We remain very far from any meaningful progress on the dispute over Kashmir. In recent years, India has intensified its crackdown in Kashmir against violent and non-violent separatist groups. India also employs a heavy-handed counterinsurgency strategy, which frequently targets the civilian population. As a result, resentment in the Kashmiri population toward the Indian state remains very high. The Indian government continues to see a coercive approach instead of a political approach involving concessions as the way forward in the disputed region.

Pakistan also remains firm in its territorial claim over Kashmir. Given India’s unwillingness to make concessions and the deep alienation in the region toward the Indian state, Pakistan is likely to continue political and military support for the insurgency in Kashmir.

RFE/RL: What dangers do jihadi groups present to Pakistan?

Mir: It is commonly assumed that jihadi groups operating against India in Kashmir pose a direct threat to Pakistan. This was true a decade ago, when factions of Kashmir-focused jihadi groups defected toward transnational jihadis like Al-Qaeda. It appears that the process has stopped. Major Kashmir-focused jihadi groups based in Pakistan do not challenge the Pakistani government. These groups have also consolidated control over their cadres, preventing fragmentation toward Al-Qaeda and [the ultra-radical] Islamic State (IS).

This is not to say there are no indirect bad effects of such groups on Pakistan. These groups spawn a large jihadi infrastructure, which is a source of radicalization in the country. Pakistan continually faces international opprobrium, even from its allies like China privately, for allowing such groups to operate from its territory.

RFE/RL: What has the international community's role been in the current crisis?

Mir: [U.S.] President [Donald] Trump made an important statement in Hanoi on February 28, suggesting that the U.S. government has been involved in mediating an end to the India-Pakistan crisis. Besides the U.S., Saudi Arabia, the United Arab Emirates, China, and Russia have sought to deescalate the tensions.

Overall, Pakistan is under pressure from the international community for not doing enough to curb anti-India jihadi groups. Still, it is striking that beyond condemnation, the U.S. and other major powers have not pledged any material support to the Indian government like sanctions against Pakistani leadership or military support for Indian operations.

RFE/RL: Did nuclear weapons play a role in the current crisis?

Mir: Nuclear weapons have played a role. Following the first Indian air strike on February 26, the Pakistani military spokesman stated that the government was activating the body which decides the deployment and use of nuclear weapons. This was a clear-cut signal by Pakistan that it would use nuclear weapons if the crisis exacerbated. I believe that deterred a sizable Indian response after Pakistan conducted its retaliatory strikes on February 27.

 

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Following the abrupt ending of the highly anticipated second bilateral summit between President Donald Trump and North Korean leader Kim Jong-un in Hanoi, APARC and CISAC scholars evaluate the result of the summit, its implications for regional relations in Northeast Asia, and the opportunities moving forward towards the goal of denuclearization of the Korean peninsula.

This Q&A with Noa Ronkin features Andray Abrahamian, the 2018-19 Koret Fellow in Korean Studies at APARC, whose work with the nonprofit Choson Exchange has taken him to the DPRK nearly 30 times; Siegfried S. Hecker, top nuclear security expert, former Director of the Los Alamos National Laboratory, Research Professor of Management Science and Engineering, Emeritus, and Senior Fellow at CISAC/FSI, Emeritus; and Gi-Wook Shin, Professor of Sociology, William J. Perry Professor of Contemporary Korea, Director of APARC, and founding Director of the Korea Program.

Q: What is your assessment of the summit outcome? Considering Trump's decision to end the summit early, do you support that “no deal is better than a bad deal?” Do you think the summit would have been better off with even a small deal just significant enough to keep the momentum going? 
 
Abrahamian: It's a disappointment, but we don't know yet if it is a catastrophe. I think that, ideally, once it was clear that both sides were escalating towards a grand bargain no one was ready for, the U.S. and DPRK teams could have taken a break and reconvened to attempt something less ambitious. For both sides it is better domestically to go back and be able to look tough rather than concede too much, but I do wonder why there was no intermediary position available between no deal and something too big.
 
