The Caspian Basin has emerged in recent years as a major focus of international affairs for a combination of political, economic, and geostrategic reasons. In the immediate aftermath of the Soviet Union's dissolution in the early 1990s the region's newly independent states were overshadowed by Russia and attracted little Western and U.S. attention. But over the past several years this region has attracted growing attention from Western policymakers and scholars, as well as the media and the private sector. One of the main reasons for this new focus on the Caspian is its sizable energy reserves. In addition to its potential as a significant oil producer, however, it is also the Caspian's geostrategic location, its diverse mix of ethnic groups, and its unsettled intrastate and interstate conflicts that make it both an enticing and challenging region.

In May 1999, CISAC's Project on Ethnic Conflict and Conflict Management in the Former Soviet Union convened an international conference to examine emerging geopolitical issues of the Caspian Basin region. Scholars, policymakers, and energy executives from around the world gathered to examine the sometimes contending interests, both political and economic, focused on the region, and to seek to develop a comprehensive approach for enhancing political and economic development, mitigating and resolving conflicts, and promoting security and stability in the region. Panelists examined conflicting political and economic approaches to the region and explored strategies for energy development that might facilitate regional economic growth and democratization. They also offered diverse views about whether energy development could promote regional cooperation and integration or was likely to exacerbate existing conflicts.

The conference was part of the Project on Ethnic Conflict's ongoing activities in the Caspian region. Project director Gail Lapidus and others at CISAC have been working closely with scholars and policymakers in the region for a number of years on issues of nationalism, conflict resolution, and regional security. One of the project's central goals has been to encourage and facilitate regional cooperation on a broad range of humanitarian, economic, and political issues. In support of that objective, the project has engaged in joint efforts with key political actors in the region in attempts to develop fresh approaches to conflict management and to construct new regional security arrangements.

The decade of the 1990s has seen renewed concerns over nuclear proliferation, both horizontal and vertical. While many in the arms control community focus on numbers, it is control that is the most important factor--the detonation of just one nuclear weapon would be an international catastrophe. Rather than concentrating on numbers, the regime defined herein centers on enhancing the safety and security being provided nuclear weapons and weapons-usable fissile materials. The proposal in the paper is called the Nuclear Weapons Control Treaty (NWCT) and referred to as New Court. The emphasis is on control rather than disarmament, protection from unintended or unauthorized use rather than elimination. New Court, once in place, would provide an environment in which the necessary audits and accountability for undertaking dramatic reductions in the numbers of weapons and the quantities of weapons-usable materials could be made with much greater confidence than exists today. However, it will be decades (if ever) before the number of nuclear weapons goes to zero. In the meantime, it is paramount that comprehensive safety and security be established and maintained.

There are currently more than a thousand metric tons of civilian fuel cycle plutonium, mostly in spent fuel rods, but hundreds of tons are already separated and in storage. Any of this plutonium could be fashioned into a nuclear explosive. There are no practical approaches for disposing of plutonium in periods of time less than decades. Much of the architecture and technology from New Court can be applied to the development of international monitored storage facilities (IMSF) for civil nuclear material. The paper outlines the five key requirements an international depository must satisfy: national security for the depositors and the host nation; safety and security of the material; transparency of operations; technology transfer to provide uniform global protection; and precise accurate accountability of the quantities and forms of material deposited. The synergism and conflict among the factors is briefly described. The paper also contains annexes on the current status of some key monitoring technologies and a description of an international "stored weapons standard" for protecting weapons-usable fissile material.

The Twenty-fifth Amendment to the Constitution evolved as a response to the need to relieve a sick and disabled president fromthe responsibilities of office, in the best interests of both the sick president and the nation. The congressional hearings that preceded and accompanied its enactment made clear that some members of Congress understood the need for objective medical information to be available to the vice president andCabinet before they couldmake the political determination of disability.Nevertheless, not a single physician was called to testify or advise in the Senate or the House despite the fact that they represent the only societal repository of expertise on physical and mental impairment. Nor was any mechanism defined whereby a dispassionate medical appraisal of the cognitive competence of the president could be obtained if it were in question. Instead, there was an implicit reliance on the physician to the president, whose conflict of interest is so strong that he or she has been used in the past more to conceal than to reveal the true state of the president’s health. The Twenty-fifth Amendment remains a vital mechanism for ensuring the stability of the presidency. But its disability provisions (sections 3 and 4) have not been implemented as the framers intended. Sooner or later, the nation will be confronted with a president who has Alzheimer’s disease, brain trauma, or illness such that his cognitive faculties are not up to the demands of office. A powerful antidote to the White House cover-ups of the past would be a medical advisory committee on the health of the president, created by congressional action. The committee would review the president’s health annually and report to the nation on its significant findings; it also would be convened urgently to assess his health status whenever it was in serious question. It would then advise the vice president and Cabinet of the degree of presidential impairment to provide a scientific medical foundation for the political decision as to the presence or absence of disability. The independence, breadth of expertise, lack of conflict of interest, availability, and credibility of the committee would assure the public of an objective appraisal and would preclude inaction by the executive branch in the face of disability. The arguments against such an advisory committee—that physicians would decide rather than advise; that they might disagree; that they might harass the president or violate confidentiality; and that the committee is unnecessary,would function poorly,
could not assemble quickly, and would infringe on the separation of powers doctrine —have been carefully analyzed and been found wanting. Because the advantages of establishing a medical advisory committee are compelling, it should be the subject of congressional action before, rather than after, the next medical cover-up in the White
House and the accompanying public crisis of confidence.

Dr. Lapidus summarizes factors, both domestic and international, pushing for and against regional separatism from the Russian Federation. Attention then turns to factors influencing the further devolution of authority from central to regional officials. A typology is offered of types of issues animating conflict in center-periphery relations. The article then discusses the impact of the August 1998 crisis on these trends and on prospects for the future.