Hecker: I am disappointed, but still optimistic. Disappointed because the opportunity to take concrete steps toward denuclearization and normalization was missed. Optimistic, because Trump and Kim did not return to the ‘fire and fury’ days of 2017. They left Hanoi on good terms. I don’t believe it was a question of bad deal or no deal. Rather, it appears the two sides were actually quite close to taking important steps, but couldn’t quite get there this time. It is not clear whether time just ran out or if President Trump’s challenge to Kim Jong-un to “go bigger” moved the goal posts at the last minute. 
 
Shin: Trump made the right move. No deal is better than a small or pointless deal that could hamper future negotiations. His decision sent a warning signal to North Korea that he wouldn’t let the country continue to set the tone and pace for the negotiations. Also, he gained more domestic political slack than the alternative would have gained him. The misfortune in Hanoi may impart a new, different kind of momentum to what is destined to be a fluctuating, arduous diplomatic process.
 
Q: So what's next? What do you expect from the US and DPRK given this new dynamic? What do you think needs to be done at the working level and at the leadership level? And what do you think will be the biggest hurdle in future negotiations? 
 
Abrahamian: Both sides carefully left future talks open through their statements after the summit. If one is searching for a positive outcome, it's that the leaders perhaps now realize that much, much more will have to be agreed upon before they meet again. This should help empower working-level talks. But time is short: a U.S. election looms next year and Donald Trump faces political challenges at home. This was a missed opportunity to consolidate a relationship-building process.
 
Hecker: The American and North Korean statements following the summit paint different pictures of the final bargaining positions, but both were positive and committed to return to the bargaining table. These differences should be surmountable at the bargaining table, but it will take time and a more concerted effort. So long as North Korea ends nuclear and missile testing, we have time to come to a proper compromise, but it must clearly involve some sanctions relief for the North Korean economy. One of the biggest hurdles on the American side is to overcome internal political divisions.
 
Shin: A return to hostility is unlikely. Both sides have refrained from escalating tension and are still committed to a diplomatic solution. The negotiations will resume. The Hanoi summit served as an opportunity for a much-needed reality check, for both sides, of the lingering divergences. The biggest hurdle continues to be how to define the terms and scope of denuclearization and the U.S. corresponding measures (simultaneous and parallel actions). Now that the discrepancies have become more apparent and starker, the working-level discussions need to agree on basic yet fundamental concepts and principles, while Trump and Kim should continue the process of trust-building; confidence and trust are a must in a top-down setting.
 
Q: Are there some roles that other key players can play, such as South Korea and China? Are there any impacts of this outcome on regional relations in Northeast Asia, such as inter-Korean and China-DPRK relations? 
 
Abrahamian: Perhaps South Korea can play a bridging role again, the way it did before the Singapore summit, when Trump "pre-emptively pulled out." In that case, President Moon's intervention helped get things back on track. It is unclear if he has the political capital with either side to make that happen again, but I suspect he will try. The collapse impacts a Kim Jong-un visit to Seoul, as now it would seem to be pressure on the US, rather than operating in space the US created. China is relatively marginalized, but happy to see no secondary sanctions threats or additional testing of missiles. Japan is perhaps the most pleased of all, given how isolated it has become on North Korea issues.
 
Hecker: The Moon Jae-in administration was hoping for a more positive outcome to allow it to promote economic cooperation with the North, which I consider to be one of the most important elements of achieving a peaceful Korean Peninsula. The Hanoi outcome may require an intensified North-South dialogue to assist the North-U.S. deliberations. I am not sure how all of this will affect China-DPRK relations. I would have preferred an outcome that allows DPRK to move closer to South Korea through some sanctions relief, than to have it depend more on China through continued maximum pressure. 
 
Shin: The outcome is clearly a major setback for South Korea, as it was anticipating progress on core issues that could jumpstart inter-Korean projects. It also became unclear whether Kim would make the planned visit to Seoul anytime soon. At the same time, this might be a perfect time for South Korea to play a meaningful role. So far, the country has been seen as advocating North Korea’s position with regards to an end-of-war declaration and to a lifting or easing of sanctions. This time around, President Moon needs to convince Chairman Kim that North Korea’s bold move toward denuclearization cannot be delayed if he wishes not to lose this rare opportunity with a U.S. president who is eager to make a “big” deal.
 
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For more U.S.-DPRK diplomacy analysis and commentarty by APARC scholars, see our recent media coverage.
 
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South Koreans watch TV screen reporting on the U.S. President Donald Trump press conference at Seoul Railway Station on February 28, 2019 in Seoul, South Korea
South Koreans watch TV screen reporting on the U.S. President Donald Trump press conference at Seoul Railway Station on February 28, 2019 in Seoul, South Korea. | Chung Sung-Jun/Getty Images
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What does it take to make progress on the denuclearization of the Korean Peninsula? Five FSI scholars offer their perspective.

Siegfried S. Hecker, FSI Senior Fellow Emeritus, with Elliot A. Serbin, at the Center for International Security and Cooperation (CISAC)
Looking back at 2018, we judge the first Trump-Kim summit in Singapore to have been a step in the right direction and bought time and space for diplomacy. But since the first summit, little progress has been made toward new relations and a peace regime in part because the Trump administration continues to insist on maximum pressure and sanctions until North Korea denuclearizes, in contrast with Pyongyang’s insistence on a step-by-step process requiring corresponding U.S. actions. At the same time, North Korea has not denuclearized, but it has halted key elements of what was a rapidly expanding nuclear and missile program in 2017. This halt represents an important step in the right direction as explained in our recent update on North Korea’s nuclear history, which examines the trade-offs and interplay between key components of the nuclear program. Our findings show that North Korea has been expanding its bomb fuel inventory, allowing it to potentially increase the size of its arsenal. But the end of nuclear and missile testing has reduced the overall threat posed by the North’s arsenal, significantly limiting the potential sophistication, destructive power and reach of the arsenal by impairing the North’s ambitions for hydrogen bombs and nuclear-tipped intercontinental ballistic missiles, both of which are still very much in the developmental stage. At the upcoming summit Washington should push to further reduce the threat posed by North Korea’s arsenal. A key goal is to lock in the end of nuclear and missile testing and have North Korea agree to end the production of bomb fuel in a verifiable manner. Clearly, this will require Washington to move decisively toward normalization, with some form of sanction relief.

Gi-Wook Shin, FSI Senior Fellow, Director of the Walter H. Shorenstein Asia-Pacific Research Center (APARC) and founding Director of the Korea Program
The leaders of the United States and North Korea should use the Vietnam summit as an opportunity to minimize existing ambiguities and divergences in central questions, before they can make any meaningful progress toward denuclearization and whatever measures for the progress of denuclearization. The most basic yet urgent task is to come to a shared understanding of what denuclearization would entail. The ambiguity and obscurity of the term “denuclearization” only exacerbates the skepticism about both the U.S. and North Korean commitments to denuclearization. The future of the U.S.-Republic of Korea (ROK) alliance is another critical issue that needs to be addressed, not avoided, in Hanoi. The Vietnam meeting should leave no ambiguity in its affirmation that the U.S.-ROK alliance is not to be jeopardized in the context of U.S.-DPRK (Democratic People’s Republic of Korea) rapprochement; nor is it to be used as a reward for North Korea’s denuclearization. Lastly, the Trump administration’s vision for a “more stable and peaceful, and ultimately, a more legal peace regime” in Korea will need to be explained fully to, and understood clearly by, the North Korean leadership. Whether the means used to establish this regime will be a peace treaty, a formal end to the armistice, a combination of both, or something yet unknown is an issue that needs to be discussed and agreed upon up front in order to avoid further confusions and complications. Only bold and meaningful moves that resolve these ambiguities will enable a timely, historic breakthrough on the Korean Peninsula and will add much-needed momentum to the diplomatic endeavors of all countries involved.

Yong Suk Lee, SK Center Fellow and Deputy Director of the Korea Program at Shorenstein APARC
To hypothesize about the outcomes of the second Trump-Kim summit and what lies ahead for U.S.-North Korea relations, we should reflect on how the two leaders met in the first place. One could argue that their first meeting was somewhat accidental, an artifact of Trump’s spontaneity following a period of heightened hostility between the U.S. and North Korea. The first summit between the two leaders was historic in its own right and it put on a good show. However, there hasn’t been much progress on denuclearization since then. Despite little progress the two are meeting again, and this second meeting is no accident. After their first meeting Trump and Kim must have struck a chord. In fact, Trump mentioned that the two had “fallen in love” after receiving a “beautiful” letter from Kim last October. What triggers their mutual attraction? Certainly not their distaste for nuclear weapons. The common interest that brings the two together is their desire for development – economic development in the case of Kim Jong Un and property development in the case of Donald Trump. Of the many unconventional aspects in the Trump-Kim relationship, what I find most extraordinary is Trump’s showing of a short film on North Korea’s potential for property development during their first summit meeting. It was truly an unusual diplomatic pitch. I believe that economic and property development will be on their agenda when they meet in Hanoi. There may even be a sequel to that short film. Trump and Kim may emerge with a joint property development agenda, while deferring denuclearization to be sorted out by their diplomatic teams.