This report is the result of a workshop held in April 1998, when fifty policy experts, government officials and scholars met in Washington, DC. to discuss an issue of great import: the future of the relationship between Ukraine and NATO, This event, the Workshop on Ukraine-NATO Relations, was sponsored by the Harvard University Project on Ukrainian Security and the Stanford-Harvard Preventive Defense Project. The express goal of the workshop was to bring together representatives of Ukraine, NATO, and the United States so that they could collaborate on developing concrete recommendations for short and long-term next steps to broaden and deepen Ukraine-NATO relations.

The conveners of this workshop believed that the relationship developing [at that time] between Ukraine and NATO had the capacity to evolve into an important force for stability and security in Europe and the world, and to serve as a model for other countries in the region. While the NATO-Ukraine Charter and Ukraine's participation in the Partnership for Peace and the NATO peacekeeping mission in Bosnia provided a strong foundation, the longer-term direction of this very important relationship continued to be largely undefined. Further, they strongly believed that the Charter on a Distinctive Partnership signed by Ukraine and NATO in the summer of 1997 was only the first step towards institutionalizing the growing Ukraine-NATO relationship. Ensuring that the Charter was meaningful depended on concrete implementation of the cooperation anticipated in that document. Thus they decided that a concerted effort needed to be made to develop a gameplan for the future.

Work on ethnic and nationalist violence has emerged from two largely non-intersecting literatures: studies of ethnic conflict and studies of political violence. Only recently have the former begun to attend to the dynamics of violence and the latter to the dynamics of ethnicization. Since the emergent literature on ethnic violence is not structured by clearly defined theoretical oppositions, we organize our review by broad similarities of methodological approach: (a) Inductive work at various levels of aggregation seeks to identify the patterns, mechanisms, and recurrent processes implicated in ethnic violence. (b) Theory-driven work employs models of rational actions drawn from international relations theory, game theory, and general rational action theory. (c) Culturalist work highlights the discursive, symbolic and ritualistic aspects of ethnic violence. We conclude with a plea for the disaggregated analysis of the heterogenous phenomena we too caually lump together as "ethnic violence."

Gail Lapidus of Stanford University assesses the factors leading to Moscow's decision in December 1994 to use military force to crush Chechnya's resistance to the authority of the Russian leadership. Exhaustively researched and documented, Lapidus's study traces the evolution of the secessionist struggle through six stages. At the heart of the conflict, she says, was the Chechens' growing desire for sovereignty and territorial integrity sparked by Mikhail Gorbachev's political liberalization initiatives and further fueled by the establishment of a number of new states after the breakup of the Soviet Union. Lapidus also considers the role of Western governments and international institutions first in preventing the outbreak of hostilities and then in mitigating and, finally, terminating the conflict. She concludes that when the behavior of a major power is at issue, the potential for outside intervention is limited, which in turn raises a host of troubling questions about the prospects for future internal conflict resolution.

The MacArthur Consortium workshop "Slaughter of the Innocents: Understanding Political Killing" focused on mobilization for large-scale killing and genocide. How does such violence become possible? Rather than concentrating on effect and prescription, participants devoted their attention to diagnosis and causal understanding. The workshop had three main areas of investigation:

1. the historical sociology of mobilization for large-scale killing,
   
2. the phenomenology of genocide, and
   
3. the role of memory in such mobilization.
   

In exploring a topic that has become highly problematic and pressing in the context of civil wars, the workshop addressed changing institutions of violence and issues of identity. The workshop aimed to raise as many questions as it answered, as well as to set an agenda for future interdisciplinary understanding.

Proceedings of a conference, "Preventing Deadly Conflict: Strategies and Institutions," held in Moscow Aug. 14-16, 1996," that was a joint undertaking of the Carnegie Commission on Preventing Deadly Conflict, the Institute of Universal History of the Russian Academy of Sciences and the Center for International Security and Arms Control at Stanford University.

Dr. Lapidus, who co-edited the report, wrote the conclusion, "Lessons from the Russian Experience."

Georgia--The Search for State Security

David Darchiashvili's working paper traces the attempts of the modern Georgian state to deal with issues of national security since independence. Darchiashvili outlines the nature of contemporary national security dilemmas for post-Soviet Georgia. The paper examines Georgia's present security threats, as well as its current relationships with Russia and the other countries of the region. The paper also presents an in-depth discussion of the situation of civil-military relations in Georgia and the impact of these relations on state security. The author analyzes the roots of Georgia's problems in developing a coherent and practical security policy. He proposes that the ad hoc character of current security policy has resulted in passivity in dealing with threats such as ethnic conflicts, including the war in Abkhazia. In his conclusion Darchiashvili makes a recommendation for the elaboration of a consistent national security concept for Georgia. The author proposes that this security concept will need to include a framework for relations between society and the military. According to Darchiashvili, in order to attain this goal Georgia needs to maintain internal stability and to secure support from international institutions.

European Security and Conflict Resolution in the Transcaucasus

Nerses Mkrttchian's working paper examines the issue of security in the Transcaucasus since the fragmentation of Europe's international landscape, and the emergence of a new cooperative European security system that followed the disappearance of the continent's political line of separation. Mkrttchian proceeds to analyze the security issues in the Transcaucasus region within broader European, Eurasian, and post-Soviet contexts. The paper examines the current security structure of Europe, its relationship to Russia and the Commonwealth of Independent States (CIS), and how these new security structures can affect the regional conflicts in the Transcaucasus. Mkrttchian analyzes the prospects for establishing regional cooperation on security issues in the Transcaucasus, and the role of international organizations in this process. The author points to the need for the development of "cross-dimensional" cooperation as a way to resolve conflicts in the region.