Colin Kahl, FSI Senior Fellow and Co-director at CISAC
Diplomacy is essential for resolving the nuclear crisis on the Korean Peninsula, and President Trump should get credit for keeping the high-level dialogue with Kim Jong Un going. However, last year’s Singapore summit, while producing great theater, produced little of substance. North Korea has frozen its missile and nuclear testing, but its program continues to grow. In the eight months since the two leaders met in Singapore, little tangible progress has been made, and the two sides still appear very far apart on basic concepts like the meaning of “denuclearization” and the proper sequencing among nuclear steps, moves toward normalization, the signing of a peace treaty and sanctions relief. The big worry going into the summit is that it will produce either “too little” or “too much.” One fear is that President Trump will accept “too little” – that is, more diplomatic symbolism to continue the appearance of progress while North Korea takes few concrete steps to roll back its nuclear program. Another risk is that President Trump will give “too much” in exchange for North Korean actions, in particular by taking steps that weaken the alliance with South Korea or drastically downsize the U.S. military presence on the Peninsula (which Trump has never liked).

Thomas Fingar, Shorenstein APARC Fellow
The issues dividing the United States and the DPRK are so complicated and our mutual animosity so deep that resolution will take time and require extensive negotiations to build trust and deepen understanding of one another’s concerns and objectives. The most that should be expected from the Hanoi summit is agreement – and commitment – to continue the process of engagement by instructing and empowering subordinates to meet regularly, listen carefully and seek ways to both build a better relationship and to resolve specific issues in the context of transforming the relationship from one of distrust and animosity to one that identifies mutual interests and manages issues that cannot be resolved immediately.

Related: Andrew Kim on North Korea Denuclearization and U.S.-DPRK Diplomacy
Former head of the CIA’s Korea Mission Center Andrew Kim, currently the William J. Perry Visiting Scholar at APARC, provides insights into the process of diplomatic engagement with the DPRK and outlines a roadmap for achieving the U.S. goal of North Korea denuclearization.

This post is based on the Stanford News article What’s next for North Korea? Stanford scholars discuss the diplomacy of denuclearization, published February 25, 2019.

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This piece originally appeared at Brookings.

 

 

The Trump administration has finished off the 1987 Intermediate-range Nuclear Forces (INF) Treaty, a treaty mortally wounded by Russia’s deployment of a banned intermediate-range missile. That leaves the 2010 New Strategic Arms Reduction Treaty (New START) as the sole agreement limiting U.S. and Russian nuclear forces.

New START has less than two years to run. At the February 15-16 Munich Security Conference, a senior Russian official reiterated Moscow’s readiness to extend the treaty. The administration, however, continues its odd reluctance to take up that offer. House Democrats should use their power of the purse on the issue.

WHY EXTENSION MAKES SENSE

Signed in 2010, New START limits the United States and Russia each to no more than 700 strategic ballistic missiles and bombers, and no more than 1,550 deployed strategic warheads. Those limits took full effect in February 2018. Both sides have complied, although technical questions have arisen. Russian officials question the way in which the U.S. military converted some launchers so that they would not count.

By its terms, New START runs until February 5, 2021. It can be extended for up to five years by simple agreement between the U.S. and Russian presidents.

When asked about extension in 2017, administration officials said they would wait to complete the nuclear posture review and to see if the Russians met the New START limits. Both of those boxes were checked more than a year ago. Administration officials now say they are studying extension but see no need to rush.

New START extension is in the U.S. interest.

First, extension would constrain Russian strategic nuclear forces until 2026. It makes little sense to let the treaty lapse in 2021, when Russia has hot production lines churning out new missiles, submarines, and bombers.

Second, New START extension would not impact U.S. strategic modernization plans. They are sized to fit within New START’s limits. Moreover, the United States will not start producing significant numbers of replacement missiles, submarines, and bombers until the second half of the 2020s.

Third, extension would continue the flow of information that the sides share with each other about their strategic forces. That comes from data exchanges, notifications, on-site inspections and other verification measures, all of which end if New START lapses. Making up for that loss of information would require a costly investment in new national technical means such as reconnaissance satellites.

WHY WE SHOULD WORRY

Extension should be a no-brainer. However, in a White House that operates on its own facts and at times with an indecipherable logic, extension is not a given.

President Trump does not seem to understand much about nuclear arms control. During his first telephone conversation with President Putin, Trump reportedly dismissed New START as a bad deal done by his predecessor. He has taken delight in undoing the accomplishments of President Obama (witness the Iran nuclear accord).

National Security Advisor Bolton shows disdain for arms control and has criticized New START. One of its faults, according to Mr. Bolton: It provides for equal limits on the United States and Russia. He felt the treaty should allow the U.S. military to have more. (U.S. diplomats would have had an interesting time trying to negotiate that.) Asked about New START extension, Mr. Bolton notes two alternatives: renegotiation and a new treaty modeled on the 2002 Strategic Offensive Reductions Treaty (SORT).

Renegotiation would allow U.S. officials to try to improve New START, perhaps with more intrusive verification measures, or even broadening the agreement to cover non-strategic nuclear weapons. Moscow, however, would seek changes as well, such as constraints on missile defenses—anathema to Washington.

Renegotiation would prove difficult, take considerable time, and have at best uncertain prospects for success. A wiser course would extend New START and then seek a renegotiation or a new follow-on treaty.

As for SORT, negotiated by Mr. Bolton, it limited deployed warheads only. Mr. Putin accepted that in 2002, but Russian officials have long since made clear that limits should apply to warheads and delivery vehicles, as they do in New START.

SORT, moreover, was “sort of” arms control. Lacking agreed definitions, counting rules or monitoring measures, it was unverifiable. In doing their own counts on the honor system, the U.S. and Russian militaries may not have even counted the same things.

Neither Secretary of State Pompeo nor Acting Secretary of Defense Patrick Shanahan has shown interest in championing New START. The uniformed military leadership argued the treaty’s value in the past, but Chairman of the Joint Chiefs Joseph Dunford recently has hedged.

While ratification of a treaty requires consent from two-thirds of the Senate, the president alone can decide to leave a treaty. The Trump administration did not consult with either Congress or allies on withdrawal before Trump announced his intention to pull out of the treaty last October.

HOUSE DEMOCRATS TO THE RESCUE?

While the Trump administration shows little interest in arms control, it does want funding to modernize U.S. strategic forces. Democrats should recognize that and force the White House’s hand.

The U.S. strategic triad is aging. Ballistic missile submarines are the leg of the triad most in need of urgent replacement. They should be funded. Replacing intercontinental ballistic missiles (ICBMs) or building the B-21 bomber, however, are less urgent needs. As they work on the appropriations for the 2020 defense budget, House Democrats should make clear to the White House and the Pentagon that money for ICBM modernization or the B-21 would need to be paired with extension of New START. That will get attention.

Retaining a strategic triad makes sense (though the need for 400 deployed ICBMs is debatable). Retaining New START makes sense as well. House Democrats should simply insist on a trade.

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In May 2018, Stanford Center for International Security and Cooperation (CISAC) scholars Siegfried Hecker, Robert Carlin, and Elliot Serbin released an in-depth report analyzing the nuclear history of North Korea between 1992 and 2017 alongside a historical research-based “roadmap” for denuclearization.

Since then, tensions between North Korea and South Korea have thawed. United States President Trump met with Kim Jong-un in Singapore in June, and another U.S.-North Korea summit is planned for later this month.

Today, the CISAC researchers release a 2018 update to their report, chronicling and analyzing historic developments in North Korea over the past year. In this Q&A with Katy Gabel Chui, CISAC Senior Fellow and former Director of the Los Alamos National Laboratory Siegfried Hecker shares what the team learned:

Your research demonstrates that South Korean, North Korean, and U.S. efforts in 2018 were able to lower tensions and the threat of war on the Korean Peninsula. How? What actions were most effective toward this end?

At the end of 2017, the Moon Jae-in administration in South Korea made secret overtures to the Kim Jong-un regime. Kim Jong-un responded positively in his 2018 New Year Speech, proposing to send North Korean athletes to the South as part of a joint delegation for the 2018 Winter Olympics in Seoul.  He also initiated serious diplomatic overtures to Washington. These efforts led to the North/South Summit in April and the historic Singapore Summit in June.

Yet, in spite of these positive initiatives, you did not rate U.S. and North Korean diplomacy at your highest level, why is that?

We stopped one level short for both (a G2 instead of a G3) because progress in talks that followed the summit quickly hit a wall when the US side called for the North to produce a full declaration of its nuclear weapons program, to which Pyongyang responded angrily. The rest of the year was up and down. Nevertheless, the Singapore Summit took the critical step away from the brink of war. The North and South also continued to make remarkable progress toward reconciliation with two more presidential summits.

Most of the focus in the U.S. has been on an apparent failure of North Korea to denuclearize. But you note in your research that the Singapore summit pledged normalization and denuclearization. Why has progress stalled?

First, denuclearization is a poorly defined concept. We should focus on the elimination of the North’s nuclear weapons, the means of production and means of delivery. Second, Washington has so far not taken steps toward normalization. It has insisted on maintaining maximum pressure and sanctions, which Pyongyang considers incompatible with normalization.

Nevertheless, you claim that the threat posed by North Korea was substantially reduced. What about the North’s nuclear capabilities – were these reduced in 2018?

The diplomatic initiatives have greatly reduced the threat. Our study, which looks at the details of how the capabilities have changed in 2018, concludes that the rapid escalation of overall capabilities in 2017 and prior years was halted and in some cases rolled back.

But your research also shows North Korea continued to operate its nuclear weapons complex in 2018, and that it is still producing plutonium and highly enriched uranium.

We are not surprised that North Korea has not halted its fissile materials production in absence of formal negotiations. Our analysis of open-source satellite imagery of the Yongbyon complex led us to estimate they may have added sufficient plutonium and highly enriched uranium for an additional 5 to 7 nuclear weapons on top of our 2017 estimate of approximately 30 weapons.

There have also been reports that it has continued to maintain, produce, and deploy its land-based ballistic missiles. These activities don’t look like the North is denuclearizing.

In our study, we look at the three requisites for a nuclear arsenal – fissile materials, weaponization (that is design, build, and test), and delivery. The North did continue to produce fissile materials. But it took the remarkable step to end nuclear testing and long-range missile testing at a time during which North Korea had been rapidly increasing the sophistication of its nuclear weapons and missiles and their destructive power and reach. Therefore, we conclude that the North not only halted that rapid advance but also rolled back the threat we judged the North’s nuclear and missile programs to pose in 2017.

It sounds like there is a long way to go to denuclearize. In May of last year, you released a framework for denuclearization of North Korea based around a “halt, roll back and eliminate” process. Where does North Korea stand, if anywhere, in that process today?

Our color charts track the progress. Contrary to what we have heard in the media, North Korea has actually halted and rolled back some nuclear activities, with the most important being the end of nuclear and missile testing, which in turn, has significant consequences. In fact, in 2018 it did not flight test missiles of any range. However, the road to final elimination will be long and difficult, especially because of the serious trust deficit between Washington and Pyongyang. We suggested a 10-year time frame last year.

Haven’t you also suggested a way to speed up that process?

Yes, we propose that North Korea, South Korea, and the U.S. explore cooperative efforts to demilitarize North Korea’s nuclear and missile programs and convert them to civilian nuclear and space programs. Such cooperation has the potential of accelerating the elimination of nuclear weapons and nuclear weapons program. It will, in the long term, also greatly improve the prospects of adequate verification.

How do you get North Korea to go along with any of these ideas?

That’s the job of our negotiators. When Special Representative Stephen Biegun was here at Stanford recently, he showed a lot of flexibility to have the U.S. phase denuclearization with normalization. I think that’s what it will take. But a lot of hard work lies ahead.

Full Report: A Comprehensive History of North Korea's Nuclear Program: 2018 Update

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